Insider filing report for Changes in Beneficial Ownership
- Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
- Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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- Peter Lynch
What is insider trading>>
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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SCHEDULE 13G
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Under the Securities Exchange Act of 1934
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(Amendment No. 9)*
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The Estée Lauder Companies Inc.
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(Name of Issuer)
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Class A Common Stock, par value $0.01 per share
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(Title of Class of Securities)
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518439 10 4
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(CUSIP Number)
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December 31, 2010
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(Date of Event Which Requires Filing of this Statement)
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Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
¨ Rule 13d-1(b)
¨ Rule 13d-1(c)
T Rule 13d-1(d)
_______________________
*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
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CUSIP No. 518439 10 4
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SCHEDULE 13G
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Page 2 of 8 pages
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1
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NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY):
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The Estée Lauder 2002 Trust
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP * (SEE INSTRUCTIONS)
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(a) ¨
(b) T
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
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United States of America
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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5
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SOLE VOTING POWER
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0 (see Item 4)
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6
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SHARED VOTING POWER
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0 (see Item 4)
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7
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SOLE DISPOSITIVE POWER
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0 (see Item 4)
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8
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SHARED DISPOSITIVE POWER
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0 (see Item 4)
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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0 (see Item 4)
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10
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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¨
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
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0.0% (see Item 4)
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12
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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OO
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Page 2 of 7 pages
Item 1(a). Name of Issuer:
The Estée Lauder Companies Inc. (the “Issuer”)
Item 1(b). Address of Issuer's Principal Executive Offices
767 Fifth Avenue
New York, NY 10153
Item 2 (a) Name of Person Filing:
Estee Lauder 2002 Trust (the “Reporting Person”)
Item 2 (b) Address of Principal Business Office or, if none, Residence:
767 Fifth Avenue
New York, NY 10153
Item 2 (c) Citizenship:
State of New York, United States of America
Item 2 (d) Title of Class of Securities:
Class A Common Stock, par value $0.01 per share
Item 2 (e) CUSIP Number:
518439 10 4
Item 3. Not applicable
Item 4. Ownership
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(a) – (c)
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At December 31, 2010, the Reporting Person beneficially owned 0 shares of Class B Common Stock, par value $.01 per share, of the Issuer (the “Class B Common Stock”) held directly by the Reporting Person.
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Item 5. Ownership of Five Percent or Less of a Class
Not Applicable
Item 6. Ownership of More than Five Percent on Behalf of Another Person
Not Applicable
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Item 7.
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Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person
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Not Applicable
Page 3 of 7 pages
Item 8. Identification and Classification of Members of the Group
The Reporting Person is a party to a Stockholders’ Agreement (the “Stockholders’ Agreement”), dated November 22, 1995, as amended, among the parties listed on Exhibit A attached hereto. The stockholders who are parties to the Stockholders’ Agreement have agreed to vote in favor of the election of Leonard A. Lauder and Ronald S. Lauder and one designee of each as directors of the Issuer. The Stockholders’ Agreement also contains certain limitations on the transfer of shares of Class A Common Stock. Each stockholder who is a party to the Stockholders’ Agreement has agreed to grant to the other parties a right of first offer to purchase shares of Class A Common Stock of the stockholder in the event the stockholder intends to sell to a person (or group of persons) who is not a Laude
r Family Member, as defined therein, except in certain circumstances, such as sales in a widely distributed underwritten public offering or sales made in compliance with Rule 144.
Item 9. Notice of Dissolution of Group
Not Applicable
Item 10. Certifications
Not Applicable
Page 4 of 7 pages
SIGNATURE
After reasonable inquiry and to the best of our knowledge and belief, we certify that the information set forth in this statement is true, complete and correct.
Date: February 9, 2011
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The Estee Lauder 2002 Trust
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By:
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/s/Leonard A. Lauder
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Name:
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Leonard A. Lauder, Trustee
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By:
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/s/Ronald S. Lauder
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Name:
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Ronald S. Lauder, Trustee
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By:
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/s/Ira T. Wender
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Name:
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Ira T. Wender, Trustee
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Page 5 of 7 pages
EXHIBIT INDEX
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Exhibit No.
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A
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List of Parties to the Stockholders’ Agreement
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Page 6 of 7 pages