Sec Form 13D Filing - Brookfield Corp filing for Hospitality Investors Trust Inc.Hospitality Investors Trust Inc. - 2020-12-28

Insider filing report for Changes in Beneficial Ownership

  • Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
  • Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
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SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549

SCHEDULE 13D/A
(Rule 13d-101)

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO 240.13d-2(a)

(Amendment No. 6)*

Hospitality Investors Trust, Inc.
(Name of Issuer)

Common Stock, par value $0.01 per share
(Title of Class of Securities)

44107J108
(CUSIP Number)

Justin Beber
Brookfield Asset Management Inc.
Brookfield Place, Suite 300
181 Bay Street, P.O. Box 762
Toronto, Ontario M5J2T3
Telephone: (416) 359-8598
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)

Copy to:

Steven L. Wilner, Esq.
Cleary Gottlieb Steen & Hamilton LLP
One Liberty Plaza
New York, NY 10006
(212) 225-2000
December 24, 2020
(Date of Event which Requires Filing of this Statement)

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. ☐

Note.          Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See §240.13d-7 for other parties to whom copies are to be sent.
(Continued on following pages)
 
* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).



CUSIP No. 44107J108
13D
Page 2 of 12 Pages

1
NAMES OF REPORTING PERSONS
 
 
Brookfield Asset Management Inc.
 
 
 
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a)
 
(b)
 
 
3
SEC USE ONLY
 
 
 
 
 
 
 
4
SOURCE OF FUNDS (SEE INSTRUCTIONS)
 
 
OO
 
 
 
 
5
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
 
 
 
 
 
 
6
CITIZENSHIP OR PLACE OF ORGANIZATION
 
 
Canada
 
 
 
 
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
7
SOLE VOTING POWER
 
 
-0-
 
 
 
 
8
SHARED VOTING POWER
 
 
29,034,656.31*
 
 
 
 
9
SOLE DISPOSITIVE POWER
 
 
-0-
 
 
 
 
10
SHARED DISPOSITIVE POWER
 
 
29,034,656.31*
 
 
 
 
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
 
29,034,656.31*
 
 
 
 
12
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
 
 
 
 
 
 
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
 
 
42.65%**
 
 
 
 
14
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
 
 
CO
 
 
 
 

*See Item 5.
** The calculation is based on 68,079,661.31 shares of Common Stock (as defined herein) outstanding, which includes (i) the 39,082,625 shares of Common Stock outstanding as of November 1, 2020 (which includes the 37,620 Restricted Shares (as defined below) granted to BSREP II Board (as defined below), 11,976 shares of which are subject to forfeiture in respect of Lowell Baron’s and Bruce Wiles’s service as directors of the Issuer (as defined below) as described below in Item 5), as reported in the Issuer’s quarterly report for the quarter period ending September 30, 2020 on the Form 10-Q (the “10-Q”) filed with the Securities and Exchange Commission on November 12, 2020, and (ii) 28,997,036.31 shares of Common Stock issuable upon redemption of OP Units (as defined herein) deliverable upon conversion of the Class C Units (as defined herein).

Page 2 of 32 Pages

CUSIP No. 44107J108
13D
Page 3 of 12 Pages

1
NAMES OF REPORTING PERSONS
 
 
Partners Limited
 
 
 
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a)
 
(b)
 
 
3
SEC USE ONLY
 
 
 
 
 
 
 
4
SOURCE OF FUNDS (SEE INSTRUCTIONS)
 
 
OO
 
 
 
 
5
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
 
 
 
 
 
 
6
CITIZENSHIP OR PLACE OF ORGANIZATION
 
 
Canada
 
 
 
 
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
7
SOLE VOTING POWER
 
 
-0-
 
 
 
 
8
SHARED VOTING POWER
 
 
29,034,656.31*
 
 
 
 
9
SOLE DISPOSITIVE POWER
 
 
-0-
 
 
 
 
10
SHARED DISPOSITIVE POWER
 
 
29,034,656.31*
 
 
 
 
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
 
29,034,656.31*
 
 
 
 
12
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
 
 
 
 
 
 
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
 
 
42.65%**
 
 
 
 
14
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
 
 
CO
 
 
 
 

* See Item 5.
** The calculation is based on 68,079,661.31 shares of Common Stock outstanding, which includes (i) the 39,082,625 shares of Common Stock outstanding as of November 1, 2020 (which includes the 37,620 Restricted Shares granted to BSREP II Board, 11,976 shares of which are subject to forfeiture in respect of Lowell Baron’s and Bruce Wiles’s service as directors of the Issuer as described below in Item 5), as reported in the 10-Q, and (ii) 28,997,036.31 shares of Common Stock issuable upon redemption of OP Units deliverable upon conversion of the Class C Units.

Page 3 of 32 Pages

CUSIP No. 44107J108
13D
Page 4 of 12 Pages

1
NAMES OF REPORTING PERSONS
 
 
Brookfield Holdings Canada Inc.
 
 
 
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a)
 
(b)
 
 
3
SEC USE ONLY
 
 
 
 
 
 
 
4
SOURCE OF FUNDS (SEE INSTRUCTIONS)
 
 
OO
 
 
 
 
5
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
 
 
 
 
 
 
6
CITIZENSHIP OR PLACE OF ORGANIZATION
 
 
Canada
 
 
 
 
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
7
SOLE VOTING POWER
 
 
-0-
 
 
 
 
8
SHARED VOTING POWER
 
 
29,034,656.31*
 
 
 
 
9
SOLE DISPOSITIVE POWER
 
 
-0-
 
 
 
 
10
SHARED DISPOSITIVE POWER
 
 
29,034,656.31*
 
 
 
 
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
 
29,034,656.31*
 
 
 
 
12
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
 
 
 
 
 
 
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
 
 
42.65%**
 
 
 
 
14
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
 
 
CO
 
 
 
 

* See Item 5.
** The calculation is based on 68,079,661.31 shares of Common Stock outstanding, which includes (i) the 39,082,625 shares of Common Stock outstanding as of November 1, 2020 (which includes the 37,620 Restricted Shares granted to BSREP II Board, 11,976 shares of which are subject to forfeiture in respect of Lowell Baron’s and Bruce Wiles’s service as directors of the Issuer as described below in Item 5), as reported in the 10-Q, and (ii) 28,997,036.31 shares of Common Stock issuable upon redemption of OP Units deliverable upon conversion of the Class C Units.

Page 4 of 32 Pages

CUSIP No. 44107J108
13D
Page 5 of 12 Pages
 
1
NAMES OF REPORTING PERSONS
 
 
Brookfield US Holdings Inc.
 
 
 
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a)
 
(b)
 
 
3
SEC USE ONLY
 
 
 
 
 
 
 
4
SOURCE OF FUNDS (SEE INSTRUCTIONS)
 
 
OO
 
 
 
 
5
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
 
 
 
 
 
 
6
CITIZENSHIP OR PLACE OF ORGANIZATION
 
 
Canada
 
 
 
 
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
7
SOLE VOTING POWER
 
 
-0-
 
 
 
 
8
SHARED VOTING POWER
 
 
29,034,656.31*
 
 
 
 
9
SOLE DISPOSITIVE POWER
 
 
-0-
 
 
 
 
10
SHARED DISPOSITIVE POWER
 
 
29,034,656.31*
 
 
 
 
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
 
29,034,656.31*
 
 
 
 
12
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
 
 
 
 
 
 
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
 
 
42.65%**
 
 
 
 
14
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
 
 
CO
 
 
 
 
 
* See Item 5.
** The calculation is based on 68,079,661.31 shares of Common Stock outstanding, which includes (i) the 39,082,625 shares of Common Stock outstanding as of November 1, 2020 (which includes the 37,620 Restricted Shares granted to BSREP II Board, 11,976 shares of which are subject to forfeiture in respect of Lowell Baron’s and Bruce Wiles’s service as directors of the Issuer as described below in Item 5), as reported in the 10-Q, and (ii) 28,997,036.31 shares of Common Stock issuable upon redemption of OP Units deliverable upon conversion of the Class C Units.

Page 5 of 32 Pages

CUSIP No. 44107J108
13D
Page 6 of 12 Pages

1
NAMES OF REPORTING PERSONS
 
 
Brookfield US Inc.
 
 
 
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a)
 
(b)
 
 
3
SEC USE ONLY
 
 
 
 
 
 
 
4
SOURCE OF FUNDS (SEE INSTRUCTIONS)
 
 
OO
 
 
 
 
5
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
 
 
 
 
 
 
6
CITIZENSHIP OR PLACE OF ORGANIZATION
 
 
Delaware
 
 
 
 
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
7
SOLE VOTING POWER
 
 
-0-
 
 
 
 
8
SHARED VOTING POWER
 
 
29,034,656.31*
 
 
 
 
9
SOLE DISPOSITIVE POWER
 
 
-0-
 
 
 
 
10
SHARED DISPOSITIVE POWER
 
 
29,034,656.31*
 
 
 
 
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
 
29,034,656.31*
 
 
 
 
12
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
 
 
 
 
 
 
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
 
 
42.65%**
 
 
 
 
14
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
 
 
CO
 
 
 
 

* See Item 5.
** The calculation is based on 68,079,661.31 shares of Common Stock outstanding, which includes (i) the 39,082,625 shares of Common Stock outstanding as of November 1, 2020 (which includes the 37,620 Restricted Shares granted to BSREP II Board, 11,976 shares of which are subject to forfeiture in respect of Lowell Baron’s and Bruce Wiles’s service as directors of the Issuer as described below in Item 5), as reported in the 10-Q, and (ii) 28,997,036.31 shares of Common Stock issuable upon redemption of OP Units deliverable upon conversion of the Class C Units.

Page 6 of 32 Pages

CUSIP No. 44107J108
13D
Page 7 of 12 Pages
 
1
NAMES OF REPORTING PERSONS
 
 
BUSC Finance LLC
 
 
 
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a)
 
(b)
 
 
3
SEC USE ONLY
 
 
 
 
 
 
 
4
SOURCE OF FUNDS (SEE INSTRUCTIONS)
 
 
OO
 
 
 
 
5
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
 
 
 
 
 
 
6
CITIZENSHIP OR PLACE OF ORGANIZATION
 
 
Delaware
 
 
 
 
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
7
SOLE VOTING POWER
 
 
-0-
 
 
 
 
8
SHARED VOTING POWER
 
 
29,034,656.31*
 
 
 
 
9
SOLE DISPOSITIVE POWER
 
 
-0-
 
 
 
 
10
SHARED DISPOSITIVE POWER
 
 
29,034,656.31*
 
 
 
 
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
 
29,034,656.31*
 
 
 
 
12
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
 
 
 
 
 
 
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
 
 
42.65%**
 
 
 
 
14
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
 
 
O O
 
 
 
 
 
* See Item 5.
** The calculation is based on 68,079,661.31 shares of Common Stock outstanding, which includes (i) the 39,082,625 shares of Common Stock outstanding as of November 1, 2020 (which includes the 37,620 Restricted Shares granted to BSREP II Board, 11,976 shares of which are subject to forfeiture in respect of Lowell Baron’s and Bruce Wiles’s service as directors of the Issuer as described below in Item 5), as reported in the 10-Q, and (ii) 28,997,036.31 shares of Common Stock issuable upon redemption of OP Units deliverable upon conversion of the Class C Units.

Page 7 of 32 Pages

CUSIP No. 44107J108
13D
Page 8 of 12 Pages

1
NAMES OF REPORTING PERSONS
 
 
Brookfield Property Master Holdings LLC
 
 
 
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a)
 
(b)
 
 
3
SEC USE ONLY
 
 
 
 
 
 
 
4
SOURCE OF FUNDS (SEE INSTRUCTIONS)
 
 
OO
 
 
 
 
5
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
 
 
 
 
 
 
6
CITIZENSHIP OR PLACE OF ORGANIZATION
 
 
Delaware
 
 
 
 
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
7
SOLE VOTING POWER
 
 
-0-
 
 
 
 
8
SHARED VOTING POWER
 
 
29,034,656.31*
 
 
 
 
9
SOLE DISPOSITIVE POWER
 
 
-0-
 
 
 
 
10
SHARED DISPOSITIVE POWER
 
 
29,034,656.31*
 
 
 
 
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
 
29,034,656.31*
 
 
 
 
12
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
 
 
 
 
 
 
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
 
 
42.65%**
 
 
 
 
14
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
 
 
OO
 
 
 
 

* See Item 5.
** The calculation is based on 68,079,661.31 shares of Common Stock outstanding, which includes (i) the 39,082,625 shares of Common Stock outstanding as of November 1, 2020 (which includes the 37,620 Restricted Shares granted to BSREP II Board, 11,976 shares of which are subject to forfeiture in respect of Lowell Baron’s and Bruce Wiles’s service as directors of the Issuer as described below in Item 5), as reported in the 10-Q, and (ii) 28,997,036.31 shares of Common Stock issuable upon redemption of OP Units deliverable upon conversion of the Class C Units.

Page 8 of 32 Pages

CUSIP No. 44107J108
13D
Page 9 of 12 Pages

1
NAMES OF REPORTING PERSONS
 
 
Brookfield Property Group LLC
 
 
 
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a)
 
(b)
 
 
3
SEC USE ONLY
 
 
 
 
 
 
 
4
SOURCE OF FUNDS (SEE INSTRUCTIONS)
 
 
OO
 
 
 
 
5
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
 
 
 
 
 
 
6
CITIZENSHIP OR PLACE OF ORGANIZATION
 
 
Delaware
 
 
 
 
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
7
SOLE VOTING POWER
 
 
-0-
 
 
 
 
8
SHARED VOTING POWER
 
 
29,034,656.31*
 
 
 
 
9
SOLE DISPOSITIVE POWER
 
 
-0-
 
 
 
 
10
SHARED DISPOSITIVE POWER
 
 
29,034,656.31*
 
 
 
 
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
 
29,034,656.31*
 
 
 
 
12
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
 
 
 
 
 
 
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
 
 
42.65%**
 
 
 
 
14
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
 
 
OO
 
 
 
 

* See Item 5.
** The calculation is based on 68,079,661.31 shares of Common Stock outstanding, which includes (i) the 39,082,625 shares of Common Stock outstanding as of November 1, 2020 (which includes the 37,620 Restricted Shares granted to BSREP II Board, 11,976 shares of which are subject to forfeiture in respect of Lowell Baron’s and Bruce Wiles’s service as directors of the Issuer as described below in Item 5), as reported in the 10-Q, and (ii) 28,997,036.31 shares of Common Stock issuable upon redemption of OP Units deliverable upon conversion of the Class C Units.

Page 9 of 32 Pages

CUSIP No. 44107J108
13D
Page 10 of 12 Pages
 
1
NAMES OF REPORTING PERSONS
 
 
Brookfield Strategic Real Estate Partners II GP OF GP LLC
 
 
 
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a)
 
(b)
 
 
3
SEC USE ONLY
 
 
 
 
 
 
 
4
SOURCE OF FUNDS (SEE INSTRUCTIONS)
 
 
OO
 
 
 
 
5
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
 
 
 
 
 
 
6
CITIZENSHIP OR PLACE OF ORGANIZATION
 
 
Delaware
 
 
 
 
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
7
SOLE VOTING POWER
 
 
-0-
 
 
 
 
8
SHARED VOTING POWER
 
 
29,034,656.31*
 
 
 
 
9
SOLE DISPOSITIVE POWER
 
 
-0-
 
 
 
 
10
SHARED DISPOSITIVE POWER
 
 
29,034,656.31*
 
 
 
 
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
 
29,034,656.31*
 
 
 
 
12
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
 
 
 
 
 
 
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
 
 
42.65%**
 
 
 
 
14
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
 
 
OO
 
 
 
 
 
* See Item 5.
** The calculation is based on 68,079,661.31 shares of Common Stock outstanding, which includes (i) the 39,082,625 shares of Common Stock outstanding as of November 1, 2020 (which includes the 37,620 Restricted Shares granted to BSREP II Board, 11,976 shares of which are subject to forfeiture in respect of Lowell Baron’s and Bruce Wiles’s service as directors of the Issuer as described below in Item 5), as reported in the 10-Q, and (ii) 28,997,036.31 shares of Common Stock issuable upon redemption of OP Units deliverable upon conversion of the Class C Units.

Page 10 of 32 Pages

CUSIP No. 44107J108
13D
Page 11 of 12 Pages
 
1
NAMES OF REPORTING PERSONS
 
 
Brookfield Strategic Real Estate Partners II GP L.P.
 
 
 
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a)
 
(b)
 
 
3
SEC USE ONLY
 
 
 
 
 
 
 
4
SOURCE OF FUNDS (SEE INSTRUCTIONS)
 
 
OO
 
 
 
 
5
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
 
 
 
 
 
 
6
CITIZENSHIP OR PLACE OF ORGANIZATION
 
 
Delaware
 
 
 
 
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
7
SOLE VOTING POWER
 
 
-0-
 
 
 
 
8
SHARED VOTING POWER
 
 
29,034,656.31*
 
 
 
 
9
SOLE DISPOSITIVE POWER
 
 
-0-
 
 
 
 
10
SHARED DISPOSITIVE POWER
 
 
29,034,656.31*
 
 
 
 
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
 
29,034,656.31*
 
 
 
 
12
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
 
 
 
 
 
 
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
 
 
42.65%**
 
 
 
 
14
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
 
 
PN
 
 
 
 
 
* See Item 5.
** The calculation is based on 68,079,661.31 shares of Common Stock outstanding, which includes (i) the 39,082,625 shares of Common Stock outstanding as of November 1, 2020 (which includes the 37,620 Restricted Shares granted to BSREP II Board, 11,976 shares of which are subject to forfeiture in respect of Lowell Baron’s and Bruce Wiles’s service as directors of the Issuer as described below in Item 5), as reported in the 10-Q, and (ii) 28,997,036.31 shares of Common Stock issuable upon redemption of OP Units deliverable upon conversion of the Class C Units.

Page 11 of 32 Pages

CUSIP No. 44107J108
13D
Page 12 of 12 Pages

1
NAMES OF REPORTING PERSONS
 
 
Brookfield Strategic Real Estate Partners II Hospitality REIT II LLC
 
 
 
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a)
 
(b)
 
 
3
SEC USE ONLY
 
 
 
 
 
 
 
4
SOURCE OF FUNDS (SEE INSTRUCTIONS)
 
 
OO
 
 
 
 
5
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
 
 
 
 
 
 
6
CITIZENSHIP OR PLACE OF ORGANIZATION
 
 
Delaware
 
 
 
 
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
7
SOLE VOTING POWER
 
 
-0-
 
 
 
 
8
SHARED VOTING POWER
 
 
29,034,656.31*
 
 
 
 
9
SOLE DISPOSITIVE POWER
 
 
-0-
 
 
 
 
10
SHARED DISPOSITIVE POWER
 
 
29,034,656.31*
 
 
 
 
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
 
29,034,656.31*
 
 
 
 
12
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
 
 
 
 
 
 
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
 
 
42.65%**
 
 
 
 
14
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
 
 
OO
 
 
 
 

* See Item 5.
** The calculation is based on 68,079,661.31 shares of Common Stock outstanding, which includes (i) the 39,082,625 shares of Common Stock outstanding as of November 1, 2020 (which includes the 37,620 Restricted Shares granted to BSREP II Board, 11,976 shares of which are subject to forfeiture in respect of Lowell Baron’s and Bruce Wiles’s service as directors of the Issuer as described below in Item 5), as reported in the 10-Q, and (ii) 28,997,036.31 shares of Common Stock issuable upon redemption of OP Units deliverable upon conversion of the Class C Units.

Page 12 of 32 Pages

Schedule 13D/A
 
This Amendment No. 6 (the “Amendment”) amends and supplements the Schedule 13D filed by the Reporting Persons on April 10, 2017 (the “Original 13D”), as amended and supplemented by Amendment No. 1 on February 28, 2018 (“Amendment No. 1”), Amendment No. 2 on January 3, 2019 (“Amendment No. 2”), Amendment No. 3 on February 27, 2019 (“Amendment No. 3”), Amendment No. 4 on January 3, 2020 and Amendment No. 5 on August 18, 2020 (the Original 13D, Amendment No. 1, Amendment No. 2, Amendment No. 3, Amendment No. 4 and Amendment No. 5, collectively, the “Amended Schedule 13D”), with respect to the Common Stock.  Except as specifically provided herein, this Amendment does not modify any of the information previously reported on the Amended Schedule 13D. Capitalized terms used in this Amendment and not otherwise defined shall have the same meanings ascribed to them in the Amended Schedule 13D.

The Reporting Persons are filing this Amendment to reflect an amendment (the “LPA Amendment”), dated December 24, 2020, to the Amended and Restated Agreement of Limited Partnership of Hospitality Investors Trust Operating Partnership, L.P., dated as of March 31, 2017 (as amended, the “A&R LPA”), which amendment was entered into by and between the Issuer, in its capacity as the general partner of its operating partnership, Hospitality Investors Trust Operating Partnership, L.P., and Brookfield Strategic Real Estate Partners II Hospitality REIT II LLC (the “Brookfield Investor”), one of the Reporting Persons.

In connection with the LPA Amendment, the Reporting Persons are also filing this Amendment to reflect their new percentage of beneficial ownership of the Issuer, which has increased as a result of the issuance by the Issuer to the Brookfield Investor of 365,843.03 Class C Units on September 30, 2020, as payments-in-kind for the quarterly distributions declared on Class C Units pursuant to the A&R LPA.

Item 4.
Purpose of Transaction

Item 4 of the Amended Schedule 13D is amended by adding the following paragraph beneath the eighteenth paragraph under the subheading “Distributions” under the subheading “Terms of the Class C Units”:

On September 30, 2020, the Brookfield Investor received 365,843.03 Class C Units as a payment-in-kind dividend on 28,631,193.29 Class C Units (adjusted by .01 unit due to rounding) owned by the Brookfield Investor at the time of the dividend payment date in accordance with the terms of the A&R LPA. As a result of the foregoing transactions, the Brookfield Investor owned 28,997,036.31 C Units (adjusted by .01 unit due to rounding) on September 30, 2020.

Item 4 of the Amended Schedule 13D is amended by adding the following new section above the subheading “Additional Plans or Proposals”:

LPA Amendment

On December 24, 2020, the Issuer, in its capacity as the general partner of its operating partnership, Hospitality Investors Trust Operating Partnership, L.P., entered into the LPA Amendment to the A&R LPA with the Brookfield Investor, the holder of all issued and outstanding units of limited partner interest in the OP entitled Class C Units.

Pursuant to the A&R LPA, holders of Class C Units are generally entitled to receive, with respect to each Class C Unit, fixed, quarterly, cumulative cash distributions at a rate of 7.50% per annum and fixed, quarterly, cumulative distributions payable in additional Class C Units at a rate of 5% per annum (“PIK Distributions”). Pursuant to the LPA Amendment, the cash distribution payable on December 31, 2020 will be converted into a PIK Distribution such that, on that date, no cash distribution will be paid and the quarterly PIK Distribution paid will be at a rate of 12.5% per annum. The LPA Amendment also provides that, if a definitive agreement among the Company, the OP and the Brookfield Investor relating to the recapitalization of the Company and the OP and/or the Brookfield Investor’s investment therein is not entered into by March 31, 2021, on that date and subject to certain conditions, the OP will be required to redeem 60% of the Class C Units paid as PIK Distributions on December 31, 2020 (i.e., the Class C Units paid in respect of the cash distributions that would have been payable on December 31, 2020 but were converted into a PIK Distribution, as described above) for an amount in cash equal to the liquidation preference of such Class C Units (such redemption, the “PIK Redemption”).  This required redemption is subject to certain conditions, including that the OP has Legally Available Funds (as defined in the A&R LPA) and that cash is available to make the payment after taking into account the actual cost of certain capital expenditures and contractual reserves without requiring the incurrence of additional debt, the issuance of additional securities or the consummation of any asset sales.

Page 13 of 32 Pages

In Item 4 of Amendment No. 5, the words “Item 4 of the Schedule 13D is hereby supplanted by the following paragraph” are hereby replaced by the following words:  “Item 4 of the Amended Schedule 13D is hereby supplemented with the following paragraph”.

Item 4 of the Amended Schedule 13D is amended by replacing the paragraph that was supplemented in Amendment No. 5 referenced above with the following:

As previously disclosed, as part of the Reporting Persons’ intention to review on a continuing basis their investment in the Issuer, the Reporting Persons have been engaged in discussions with the Issuer regarding the Issuer’s strategic and liquidity alternatives in connection with the Issuer’s additional liquidity needs from sources other than property operations.  The Reporting Persons intend to continue to have discussions with the Issuer regarding these matters in order to consider, explore and develop plans, make proposals and negotiate agreements with respect to or relating to, among other things, the foregoing matters, including a potential recapitalization of the Company and the OP and/or the Brookfield Investor’s investment therein.  There can be no assurance that any of the matters described herein will be completed, and nothing herein is or shall be deemed to be an offer to buy, or the solicitation of any offer to sell, any equity, convertible debt or debt securities of the Issuer.

Item 5.
Interest in Securities of the Issuer

This Amendment amends and restates the entirety of Item 5 of the Amended Schedule 13D as set forth below.

(a), (b) The following sentences assume that there is a total of 68,079,661.31 shares of Common Stock outstanding, which includes (i) the 39,082,625 shares of Common Stock outstanding as of November 1, 2020, (which includes the 37,620 Restricted Shares granted to BSREP II Board, 11,976 shares of which are subject to forfeiture in respect of Lowell Baron’s and Bruce Wiles’s service as directors of the Issuer), as reported in the 10-Q, and (ii) 28,997,036.31 shares of Common Stock issuable upon redemption of OP Units deliverable upon conversion of the Class C Units.

The Brookfield Investor directly holds 28,997,036.31 Class C Units, which are convertible into OP Units at any time at the option of the Brookfield Investor at the Conversion Price. OP Units are, in turn, generally redeemable for shares of the Common Stock on a one-for-one-basis or the cash value of a corresponding number of shares of Common Stock, at the election of the Issuer, in accordance with the terms of the A&R LPA.  The Brookfield Investor also holds 37,620 Restricted Shares through its wholly-owned subsidiary BSREP II Board. Accordingly, the Brookfield Investor may be deemed to beneficially own 29,034,656.31 shares of Common Stock as of the date hereof, which constitutes 42.65% of the outstanding Common Stock.

As sole manager of the Brookfield Investor, BSREP II GP may be deemed to beneficially own all 28,997,036.31 Class C Units and 37,620 Restricted Shares as described above owned by the Brookfield Investor. As direct and indirect controlling persons of BSREP II GP, each of BAM, Partners Limited, BHC, BUSHI, BUSI, BUSC Finance, BPMH, BPG and Ultimate GP may be deemed to share with BSREP II GP beneficial ownership of such shares of Common Stock underlying such Class C Units and such Restricted Shares.

None of the Reporting Persons has sole voting or investment power with respect to any shares of Common Stock.

(c) Except as set forth in this Amendment, none of the Reporting Persons nor, to the best knowledge of the Reporting Persons, without independent verification, any person named in Item 2 hereof, has effected any transaction in the Common Stock during the past 60 days.

Page 14 of 32 Pages

(d) To the best knowledge of the Reporting Persons, no person other than the Reporting Persons has the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the securities beneficially owned by the Reporting Persons identified in this Item 5.

 (e) Not Applicable.

Item 6.
Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer

Item 6 of the Original Schedule 13D is hereby amended to add the following:

The description of the LPA Amendment set forth in Item 4 is incorporated by reference herein.

Item 7.
Materials to be Filed as Exhibits

Exhibit
No.
 
Description
14
 
Seventeenth Amendment to Amended and Restated Agreement of Limited Partnership of Hospitality Investors Trust Operating Partnership, L.P., dated as of December 24, 2020 (incorporated by reference to Exhibit 4.2 of the Issuer’s Current Report on Form 8-K filed on December 28, 2020 (Commission File No. 000-55394)).

Page 15 of 32 Pages

SIGNATURES

After reasonable inquiry and to the best of our knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct.

Dated: December 28, 2020

 
BROOKFIELD ASSET MANAGEMENT INC.
     
 
By:
/s/ Jessica Diab
 
Name:
Jessica Diab
 
Title:
Vice President

 
PARTNERS LIMITED
     
 
By:
/s/ Brian Lawson
 
Name:
Brian Lawson
 
Title:
President

 
BROOKFIELD HOLDINGS CANADA INC.
     
 
By:
/s/ Katayoon Sarpash
 
Name:
Katayoon Sarpash
 
Title:
Vice President and Secretary

 
BROOKFIELD US HOLDINGS INC.
     
 
By:
/s/ Katayoon Sarpash
 
Name:
Katayoon Sarpash
 
Title:
Vice President and Secretary

 
BROOKFIELD US INC.
     
 
By:
/s/ Katayoon Sarpash
 
Name:
Katayoon Sarpash
 
Title:
Secretary

 
BUSC FINANCE LLC
     
 
By:
/s/ Katayoon Sarpash
 
Name:
Katayoon Sarpash
 
Title:
Secretary

 
BROOKFIELD PROPERTY MASTER HOLDINGS LLC
     
 
By:
/s/ Melissa Lang
 
Name:
Melissa Lang
 
Title:
Senior Vice President and Secretary

 
BROOKFIELD PROPERTY GROUP LLC
     
 
By:
/s/ Melissa Lang
 
Name:
 Melissa Lang
 
Title:
Senior Vice President and Secretary

Page 16 of 32 Pages

 
BROOKFIELD STRATEGIC REAL ESTATE PARTNERS II GP OF GP LLC
     
 
By:
/s/ Melissa Lang
 
Name:
Melissa Lang
 
Title:
Senior Vice President and Secretary

 
BROOKFIELD STRATEGIC REAL ESTATE PARTNERS II GP L.P.
   
 
By: BROOKFIELD STRATEGIC REAL ESTATE PARTNERS II GP OF GP LLC, its general partner
     
 
By:
/s/ Melissa Lang
 
Name:
Melissa Lang
 
Title:
Senior Vice President and Secretary

 
BROOKFIELD STRATEGIC REAL ESTATE PARTNERS II HOSPITALITY REIT II LLC
     
 
By:
/s/ Melissa Lang
 
Name:
Melissa Lang
 
Title:
Senior Vice President and Secretary

Page 17 of 32 Pages

SCHEDULE I

Brookfield Asset Management Inc.

 
Name and Position of
Officer or Director
 
Principal Business
Address
 
Principal Occupation or
Employment
 
Citizenship
 
M. Elyse Allan, Director
 
181 Bay Street, Brookfield Place, Suite 300, Toronto, Ontario M5J 2T3, Canada
 
Corporate Director
 
Canada and U.S.A.
 
Jeffrey M. Blidner, Director and Vice Chairman
 
181 Bay Street, Brookfield Place, Suite 300, Toronto, Ontario M5J 2T3, Canada
 
Vice Chairman of Brookfield
 
Canada
 
Angela F. Braly, Director
 
832 Alverna Drive, Indianapolis, Indiana 46260
 
Corporate Director
 
U.S.A.
 
Jack L. Cockwell, Director
 
51 Yonge Street, Suite 400, Toronto, Ontario M5E 1J1, Canada
 
Chairman of Brookfield Partners Foundation
 
Canada
 
Marcel R. Coutu, Director
 
Suite 1210, 225 – 6th Ave. S.W., Calgary, Alberta   T2P 1N2
 
Corporate Director
 
Canada
 
Maureen Kempston Drakes, Director
 
10 Avoca Avenue, Unit 1904, Toronto, Ontario M4T 2B7, Canada
 
Corporate Director
 
Canada
 
J. Bruce Flatt, Director and Managing Partner and Chief Executive Officer
 
One Canada Square, Level 25, Canary Wharf, London   E14 5AA  U.K.
 
Managing Partner and Chief Executive Officer of Brookfield
 
Canada
 
Brian W. Kingston, Managing Partner, Chief Executive Officer Real Estate
 
250 Vesey Street, 15th Floor, New York, NY 10281-1023 U.S.A.
 
Managing Partner, Chief Executive Officer Real Estate of Brookfield
 
Canada
 
Brian D. Lawson, Vice Chair and Director
 
181 Bay Street, Brookfield Place, Suite 300, Toronto, Ontario M5J 2T3, Canada
 
Vice Chair of Brookfield
 
Canada
 
Murilo Ferreira, Director
 
Rua General Venãncio Flores, 50 Cob 01, Leblon, Rio de Janeiro
 
Former CEO of Vale SA
 
Brazil
 
Rafael Miranda, Director
 
C/Santiago de Compostela 100 28035 Madrid, Spain
 
Corporate Director
 
Spain
 
Cyrus Madon, Managing Partner, Chief Executive Officer Private Equit
 
181 Bay Street, Brookfield Place, Suite 300, Toronto, Ontario M5J 2T3, Canada
  Managing Partner, Chief Executive Officer Private Equity of Brookfield  
Canada
 
Frank J. McKenna, Director
 
TDCT Tower
161 Bay Street, 35th Floor
Toronto, Ontario
 
Chair of Brookfield and Deputy Chair of TD Bank Group, Wholesale
 
Canada
 
Lord Augustine Thomas O’Donnell, Director
 
Frontier Economics Limited, 71 High Holborn, London, U.K. WC1V 6DA
 
Chairman of Frontier Economics Limited
 
United Kingdom
 
Samuel J.B. Pollock, Managing Partner, Chief Executive Officer Infrastructure
 
181 Bay Street, Brookfield Place, Suite 300, Toronto, Ontario M5J 2T3, Canada
 
Managing Partner, Chief Executive Officer Infrastructure of Brookfield
 
Canada

Page 18 of 32 Pages

 
Ngee Huat Seek, Director
 
501 Orchard Road
#08—01 Wheelock Place
Singapore 238880
 
Chairman, Global Logistic Properties
 
Singapore
 
Diana L. Taylor, Director
 
c/o Bloomberg Philanthropies, 25 East 78th Street, New York, N.Y.   10075
 
Corporate Director
 
U.S.A and Canada
 
Justin Beber, Managing Partner, Head of Corporate Strategy Chief Legal Officer
 
181 Bay Street, Brookfield Place, Suite 300, Toronto, Ontario M5J 2T3, Canada
 
Managing Partner, Head of Corporate Strategy and Chief Legal Officer of BAM
 
Canada
 
Janice Fukakusa, Director
 
181 Bay Street, Brookfield Place, Suite 300, Toronto, Ontario M5J 2T3, Canada
 
Corporate Director
 
Canada
 
Sachin Shah, Managing Partner, Chief Investment Officer
 
181 Bay Street, Brookfield Place, Suite 300, Toronto, Ontario M5J 2T3, Canada
 
Managing Partner, Chief Investment Officer of Brookfield
 
Canada
 
Howard S. Marks, Director
  c/o Oaktree Capital Management, L.P., 333 South Grand Avenue, 28th Floor, Los Angeles, California 90071  
Co-Chairman, Oaktree Capital Management
 
U.S.A
 
Nicholas H. Goodman, Managing Partner and Chief Financial Officer
 
181 Bay Street, Brookfield Place, Suite 300, Toronto, Ontario M5J 2T3, Canada
 
Managing Partner and Chief Financial Officer of Brookfield
 
Canada
 
Craig Noble, Managing Partner, Chief Executive Officer Alternative Investments
 
181 Bay Street, Brookfield Place, Suite 300, Toronto, Ontario M5J 2T3, Canada
  Managing Partner, Chief Executive Officer Alternative Investments of B rookfield  
Canada
 
Lori Pearson, Managing Partner and Chief Operating Officer
 
181 Bay Street, Brookfield Place, Suite 300, Toronto, Ontario M5J 2T3, Canada
 
Managing Partner and Chief Operating Officer of Brookfield
 
Canada
 
Connor Teskey, Managing Partner, Chief Executive Officer Renewable Power
 
One Canada Square, Level 25 Canary Wharf
London E14 5AA, U.K.
 
Managing Partner, Chief Executive Officer Renewable Power of Brookfield
 
Canada

Page 19 of 32 Pages

SCHEDULE II
 
Partners Limited

 
Name and Position of
Officer or Director
 
Principal Business
Address
 
Principal Occupation or
Employment
 
Citizenship
               
 
Jack L. Cockwell, Director and Chairman
 
51 Yonge Street,
Suite 400
Toronto, Ontario M5E 1J1, Canada
 
Chairman of Brookfield Partners Foundation
 
Canada
 
Brian D. Lawson, Director and President
  181 Bay Street, Brookfield Place, Suite 300, Toronto, Ontario M5J 2T3, Canada  
Vice Chair of Brookfield
 
Canada
 
Timothy R. Price, Director
 
51 Yonge Street,
Suite 400
Toronto, Ontario M5E 1J1, Canada
 
Corporate Director
 
Canada
 
Loretta Corso, Secretary
 
181 Bay Street, Brookfield Place, Suite 300, Toronto, Ontario M5J 2T3, Canada
 
Administrator – Corporate Secretary of Brookfield
 
Canada
 
Brian W. Kingston, Director
 
Brookfield Place
250 Vesey Street, 15th Floor
New York, NY, 10281-1023
 
Managing Partner, Chief Executive Real Estate of Brookfield
 
Canada
 
Cyrus Madon, Director
 
181 Bay Street, Brookfield Place, Suite 300, Toronto, Ontario M5J 2T3, Canada
 
Managing Partner, Chief Executive Officer Private Equity of Brookfield
 
Canada
 
Samuel J.B. Pollock, Director
 
181 Bay Street, Brookfield Place, Suite 300, Toronto, Ontario M5J 2T3, Canada
 
Managing Partner, Chief Executive Officer Infrastructure of Brookfield
 
Canada
 
Sachin Shah, Director
 
181 Bay Street, Brookfield Place, Suite 300, Toronto, Ontario M5J 2T3, Canada
 
Managing Partner, Chief Investment Officer of Brookfield
 
Canada
 
Lisa Chu, Treasurer
 
181 Bay Street, Suite 300, Toronto, Ontario M5J 2T3, Canada
 
Senior Vice President - Finance of Brookfield
 
Canada
 
Tim Wang, Assistant Secretary
 
181 Bay Street, Suite 300, Toronto, Ontario M5J 2T3, Canada
 
Manager, Capital Markets and Treasury of Brookfield
 
Canada

SCHEDULE III

Brookfield Holdings Canada Inc.

 
Name and Position of
Officer or Director
 
Principal Business
Address
 
Principal Occupation or
Employment
 
Citizenship
 
Aleks Novakovic, Director,
 
181 Bay Street, Brookfield Place, Suite 300, Toronto, Ontario M5J 2T3, Canada
 
Managing Partner, Tax of Brookfield
 
Canada
 
Karly Dyck
Director
 
181 Bay Street, Brookfield Place, Suite 300, Toronto, Ontario M5J 2T3, Canada
 
Senior Vice-President, Capital Markets & Treasury of Brookfield
 
Canada
 
Thomas Douglas Corbett, Director
 
181 Bay Street, Brookfield Place, Suite 300, Toronto, Ontario M5J 2T3, Canada
 
Managing Director, Finance of Brookfield
 
Canada
 
Katayoon Sarpash, Director, Vice President and Secretary
 
181 Bay Street, Brookfield Place, Suite 300, Toronto, Ontario M5J 2T3, Canada
 
Senior Vice-President, Legal & Regulatory of Brookfield
 
Canada
 
Cam Ha, President
 
181 Bay Street, Brookfield Place, Suite 300, Toronto, Ontario M5J 2T3, Canada
 
Vice-President, Tax of Brookfield
 
Canada
 
Bowen Li, Vice-President
 
181 Bay Street, Brookfield Place, Suite 300, Toronto, Ontario M5J 2T3, Canada
 
Manager, Finance of Brookfield
 
Canada
 
Tim Wang, Vice-President
 
181 Bay Street, Brookfield Place, Suite 300, Toronto, Ontario M5J 2T3, Canada
 
Manager, Capital Markets & Treasury of Brookfield
 
Canada

Page 20 of 32 Pages

SCHEDULE IV
 
Brookfield US Holdings Inc.

Name and Position of
Officer or Director
 
Principal Business
Address
 
Principal Occupation or
Employment
 
Citizenship
Aleks Novakovic, Director,
 
181 Bay Street, Brookfield Place, Suite 300, Toronto, Ontario M5J 2T3, Canada
 
Managing Partner, Tax of Brookfield
 
Canada
Karly Dyck
Director
 
181 Bay Street, Brookfield Place, Suite 300, Toronto, Ontario M5J 2T3, Canada
 
Senior Vice-President, Capital Markets & Treasury of Brookfield
 
Canada
Thomas Douglas Corbett, Director
 
181 Bay Street, Brookfield Place, Suite 300, Toronto, Ontario M5J 2T3, Canada
 
Managing Director, Finance of Brookfield
 
Canada
Katayoon Sarpash, Director, Vice President and Secretary
 
181 Bay Street, Brookfield Place, Suite 300, Toronto, Ontario M5J 2T3, Canada
 
Senior Vice-President, Legal & Regulatory of Brookfield
 
Canada
Cam Ha, President
 
181 Bay Street, Brookfield Place, Suite 300, Toronto, Ontario M5J 2T3, Canada
 
Vice-President, Tax of Brookfield
 
Canada
Bowen Li, Vice-President
 
181 Bay Street, Brookfield Place, Suite 300, Toronto, Ontario M5J 2T3, Canada
 
Manager, Finance of Brookfield
 
Canada
Tim Wang, Vice-President
 
181 Bay Street, Brookfield Place, Suite 300, Toronto, Ontario M5J 2T3, Canada
 
Manager, Capital Markets & Treasury of Brookfield
 
Canada

Page 21 of 32 Pages

SCHEDULE V

Brookfield US Inc.

 
Name and Position of
Officer or Director
 
Principal Business
Address
 
Principal Occupation or
Employment
 
Citizenship
 
Barry Blattman, Director
 
Brookfield Place
250 Vesey Street, 15th Floor
New York, NY, 10281-1023
 
Vice-Chairman of Brookfield
 
U.S.A
 
Karly Dyck
Director
 
181 Bay Street, Brookfield Place, Suite 300, Toronto, Ontario M5J 2T3, Canada
 
Senior Vice-President, Capital Markets & Treasury of Brookfield
 
Canada
 
Jordan Kolar, Director
 
Brookfield Place
250 Vesey Street, 15th Floor
New York, NY, 10281-1023
 
Managing Director, Tax, Brookfield
 
U.S.A.
 
Mark Srulowitz
Director, President
 
Brookfield Place
250 Vesey Street, 15th Floor
New York, NY, 10281-1023
 
Managing Partner, Private Funds, Brookfield
 
U.S.A.
 
Josh Zinn, Director
 
 
Brookfield Place
250 Vesey Street, 15th Floor
New York, NY, 10281-1023
 
Senior Vice President, Capital Markets & Treasury
Brookfield
 
Australia
 
Connor Teskey, Director
 
One Canada Square, Level 25 Canary Wharf
London E14 5AA, U.K.
 
Managing Partner, Chief Executive Officer Renewable Power of Brookfield
 
Canada
 
Katayoon Sarpash, Secretary
 
181 Bay Street, Brookfield Place, Suite 300, Toronto, Ontario M5J 2T3, Canada
 
Senior Vice-President, Legal & Regulatory of Brookfield
 
Canada
 
Justin Nye, Vice President
 
Brookfield Place
250 Vesey Street, 15th Floor
New York, NY, 10281-1023
 
Director, Tax, Brookfield
 
U.S.A
 
Scott Simonston, Vice President
 
Brookfield Place
250 Vesey Street, 15th Floor
New York, NY, 10281-1023
 
Vice President, Capital Markets & Treasury
 
U.S.A
 
Page 22 of 32 Pages

SCHEDULE VI
 
BUSC Finance LLC

 
Name and Position of
Officer or Director
 
Principal Business
Address
 
Principal Occupation or
Employment
 
Citizenship
 
Mark Srulowitz, Manager and President
 
Brookfield Place, 250 Vesey Street, 15th Floor, New York, NY 10281-1023
 
Managing Partner, Private Funds, Brookfield
 
U.S.A.
 
Jordan Kolar, Manager
 
Brookfield Place, 250 Vesey Street, 15th Floor, New York, NY 10281-1023
 
Managing Director, Tax, Brookfield
 
U.S.A.
 
Josh Zinn, Manager
 
Brookfield Place, 250 Vesey Street, 15th Floor, New York, NY 10281-1023
 
Senior Vice President, Brookfield
 
Australia
 
Karly Dyck, Manager
 
181 Bay Street, Brookfield Place, Suite 300, Toronto, Ontario M5J 2T3, Canada
 
Senior Vice-President, Capital Markets & Treasury of Brookfield
 
Canada
 
Katayoon Sarpash, Secretary
 
181 Bay Street, Brookfield Place, Suite 300, Toronto, Ontario M5J 2T3, Canada
 
Senior Vice-President, Legal & Regulatory of Brookfield
 
Canada
 
Justin Nye, Vice President
 
Brookfield Place
250 Vesey Street, 15th Floor
New York, NY, 10281-1023
 
Director, Tax, Brookfield
 
U.S.A
 
Scott Simonston, Vice President
 
Brookfield Place
250 Vesey Street, 15th Floor
New York, NY, 10281-1023
 
Vice President, Capital Markets & Treasury
 
U.S.A
 
Page 23 of 32 Pages

SCHEDULE VII
 
Brookfield Property Master Holdings LLC

 
Name and Position of
Officer or Director
 
Principal Business
Address
 
Principal Occupation or
Employment
 
Citizenship
 
Brian W. Kingston, Chief Executive Officer
 
Brookfield Place, 250 Vesey Street, 15th Floor, New York, NY 10281-1023
 
Managing Partner
 
Canada
 
Bryan Davis, Chief Financial Officer
 
Brookfield Place, 250 Vesey Street, 15th Floor, New York, NY 10281-1023
 
Managing Partner
 
Canada
 
Lowell Baron, Chief Investment Officer
 
Brookfield Place, 250 Vesey Street, 15th Floor, New York, NY 10281-1023
 
Managing Partner
 
U.S.A
 
William Powell, Chief Operating Officer
 
Brookfield Place, 250 Vesey Street, 15th Floor, New York, NY 10281-1023
 
Senior Managing Partner
 
U.S.A
 
Cristiano Machado, Managing Director and Assistant Treasurer
 
Brookfi eld Place, 250 Vesey Street, 15th Floor, New York, NY 10281-1023
 
Managing Director
 
Brazil
 
Brett Fox, Managing Partner
 
Brookfield Place, 250 Vesey Street, 15th Floor, New York, NY 10281-1023
 
Managing Partner
 
U.S.A
 
Murray Goldfarb, Managing Partner
 
Brookfield Place, 250 Vesey Street, 15th Floor, New York, NY 10281-1023
 
Managing Partner
 
U.S.A
 
David J. Stalter, Managing Partner
 
Brookfield Place, 250 Vesey Street, 15th Floor, New York, NY 10281-1023
 
Managing Partner
 
U.S.A
 
Carolyn Bidwell, Senior Vice President
 
Brookfield Place, 250 Vesey Street, 15th Floor, New York, NY 10281-1023
 
Senior Vice President
 
U.S.A
 
Brian Hurowitz, Senior Vice President
 
Brookfield Place, 250 Vesey Street, 15th Floor, New York, NY 10281-1023
 
Senior Vice President
 
U.S.A
 
Bryan Smith, Senior Vice President
 
Brookfield Place, 250 Vesey Street, 15th Floor, New York, NY 10281-1023
 
Senior Vice President
 
U.S.A
 
Melissa Lang, Senior Vice President and Secretary
 
Brookfield Place, 250 Vesey Street, 15th Floor, New York, NY 10281-1023
 
Senior Vice President
 
U.S.A
 
Hideki Aoki
Vice President
 
Brookfield Place, 250 Vesey Street, 15th Floor, New York, NY 10281-1023
 
Vice President
 
Japan
 
Sallie Chu
Vice President
 
Brookfield Place, 250 Vesey Street, 15th Floor, New York, NY 10281-1023
 
Vice President
 
U.S.A.
 
Polina Kushelev
Vice President
 
Brookfield Place, 250 Vesey Street, 15th Floor, New York, NY 10281-1023
 
Vice President
 
U.S.A.
 
Herbert Li
Vice President
 
Brookfield Place, 250 Vesey Street, 15th Floor, New York, NY 10281-1023
 
Vice President
 
U.S.A.
 
P. Scott Selig
Vice President
 
Brookfield Place, 250 Vesey Street, 15th Floor, New York, NY 10281-1023
 
Vice President
 
U.S.A.
 
James Zysopoulos
Vice President
 
Brookfield Place, 250 Vesey Street, 15th Floor, New York, NY 10281-1023
 
Vice President
 
U.S.A.

Page 24 of 32 Pages

SCHEDULE VIII

Brookfield Property Group LLC

 
Name and Position of
Officer or Director
 
Principal Business
Address
 
Principal Occupation or
Employment
 
Citizenship
 
Brian W. Kingston, Director and Chief Executive Officer
 
Brookfield Place, 250 Vesey Street, 15th Floor, New York, NY 10281-1023
 
Managing Partner
 
Canada
 
Bryan Davis, Director and Chief Financial Officer
 
Brookfield Place, 250 Vesey Street, 15th Floor, New York, NY 10281-1023
 
Managing Partner
 
Canada
 
Lowell Baron, Chief Investment Officer
 
Brookfield Place, 250 Vesey Street, 15th Floor, New York, NY 10281-1023
 
Managing Partner
 
U.S.A
 
William Powell, Chief Operating Officer
 
Brookfield Place, 250 Vesey Street, 15th Floor, New York, NY 10281-1023
 
Senior Managing Partner
 
U.S.A
 
Leila Araiche, Managing Director
 
Brookfield Place, 250 Vesey Street, 15th Floor, New York, NY 10281-1023
 
Managing Director
 
Canada
 
Cristiano Machado, Managing Director and Assistant Treasurer
 
Brookfield Place, 250 Vesey Street, 15th Floor, New York, NY 10281-1023
 
Managing Director
 
Brazil
 
Brett Fox, Director and Managing Partner
 
Brookfield Place, 250 Vesey Street, 15th Floor, New York, NY 10281-1023
 
Managing Partner
 
U.S.A
 
Murray Goldfarb, Managing Partner
 
Brookfield Place, 250 Vesey Street, 15th Floor, New York, NY 10281-1023
 
Managing Partner
 
U.S.A
 
David J. Stalter, Managing Partner
 
Brookfield Place, 250 Vesey Street, 15th Floor, New York, NY 10281-1023
 
Managing Partner
 
U.S.A
 
Carolyn Bidwell, Senior Vice President
 
Brookfield Place, 250 Vesey Street, 15th Floor, New York, NY 10281-1023
 
Senior Vice President
 
U.S.A

Page 25 of 32 Pages

 
Brian Hurowitz, Senior Vice President
 
Brookfield Place, 250 Vesey Street, 15th Floor, New York, NY 10281-1023
 
Senior Vice President
 
U.S.A
 
Bryan Smith, Senior Vice President
 
Brookfield Place, 250 Vesey Street, 15th Floor, New York, NY 10281-1023
 
Senior Vice President
 
U.S.A
 
Melissa Lang, Senior Vice President and Secretary
 
Brookfield Place, 250 Vesey Street, 15th Floor, New York, NY 10281-1023
 
Senior Vice President
 
U.S.A
 
Jonathan Kramer, Senior Vice President
 
Brookfield Place, 250 Vesey Street, 15th Floor, New York, NY 10281-1023
 
Senior Vice President
 
U.S.A.
 
Hideki Aoki
Vice President
 
Brookfield Place, 250 Vesey Street, 15th Floor, New York, NY 10281-1023
 
Vice President
 
Japan
 
Sallie Chu
Vice President
 
Brookfield Place, 250 Vesey Street, 15th Floor, New York, NY 10281-1023
 
Vice President
 
U.S.A.
 
Polina Kushelev
Vice President
 
Brookfield Place, 250 Vesey Street, 15th Floor, New York, NY 10281-1023
 
Vice President
 
U.S.A.
 
Herbert Li
Vice President
 
Brookfield Place, 250 Vesey Street, 15th Floor, New York, NY 10281-1023
 
Vice President
 
U.S.A.
 
P. Scott Selig
Vice President
 
Brookfield Place, 250 Vesey Street, 15th Floor, New York, NY 10281-1023
 
Vice President
 
U.S.A.
 
James Zysopoulos
Vice President
 
Brookfield Place, 250 Vesey Street, 15th Floor, New York, NY 10281-1023
 
Vice President
 
U.S.A.

Page 26 of 32 Pages

SCHEDULE IX
 
Brookfield Strategic Real Estate Partners II GP OF GP LLC

 
Name and Position of
Officer or Director
 
Principal Business
Address
 
Principal Occupation
or Employment
 
Citizenship
               
 
Brian W. Kingston, Chief Executive Officer
 
Brookfield Place, 250 Vesey Street, 15th Floor, New York, NY 10281-1023
 
Managing Partner
 
Canada
 
Bryan Davis, Chief Financial Officer
 
Brookfield Place, 250 Vesey Street, 15th Floor, New York, NY 10281-1023
 
Managing Partner
 
Canada
 
Lowell Baron, Chief Investment Officer
 
Brookfield Place, 250 Vesey Street, 15th Floor, New York, NY 10281-1023
 
Managing Partner
 
U.S.A
 
William Powell, Chief Operating Officer
 
Brookfield Place, 250 Vesey Street, 15th Floor, New York, NY 10281-1023
 
Managing Partner
 
U.S.A
 
Cristiano Machado, Managing Director and Assistant Treasurer
 
Brookfield Place, 250 Vesey Street, 15th Floor, New York, NY 10281-1023
 
Managing Director
 
Brazil
 
Brett Fox, Managing Partner
 
Brookfield Place, 250 Vesey Street, 15th Floor, New York, NY 10281-1023
 
Managing Partner
 
U.S.A
 
Murray Goldfarb, Managing Partner
 
Brookfield Place, 250 Vesey Street, 15th Floor, New York, NY 10281-1023
 
Managing Partner
 
U.S.A
 
Mark Srulowitz, Managing Partner
 
Brookfield Place, 250 Vesey Street, 15th Floor, New York, NY 10281-1023
 
Managing Partner
 
U.S.A
 
David J. Stalter, Managing Partner
 
Brookfield Place, 250 Vesey Street, 15th Floor, New York, NY 10281-1023
 
Managing Partner
 
U.S.A
 
Bryan Smith, Senior Vice President
 
Brookfield Place, 250 Vesey Street, 15th Floor, New York, NY 10281-1023
 
Senior Vice President
 
U.S.A
 
Melissa Lang, Senior Vice President and Secretary
 
Brookfield Place, 250 Vesey Street, 15th Floor, New York, NY 10281-1023
 
Senior Vice President
 
U.S.A
 
Carolyn Bidwell, Senior Vice President
 
Brookfield Place, 250 Vesey Street, 15th Floor, New York, NY 10281-1023
 
Senior Vice President
 
U.S.A
 
Hideki Aoki
Vice President
 
Brookfield Place, 250 Vesey Street, 15th Floor, New York, NY 10281-1023
 
Vice President
 
Japan
 
Sallie Chu
Vice President
 
Brookfield Place, 250 Vesey Street, 15th Floor, New York, NY 10281-1023
 
Vice President
 
U.S.A.

Page 27 of 32 Pages

 
Polina Kushelev
Vice President
 
Brookfield Place, 250 Vesey Street, 15th Floor, New York, NY 10281-1023
 
Vice President
 
U.S.A.
 
Herbert Li
Vice President
 
Brookfield Place, 250 Vesey Street, 15th Floor, New York, NY 10281-1023
 
Vice President
 
U.S.A.
 
P. Scott Selig
Vice President
 
Brookfield Place, 250 Vesey Street, 15th Floor, New York, NY 10281-1023
 
Vice President
 
U.S.A.
 
James Zysopoulos
Vice President
 
Brookfield Place, 250 Vesey Street, 15th Floor, New York, NY 10281-1023
 
Vice President
 
U.S.A.
 
Richard Shih
 
Brookfield Place, 250 Vesey Street, 15th Floor, New York, NY 10281-1023
 
Vice President
 
U.S.A.
 
Isaac MacDonald
 
Brookfield Place, 250 Vesey Street, 15th Floor, New York, NY 10281-1023
 
Vice President
 
U.S.A.

SCHEDULE X

Brookfield Strategic Real Estate Partners II GP L.P.

 
Name and Position of
Officer or Director
 
Principal Business
Address
 
Principal Occupation
or Employment
 
Citizenship
               
 
Brian W. Kingston, Chief Executive Officer
 
Brookfield Place, 250 Vesey Street, 15th Floor, New York, NY 10281-1023
 
Managing Partner
 
Canada
 
Bryan Davis, Chief Financial Officer
 
Brookfield Place, 250 Vesey Street, 15th Floor, New York, NY 10281-1023
 
Managing Partner
 
Canada
 
Lowell Baron, Chief Investment Officer
 
Brookfield Place, 250 Vesey Street, 15th Floor, New York, NY 10281-1023
 
Managing Partner
 
U.S.A
 
William Powell, Chief Operating Officer
 
Brookfield Place, 250 Vesey Street, 15th Floor, New York, NY 10281-1023
 
Senior Managing Partner
 
U.S.A
 
Cristiano Machado, Managing Director and Assistant Treasurer
 
Brookfield Place, 250 Vesey Street, 15th Floor, New York, NY 10281-1023
 
Managing Director
 
Brazil

Page 28 of 32 Pages

 
Brett Fox, Managing Partner
 
Brookfield Place, 250 Vesey Street, 15th Floor, New York, NY 10281-1023
 
Managing Partner
 
U.S.A
 
Murray Goldfarb, Managing Partner
 
Brookfield Place, 250 Vesey Street, 15th Floor, New York, NY 10281-1023
 
Managing Partner
 
U.S.A
 
Mark Srulowitz, Managing Partner
 
Brookfield Place, 250 Vesey Street, 15th Floor, New York, NY 10281-1023
 
Managing Partner
 
U.S.A
 
David J. Stalter, Managing Partner
 
Brookfield Place, 250 Vesey Street, 15th Floor, New York, NY 10281-1023
 
Managing Partner
 
U.S.A
 
Bryan Smith, Senior Vice President
 
Brookfield Place, 250 Vesey Street, 15th Floor, New York, NY 10281-1023
 
Senior Vice President
 
U.S.A
 
Melissa Lang, Senior Vice President and Secretary
 
Brookfield Place, 250 Vesey Street, 15th Floor, New York, NY 10281-1023
 
Senior Vice President
 
U.S.A
 
Hideki Aoki
Vice President
 
Brookfield Place, 250 Vesey Street, 15th Floor, New York, NY 10281-1023
 
Vice President
 
Japan
 
Sallie Chu
Vice President
 
Brookfield Place, 250 Vesey Street, 15th Floor, New York, NY 10281-1023
 
Vice President
 
U.S.A.
 
Polina Kushelev
Vice President
 
Brookfield Place, 250 Vesey Street, 15th Floor, New York, NY 10281-1023
 
Vice President
 
U.S.A.
 
Herbert Li
Vice President
 
Brookfield Place, 250 Vesey Street, 15th Floor, New York, NY 10281-1023
 
Vice President
 
U.S.A.
 
P. Scott Selig
Vice President
 
Brookfield Place, 250 Vesey Street, 15th Floor, New York, NY 10281-1023
 
Vice President
 
U.S.A.
 
James Zysopoulos
Vice President
 
Brookfield Place, 250 Vesey Street, 15th Floor, New York, NY 10281-1023
 
Vice President
 
U.S.A.
 
Richard Shih
Vice President
 
Brookfield Place, 250 Vesey Street, 15th Floor, New York, NY 10281-1023
 
Vice President
 
U.S.A.
 
Isaac MacDonald
Vice President
 
Brookfield Place, 250 Vesey Street, 15th Floor, New York, NY 10281-1023
 
Vice President
 
U.S.A.

Page 29 of 32 Pages

SCHEDULE XI

Brookfield Strategic Real Estate Partners II Hospitality REIT II LLC

 
Name and Position of
Officer or Director
 
Principal Business
Address
 
Principal Occupation
or Employment
 
Citizenship
               
 
Brian W. Kingston, Chief Executive Officer
 
Brookfield Place, 250 Vesey Street, 15th Floor, New York, NY 10281-1023
 
Managing Partner
 
Canada
 
Bryan Davis, Chief Financial Officer
 
Brookfield Place, 250 Vesey Street, 15th Floor, New York, NY 10281-1023
 
Managing Partner
 
Canada
 
Lowell Baron, Chief Investment Officer
 
Brookfield Place, 250 Vesey Street, 15th Floor, New York, NY 10281-1023
 
Managing Partner
 
U.S.A
 
William Powell, Chief Operating Officer
 
Brookfield Place, 250 Vesey Street, 15th Floor, New York, NY 10281-1023
 
Managing Partner
 
U.S.A
 
Cristiano Machado, Managing Director and Assistant Treasurer
 
Brookfield Place, 250 Vesey Street, 15th Floor, New York, NY 10281-1023
 
Managing Director
 
Brazil
 
Brett Fox, Managing Partner
 
Brookfield Place, 250 Vesey Street, 15th Floor, New York, NY 10281-1023
 
Managing Partner
 
U.S.A
 
Murray Goldfarb, Managing Partner
 
Brookfield Place, 250 Vesey Street, 15th Floor, New York, NY 10281-1023
 
Managing Partner
 
U.S.A
 
David J. Stalter, Managing Partner
 
Brookfield Place, 250 Vesey Street, 15th Floor, New York, NY 10281-1023
 
Managing Partner
 
U.S.A
 
Carolyn Bidwell, Senior Vice President
 
Brookfield Place, 250 Vesey Street, 15th Floor, New York, NY 10281-1023
 
Senior Vice President
 
U.S.A
 
Bryan Smith, Senior Vice President
 
Brookfield Place, 250 Vesey Street, 15th Floor, New York, NY 10281-1023
 
Senior Vice President
 
U.S.A

Page 30 of 32 Pages

 
Melissa Lang, Senior Vice President and Secretary
 
Brookfield Place, 250 Vesey Street, 15th Floor, New York, NY 10281-1023
 
Senior Vice President
 
U.S.A
 
Hideki Aoki
Vice President
 
Brookfield Place, 250 Vesey Street, 15th Floor, New York, NY 10281-1023
 
Vice President
 
Japan
 
Sallie Chu
Vice President
 
Brookfield Place, 250 Vesey Street, 15th Floor, New York, NY 10281-1023
 
Vice President
 
U.S.A.
 
Polina Kushelev
Vice President
 
Brookfield Place, 250 Vesey Street, 15th Floor, New York, NY 10281-1023
 
Vice President
 
U.S.A.
 
Herbert Li
Vice President
 
Brookfield Place, 250 Vesey Street, 15th Floor, New York, NY 10281-1023
 
Vice President
 
U.S.A.
 
P. Scott Selig
Vice President
 
Brookfield Place, 250 Vesey Street, 15th Floor, New York, NY 10281-1023
 
Vice President
 
U.S.A.
 
James Zysopoulos
Vice President
 
Brookfield Place, 250 Vesey Street, 15th Floor, New York, NY 10281-1023
 
Vice President
 
U.S.A.
 
Richard Shih
Vice President
 
Brookfield Place, 250 Vesey Street, 15th Floor, New York, NY 10281-1023
 
Vice President
 
U.S.A.
 
Isaac MacDonald
Vice President
 
Brookfield Place, 250 Vesey Street, 15th Floor, New York, NY 10281-1023
 
Vice President
 
U.S.A.

Page 31 of 32 Pages

INDEX TO EXHIBITS

Exhibit 1
Initial Articles Supplementary of American Realty Capital Hospitality Trust, Inc. filed with the State Department of Assessments and Taxation of Maryland on January 13, 2017 (incorporated by reference to Exhibit 3.1 of the Issuer’s Current Report on Form 8-K filed on January 13, 2017 (Commission File No. 000-55394)).
   
Exhibit 2
Securities Purchase, Voting and Standstill Agreement, dated as of January 12, 2017, by and among American Realty Capital Hospitality Trust, Inc., American Realty Capital Hospitality Operating Partnership, LP and Brookfield Strategic Real Estate Partners II Hospitality REIT II LLC (incorporated by reference to Exhibit 10.1 of the Issuer’s Current Report on Form 8-K filed on January 13, 2017 (Commission File No. 000-55394)).
   
Exhibit 3
Framework Agreement, dated as of January 12, 2017, by and among American Realty Capital Hospitality Advisors, LLC, American Realty Capital Hospitality Properties, LLC, American Realty Capital Hospitality Grace Portfolio, LLC, Crestline Hotels & Resorts, LLC, American Realty Capital Hospitality Trust, Inc., American Realty Capital Hospitality Operating Partnership, LP, American Realty Capital Hospitality Special Limited Partnership, LLC, and solely in connection with Sections 7(b) , 7(d), 8, 9 and 10 through 22 (inclusive) thereto, Brookfield Strategic Real Estate Partners II Hospitality REIT II LLC (incorporated by reference to Exhibit 10.2 of the Issuer’s Current Report on Form 8-K filed on January 13, 2017 (Commission File No. 000-55394)).
   
Exhibit 4
Articles Supplementary of Hospitality Investors Trust, Inc., filed with the State Department of Assessments and Taxation of Maryland on March 31, 2017 (incorporated by reference to Exhibit 3.2 of the Issuer’s Current Report on Form 8-K filed on March 31, 2017 (Commission File No. 000-55394)).
   
Exhibit 5
Amended and Restated Agreement of Limited Partnership of Hospitality Investors Trust Operating Partnership, L.P., dated as of March 31, 2017 (incorporated by reference to Exhibit 4.2 of the Issuer’s Current Report on Form 8-K filed on March 31, 2017 (Commission File No. 000-55394)).
   
Exhibit 6
Ownership Limit Waiver Agreement, dated as of dated as of March 31, 2017 (incorporated by reference to Exhibit 10.1 of the Issuer’s Current Report on Form 8-K filed on March 31, 2017 (Commission File No. 000-55394)).
   
Exhibit 7
Registration Rights Agreement, dated as of March 31, 2017, by and among Hospitality Investors Trust, Inc., Brookfield Strategic Real Estate Partners II Hospitality REIT II LLC, American Realty Capital Hospitality Advisors, LLC and American Realty Capital Hospitality Properties, LLC (incorporated by reference to Exhibit 10.2 of the Issuer’s Current Report on Form 8-K filed on March 31, 2017 (Commission File No. 000-55394)).
   
Exhibit 8
Amended and Restated Bylaws of Hospitality Investors Trust, Inc., dated as of March 31, 2017, filed with the State Department of Assessments and Taxation of Maryland on March 31, 2017 (incorporated by reference to Exhibit 3.4 of the Issuer’s Current Report on Form 8-K filed on March 31, 2017 (Commission File No. 000-55394)).
   
Exhibit 9
Compensation Payment Agreement, dated as of March 31, 2017, by and among Hospitality Investors Trust, Inc., Lowell G. Baron, Bruce G. Wiles and BSREP II Hospitality II Board LLC (incorporated by reference to Exhibit 10.22 of the Issuer’s Current Report on Form 8-K filed on March 31, 2017 (Commission File No. 000-55394)).
   
Exhibit 10
Joint Filing Agreement (incorporated by reference to Exhibit 10 of the Issuer’s Current Report on Form 8-K filed on March 31, 2017 (Commission File No. 000-55394)).

Exhibit 11
First Follow-On Funding Notice dated as of January 12, 2018, by and among Hospitality Investors Trust Operating Partnership, L.P. and Brookfield Strategic Real Estate Partners II Hospitality REIT II LLC (incorporated by reference to Exhibit 11 of the Issuer’s Schedule 13D/A filed on February 28, 2018 (Commission File No. 000-89944)).
   
Exhibit 12
Joint Filing Agreement (incorporated by reference to Exhibit 12 of the Issuer’s Schedule 13D/A filed on January 3, 2019 (Commission File No. 005-89944)).
   
Exhibit 13
Second Follow-On Funding Notice dated as of January 11, 2019, by and among Hospitality Investors Trust Operating Partnership, L.P. and Brookfield Strategic Real Estate Partners II Hospitality REIT II LLC (incorporated by reference to Exhibit 13 of the Issuer’s Schedule 13D/A filed on February 28, 2019 (Commission File No. 005-89944)).
   
Exhibit 14
Seventeenth Amendment to Amended and Restated Agreement of Limited Partnership of Hospitality Investors Trust Operating Partnership, L.P., dated as of December 24, 2020 (incorporated by reference to Exhibit 4.2 of the Issuer’s Current Report on Form 8-K filed on December 28, 2020 (Commission File No. 000-55394)).


Page 32 of 32 Pages