Insider filing report for Changes in Beneficial Ownership
- Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
- Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
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SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 2)
BROOKFIELD RENEWABLE PARTNERS L.P.
(Name of Issuer)
Limited Partnership Units
(Title of Class of Securities)
G16258 10 8
(CUSIP Number)
Justin B. Beber
Brookfield Asset Management Inc.
Brookfield Place
181 Bay Street, Suite 300
Toronto, Ontario M5J 2T3
(416) 363-9491
(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)
June 3, 2020
(Date of Event Which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box ☐.
Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7(b) for other parties to whom copies are to be sent.
The information required on the remainder of this cover page shall not be deemed to be filed for the purposes of Section 18 of the Securities Exchange Act of 1934 (the Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
(Continued on following pages)
CUSIP No. G16258 10 8 | SCHEDULE 13D |
1 |
Names of Reporting Persons
BROOKFIELD ASSET MANAGEMENT INC. | |||||
2 | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ☐ (b) ☒ Joint Filing
| |||||
3 | SEC Use Only
| |||||
4 | Source of Funds (See Instructions)
OO | |||||
5 | Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Item 2(d) or 2(e)
☐ | |||||
6 | Citizenship or Place of Organization
ONTARIO |
Number of Shares Beneficially Owned by Each Reporting Person With
|
7 | Sole Voting Power
0 LIMITED PARTNERSHIP UNITS | ||||
8 | Shared Voting Power
175,491,567* LIMITED PARTNERSHIP UNITS | |||||
9 | Sole Dispositive Power
0 LIMITED PARTNERSHIP UNITS | |||||
10 | Shared Dispositive Power
175,491,567* LIMITED PARTNERSHIP UNITS |
11 |
Aggregate Amount Beneficially Owned by Each Reporting Person
175,491,567* LIMITED PARTNERSHIP UNITS | |||||
12 | Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)
☐ | |||||
13 | Percent of Class Represented by Amount in Row (11)
56.9%** OF THE OUTSTANDING LIMITED PARTNERSHIP UNITS | |||||
14 | Type of Reporting Person (See Instructions)
CO |
* | Includes 129,658,623 redeemable/exchangeable partnership units of Brookfield Renewable Energy L.P. (BRELP). See Item 5. |
** | Assumes that all of the redeemable/exchangeable partnership units of BRELP are exchanged for L.P. Units pursuant to the redemption-exchange mechanism. See Item 5. |
CUSIP No. G16258 10 8 | SCHEDULE 13D |
1 |
Names of Reporting Persons
PARTNERS LIMITED | |||||
2 | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ☐ (b) ☒ Joint Filing
| |||||
3 | SEC Use Only
| |||||
4 | Source of Funds (See Instructions)
OO | |||||
5 | Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Item 2(d) or 2(e)
☐ | |||||
6 | Citizenship or Place of Organization
ONTARIO |
Number of Shares Beneficially Owned by Each Reporting Person With
|
7 | Sole Voting Power
0 LIMITED PARTNERSHIP UNITS | ||||
8 | Shared Voting Power
175,491,567* LIMITED PARTNERSHIP UNITS | |||||
9 | Sole Dispositive Power
0 LIMITED PARTNERSHIP UNITS | |||||
10 | Shared Dispositive Power
175,491,567* LIMITED PARTNERSHIP UNITS |
11 |
Aggregate Amount Beneficially Owned by Each Reporting Person
175,491,567* LIMITED PARTNERSHIP UNITS | |||||
12 | Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)
☐ | |||||
13 | Percent of Class Represented by Amount in Row (11)
56.9%** OF THE OUTSTANDING LIMITED PARTNERSHIP UNITS | |||||
14 | Type of Reporting Person (See Instructions)
CO |
* | Includes 129,658,623 redeemable/exchangeable partnership units of BRELP. See Item 5. |
** | Assumes that all of the redeemable/exchangeable partnership units of BRELP are exchanged for L.P. Units pursuant to the redemption-exchange mechanism. See Item 5. |
CUSIP No. G16258 10 8 | SCHEDULE 13D |
1 |
Names of Reporting Persons
BROOKFIELD RENEWABLE POWER INC. | |||||
2 | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ☐ (b) ☒ Joint Filing
| |||||
3 | SEC Use Only
| |||||
4 | Source of Funds (See Instructions)
OO | |||||
5 | Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Item 2(d) or 2(e)
☐ | |||||
6 | Citizenship or Place of Organization
ONTARIO |
Number of Shares Beneficially Owned by Each Reporting Person With
|
7 | Sole Voting Power
0 LIMITED PARTNERSHIP UNITS | ||||
8 | Shared Voting Power
170,127,567* LIMITED PARTNERSHIP UNITS | |||||
9 | Sole Dispositive Power
0 LIMITED PARTNERSHIP UNITS | |||||
10 | Shared Dispositive Power
170,127,567* LIMITED PARTNERSHIP UNITS |
11 |
Aggregate Amount Beneficially Owned by Each Reporting Person
170,127,567* LIMITED PARTNERSHIP UNITS | |||||
12 | Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)
☐ | |||||
13 | Percent of Class Represented by Amount in Row (11)
55.1%** OF THE OUTSTANDING LIMITED PARTNERSHIP UNITS | |||||
14 | Type of Reporting Person (See Instructions)
CO |
* | Includes 129,658,623 redeemable/exchangeable partnership units of BRELP. See Item 5. |
** | Assumes that all of the redeemable/exchangeable partnership units of BRELP are exchanged for L.P. Units pursuant to the redemption-exchange mechanism. See Item 5. |
CUSIP No. G16258 10 8 | SCHEDULE 13D |
1 |
Names of Reporting Persons
BROOKFIELD INVESTMENTS CORPORATION | |||||
2 | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ☐ (b) ☒ Joint Filing
| |||||
3 | SEC Use Only
| |||||
4 | Source of Funds (See Instructions)
OO | |||||
5 | Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Item 2(d) or 2(e)
☐ | |||||
6 | Citizenship or Place of Organization
ONTARIO |
Number of Shares Beneficially Owned by Each Reporting Person With
|
7 | Sole Voting Power
0 LIMITED PARTNERSHIP UNITS | ||||
8 | Shared Voting Power
5,364,000 LIMITED PARTNERSHIP UNITS | |||||
9 | Sole Dispositive Power
0 LIMITED PARTNERSHIP UNITS | |||||
10 | Shared Dispositive Power
5,364,000 LIMITED PARTNERSHIP UNITS |
11 |
Aggregate Amount Beneficially Owned by Each Reporting Person
5,364,000 LIMITED PARTNERSHIP UNITS | |||||
12 | Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)
☐ | |||||
13 | Percent of Class Represented by Amount in Row (11)
3.0%* OF THE OUTSTANDING LIMITED PARTNERSHIP UNITS | |||||
14 | Type of Reporting Person (See Instructions)
CO |
* | 1.7% assuming all of the redeemable/exchangeable partnership units of BRELP are exchanged for L.P. Units pursuant to the redemption-exchange mechanism. See Item 5. |
CUSIP No. G16258 10 8 | SCHEDULE 13D |
Explanatory Note
This Amendment No. 2 (this Amendment No. 2) to Schedule 13D is being filed to reflect the closing on June 3, 2020 of the previously announced secondary equity offering (the Public Offering) of limited partnership units (the L.P. Units) of Brookfield Renewable Partners L.P. (BEP) by Brookfield Renewable Power Inc., Brookfield Holdings (Alberta) Limited (BHAL) and Brookfield Investments Corporation, each of which is a subsidiary of Brookfield (as defined below).
Unless otherwise indicated, all references to $ in this Amendment No. 2 are to U.S. dollars.
Information and defined terms reported in the original Schedule 13D, as amended, remains in effect except to the extent that it is amended or superseded by information contained in this Amendment No. 2. This Amendment No. 2 also reflects certain inter-company transactions among the Reporting Persons (as defined below) and its affiliates, and the addition of BIC (as defined below) as a Reporting Person.
Item 2. Identity and Background
Item 2 of the Schedule 13D is hereby amended and restated as follows:
(a), (c) | This Schedule 13D is being filed by each of the following persons (each, a Reporting Person and collectively, the Reporting Persons): |
i. | Brookfield Asset Management Inc. (Brookfield), a corporation formed under the laws of the Province of Ontario. |
ii. | Partners Limited (Partners), corporation formed under the laws of the Province of Ontario. Partners holds 85,120 Class B limited voting shares of Brookfield (the BAM Class B Shares), representing 100% of such shares, and 1,343,802 Class A limited voting shares of Brookfield (BAM Class A Shares), representing approximately 0.1% of such shares. The BAM Class B Shares entitle Partners to appoint one half of the board of directors of Brookfield. On May 14, 2020, Brookfield announced that the BAM Class B Shares will be transferred from Partners to a trust (the Trust). The beneficial interests in the Trust, and the voting interests in its trustee (the Trustee), will be held in equal parts by three entities. The Trustee will vote the BAM Class B Shares with no single individual or entity controlling the Trust. Implementation of this arrangement is subject to customary consents and regulatory approvals currently being obtained, following which the BAM Class B Shares will be transferred from Partners to the Trust for consideration per share equal to the then current market price of a BAM Class A Share. |
iii. | Brookfield Renewable Power Inc. (BRPI), a corporation formed under the laws of the Province of Ontario and a subsidiary of Brookfield. |
CUSIP No. G16258 10 8 | SCHEDULE 13D |
iv. | Brookfield Investments Corporation (BIC), a corporation formed under the laws of the Province of Ontario and a subsidiary of Brookfield. |
Schedules I, II, III, and IV hereto set forth a list of all the directors and executive officers (the Scheduled Persons), and their respective principal occupations, addresses, and citizenships, of Brookfield, Partners, BRPI and BIC, respectively.
(b), (c) | The principal business of Brookfield is alternative asset management. The principal business of Partners is that of a holding company. The principal business of BRPI is to hold certain of Brookfields renewable power investments. The principal business of BIC is of an investment company that holds investments in the real estate and forest products sectors, as well as a portfolio of preferred shares issued by the Brookfields subsidiaries. The principal business address of each of the Reporting Persons is Brookfield Place, 181 Bay Street, Suite 300, Toronto, Ontario, Canada M5J 2T3. |
(d), (e) | During the last five years, none of Reporting Persons and, to their respective knowledge none of the Scheduled Persons, has been: (i) convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors); or (ii) a party to a civil proceeding of a judicial or administrative body of competent jurisdiction as a result of which, he, she or it was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. |
(f) | Schedules I, II, III and IV hereto set forth the citizenship of each of the Scheduled Persons who is a natural person. |
Item 3. Source and Amount of Funds or Other Consideration
Item 3 of Schedule 13D is hereby amended and supplemented as follows:
On May 26, 2020, BHAL and BIC purchased 5,600,000 L.P. Units and 10,000,000 L.P. Units, respectively, from BRPI for an aggregate purchase price of approximately $262,024,000 and $462,800,000, or $46.79 and $46.28 per L.P. Unit, respectively. The L.P. Units were acquired in exchange for newly issued securities of BHAL and BIC.
In connection with the Public Offering, BRPI, BHAL and BIC entered into an underwriting agreement on May 27, 2020 (the Underwriting Agreement) with BEP and the underwriters named therein (the Underwriters), pursuant to which BHAL and BIC agreed to sell 5,600,000 L.P. Units and 4,636,000 L.P. Units to the Underwriters for an aggregate gross purchase price of approximately $273,560,000 and $226,468,600, or $48.85 per L.P. Unit, respectively. If the Underwriters exercise their 30-day overallotment option pursuant to the Underwriting Agreement to subscribe for additional L.P. Units, BRPI has agreed to sell up to 1,535,400 L.P. Units to the Underwriters at a price of $48.85 per L.P. Unit for gross proceeds of $75,004,290.
Item 4. Purpose of Transaction.
The information set forth in Item 3 of this Amendment No. 2 is hereby incorporated by reference.
CUSIP No. G16258 10 8 | SCHEDULE 13D |
Item 5. Interest in Securities of the Issuer
Items 5(a)-(c) of Schedule 13D are hereby amended and restated as follows:
(a)-(b) Brookfield, Partners and BRPI may be deemed to be the beneficial owners of 40,468,944 L.P. Units, and such L.P. Units constitute approximately 22.6% of the issued and outstanding L.P. Units based on the number of L.P. Units outstanding as of June 3, 2020.
Brookfield, Partners and BIC may be deemed to be the beneficial owners of 5,364,000 L.P. Units, and such L.P. Units constitute approximately 3.0% of the issued and outstanding L.P. Units based on the number of L.P. Units outstanding as of June 3, 2020.
Brookfield, Partners and BRPI may be deemed to be the beneficial owners of 129,658,623 redeemable/exchangeable partnership units of BRELP.
Assuming that all of the redeemable/exchangeable partnership units of BRELP were exchanged for L.P. Units pursuant to the redemption-exchange mechanism, BRPI may be deemed to be the beneficial owner of 170,127,567 L.P. Units, and such L.P. Units constitute approximately 55.1% of the issued and outstanding L.P. Units based on the number of L.P. Units outstanding on June 3, 2020 and assuming exchange of all outstanding redeemable/exchangeable partnership units of BRELP.
Assuming that all of the redeemable/exchangeable partnership units of BRELP were exchanged for L.P. Units pursuant to the redemption-exchange mechanism, Brookfield and Partners may be deemed to be the beneficial owner of 175,491,567 L.P. Units, and such L.P. Units constitute approximately 56.9% of the issued and outstanding L.P. Units based on the number of L.P. Units outstanding on June 3, 2020 and assuming exchange of all outstanding redeemable/exchangeable partnership units of BRELP.
Brookfield may hold the L.P. Units directly or in one or more subsidiaries. Brookfield may be deemed to have shared power (with each of Partners, BRPI and BIC) to vote or direct the vote of the L.P. Units beneficially owned by it or to dispose of such L.P. Units.
In the event that the Underwriters exercise their over-allotment option in full, see Item 3 above, and assuming that all of the redeemable/exchangeable partnership units of BRELP were exchanged for L.P. Units pursuant to the redemption-exchange mechanism, BRPI may be deemed to be the beneficial owner of 168,592,167 L.P. Units, and such L.P. Units would constitute approximately 54.6% of the issued and outstanding L.P. Units on a fully-exchanged basis.
CUSIP No. G16258 10 8 | SCHEDULE 13D |
In the event that the Underwriters exercise their over-allotment option in full, see Item 3 above, and assuming that all of the redeemable/exchangeable partnership units of BRELP were exchanged for L.P. Units pursuant to the redemption-exchange mechanism, Brookfield and Partners may be deemed to be the beneficial owner of 173,956,167 L.P. Units, and such L.P. Units would constitute approximately 56.4% of the issued and outstanding L.P. Units on a fully-exchanged basis.
(c) Other than the transactions described in Item 3 in this Amendment No. 2, there have been no transactions by the Reporting Persons in the L.P. Units during the past 60 days.
Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer.
The information set forth in Item 3 of this Amendment No. 2 is hereby incorporated by reference.
Pursuant to a registration rights agreement between BEP and BRPI dated November 28, 2011 (the Registration Rights Agreement), BEP has agreed that, upon the request of BRPI, BEP will file one or more registration statements to register for sale under the Securities Act of 1933, as amended, or one or more prospectuses to qualify the distribution in Canada of, any L.P. Units (including L.P. Units acquired pursuant to an exchange of redeemable/exchangeable partnership units of BRELP) held by BRPI or any direct or indirect transferee of BRPI (including for greater certainty BIC).
Item 7. Material to be Filed as Exhibits.
Item 7 of the original Schedule 13D is hereby amended to add the following exhibits:
Exhibit 3 | Underwriting Agreement, dated May 27, 2020, by and among BEP, BRPI, BIC, BHAL, and the Underwriters (incorporated by reference from Exhibit 1.1 of BEPs Form 6-K furnished on May 29, 2020) | |
Exhibit 4 | Registration Rights Agreement (incorporated by reference from Exhibit 4.4 of Amendment No 1. to BEPs Registration Statement on Form 20-F filed on June 28, 2012). | |
Exhibit 5 | Joint Filing Agreement |
CUSIP No. G16258 10 8 | SCHEDULE 13D |
SIGNATURES
After reasonable inquiry and to the best of the undersigneds knowledge and belief, each of the undersigned certifies as to itself that the information set forth in this statement is true, complete and correct.
Dated: June 3, 2020
BROOKFIELD ASSET MANAGEMENT INC. | ||
By: | /s/ Jessica Diab | |
Name: Jessica Diab | ||
Title: Vice President | ||
PARTNERS LIMITED | ||
By: | /s/ Brian Lawson | |
Name: Brian Lawson | ||
Title: Director and President | ||
BROOKFIELD RENEWABLE POWER INC. | ||
By: | /s/ Jennifer Mazin | |
Name: Jennifer Mazin | ||
Title: Senior Vice President and Secretary | ||
BROOKFIELD INVESTMENTS CORPORATION | ||
By: | /s/ Tom Corbett | |
Name: Tom Corbett | ||
Title: Vice President and Chief Financial Officer |
SCHEDULE I
BROOKFIELD ASSET MANAGEMENT INC.
Name and Position of Officer or Director |
Principal Business Address |
Principal Occupation or Employment |
Citizenship | |||
M. Elyse Allan, Director | 181 Bay Street, Suite 300 Toronto, Ontario M5J 2T3, Canada |
Corporate Director | Canada and U.S.A. | |||
Justin B. Beber, Managing Partner, Head of Corporate Strategy and Chief Legal Officer | 181 Bay Street, Suite 300, Toronto, Ontario M5J 2T3, Canada | Managing Partner, Head of Corporate Strategy & Chief Legal Officer | Canada | |||
Jeffrey M. Blidner, Vice Chair |
181 Bay Street, Suite 300 Toronto, Ontario M5J 2T3, Canada |
Vice Chair, Brookfield | Canada | |||
Angela F. Braly, Director | 832 Alverna Drive Indianapolis, Indiana 46260 U.S.A. |
Corporate Director | U.S.A. | |||
Jack L. Cockwell, Director | 51 Yonge Street, Suite 400 Toronto, Ontario M5E 1J1, Canada |
Chair of Brookfield Partners Foundation | Canada | |||
Marcel R. Coutu, Director | Suite 1210 225 6th Ave. S.W. Calgary, Alberta T2P 1N2, Canada |
Corporate Director | Canada | |||
Murilo Ferreira, Director | Rua General Venancio Flores, 50 Cob. 01 Leblon, Rio de Janeiro RJ 22441-090 |
Former Chief Executive Officer, Vale SA | Brazil | |||
J. Bruce Flatt, Director and Chief Executive Officer | One Canada Square, Level 25 Canary Wharf, London E14 5AA U.K. | Chief Executive Officer, Brookfield | Canada | |||
Nicholas H. Goodman, Chief Financial Officer | 181 Bay Street, Suite 300 Toronto, Ontario M5J 2T3, Canada |
Chief Financial Officer, Brookfield | United Kingdom | |||
Maureen Kempston Darkes, Director |
10 Avoca Avenue, Unit 1904, Toronto, Ontario M4T 2B7, Canada | Corporate Director | Canada | |||
Brian W. Kingston, Managing Partner, Chief Executive Officer Real Estate |
250 Vesey Street, 15th Floor, New York, NY 10281-1023, U.S.A. | Managing Partner, Chief Executive Officer Real Estate of Brookfield | Canada | |||
Brian D. Lawson, Vice Chair | 181 Bay Street, Suite 300, Toronto, Ontario M5J 2T3, Canada | Vice Chair, Brookfield | Canada |
Cyrus Madon, Managing Partner, Chief Executive Officer Private Equity | 181 Bay Street, Suite300, Toronto, Ontario M5J 2T3, Canada | Managing Partner, Chief Executive Officer of Private Equity of Brookfield | Canada | |||
Howard S. Marks, Director | 333 S. Grand Avenue, 28th Floor, Los Angeles, CA 90071, U.S.A. | Deputy Chairman, Oaktree Capital Management Inc. | U.S.A. | |||
Frank J. McKenna, Director | TDCT Tower 161 Bay Street, 35th Floor Toronto, Ontario M5J 2T2, Canada |
Chair of Brookfield and Deputy Chair of TD Bank Group, Wholesale | Canada | |||
Rafael Miranda, Director | C/Santiago de Compostela 100 28035 Madrid, Spain | Corporate Director | Spain | |||
Craig Noble, Managing Partner, Chief Executive Officer Alternative Investments | 181 Bay Street, Suite 300 Toronto, Ontario M5J 2T3, Canada |
Managing Partner, Chief Executive Officer Alternative Investments of Brookfield | Canada | |||
Lori Pearson, Managing Partner and Chief Operating Officer | 181 Bay Street, Suite 300, Toronto, Ontario M5J 2T3, Canada | Managing Partner and Chief Operating Officer of Brookfield | Canada | |||
Timothy R. Price, Director | 51 Yonge Street, Suite 400, Toronto, Ontario M5E 1J1, Canada | Corporate Director | Canada | |||
Samuel J.B. Pollock, Managing Partner, Chief Executive Officer Infrastructure |
181 Bay Street, Suite 300, Toronto, Ontario M5J 2T3, Canada | Managing Partner, Chief Executive Officer Infrastructure of Brookfield | Canada | |||
Lord Aug ustine Thomas ODonnell, Director |
Frontier Economics, 71 High Holborn, London U.K. WC1V 6DA |
Chairman of Frontier Economics Limited | United Kingdom | |||
Ngee Huat Seek, Director | 501 Orchard Road, #08 01 Wheelock Place, Singapore 238880 | Chairman, Global Logistic Properties | Singapore | |||
Sachin G. Shah, Managing Partner, Chief Executive Officer Renewable Power | 181 Bay Street, Suite 300, Toronto, Ontario M5J 2T3, Canada | Managing Partner, Chief Executive Officer Renewable Power of Brookfield | Canada | |||
Diana L. Taylor, Director | c/o Bloomberg, Philanthropies, 25 East 78th Street, New York, N.Y. 10075 | Corporate Director | U.S.A. and Canada |
SCHEDULE II
PARTNERS LIMITED
Name and Position of Officer or Director |
Principal Business Address |
Principal Occupation or Employment |
Citizenship | |||
Lisa Chu, Treasurer | 181 Bay Street, Suite 300, Toronto, Ontario M5J 2T3, Canada | Senior Vice President Finance, Brookfield | Canada | |||
Jack L. Cockwell, Director and Chairman of the Board | 51 Yonge Street, Suite 400 Toronto, Ontario M5E 1J1, Canada | Corporate Director | Canada | |||
Lorretta Corso, Secretary | 181 Bay Street, Suite 300, Toronto, Ontario M5J 2T3, Canada | Administrator and Corporate Secretary | Canada | |||
Brian W. Kingston, Director | 250 Vesey Street, 15th Floor, New York, NY 10281-1023 U.S.A. | Managing Partner, Chief Executive Real Estate of Brookfield | Canada | |||
Brian D. Lawson, Director and President | 181 Bay Street, Suite 300, Toronto, Ontario M5J 2T3, Canada | Vice Chair, Brookfield | Canada | |||
Cyrus Madon, Director | 181 Bay Street, Suite 300, Toronto, Ontario M5J 2T3, Canada | Managing Partner, Chief Executive Officer Private Equity of Brookfield | Canada | |||
Samuel J.B. Pollock, Director | 181 Bay Street, Suite 300, Toronto, Ontario M5J 2T3, Canada | Managing Partner, Chief Executive Officer Infrastructure of Brookfield | Canada | |||
Timothy R. Price, Director | 51 Yonge Street, Suite 400, Toronto, Ontario M5E 1J1, Canada | Corporate Director | Canada | |||
Sachin Shah, Director | 181 Bay Street, Suite 300, Toronto, Ontario M5J 2T3, Canada | Managing Partner, Chief Executive Officer Renewable Power of Brookfield | Canada | |||
Tim Wang, Assistant Secretary | 181 Bay Street, Suite 300, Toronto, Ontario M5J 2T3, Canada | Manager, Capital Markets and Treasury, Brookfield | Canada |
SCHEDULE III
BROOKFIELD RENEWABLE POWER INC.
Name and Position of Officer or Director |
Principal Business Address |
Principal Occupation or Employment |
Citizenship | |||
Douglas Christie, Director and Senior Vice-President | Brookfield Asset Management, Inc., 181 Bay Street, Brookfield Place, Suite 300, Toronto, Ontario M5J 2T3, Canada | Managing Director of Brookfield | Canada | |||
Julian Deschatelets, Director and Senior Vice-President | Brookfield Asset Management, Inc., 181 Bay Street, Brookfield Place, Suite 300, Toronto, Ontario M5J 2T3, Canada | Managing Director of Brookfield | Canada | |||
Wyatt Hartley, Director and Chief Financial Officer | Brookfield Asset Management, Inc., 181 Bay Street, Brookfield Place, Suite 300, Toronto, Ontario M5J 2T3, Canada | Managing Partner of Brookfield | Canada | |||
Jennifer Mazin, Director and Senior Vice-President and Secretary | Brookfield Asset Management, Inc., 181 Bay Street, Brookfield Place, Suite 300, Toronto, Ontario M5J 2T3, Canada | Managing Partner of Brookfield | Canada | |||
Sachin Shah, Chief Executive Officer | Brookfield Asset Management, Inc., 181 Bay Street, Brookfield Place, Suite 300, Toronto, Ontario M5J 2T3, Canada | Managing Partner of Brookfield | Canada | |||
Ruth Kent, Chief Operating Officer | Brookfield Asset Management, Inc., 181 Bay Street, Brookfield Place, Suite 300, Toronto, Ontario M5J 2T3, Canada | Managing Partner of Brookfield | United Kingdom |
SCHEDULE IV
BROOKFIELD INVESTMENTS CORPORATION
Name and Position of Officer or Director |
Principal Business Address |
Principal Occupation or Employment |
Citizenship | |||
Thomas Corbett, Vice President and Chief Financial Officer | 181 Bay Street, Suite 300, Toronto, Ontario M5J 2T3, Canada | Managing Director, Finance | Canada | |||
Lorretta M. Corso, Vice President and Secretary | 181 Bay Street, Suite 300, Toronto, Ontario M5J 2T3, Canada | Administrator and Corporate Secretary | Canada | |||
Howard Driman, Director | 4600 Bathurst St., Suite #315 Toronto, Ontario M2R 3V3 |
Director of Finance, UIA Federations Canada | Canada | |||
James L.R. Kelly, Director | Hwy. #26 West at 7th Line, P.O. Box 3394 206005 Hwy. #26 West Meaford, Ontario N4L 1A5 |
Corporate Director | Canada | |||
Edward C. Kress, Director, Chairman and President | 181 Bay Street, Suite 300, Toronto, Ontario M5J 2T3, Canada | Group Chairman, Power, Brookfield Asset Management Inc | Canada | |||
Danesh K. Varma, Director | 8 Little Trinity Lane, London EC4V 2AN United Kingdom | Corporate Director | United Kingdom | |||
Leslie Yuen, Vice President and Controller | 181 Bay Street, Suite 300, Toronto, Ontario M5J 2T3, Canada | Vice President of Brookfield | Canada |