13D/13G Filings - Altium Capital Management LLC

Real time Form 13D and 13G transaction reports:

  • Schedule 13D must be filed within ten days after a person or an organization acquires beneficial ownership of more than 5% of a voting class of a company's equity securities.
  • Due to inconsistent filing format, it is highly recommended that you read the orignal filing form.
  • Shares have beem adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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Time period
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Reported
DateTime
Transaction
Date
TypeCompany
Symbol
Filed By
Symbol
Shares Owned
% Owned
Shares Vs. Prev ReportView
2021-02-22
9:41 pm
Purchase
2021-02-1113GTingo Group, Inc.
TIOG
Altium Capital Management LLC3,210,272
9.990%
3,210,272increase
(New Position)
Filing
History
2021-02-22
4:56 pm
Purchase
2021-02-1213GPhunware, Inc.
PHUN
Altium Capital Management LLC73,937
5.400%
73,937increase
(New Position)
Filing
History
2021-02-19
1:08 pm
Purchase
2021-02-1213GGenprex, Inc.
GNPX
Altium Capital Management LLC60,000
5.100%
24,755increase
(+70.24%)
Filing
History
2021-02-16
4:13 pm
Purchase
2020-12-3113GTimber Pharmaceuticals, Inc.
TMBR
Altium Capital Management LLC177,568
9.990%
150,261increase
(+550.25%)
Filing
History
2021-02-16
09:17 am
Purchase
2020-12-3113GOpus Genetics, Inc.
IRD
Altium Capital Management LLC2,678,883
9.990%
2,087,867increase
(+353.27%)
Filing
History
2021-02-16
07:33 am
Sale
2020-12-3113GAstria Therapeutics, Inc.
ATXS
Altium Capital Management LLC41,667
1.200%
-112,500decrease
(-72.97%)
Filing
History
2021-02-16
07:32 am
Purchase
2020-12-3113GSonnet BioTherapeutics Holdings, Inc.
SONN
Altium Capital Management LLC2,299
4.990%
2,081increase
(+952.75%)
Filing
History
2021-02-16
07:32 am
Sale
2020-12-3113GTiziana Life Sciences Ltd
TLSA
Altium Capital Management LLC0
0.000%
-5,504,807decrease
(Position Closed)
Filing
History
2021-02-16
06:42 am
Unchanged
2020-12-3113GContraFect Corporation
CFRX
Altium Capital Management LLC18,750
4.990%
0
(Unchanged)
Filing
History
2021-02-16
06:16 am
Sale
2021-02-1213GGenprex, Inc.
GNPX
Altium Capital Management LLC35,245
3.300%
-42,677decrease
(-54.77%)
Filing
History
2021-02-12
9:50 pm
Purchase
2020-12-3113GNuwellis, Inc.
NUWE
Altium Capital Management LLC3
0.300%
3increase
(New Position)
Filing
History
2021-02-12
9:40 pm
Sale
2020-12-3113GBioLineRx Ltd.
BLRX
Altium Capital Management LLC450,262
3.700%
-187,500decrease
(-29.40%)
Filing
History
2021-02-12
9:35 pm
Unchanged
2020-12-3113GAditxt, Inc.
ADTX
Altium Capital Management LLC0
2.400%
0
(Unchanged)
Filing
History
2021-02-12
9:33 pm
Purchase
2020-12-3113GDelcath Systems, Inc.
DCTH
Altium Capital Management LLC716,145
4.990%
582,076increase
(+434.16%)
Filing
History
2021-02-12
5:15 pm
Sale
2020-12-3113GAURIS MED HLDG LTD SHS PA
EARS
Altium Capital Management LLC0
0.000%
-897,435decrease
(Position Closed)
Filing
History
2021-02-12
5:11 pm
Unchanged
2020-12-3113GRegulus Therapeutics Inc.
RGLS
Altium Capital Management LLC322,978
6.800%
0
(Unchanged)
Filing
History
2021-02-12
3:14 pm
Sale
2020-12-3113GaTyr Pharma, Inc.
ATYR
Altium Capital Management LLC332,258
3.200%
-142,742decrease
(-30.05%)
Filing
History
2021-02-12
12:47 pm
Sale
2020-12-3113GImmunic, Inc.
IMUX
Altium Capital Management LLC244,155
1.200%
-866,956decrease
(-78.03%)
Filing
History
2021-02-12
08:00 am
Sale
2020-12-3113GOncoSec Medical Incorporated
ONCS
Altium Capital Management LLC27,909
2.200%
-4,545decrease
(-14.01%)
Filing
History
2021-02-11
7:30 pm
Sale
2020-12-3113GSafe & Green Holdings Corp.
SGBX
Altium Capital Management LLC0
0.000%
-12,425decrease
(Position Closed)
Filing
History
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