Activist 13D/13G Filings - Pfenex Inc. (PFNX)

Real time Form 13D and 13G transaction reports:

  • Schedule 13D must be filed within ten days after a person or an organization acquires beneficial ownership of more than 5% of a voting class of a company's equity securities.
  • Due to inconsistent filing format, it is highly recommended that you read the orignal filing form.
  • Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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Time period
Reported
DateTime		TypeCompany
Symbol		Filed By
Symbol		Shares Owned
% Owned		Shares Vs. Prev ReportFiling
2021-02-11
3:24 pm
Sale		13GPfenex Inc.
PFNX		BLAIR WILLIAM & CO0
0.000%		-2,602,486decrease
(Position Closed)		View
2020-12-09
5:02 pm
Sale		13GPfenex Inc.
PFNX		PRIMECAP MANAGEMENT CO0
0.000%		-3,247,100decrease
(Position Closed)		View
2020-10-09
2:53 pm
Sale		13GPfenex Inc.
PFNX		FRANKLIN RESOURCES INC
BEN		54,458
0.200%		-3,513,792decrease
(-98.47%)		View
2020-10-09
1:03 pm
Unchanged		13GPfenex Inc.
PFNX		Weiss Asset Management LP0
0.000%		0
(Unchanged)		View
2020-10-09
11:55 am
Sale		13GPfenex Inc.
PFNX		Weiss Asset Management LP0
0.000%		-4,220,055decrease
(Position Closed)		View
2020-10-09
09:14 am
Sale		13GPfenex Inc.
PFNX		BlackRock Inc.
BLK		1,080
0.000%		-2,096,279decrease
(-99.95%)		View
2020-10-05
4:14 pm
Sale		13DPfenex Inc.
PFNX		ADAGE CAPITAL PARTNERS GP L.L.C.0
0.000%		-3,000,000decrease
(Position Closed)		View
2020-10-02
4:40 pm
Sale		13GPfenex Inc.
PFNX		Newtyn Management LLC650,000
1.900%		-3,200,000decrease
(-83.12%)		View
2020-10-02
4:29 pm
Purchase		13GPfenex Inc.
PFNX		Newtyn Management LLC3,850,000
11.200%		850,000increase
(+28.33%)		View
2020-10-02
4:26 pm
Purchase		13GPfenex Inc.
PFNX		Newtyn Management LLC3,000,000
8.800%		3,000,000increase
(New Position)		View
2020-09-30
4:08 pm
Purchase		13GPfenex Inc.
PFNX		Weiss Asset Management LP4,220,055
12.300%		4,220,055increase
(New Position)		View
2020-08-21
4:22 pm
Purchase		13DPfenex Inc.
PFNX		ADAGE CAPITAL PARTNERS GP L.L.C.3,000,000
8.750%		2,000,000increase
(+200.00%)		View
2020-06-05
12:01 pm
Sale		13GPfenex Inc.
PFNX		PRIMECAP MANAGEMENT CO3,247,100
9.470%		-91,300decrease
(-2.73%)		View
2020-02-14
5:15 pm
Sale		13GPfenex Inc.
PFNX		DOW INC.
DOW		0
0.000%		-1,771,428decrease
(Position Closed)		View
2020-02-13
2:50 pm
Purchase		13GPfenex Inc.
PFNX		BLAIR WILLIAM & CO2,602,486
8.200%		841,030increase
(+47.75%)		View
2020-02-12
2:50 pm
Sale		13GPfenex Inc.
PFNX		PRIMECAP MANAGEMENT CO3,338,400
10.540%		-9,500decrease
(-0.28%)		View
2020-02-05
2:44 pm
Sale		13GPfenex Inc.
PFNX		FRANKLIN RESOURCES INC
BEN		3,568,250
11.300%		-766,055decrease
(-17.67%)		View
2020-02-05
12:15 pm
Purchase		13GPfenex Inc.
PFNX		BlackRock Inc.
BLK		2,097,359
6.600%		474,785increase
(+29.26%)		View