Schedule 13D and 13G filings - beneficial ownership reports:

  1. Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
  2. Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
  3. Due to inconsistent filing format, it is highly recommended that you read the orignal filing form.
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13D Filings

2023-11-09 16:00 EST - 2023-11-13 16:00 EST


Reported
DateTime		TypeCompany
Symbol		Filed By
Symbol		Shares Owned
% Owned		Shares Vs. Prev ReportFiling
2023-11-13
3:55 pm
Purchase		13DAeva Technologies, Inc.
AEVA		Sylebra Capital Ltd51,896,560
19.9%		24,795,027increase
(+91.49%)		View
2023-11-13
3:48 pm
Purchase		13DCapital Product Partners L.P.
CPLP		Capital Maritime & Trading Corp.5,167,150
25.9%		1,000increase
(+0.02%)		View
2023-11-13
3:36 pm
Purchase		13DBSQUARE Corporation
BSQR		GARDNER LEWIS ASSET MANAGEMENT L P1,017,602
5.1%		1,017,602increase
(New Position)		View
2023-11-13
3:34 pm
Purchase		13DenGene Holdings Inc. Common Stock
ENGN		Forbion Growth Sponsor FEAC I B.V.8,169,004
31.9%		8,169,004increase
(New Position)		View
2023-11-13
3:22 pm
Unchanged		13DFEC Resources Inc.
FECOF		Bleichroeder LP1,610,888
6.28%		0
(Unchanged)		View
2023-11-13
3:20 pm
Purchase		13DMedMen Enterprises Inc.
MMNFF		Gotham Green Partners LLC601,244,464
30.2%		65,220,091increase
(+12.17%)		View
2023-11-13
3:04 pm
Purchase		13DCellectis S.A.
CLLS		Bpifrance Participations SA9,792,653
9.7%		485,656increase
(+5.22%)		View
2023-11-13
12:40 pm
Purchase		13DVISTA CREDIT STRATEGIC LENDING CORP.Abu Dhabi Developmental Holding Co PJSC576,878
24.98%		562,302increase
(+3857.73%)		View
2023-11-13
12:06 pm
Sale		13DMFS Investment Grade Municipal Trust
CXH		Saba Capital Management L.P.694,805
8.47%		-218,181decrease
(-23.90%)		View
2023-11-13
11:59 am
Sale		13DTortoise Energy Independence Fund, Inc.
NDP		Saba Capital Management L.P.133,996
8.04%		-25,361decrease
(-15.91%)		View
2023-11-13
11:53 am
Sale		13DMFS High Yield Municipal Trust
CMU		Saba Capital Management L.P.2,472,316
9.7%		-809,597decrease
(-24.67%)		View
2023-11-13
11:50 am
Purchase		13DDWS Municipal Income Trust
KTF		Saba Capital Management L.P.2,137,522
5.45%		2,137,522increase
(New Position)		View
2023-11-13
11:45 am
Purchase		13DNuveen New Jersey Quality Municipal Income Fund
NXJ		Saba Capital Management L.P.4,496,561
10.9%		493,385increase
(+12.32%)		View
2023-11-13
11:42 am
Sale		13DKayne Anderson NextGen Energy & Infrastructure, Inc.
KMF		Saba Capital Management L.P.3,073,599
7.66%		-1,519,401decrease
(-33.08%)		View
2023-11-13
11:39 am
Purchase		13DBlackrock Innovation & Growth Trust
BIGZ		Saba Capital Management L.P.33,924,408
14.95%		2,613,558increase
(+8.35%)		View
2023-11-13
10:48 am
Sale		13DNew Relic, Inc.
NEWR		HMI Capital Management L.P.0
0%		-5,062,100decrease
(Position Closed)		View
2023-11-13
08:51 am
Purchase		13DAlpine Immune Sciences, Inc.
ALPN		ORBIMED ADVISORS LLC4,226,843
7.3%		145,251increase
(+3.56%)		View
2023-11-13
08:24 am
Purchase		13DVYNE Therapeutics Inc.
VYNE		AI Biotechnology LLC3,201,980
19.99%		3,201,980increase
(New Position)		View
2023-11-13
07:33 am
Purchase		13DDelta Apparel, Inc.
DLA		Forager Fund L.P.441,226
6.3%		97,269increase
(+28.28%)		View
2023-11-13
07:31 am
Purchase		13DMereo BioPharma Group plc
MREO		Rubric Capital Management LP97,319,355
13.88%		1,758,195increase
(+1.84%)		View
2023-11-13
07:20 am
Sale		13DTrilogy International Partners Inc.
TRL		SG Enterprises II LLC0
0%		-16,908,563decrease
(Position Closed)		View
2023-11-13
06:46 am
Purchase		13DDisc Medicine, Inc.
IRON		AI DMI LLC3,345,840
13.74%		204,081increase
(+6.50%)		View
2023-11-13
06:37 am
Purchase		13DNuveen Real Asset Income and Growth Fund
JRI		Saba Capital Management L.P.2,266,809
8.27%		362,867increase
(+19.06%)		View
2023-11-13
06:35 am
Purchase		13DNuveen Multi-Asset Income Fund
NMAI		Saba Capital Management L.P.4,561,539
13.65%		399,072increase
(+9.59%)		View
2023-11-13
06:32 am
Purchase		13DNuveen Pennsylvania Quality Municipal Income Fund
NQP		Saba Capital Management L.P.4,023,794
10.81%		488,549increase
(+13.82%)		View
2023-11-13
06:26 am
Purchase		13DRise Gold Corp.
RYES		Oliver Daniel Jr6,596,753
14.3%		2,250,000increase
(+51.76%)		View
2023-11-13
06:08 am
Unchanged		13DCarvana Co.
CVNA		GARCIA ERNEST C. II80,969,152
43.2%		0
(Unchanged)		View
2023-11-09
5:29 pm
Sale		13DPorch Group, Inc.
PRCH		VILLERE ST DENIS J & CO LLC2,416,553
2.44%		-3,280,258decrease
(-57.58%)		View
2023-11-09
5:28 pm
Unchanged		13DTempest Therapeutics, Inc.
TPST		Versant Venture Capital VI L.P.2,118,644
15.9%		0
(Unchanged)		View
2023-11-09
5:27 pm
Purchase		13DAstra Space, Inc.
ASTR		SherpaVentures Fund II LP4,116,822
16.8%		2,212,768increase
(+116.21%)		View
2023-11-09
5:27 pm
Unchanged		13DPassage Bio, Inc.
PASG		Versant Venture Capital VI L.P.4,026,417
7.3%		0
(Unchanged)		View
2023-11-09
5:26 pm
Unchanged		13DMonte Rosa Therapeutics, Inc.
GLUE		Versant Venture Capital VI L.P.6,799,115
13.7%		0
(Unchanged)		View
2023-11-09
5:24 pm
Unchanged		13DBlack Diamond Therapeutics, Inc.
BDTX		Versant Venture Capital VI L.P.4,328,883
8.4%		0
(Unchanged)		View
2023-11-09
5:17 pm
Purchase		13DWheeler Real Estate Investment Trust, Inc.
WHLR		STILWELL JOSEPH54,435,367
75.7%		38,461,587increase
(+240.78%)		View
2023-11-09
5:12 pm
Unchanged		13DEnstar Group Limited
ESGR		CANADA PENSION PLAN INVESTMENT BOARD1,501,211
4.3%		0
(Unchanged)		View
2023-11-09
5:07 pm
Purchase		13DCellectis S.A.
CLLS		ASTRAZENECA PLC16,000,000
22.4%		16,000,000increase
(New Position)		View
2023-11-09
5:01 pm
Sale		13DCipher Mining Inc.
CIFR		Bitfury Top HoldCo B.V.191,931,387
75.4%		-11,178,440decrease
(-5.50%)		View
2023-11-09
4:45 pm
Unchanged		13DFarmer Bros. Co.
FARM		22NW Fund LP1,964,536
10.2%		0
(Unchanged)		View
2023-11-09
4:43 pm
Purchase		13DMilestone Pharmaceuticals Inc.
MIST		Alta Fundamental Advisers LLC1,671,289
5%		1,671,289increase
(New Position)		View
2023-11-09
4:43 pm
Sale		13DDun & Bradstreet Holdings, Inc.
DNB		THOMAS H. LEE ADVISORS LLC22,561,207
5.1%		-13,360,638decrease
(-37.19%)		View
2023-11-09
4:40 pm
Unchanged		13DFarmer Bros. Co.
FARM		JCP Investment Management LLC992,826
5.1%		0
(Unchanged)		View
2023-11-09
4:37 pm
Sale		13DLAVA Therapeutics N.V.
LVTX		Novo Holdings A/S1,878,194
7.1%		-521,806decrease
(-21.74%)		View
2023-11-09
4:36 pm
Purchase		13DFirsthand Technology Value Fund, Inc.
SVVC		Star Equity Fund LP965,633
14.01%		91,993increase
(+10.53%)		View
2023-11-09
4:34 pm
Purchase		13DAura Biosciences, Inc.
AURA		Matrix Capital Management Company LP6,922,870
14.1%		1,560,000increase
(+29.09%)		View
2023-11-09
4:24 pm
Sale		13DAppian Corporation
APPN		Abdiel Qualified Master Fund LP7,361,444
17.6%		-2,010,510decrease
(-21.45%)		View
2023-11-09
4:16 pm
Unchanged		13DTerran Orbital Corporation
LLAP		SOPHIS INVESTMENTS LLC16,581,465
8.4%		0
(Unchanged)		View
2023-11-09
4:15 pm
Unchanged		13DCPG Cooper Square International Equity LLC
XCSIX		Clark Chad638,363
41.83%		0
(Unchanged)		View
2023-11-09
4:12 pm
Purchase		13DTransAlta Corporation
TAC		BROOKFIELD Corp35,480,124
11.5%		80,589increase
(+0.23%)		View
2023-11-09
4:01 pm
Purchase		13DLogan Ridge Finance Corporation
LRFC		PUNCH & ASSOCIATES INVESTMENT MANAGEMENT INC.232,875
8.7%		232,875increase
(New Position)		View
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