Schedule 13D and 13G filings - beneficial ownership reports:
- Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
- Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
- Due to inconsistent filing format, it is highly recommended that you read the orignal filing form.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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- Peter Lynch
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SEC filing services are close in the weekend and during SEC holidays.
13D Filings
2023-11-03 16:00 EST - 2023-11-06 16:00 EST
Reported DateTime | Type | Company Symbol | Filed By Symbol | Shares Owned % Owned | Shares Vs. Prev Report | Filing |
2023-11-06 3:02 pm Purchase | 13D | Eaton Vance California Municipal Income Trust CEV | Saba Capital Management L.P. | 792,497 11.27% | 328,509 (+70.80%) | View |
2023-11-06 1:47 pm Purchase | 13D | POINT Biopharma Global Inc. PNT | BIOTECHNOLOGY VALUE FUND L P | 17,437,375 16.5% | 8,259,627 (+90.00%) | View |
2023-11-06 12:56 pm Unchanged | 13D | DWS Municipal Income Trust KTF | SIT INVESTMENT ASSOCIATES INC | 3,876,008 9.89% | 0 (Unchanged) | View |
2023-11-06 12:17 pm Purchase | 13D | DWS Municipal Income Trust KTF | SIT INVESTMENT ASSOCIATES INC | 3,876,008 9.89% | 10,000 (+0.26%) | View |
2023-11-06 11:30 am Purchase | 13D | OceanPal Inc. OP | Economou George | 572,038 7.7% | 75,222 (+15.14%) | View |
2023-11-06 10:17 am Purchase | 13D | Invesco Pennsylvania Value Municipal Income Trust VPV | Saba Capital Management L.P. | 2,166,644 9.09% | 239,717 (+12.44%) | View |
2023-11-06 09:53 am Purchase | 13D | BEST Inc. BEST | CHOU SHAO-NING JOHNNY | 116,433,228 32.3% | 67,389,770 (+137.41%) | View |
2023-11-06 09:22 am Purchase | 13D | Hollysys Automation Technologies Ltd. HOLI | Advanced Technology (Cayman) Ltd | 8,491,875 13.7% | 8,491,875 (New Position) | View |
2023-11-06 07:30 am Purchase | 13D | Mereo BioPharma Group plc MREO | Rubric Capital Management LP | 93,372,585 13.32% | 1,081,380 (+1.17%) | View |
2023-11-03 9:00 pm Sale | 13D | ProKidney Corp. PROK | Palihapitiya Chamath | 11,795,700 17.6% | -796,800 (-6.33%) | View |
2023-11-03 6:35 pm Unchanged | 13D | Sonida Senior Living, Inc. SNDA | Conversant GP Holdings LLC | 6,465,481 63.5% | 0 (Unchanged) | View |
2023-11-03 6:24 pm Sale | 13D | CapStar Financial Holdings, Inc. CSTR | LAWRENCE GAYLON M. JR. | 873,886 4.2% | -282,789 (-24.45%) | View |
2023-11-03 5:30 pm Purchase | 13D | Nano Dimension Ltd. NNDM | Anson Funds Management LP | 20,391,213 8.7% | 2,465,150 (+13.75%) | View |
2023-11-03 5:25 pm Purchase | 13D | Renovaro Biosciences Inc. RENB | William Anderson Wittekind | 18,956,376 28.4% | 1,411,093 (+8.04%) | View |
2023-11-03 5:20 pm Purchase | 13D | Repare Therapeutics Inc. RPTX | BIOTECHNOLOGY VALUE FUND L P | 9,098,600 21.6% | 806,612 (+9.73%) | View |
2023-11-03 5:15 pm Purchase | 13D | Orthofix Medical Inc. OFIX | ENGINE CAPITAL L.P. | 2,688,687 7.3% | 2,688,687 (New Position) | View |
2023-11-03 5:05 pm Sale | 13D | Earthstone Energy, Inc. ESTE | Bold Energy Holdings LLC | 0 0% | -56,079,344 (Position Closed) | View |
2023-11-03 5:03 pm Purchase | 13D | Sensei Biotherapeutics, Inc. SNSE | Newtyn Management LLC | 1,734,158 6.5% | 1,734,158 (New Position) | View |
2023-11-03 5:00 pm Purchase | 13D | Imperial Petroleum Inc. IMPP | Flawless Management Inc. | 9,886,388 29.3% | 692,305 (+7.53%) | View |
2023-11-03 4:59 pm Purchase | 13D | Agilysys, Inc. AGYS | MAK CAPITAL ONE LLC | 4,143,571 15.3% | 9,580 (+0.23%) | View |
2023-11-03 4:58 pm Purchase | 13D | Mobile Infrastructure Corporation BEEP | Color Up LLC | 18,479,536 62.6% | 11,989,098 (+184.72%) | View |
2023-11-03 4:52 pm Purchase | 13D | Nasdaq, Inc. NDAQ | Adenza Parent LP | 85,608,414 14.84% | 85,608,414 (New Position) | View |
2023-11-03 4:30 pm Purchase | 13D | Clear Channel Outdoor Holdings, Inc. CCO | VERDE INVESTMENTS INC. | 31,121,370 6.4% | 3,997,000 (+14.74%) | View |
2023-11-03 4:30 pm Purchase | 13D | Viridian Therapeutics, Inc. VRDN | Fairmount Funds Management LLC | 12,764,393 19.99% | 3,571,579 (+38.85%) | View |
2023-11-03 4:30 pm Sale | 13D | Canopy Growth Corporation CGC | Greenstar Canada Investment Limited Partnership | 171,499,258 20.7% | -139,745,453 (-44.90%) | View |
2023-11-03 4:30 pm Purchase | 13D | Aileron Therapeutics, Inc. ALRN | Satter Muneer A | 1,007,488 19.9% | 1,007,488 (New Position) | View |
2023-11-03 4:16 pm Purchase | 13D | Grove Collaborative Holdings, Inc. GROV | Virgin Group Acquisition Sponsor II LLC | 6,648,846 21.1% | 6,648,846 (New Position) | View |
2023-11-03 4:15 pm Unchanged | 13D | StealthGas Inc. GASS | Flawless Management Inc. | 9,208,069 26.1% | 0 (Unchanged) | View |
2023-11-03 4:13 pm Purchase | 13D | P3 Health Partners Inc. PIII | Abdou Sherif | 29,794,207 9.3% | 1,608,225 (+5.71%) | View |
2023-11-03 4:10 pm Unchanged | 13D | Virgin Galactic Holdings, Inc. SPCE | Virgin Investments Ltd | 30,745,494 8.4% | 0 (Unchanged) | View |
2023-11-03 4:05 pm Sale | 13D | NextDecade Corporation NEXT | VALINOR MANAGEMENT L.P. | 16,527,802 6.85% | -1,538,210 (-8.51%) | View |
2023-11-03 4:05 pm Purchase | 13D | Assembly Biosciences, Inc. ASMB | Schornstein Alexander | 7,164,292 10.9% | 7,164,292 (New Position) | View |
2023-11-03 4:00 pm Purchase | 13D | Paramount Global PARAA | GAMCO INVESTORS INC. GBL | 2,827,625 6.95% | 200,089 (+7.62%) | View |
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