Sec Form 13G Filing - LAUDER GARY M @ SOUNDTHINKING INC.

Sec Form 13G Filing - LAUDER GARY M filing for SOUNDTHINKING INC. (SSTI) - 2021-02-10

Insider filing report for Changes in Beneficial Ownership

Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.

"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>

Link

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

SCHEDULE 13G

UNDER THE SECURITIES EXCHANGE ACT OF 1934

(Amendment No. 3)*

ShotSpotter, Inc.

(Name of Issuer)

Common Stock

(Title of Class of Securities)

82536T 107

(CUSIP Number)

December 31, 2020

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

☐ Rule 13d-1(b)

☐ Rule 13d-1(c)

☒ Rule 13d-1(d)

*	The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

CUSIP No. 82536T 107

(1)

Includes 8,152 shares held directly Gary M. Lauder, 1,147,529 shares held by The Gary M. Lauder Revocable Trust UAD 8/10/2000, 1,136,725 shares held by Lauder Partners, LLC and 91,000 shares held by the Gary M. Lauder 2015 Trust. Reporting Person exercises voting and dispositive power over the shares held by The Gary M. Lauder Revocable Trust UAD 8/10/2000, Lauder Partners, LLC and the Gary M. Lauder 2015 Trust.

(2)	Based on 11,441,762 shares of Common Stock outstanding as of October 31, 2020, as reported on the Issuer’s Quarterly Report on Form 10-Q filed with the Securities and Exchange Commission on November 9, 2020 (the “Form 10-Q”).

CUSIP No. 82536T 107

(1)	Based on 11,441,762 shares of Common Stock outstanding as of October 31, 2020, as reported on the Form 10-Q.

CUSIP No. 82536T 107

(1)	Based on 11,441,762 shares of Common Stock outstanding as of October 31, 2020, as reported on the Form 10-Q.

CUSIP No. 82536T 107

(1)	Based on 11,441,762 shares of Common Stock outstanding as of October 31, 2020, as reported on the Form 10-Q.

Item 1(a).

Name of Issuer: ShotSpotter, Inc.

Item 1(b).

Address of Issuer’s Principal Executive Offices: 7979 Gateway Blvd., Ste. 210, Newark, CA 94560

Item 2(a).

Name of Person Filing:

Gary M. Lauder

The Gary M. Lauder Revocable Trust UAD 8/10/2000 (“2000 Trust”)

Lauder Partners LLC (“Lauder Partners”)

Gary M. Lauder 2015 Trust (“2015 Trust”)

Item 2(b).

Address of Principal Business Office or, if none, Residence: The address and principal business office of the Reporting Person is:

40^th Floor, 767 Fifth Avenue

New York, NY 10153

Item 2(c).

Citizenship:

Gary M. Lauder – US citizen

2000 Trust – California

Lauder Partners – Delaware

2015 Trust – New York

Item 2(d).

Title of Class of Securities: Common Stock

Item 2(e).

CUSIP Number: 82536T 107

Item 3.

If this statement is filed pursuant to §§240.13d-1(b), or 240.13d-2(b) or (c), check whether the person filing is a:


(a)	☐	Broker or dealer registered under Section 15 of the Act (15 U.S.C. 78o);

(b)	☐	Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);

(c)	☐	Insurance company as defined in section 3(a)19) of the Act (15 U.S.C. 78c);

(d)	☐	Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);

(e)	☐	An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);

(f)	☐	An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);

(g)	☐	A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G);

(h)	☐	A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

(i)	☐	A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);

(j)	☐	A non-U.S. institution in accordance with §240.13d–1(b)(1)(ii)(J);

(k)	☐	Group, in accordance with §240.13d–1(b)(1)(ii)(K).

If filing as a non-U.S. institution in accordance with §240.13d–1(b)(1)(ii)(J), please specify the type of institution:

Item 4.

Ownership

Provide the following information regarding the aggregate number and percentage of the class of securities of the Issuer identified in Item 1.

(a)

Amount Beneficially Owned:


Gary M. Lauder	2,383,406 shares	⁽¹⁾
2000 Trust	1,147,529 shares
Lauder Partners	1,136,725 shares
2015 Trust	91,000 shares

(b)

Percent of Class:


Gary M. Lauder	20.8	%⁽²⁾
2000 Trust	10.0	%⁽²⁾
Lauder Partners	9.9	%⁽²⁾
2015 Trust	0.8	%⁽²⁾

(c)

Number of shares as to which the person has:

(i)

Sole power to vote or to direct the vote:


Gary M. Lauder	2,383,406 shares	⁽¹⁾
2000 Trust	1,147,529 shares
Lauder Partners	1,136,725 shares
2015 Trust	91,000 shares

(ii)

Shared power to vote or to direct the vote:

None

(iii)

Sole power to dispose or to direct the disposition of:


Gary M. Lauder	2,383,406 shares	⁽¹⁾
2000 Trust	1,147,529 shares
Lauder Partners	1,136,725 shares
2015 Trust	91,000 shares

(iv)

Shared power to dispose or to direct the disposition of:

None

(1)	Includes 8,152 shares held directly Gary M. Lauder, 1,147,529 shares held by 2000 Trust, 1,136,725 shares held by Lauder Partners and 91,000 shares held by 2015 Trust. Reporting Person exercises sole voting and dispositive power over the shares held by 2000 Trust, Lauder Partners and 2015 Trust.

(2)	Based on 11,441,762 shares of Common Stock outstanding as of October 31, 2020, as reported on the Form 10-Q.

Item 5.

Ownership of 5 Percent or Less of a Class

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following ☐.

Item 6.

Ownership of More than 5 Percent on Behalf of Another Person

Not applicable.

Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person.

Not applicable.

Item 8.

Identification and Classification of Members of the Group

Not applicable.

Item 9.

Notice of Dissolution of a Group

Not applicable.

Item 10.

Certification

Not applicable.

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

February 9, 2021

Date

/s/ Gary M. Lauder

Gary M. Lauder

Individually, as Trustee of The Gary M. Lauder Revocable Trust UAD 8/10/2000, Managing Member of Lauder Partners LLC and as Trustee of the Gary M. Lauder 2015 Trust

Names of Reporting Persons

Gary M. Lauder

Check the Appropriate Box if a Member of a Group (see instructions)

(a) ☐ (b) ☐

SEC USE ONLY

Citizenship or Place of Organization

United States