Insider filing report for Changes in Beneficial Ownership
- Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
- Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
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SC 13G For Charles E. Sheedy
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
SCHEDULE 13G
INFORMATION STATEMENT PURSUANT TO
RULES 13D-1 AND 13D-2 UNDER THE
SECURITIES EXCHANGE ACT OF 1934
(AMENDMENT N0. )1
Sonendo, Inc.
(Name of Issuer)
Common Shares
(Title of Class of Securities)
835431107
(CUSIP Number)
September 1, 2022
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this
Schedule is filed:
|_| Rule 13d-1(b)
|X| Rule 13d-1(c)
| | Rule 13d-1(d)
1 The remainder of this cover page shall be filled out for a reporting
person?s initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information
which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be
deemed to be ?filed? for the purpose of Section 18 of the Securities
Exchange Act of 1934 or otherwise subject to the liabilities of that section
of the Act but shall be subject to all other provisions of the Act.
CUSIP No. 835431107 13G Page 2 of 5 Pages
1 Name Of Reporting Persons
Charles E. Sheedy
S.S. or I.R.S. Identification No. of Above Persons
Not Applicable
2 Check The Appropriate Box If A Member Of A
Group (See Instructions)
(a) |_|
(b) | |
3 SEC Use Only
4 Citizenship Or Place Of Organization
United States
Number of
5
Sole Voting Power
1,409,186
Shares
Beneficially
6
Shared Voting Power
0
Owned By
Each
7
Sole Dispositive Power
1,409,186
Reporting
Person With
8
Shared Dispositive Power
0
9 Aggregate Amount Beneficially Owned By Each Reporting Person
1,409,186
10 Check If The Aggregate Amount In Row (9) Excludes Certain Shares
(See Instructions)
11 Percent Of Class Represented By Amount In Row 9
5.3%
12 Type Of Reporting Person (See Instructions)
IN
CUSIP No. 835431107 13G Page 3 of 5 Pages
Item 1 (a). Name of Issuer:
Sonendo, Inc.
Item 1 (b). Address of Issuer's Principal Executive Offices:
26061 Merit Circle, Suite 101
Laguna Hills, CA 92653
Item 2 (a). Name of Person Filing:
Charles E. Sheedy
Item 2 (b). Address of Principal Business Office or, if None, Residence:
909 Fannin, Suite 2907
Houston, TX 77010
Item 2 (c). Citizenship:
United States
Item 2 (d). Title of Class of Securities:
Common Shares
Item 2 (e). CUSIP Number:
835431107
Item 3. If this statement is filed pursuant to Rules 13d-1(b), or
13d-2(b) or (c), check whether the person filing is a:
(a) |_| Broker or dealer registered under Section 15 of the Act.
(b) |_| Bank as defined in Section 3(a)(6) of the Act.
(c) |_| Insurance company as defined in Section 3(a)(19) of the Act.
(d) |_| Investment company registered under Section 8 of the
Investment Company Act.
(e) |_| An investment adviser in accordance with Rule 13d-1(b)(1) (ii)(E);
(f) |_| An employee benefit plan or endowment fund in accordance with
Rule 13d-1(b)(1)(ii)(F);
(g) |_| A parent holding company, in accordance with Rule 13d-1(b)(ii)(G);
(h) |_| A savings association as defined in Section 3(b) of the
Federal Deposit Insurance Act;
(i) |_| A church plan that is excluded from the definition of an
investment company under section 3(c)(14) of the Investment
Company Act of 1940;
(j) |_| Group, in accordance with Rule 13d-1(b)(1)(ii)(J).
CUSIP No. 835431107 13G Page 4 of 5 Pages
Item 4. Ownership.
Provide the following information regarding the aggregate number and percentage
of the class of securities identified in Item 1.
(a) Amount beneficially owned:
1,409,186
(b) Percent of Class
5.3%
(c) Number of shares as to which such person has:
(i) Sole power to vote or to direct the vote
1,409,186
(ii) Shared power to vote or to direct the vote
0
(iii) Sole power to dispose or to direct the disposition of
1,409,186
(iv) Shared power to dispose or to direct the disposition of
0
Instruction. For computations regarding securities which represent
a right to acquire an underlying security, see Rule 13d-3(d)(1).
Item 5. Ownership of Five Percent or Less of a Class
If the statement is being filed to report the fact that as of the date hereof
the reporting person has ceased to be the beneficial owner of more than
five percent of the class of securities, check the following [ ]
Item 6. Ownership of More than Five Percent on Behalf of Another Person.
Not applicable
Item 7. Identification and Classification of the Subsidiary Which Acquired
the Security Being Reported on by the Parent Holding Company.
Not applicable
Item 8. Identification and Classification of Members of the Group.
Not applicable
CUSIP No. 55268N100 13G Page 5 of 5 Pages
Item 9. Notice of Dissolution of Group.
Not applicable
Item 10. Certification.
Not applicable
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief,
I certify that the information set forth in this statement is true,
complete and correct.
September 8, 2002
(Date)
/s/ Charles E. Sheedy
(Signature)
Charles E. Sheedy
(Name/Title)