Insider filing report for Changes in Beneficial Ownership
- Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
- Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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- Peter Lynch
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SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
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SCHEDULE 13D/A
(Rule 13d-101)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO
RULE 13d-2(a)
Under the Securities Exchange Act of 1934
(Amendment No. 3)
UAL Corp.
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(Name of Issuer)
Common Stock, par value $0.01 per share
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(Title of Class of Securities)
902549807
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(CUSIP Number)
Kenneth J. Cooper
Pension Benefit Guaranty Corporation
Office of General Counsel
1200 K Street, N.W., Rm. 11509
Washington, D.C. 20005
(202) 326-4400 ext 3754
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(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
November 30, 2006
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(Date of Event which Requires
Filing of This Statement)
If the filing person has previously filed a statement on Schedule 13G
to report the acquisition that is the subject of this Schedule 13D, and is
filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the
following box. [ ]
NOTE: Schedules filed in paper format shall include a signed original
and five copies of the schedule, including all exhibits. See Rule 13d-7 for
other parties to whom copies are to be sent.
(Continued on following pages)
(Page 1 of 3 Pages)
* The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which would
alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be
deemed to be "filed" for the purpose of Section 18 of the Securities Exchange
Act of 1934 ("Act") or otherwise subject to the liabilities of that section of
the Act but shall be subject to all other provisions of the Act (however, see
the Notes).
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CUSIP NO. 902549807 SCHEDULE 13D/A PAGE 2 OF 3 PAGES
- ---------------------------- ---------------------
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1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Pension Benefit Guaranty Corp., Tax ID No. 52-1042410
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [ ]
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3 SEC USE ONLY
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4 SOURCE OF FUNDS*
00
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5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT
TO ITEM 2(d) or 2(e) [ ]
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6 CITIZENSHIP OR PLACE OF ORGANIZATION
District of Columbia
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7 SOLE VOTING POWER
0
----------------------------------------------------
NUMBER OF 8 SHARED VOTING POWER
SHARES
BENEFICIALLY 0
OWNED BY -----------------------------------------------------
EACH 9 SOLE DISPOSITIVE POWER
REPORTING
PERSON WITH 0
-----------------------------------------------------
10 SHARED DISPOSITIVE POWER
0
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11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH PERSON
3,338,345
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12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES*
[ ]
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13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
3.0%
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14 TYPE OF REPORTING PERSON*
0
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* SEE INSTRUCTIONS BEFORE FILLING OUT!
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CUSIP NO. 902549807 SCHEDULE 13D/A PAGE 3 OF 3 PAGES
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This Amendment No. 3 to the Schedule 13D filed by the Pension Benefit
Guaranty Corporation ("PBGC") on February 13, 2006 as amended on February
24, 2006 and July 25, 2006 (the "Schedule 13D"), amends Items 4 and 5 of
the Schedule 13D. All capitalized terms used herein have the respective
meanings given to such terms in the Schedule 13D.
ITEM 4. Purpose of Transaction
ITEM 4 OF THE Schedule 13D is hereby amended to add the following:
As of November 30, 2006, J.P. Morgan Investment Management, Inc., who has
been assigned investment and voting authority with respect to the shares of
UAL common stock owned by PBGC, has sold 9,279,266 of such shares.
ITEM 5. Interest in Securities of the Issuer
Item 5(a) of the Schedule 13D is hereby amended to read as follows:
(a) PBGC owns of record or beneficially 3,338,345 shares of UAL common
stock,which represents 3.0% of the total outstanding shares
of UAL common stock.
SIGNATURES
After reasonable inquiry and to the best of our knowledge and belief,
we certify that the information set forth in this statement is true,
complete and correct.
Dated: December 11, 2006
Pension Benefit Guaranty Corporation
By: /s/ James Gerber
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Name: James Gerber
Title: Chief Financial Officer