Ameriprise Financial, Inc. 13D and 13G filings for Transphorm, Inc.:
- Schedule 13D must be filed within ten days after a person or an organization acquires beneficial ownership of more than 5% of a voting class of a company's equity securities.
- Shares have been adjusted for stock splits.
| Reported DateTime | Transaction Date | Type | Company Symbol | Filed By Symbol | Shares Owned % Owned | Shares Vs. Prev Report | View |
| 2024-11-14 12:08 pm Sale | 2024-09-30 | 13G | Transphorm, Inc. TGAN | AMERIPRISE FINANCIAL INC AMP | 0 0.000% | -4,943,812 (Position Closed) | Filing |
| 2024-02-14 10:15 am Purchase | 2023-12-31 | 13G | Transphorm, Inc. TGAN | AMERIPRISE FINANCIAL INC AMP | 4,943,812 7.970% | 1,138,264 (+29.91%) | Filing |
| 2023-02-14 10:20 am Purchase | 2022-12-31 | 13G | Transphorm, Inc. TGAN | AMERIPRISE FINANCIAL INC AMP | 3,805,548 6.720% | 303,926 (+8.68%) | Filing |
| 2022-02-14 12:24 pm Purchase | 2021-12-31 | 13G | Transphorm, Inc. TGAN | AMERIPRISE FINANCIAL INC AMP | 3,501,622 6.600% | 361,222 (+11.50%) | Filing |
| 2021-06-30 10:04 am Purchase | 2020-12-31 | 13G | Transphorm, Inc. TGAN | AMERIPRISE FINANCIAL INC AMP | 3,140,400 7.750% | 3,140,400 (New Position) | Filing |