Insider filing report for Changes in Beneficial Ownership
- Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
- Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
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SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D/A
Under the Securities Exchange Act of 1934
(Amendment No. 4)*
WAVE Life Sciences Ltd.
(Name of Issuer)
Ordinary Shares
(Title of Class of Securities)
Y95308105
(CUSIP Number)
Katsunori Nagakari
1-10 Yamanokuchi-cho, Kagoshima City, Kagoshima, 892-0844, Japan
+81 99 295 6151
(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)
September 22, 2020
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box ☐.
Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7(b) for other parties to whom copies are to be sent.
* | The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. |
The information required on the remainder of this cover page shall not be deemed filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act by shall be subject to all other provisions of the Act (however, see the Notes).
Page 1 of 5
CUSIP No. Y95308105
1 |
NAME OF REPORTING PERSON
Kagoshima Shinsangyo Sousei Investment Limited Partnership | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF THE GROUP (a) ☐ (b) ☐
| |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS
WC | |||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
☐ | |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Japan |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7 | SOLE VOTING POWER
0 | ||||
8 | SHARED VOTING POWER
2,019,873 | |||||
9 | SOLE DISPOSITIVE POWER
0 | |||||
10 | SHARED DISPOSITIVE POWER
2,019,873 |
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,019,873 | |||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
☐ | |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
3.30% | |||||
14 | TYPE OF REPORTING PERSON
PN |
Page 2 of 5
CUSIP No. Y95308105
1 |
NAME OF REPORTING PERSON
Kagoshima Development Co. Ltd. | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF THE GROUP (a) ☐ (b) ☐
| |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS
AF | |||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
☐ | |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Japan |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7 | SOLE VOTING POWER
0 | ||||
8 | SHARED VOTING POWER
2,019,873 | |||||
9 | SOLE DISPOSITIVE POWER
0 | |||||
10 | SHARED DISPOSITIVE POWER
2,019,873 |
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,019,873 | |||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
☐ | |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
3.30% | |||||
14 | TYPE OF REPORTING PERSON
CO |
Page 3 of 5
Explanatory Note: This Amendment No. 4 (this Statement) to the Schedule 13D (the Initial 13D) filed by the Reporting Persons (as defined below) with the U.S. Securities and Exchange Commission (the SEC) on November 25, 2015, as amended and supplemented by Amendment No. 1 to the Initial 13D filed on March 31, 2017, Amendment No. 2 to the Initial 13D filed on March 22, 2018, and Amendment No. 3 to the Initial 13D filed on March 14, 2019, amends and supplements the items set forth herein. As used in this Schedule 13D, as amended hereby, the term Reporting Persons collectively refers to Kagoshima Shinsangyo Sousei Investment Limited Partnership (KSS) and Kagoshima Development Co. Ltd. (Kagoshima Development Co.).
Item 5. Interest in Securities of the Issuer.
Items 5(a), (b), (c) and (e) are hereby amended and restated as follows:
(a) and (b) The information relating to the beneficial ownership of the Issuers Ordinary Shares by each of the Reporting Persons set forth in Rows 7 through 13 of the cover pages hereto is incorporated herein by reference. The information in this Item 5(a) and in Row 13 of each cover page to this Statement with respect to the Reporting Persons is based on an aggregate of 61,249,222 shares of the Issuers Ordinary Shares issued and outstanding as of May 9, 2022, as reported in the Issuers Quarterly Report on Form 10-Q, as filed with the SEC on May 10, 2022.
(c) The Reporting Persons effected the following transactions in the Issuers Ordinary Shares on the dates indicated, and such transactions are the only transactions in the Issuers Ordinary Shares by the Reporting Persons in the sixty days preceding the filing of this Statement, or since the last 13D filing, whichever is less:
|
Nature of Transaction |
Date | Number of Shares of Issuers Ordinary Shares |
Weighted Average Price Per Share |
Range of Prices |
|||||||||||||
KSS |
Open Market Sale | 7/19/2022 | 15,101 | $ | 3.84 | $ | 3.75 - $3.95 |
(e) As a result of additional issuances of Ordinary Shares by the Issuer to persons other than the Reporting Persons, the Reporting Persons ceased to be beneficial owners of more than five percent of the Ordinary Shares of the Company. Accordingly, this Statement represents the final amendment to the Schedule 13D and constitutes an exit filing for the Reporting Persons.
Page 4 of 5
SIGNATURE
After reasonable inquiry and to the best of their knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct.
Dated: July 20, 2022 | Kagoshima Shinsangyo Sousei Investment Limited Partnership | |||||
By: Kagoshima Development Co. Ltd., its General Partner | ||||||
By: | /s/ Michiaki Miyawaki | |||||
Name: Michiaki Miyawaki | ||||||
Its: Representative Director | ||||||
Dated: July 20, 2022 | Kagoshima Development Co. Ltd. | |||||
By: | /s/ Michiaki Miyawaki | |||||
Name: Michiaki Miyawaki | ||||||
Its: Representative Director |