Insider filing report for Changes in Beneficial Ownership
- Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
- Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 1)*
Coty Inc.
(Name of Issuer)
Class A Common Stock, par value $0.01 per share
(Title of Class of Securities)
222070203
(CUSIP Number)
M. Allison Steiner
Rhône Capital III L.P.
630 Fifth Avenue, 27th Floor
New York, New York 10111
(212) 218-6700
(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)
December 31, 2014
(Date of Event which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
¨ Rule 13d-1(b)
¨ Rule 13d-1(c)
x Rule 13d-1(d)
* | The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. |
The information required on the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934, as amended (the Act), or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. 222070203 | Page 2 of 13 Pages |
1. | NAMES OF REPORTING PERSONS
Rhône Capital L.L.C. | |||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions)
(a) ¨ (b) ¨ | |||||
3. | SEC USE ONLY
| |||||
4. | CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: |
5. | SOLE VOTING POWER
| ||||
6. | SHARED VOTING POWER
0 | |||||
7. | SOLE DISPOSITIVE POWER
| |||||
8. | SHARED DISPOSITIVE POWER
0 | |||||
9. |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0% (1) | |||||
10. | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (see instructions)
¨ | |||||
11. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0% (1) | |||||
12. | TYPE OF REPORTING PERSON (see instructions)
OO |
(1) | Based on 80,180,719 shares of Class A Common Stock, $0.01 par value per share, of Coty Inc. (the Issuer) and 263,752,817 shares of the Issuers Class B Common Stock, $0.01 par value per share, outstanding at February 3, 2015, as reported in the Quarterly Report on Form 10-Q filed on February 5, 2015. Each share of Class B Common Stock is convertible at any time into one share of Class A Common Stock. |
CUSIP No. 222070203 | Page 3 of 13 Pages |
1. | NAMES OF REPORTING PERSONS
Rhône Holdings III L.L.C. | |||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions)
(a) ¨ (b) ¨ | |||||
3. | SEC USE ONLY
| |||||
4. | CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: |
5. | SOLE VOTING POWER
| ||||
6. | SHARED VOTING POWER
0 | |||||
7. | SOLE DISPOSITIVE POWER
| |||||
8. | SHARED DISPOSITIVE POWER
0 | |||||
9. |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0% (1) | |||||
10. | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (see instructions)
¨ | |||||
11. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0% (1) | |||||
12. | TYPE OF REPORTING PERSON (see instructions)
OO |
(1) | Based on 80,180,719 shares of Class A Common Stock, $0.01 par value per share, of Coty Inc. (the Issuer) and 263,752,817 shares of the Issuers Class B Common Stock, $0.01 par value per share, outstanding at February 3, 2015, as reported in the Quarterly Report on Form 10-Q filed on February 5, 2015. Each share of Class B Common Stock is convertible at any time into one share of Class A Common Stock. |
CUSIP No. 222070203 | Page 4 of 13 Pages |
1. | NAMES OF REPORTING PERSONS
Rhône Capital III L.P. | |||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions)
(a) ¨ (b) ¨ | |||||
3. | SEC USE ONLY
| |||||
4. | CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5. | SOLE VOTING POWER
| ||||
6. | SHARED VOTING POWER
0 | |||||
7. | SOLE DISPOSITIVE POWER
| |||||
8. | SHARED DISPOSITIVE POWER
0 | |||||
9. |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0% (1) | |||||
10. | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (see instructions)
¨ | |||||
11. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0% (1) | |||||
12. | TYPE OF REPORTING PERSON (see instructions)
PN |
(1) | Based on 80,180,719 shares of Class A Common Stock, $0.01 par value per share, of Coty Inc. (the Issuer) and 263,752,817 shares of the Issuers Class B Common Stock, $0.01 par value per share, outstanding at February 3, 2015, as reported in the Quarterly Report on Form 10-Q filed on February 5, 2015. Each share of Class B Common Stock is convertible at any time into one share of Class A Common Stock. |
CUSIP No. 222070203 | Page 5 of 13 Pages |
1. | NAMES OF REPORTING PERSONS
Rhône Group L.L.C. | |||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions)
(a) ¨ (b) ¨ | |||||
3. | SEC USE ONLY
| |||||
4. | CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: |
5. | SOLE VOTING POWER
| ||||
6. | SHARED VOTING POWER
0 | |||||
7. | SOLE DISPOSITIVE POWER
| |||||
8. | SHARED DISPOSITIVE POWER
0 | |||||
9. |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0% (1) | |||||
10. | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (see instructions)
¨ | |||||
11. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0% (1) | |||||
12. | TYPE OF REPORTING PERSON (see instructions)
OO |
(1) | Based on 80,180,719 shares of Class A Common Stock, $0.01 par value per share, of Coty Inc. (the Issuer) and 263,752,817 shares of the Issuers Class B Common Stock, $0.01 par value per share, outstanding at February 3, 2015, as reported in the Quarterly Report on Form 10-Q filed on February 5, 2015. Each share of Class B Common Stock is convertible at any time into one share of Class A Common Stock. |
CUSIP No. 222070203 | Page 6 of 13 Pages |
1. | NAMES OF REPORTING PERSONS
Worldwide Beauty GP L.L.C. | |||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions)
(a) ¨ (b) ¨ | |||||
3. | SEC USE ONLY
| |||||
4. | CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: |
5. | SOLE VOTING POWER
| ||||
6. | SHARED VOTING POWER
0 | |||||
7. | SOLE DISPOSITIVE POWER
| |||||
8. | SHARED DISPOSITIVE POWER
0 | |||||
9. |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0% (1) | |||||
10. | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (see instructions)
¨ | |||||
11. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0% (1) | |||||
12. | TYPE OF REPORTING PERSON (see instructions)
OO |
(1) | Based on 80,180,719 shares of Class A Common Stock, $0.01 par value per share, of Coty Inc. (the Issuer) and 263,752,817 shares of the Issuers Class B Common Stock, $0.01 par value per share, outstanding at February 3, 2015, as reported in the Quarterly Report on Form 10-Q filed on February 5, 2015. Each share of Class B Common Stock is convertible at any time into one share of Class A Common Stock. |
CUSIP No. 222070203 | Page 7 of 13 Pages |
1. | NAMES OF REPORTING PERSONS
Worldwide Beauty Offshore L.P. | |||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions)
(a) ¨ (b) ¨ | |||||
3. | SEC USE ONLY
| |||||
4. | CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: |
5. | SOLE VOTING POWER
| ||||
6. | SHARED VOTING POWER
0 | |||||
7. | SOLE DISPOSITIVE POWER
| |||||
8. | SHARED DISPOSITIVE POWER
0 | |||||
9. |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0% (1) | |||||
10. | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (see instructions)
¨ | |||||
11. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0% (1) | |||||
12. | TYPE OF REPORTING PERSON (see instructions)
PN |
(1) | Based on 80,180,719 shares of Class A Common Stock, $0.01 par value per share, of Coty Inc. (the Issuer) and 263,752,817 shares of the Issuers Class B Common Stock, $0.01 par value per share, outstanding at February 3, 2015, as reported in the Quarterly Report on Form 10-Q filed on February 5, 2015. Each share of Class B Common Stock is convertible at any time into one share of Class A Common Stock. |
CUSIP No. 222070203 | Page 8 of 13 Pages |
1. | NAMES OF REPORTING PERSONS
Worldwide Beauty Onshore L.P. | |||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions)
(a) ¨ (b) ¨ | |||||
3. | SEC USE ONLY
| |||||
4. | CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: |
5. | SOLE VOTING POWER
| ||||
6. | SHARED VOTING POWER
0 | |||||
7. | SOLE DISPOSITIVE POWER
| |||||
8. | SHARED DISPOSITIVE POWER
0 | |||||
9. |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0% (1) | |||||
10. | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (see instructions)
¨ | |||||
11. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0% (1) | |||||
12. | TYPE OF REPORTING PERSON (see instructions)
PN |
(1) | Based on 80,180,719 shares of Class A Common Stock, $0.01 par value per share, of Coty Inc. (the Issuer) and 263,752,817 shares of the Issuers Class B Common Stock, $0.01 par value per share, outstanding at February 3, 2015, as reported in the Quarterly Report on Form 10-Q filed on February 5, 2015. Each share of Class B Common Stock is convertible at any time into one share of Class A Common Stock. |
CUSIP No. 222070203 | Page 9 of 13 Pages |
Item 1. |
(a) | Name of Issuer |
Coty Inc.
(b) | Address of Issuers Principal Executive Offices |
350 Fifth Avenue
New York, NY 10118
Item 2. |
(a) | Name of Person Filing |
This Schedule 13G (this Statement) is being filed jointly by Rhône Capital L.L.C., Rhône Holdings III L.L.C., Rhône Capital III L.P., Rhône Group L.L.C., Worldwide Beauty GP L.L.C., Worldwide Beauty Offshore L.P, and Worldwide Beauty Onshore L.P. (each, a Reporting Person and, collectively, the Reporting Persons).
(b) | Address of the Principal Office or, if none, residence |
The principal business address of each Reporting Person is 630 Fifth Ave., 27th Floor, New York, New York 10111.
(c) | Citizenship |
Each Reporting Person is organized under the laws of the State of Delaware.
(d) | Title of Class of Securities |
The Reporting Persons are filing this Statement in respect of Class A Common Stock, par value $0.01 per share.
(e) | CUSIP Number |
222070203
Item 3. |
Not Applicable.
CUSIP No. 222070203 | Page 10 of 13 Pages |
Item 4. | Ownership. |
(a) | Amount Beneficially Owned |
0
(b) | Percent of Class |
0%
(c) | Number of shares as to which the person has: |
The responses of the Reporting Persons to Rows (5) through (8) of the cover pages of this Statement are incorporated herein by reference.
Item 5. | Ownership of Five Percent or Less of a Class. |
If this statement is being filed to report the fact that as of the date hereof, the Reporting Persons have ceased to be the beneficial owner of more than five percent of the class of securities, check the following x
Item 6. | Ownership of More than Five Percent on Behalf of Another Person. |
Not Applicable.
Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company. |
Not Applicable.
Item 8. | Identification and Classification of Members of the Group. |
Not Applicable.
Item 9. | Notice of Dissolution of Group. |
Not Applicable.
Item 10. | Certifications. |
Not Applicable.
CUSIP No. 222070203 | Page 11 of 13 Pages |
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated: February 12, 2015
WORLDWIDE BEAUTY OFFSHORE L.P. | ||||
By: | Worldwide Beauty GP L.L.C., its General Partner | |||
By: | /s/ M. Allison Steiner | |||
Name: | M. Allison Steiner | |||
Title: | Authorized Signatory |
WORLDWIDE BEAUTY ONSHORE L.P. | ||||
By: | Worldwide Beauty GP L.L.C., its General Partner | |||
By: | /s/ M. Allison Steiner | |||
Name: | M. Allison Steiner | |||
Title: | Authorized Signatory |
WORLDWIDE BEAUTY GP L.L.C. | ||||
By: | Rhône Capital III L.P., its Sole Member | |||
By: | /s/ M. Allison Steiner | |||
Name: | M. Allison Steiner | |||
Title: | Authorized Signatory |
RHÔNE CAPITAL III L.P. | ||||
By: | Rhône Holdings III L.L.C., its General Partner | |||
By: | /s/ M. Allison Steiner | |||
Name: | M. Allison Steiner | |||
Title: | Authorized Signatory |
RHÔNE HOLDINGS III L.L.C., | ||||
By: | Rhône Capital L.L.C., its sole member | |||
By: | /s/ M. Allison Steiner | |||
Name: | M. Allison Steiner | |||
Title: | Authorized Signatory |
RHÔNE CAPITAL L.L.C. | ||||
By: | /s/ M. Allison Steiner | |||
Name: | M. Allison Steiner | |||
Title: | Authorized Signatory |
CUSIP No. 222070203 | Page 12 of 13 Pages |
RHÔNE GROUP L.L.C. | ||||
By: | /s/ M. Allison Steiner | |||
Name: | M. Allison Steiner | |||
Title: | CAO and General Counsel |
CUSIP No. 222070203 | Page 13 of 13 Pages |
EXHIBIT INDEX
Exhibit No. |
Description | |
1 | Joint Filing Agreement, dated February 14, 2014, by and among the Reporting Persons (incorporated by reference to Exhibit 1 of the Reporting Persons Schedule 13G filed on February 14, 2014) |