Insider filing report for Changes in Beneficial Ownership
- Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
- Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
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SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
SCHEDULE 13G
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED
PURSUANT TO RULE 13d-2(b)
(Amendment No. 15)1
Forrester Research, Inc.
(Name of Issuer)
Common Stock, $0.01 per value per share
(Title of Class of Securities)
34653109
(CUSIP Number)
December 31, 2020
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
☐ Rule 13d-1(b)
☐ Rule 13d-1(c)
☒ Rule 13d-1(d)
| 1 | The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. |
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
Page 1 of 5 Pages
| CUSIP No. 34653109 | 13G | Page 2 of 5 Pages |
| 1. | NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
George F. Colony | |||||
| 2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) ☐ (b) ☐
| |||||
| 3. | SEC USE ONLY
| |||||
| 4. | CITIZENSHIP OR PLACE OF ORGANIZATION
Massachusetts | |||||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5. | SOLE VOTING POWER
6,276,250 shares | ||||
| 6. | SHARED VOTING POWER
1,487,948 shares(1) | |||||
| 7. | SOLE DISPOSITIVE POWER
6,276,250 shares | |||||
| 8. | SHARED DISPOSITIVE POWER
1,487,948 shares(1) | |||||
| 9. |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
7,764,198 shares(1) | |||||
| 10. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* ☐
| |||||
| 11. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
40.9%(2) | |||||
| 12. | TYPE OF REPORTING PERSON
IN | |||||
| (1) | Includes the following shares, of which Mr. Colony disclaims beneficial ownership for purposes of Section 13(d) or 13(g) under the Securities Exchange Act of 1934, as amended: 1,580 shares of common stock of the Issuer owned by Mr. Colony’s wife and 150,000 shares of common stock of the Issuer owned by Colony Family Investments LLC. |
| (2) | Based on 18,964,000 shares of common stock of the Issuer disclosed by the Issuer as outstanding as of November 3, 2020. |
Page 2 of 5 Pages
SCHEDULE 13G
| Item 1(a) | Name of Issuer: | |||||
| Forrester Research, Inc. | ||||||
| 1(b) | Address of Issuer’s Principal Executive Offices: | |||||
| 60 Acorn Park Drive | ||||||
| Cambridge, MA 02140 | ||||||
| Item 2(a) | Name of Person Filing: | |||||
| George F. Colony | ||||||
| 2(b) | Address of Principal Business Office or, if none, Residence: | |||||
| c/o Forrester Research, Inc. | ||||||
| 60 Acorn Park Drive | ||||||
| Cambridge, MA 02140 | ||||||
| 2(c) | Citizenship: | |||||
| Massachusetts | ||||||
| 2(d) | Title of Class of Securities: | |||||
| Common Stock, $0.01 per value per share | ||||||
| 2(e) | CUSIP Number: | |||||
| 34653109 | ||||||
| Item 3 | If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b) or (c): | |||||
| Not applicable | ||||||
| Item 4 | Ownership: | |||||
| 4(a) | Amount beneficially owned: | |||||
| 7,764,198 shares(1) | ||||||
| 4(b) | Percent of Class: | |||||
| 40.9% | ||||||
| 4(c) | Number of shares as to which such person has: | |||||
| (i) sole power to vote or to direct the vote: | ||||||
| 6,276,250 shares | ||||||
| (ii) shared power to vote or to direct the vote: | ||||||
| 1,487,948 shares(1) | ||||||
Page 3 of 5 Pages
| (iii) sole power to dispose or to direct the disposition of: | ||||||
| 6,276,250 shares | ||||||
| (iv) shared power to dispose or to direct the disposition of: | ||||||
| 1,487,948 shares(1) | ||||||
| (1) | Includes the following shares, of which Mr. Colony disclaims beneficial ownership for purposes of Section 13(d) or 13(g) under the Securities Exchange Act of 1934, as amended: 1,580 shares of common stock of the Issuer owned by Mr. Colony’s wife and 150,000 shares of common stock of the Issuer owned by Colony Family Investments LLC. |
| Item 5 |
Ownership of Five Percent or Less of a Class: | |
| Not Applicable. | ||
| Item 6 |
Ownership of More than Five Percent on Behalf of Another Person: | |
| Not Applicable. | ||
| Item 7 |
Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company: | |
| Not Applicable. | ||
| Item 8 |
Identification and Classification of Members of the Group: | |
| Not Applicable. | ||
| Item 9 |
Notice of Dissolution of Group: | |
| Not Applicable. | ||
| Item 10 |
Certification: | |
| Not Applicable. | ||
Page 4 of 5 Pages
After reasonable inquiry and to the best of the undersigned’s knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
| By: | /s/ George F. Colony | |
| Name: | George F. Colony |
January 28, 2021
Page 5 of 5 Pages