Insider filing report for Changes in Beneficial Ownership
- Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
- Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
- Peter Lynch
What is insider trading>>
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
Information to be Included in Statements Filed
Pursuant to Rule 13d-1(b), (c) and (d) and Amendments thereto
Filed Pursuant to Rule 13d-2(b)
(Amendment No. 5)*
Carrizo Oil & Gas, Inc.
- --------------------------------------------------------------------------------
(Name of Issuer)
Common Stock
- --------------------------------------------------------------------------------
(Title of Class of Securities)
144577103
- --------------------------------------------------------------------------------
(CUSIP Number)
February 5, 2005
- --------------------------------------------------------------------------------
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule
is filed:
|_| Rule 13d-1(b)
|_| Rule 13d-1(c)
|X| Rule 13d-1(d)
* The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which would
alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be
deemed to be "filed" for the purpose of Section 18 of the Securities Exchange
Act of 1934 ("Act") or otherwise subject to the liabilities of that section of
the Act but shall be subject to all other provisions of the Act (however, see
the Notes).
Page 1 of 12 pages
SCHEDULE 13G
Issuer: Carrizo Oil & Gas, Inc. CUSIP No.: 144577103
- --------------------------------------------------------------------------------
Names of Reporting Persons.
1. I.R.S. Identification Nos. of above persons (entities only).
J.P. Morgan Partners (23A SBIC), L.P. (f/k/a J.P. Morgan Partners
(23A SBIC), LLC)
13-3986302
- --------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group (See Instructions)
(a) |_|
(b) |_|
- --------------------------------------------------------------------------------
3. SEC Use Only
- --------------------------------------------------------------------------------
4. Citizenship or Place of Organization
Delaware
- --------------------------------------------------------------------------------
Number of 5. Sole Voting Power
Shares Beneficially 0
Owned by Each -------------------------------------------------
Reporting Person 6. Shared Voting Power
With: 0
-------------------------------------------------
7. Sole Dispositive Power
0
-------------------------------------------------
8. Shared Dispositive Power
0 shares of Common Stock
- --------------------------------------------------------------------------------
9. Aggregate Amount Beneficially Owned by Each Reporting Person
- --------------------------------------------------------------------------------
10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares
(See Instructions) |_|
- --------------------------------------------------------------------------------
11. Percent of Class Represented by Amount in Row (9)
0%
- --------------------------------------------------------------------------------
12. Type of Reporting Person (See Instructions)
PN
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Page 2 of 12 pages
SCHEDULE 13G
Issuer: Carrizo Oil & Gas, Inc. CUSIP No.: 144577103
Preliminary Note: The information contained in this Schedule 13G has been filed
to reflect the sale by the Reporting Person of all of the shares of Common Stock
held by the Reporting Person.
Item 1.
(a) Name of Issuer:
Carrizo Oil & Gas, Inc..
Address of Issuer's Principal Executive Offices:
14811 St. Mary's Lane, Suite 148, Houston, TX 77079.
Item 2.
(a) Name of Person Filing:
J.P. Morgan Partners (23A SBIC), L.P.
Supplemental information relating to the ownership
and control of the person filing this statement is
included in Exhibit 2(a) attached hereto.
(b) Address of Principal Business Office or, if none, Residence:
1221 Avenue of the Americas
New York, New York 10020
(c) Citizenship:
Delaware
(d) Title of Class of Securities (of Issuer):
Common Stock
(e) CUSIP Number:
144577103
Item 3. If this statement is filed pursuant to ss. ss. 240. 13d-1(b) or 240.
13d-2(b) or (c), check whether the person filing is a:
Not applicable.
Item 4. Ownership
(a) Amount Beneficially Owned: 0
Page 3 of 12 pages
SCHEDULE 13G
Issuer: Carrizo Oil & Gas, Inc. CUSIP No.: 144577103
(b) Percent of Class:
0%
(c) Number of shares as to which such person has:
(i) 0
(ii) Not applicable
(iii) 0
(iv) Not applicable
Item 5. Ownership of Five Percent or Less of a Class
If this Statement is being filed to report the fact that as of the date hereof
the Reporting Person has ceased to be beneficial owner of more than five percent
of the class of securities, check the following. |X|
Item 6. Ownership of More than Five Percent on Behalf of Another Person
Not applicable.
Item 7. Identification and Classification of the Subsidiary Which Acquired the
Security Being Reported on By the Parent Holding Company
Not applicable.
Item 8. Identification and Classification of Members of the Group
Not applicable.
Item 9. Notice of Dissolution of Group
Not applicable.
Item 10. Certification
Not applicable.
Page 4 of 12 pages
SCHEDULE 13G
Issuer: Carrizo Oil & Gas, Inc. CUSIP No.: 144577103
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Date: February 14, 2005
J.P. MORGAN PARTNERS (23A SBIC), L.P.
By: J.P. Morgan Partners (23A SBIC Manager)., Inc.,
Its General Partner
By: /s/ Jeffrey C. Walker
--------------------------------------------
Name: Jeffrey C. Walker
Title: President
Page 5 of 12 pages
SCHEDULE 13G
Issuer: Carrizo Oil & Gas, Inc. CUSIP No.: 144577103
EXHIBIT 2(a)
This statement is being filed by J.P. Morgan Partners (23A SBIC), L.P., a
Delaware limited partnership (hereinafter referred to as "JPMP (23A SBIC)")
whose principal business is located at 1221 Avenue of the Americas, New York, NY
10020. JPMP (23A SBIC) is engaged in the venture capital and leveraged buyout
business. The General Partner of JPMP (23A SBIC) is J.P. Morgan Partners (23A
SBIC Manager), Inc., a Delaware corporation (hereinafter referred to as "JPMP
(23A Manager)"), whose principal business office is located at the same address
as JPMP (23A SBIC). JPMP (23A Manager) is also engaged in the venture capital
and leveraged buyout business. Set forth in Schedule A hereto and incorporated
herein by reference are the names, business addresses, principal occupations and
employment of each executive officer and director of JPMP (23A Manager). As
general partner of JPMP (23A SBIC), JPMP (23A Manager) may be deemed to
beneficially own the shares held by JPMP (23A SBIC).
JPMP (23A Manager) is a wholly owned subsidiary of JPMorgan Chase Bank, a New
York National Association, a National Banking Association, (hereinafter referred
to as "JPMChase Bank") which is engaged in the commercial banking business with
its principal office located at 270 Park Avenue, New York, New York 10017. Set
forth in Schedule B hereto and incorporated herein by reference are the names,
business addresses, principal occupations and employments of each executive
officer and director of JPMChase Bank.
Chase Bank is a wholly owned subsidiary of JPMorgan Chase & Co., a Delaware
corporation (hereinafter referred to as "JP Morgan Chase") which is engaged
(primarily through subsidiaries) in the commercial banking business with its
principal office located at 270 Park Avenue, New York, New York 10017. Set forth
in Schedule C hereto and incorporated herein by reference are the names,
business addresses, principal occupations and employments of each executive
officer and director of JP Morgan Chase.
Page 6 of 12 pages
SCHEDULE 13G
Issuer: Carrizo Oil & Gas, Inc. CUSIP No.: 144577103
SCHEDULE A
J.P. MORGAN PARTNERS (23 A SBIC MANAGER), INC.
Executive Officers(1)
President Jeffrey C. Walker*
Chief Investment Officer Arnold L. Chavkin*
Managing Director Srinivas Akkaraju*
Managing Director Christopher Albinson*
Managing Director Dr. Dana Beth Ardi*
Managing Director Richard Aube*
Managing Director Christopher C. Behrens*
Managing Director John Breckenridge*
Managing Director Julie Casella-Esposito*
Managing Director Rodney A. Ferguson*
Managing Director Cornell P. French*
Managing Director Michael R. Hannon*
Managing Director Matthew Lori*
Managing Director Jonathan R. Lynch*
Managing Director Bryan Martin*
Managing Director Sunil Mishra*
Managing Director Stephen P. Murray*
Managing Director Timothy Purcell*
Managing Director John Reardon*
Managing Director Faith Rosenfeld*
Managing Director Shahan D. Soghikian*
Managing Director William Stuck*
Managing Director Patrick J. Sullivan*
Managing Director Timothy J. Walsh*
Managing Director Richard D. Waters, Jr. *
Managing Director Damion E. Wicker, M.D.*
Directors*
Jeffrey C. Walker*
- --------
(1) Each of whom is a United States citizen.
* Principal occupation is employee and/or officer of J.P. Morgan Partners,
LLC. Business address is c/o J.P. Morgan Partners, LLC, 1221 Avenue of the
Americas, New York, New York 10020.
Page 7 of 12 pages
SCHEDULE 13G
Issuer: Carrizo Oil & Gas, Inc. CUSIP No.: 144577103
SCHEDULE B
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Executive Officers(1)
Chairman of the Board and Chief Executive Officer William B. Harrison Jr.*
President and Chief Operating Officer James Dimon*
Chief Information Officer Austin A. Adams*
Co-Chairman, Investment Bank Steven D. Black*
Chief Executive Officer, Card Services William I. Campbell*
Chief Financial Officer Michael J. Cavanagh*
Chairman, West Coast Region David A. Coulter*
Director of Human Resources, Head of Real
Estate/Facilities, General Services, Security John J. Farrell*
Co-General Counsel Joan Guggenheimer*
Director of Corporate Marketing and Communications Frederick W. Hill*
Head, Commercial Banking Samuel Todd Maclin*
Head, Strategy and Business Development Jay Mandelbaum*
Co-General Counsel William H. McDavid*
Chief Executive Officer, Treasury & Securities
Services Heidi Miller*
Head, Retail Financial Services Charles W. Scharf*
Executive Vice President, Card Services Richard J. Srednicki*
Head, Asset & Wealth Management James E. Staley*
Chief Risk Officer Don M. Wilson III*
Co-Chairman, Investment Bank William T. Winters*
- ----------
(1) Each of whom is a United States citizen.
* Principal occupation is employee or officer of JPMorgan Chase & Co.
Business address is c/o JPMorgan Chase & Co., 270 Park Avenue, New York,
New York 10017.
Page 8 of 12 pages
SCHEDULE 13G
Issuer: Carrizo Oil & Gas, Inc. CUSIP No.: 144577103
Directors(1)
Name Principal Occupation or Employment;
Business or Residenc
e Address
- --------------------------------------------------------------------------------
William B. Harrison, Jr. Chairman and Chief Executive Office
JPMorgan Chase & Co.
270 Park Avenue
New York, New York 10017
- --------------------------------------------------------------------------------
James Dimon President and Chief Operating Officer
JPMorgan Chase & Co.
270 Park Avenue
New York, New York 10017
- --------------------------------------------------------------------------------
David A. Coulter Chairman, West Coast Region
JPMorgan Chase & Co.
270 Park Avenue
New York, New York 10017
- --------------------------------------------------------------------------------
Michael J. Cavanaugh Chief Financial Officer
JPMorgan Chase & Co.
270 Park Avenue
New York, New York 10017
- --------------------------------------------------------------------------------
Charles W. Scharf Head of Retail Financial Services
JPMorgan Chase & Co.
270 Park Avenue
New York, New York 10017
- --------------------------------------------------------------------------------
Don M. Wilson III Chief Risk Officer
JPMorgan Chase & Co.
270 Park Avenue
New York, New York 10017
- --------------------------------------------------------------------------------
- ----------
(1) Each of whom is a United States citizen.
Page 9 of 12 pages
SCHEDULE 13G
Issuer: Carrizo Oil & Gas, Inc. CUSIP No.: 144577103
SCHEDULE C
JPMORGAN CHASE & CO.
Executive Officers(1)
Chairman of the Board and Chief Executive Officer William B. Harrison Jr.*
President and Chief Operating Officer James Dimon*
Chief Information Officer Austin A. Adams*
Co-Chairman, Investment Bank Steven D. Black*
Chief Executive Officer, Card Services William I. Campbell*
Chief Financial Officer Michael J. Cavanagh*
Chairman, West Coast Region David A. Coulter*
Director of Human Resources, Head of Real
Estate/Facilities, General Services, Security John J. Farrell*
Co-General Counsel Joan Guggenheimer*
Director of Corporate Marketing and Communications Frederick W. Hill*
Head, Commercial Banking Samuel Todd Maclin*
Head, Strategy and Business Development Jay Mandelbaum*
Co-General Counsel William H. McDavid*
Chief Executive Officer, Treasury & Securities
Services Heidi Miller*
Head, Retail Financial Services Charles W. Scharf*
Executive Vice President, Card Services Richard J. Srednicki*
Head, Asset & Wealth Management James E. Staley*
Chief Risk Officer Don M. Wilson III*
Co-Chairman, Investment Bank William T. Winters*
Directors(1)
Name Principal Occupation or Employment;
Business or Residence Address
- --------------------------------------------------------------------------------
Hans W. Becherer Retired Chairman of the Board and
Chief Executive Officer
Deere & Company
c/o JPMorgan Chase & Co.
270 Park Avenue
New York, New York 10017
- --------------------------------------------------------------------------------
- ----------
(1) Each of whom is a United States citizen.
* Principal occupation is employee or officer of JPMorgan Chase & Co.
Business address is c/o JPMorgan Chase & Co., 270 Park Avenue, New York,
New York 10017.
(1) Each of whom is a United States citizen.
Page 10 of 12 pages
SCHEDULE 13G
Issuer: Carrizo Oil & Gas, Inc. CUSIP No.: 144577103
Name Principal Occupation or Employment;
Business or Residence Address
- --------------------------------------------------------------------------------
John H. Biggs Former Chairman and CEO
TIAA - CREF
c/o JPMorgan Chase & Co.
270 Park Avenue
New York, New York 10017
- --------------------------------------------------------------------------------
Lawrence A. Bossidy Retired Chairman of the Board
Honeywell International Inc.
c/o JPMorgan Chase & Co.
270 Park Avenue
New York, New York 10017
- --------------------------------------------------------------------------------
Stephen B. Burke President
Comcast Cable Communications, Inc.
c/o JPMorgan Chase & Co.
270 Park Avenue
New York, New York 10017
- --------------------------------------------------------------------------------
James S. Crown President
Henry Crown and Company
c/o JPMorgan Chase & Co.
270 Park Avenue
New York, New York 10017
- --------------------------------------------------------------------------------
James Dimon President and Chief Operating Officer
JPMorgan Chase & Co.
270 Park Avenue, 8th Floor
New York, New York 10017-2070
- --------------------------------------------------------------------------------
Ellen V. Futter President and Trustee
American Museum of Natural History
c/o JPMorgan Chase & Co.
270 Park Avenue
New York, New York 10017
- --------------------------------------------------------------------------------
William H. Gray, III Retired President and Chief Executive
Officer
The College Fund/UNCF
c/o JPMorgan Chase & Co.
270 Park Avenue
New York, New York 10017
- --------------------------------------------------------------------------------
William B. Harrison, Jr. Chairman of the Board and Chief Executive
Officer
JPMorgan Chase & Co.
270 Park Avenue, 8th Floor
New York, New York 10017-2070
- --------------------------------------------------------------------------------
Laban P. Jackson, Jr. Chairman and Chief Executive Officer
Clear Creek Properties, Inc.
c/o JPMorgan Chase & Co.
270 Park Avenue
New York, New York 10017
Page 11 of 12 pages
SCHEDULE 13G
Issuer: Carrizo Oil & Gas, Inc. CUSIP No.: 144577103
Name Principal Occupation or Employment;
Business or Residence Address
- --------------------------------------------------------------------------------
Lee R. Raymond Chairman of the Board and Chief Executive
Officer
Exxon Mobil Corporation
c/o JPMorgan Chase & Co.
270 Park Avenue
New York, New York 10017
- --------------------------------------------------------------------------------
John W. Kessler Owner
John W. Kessler Company
c/o JPMorgan Chase & Co.
270 Park Avenue
New York, New York 10017
- --------------------------------------------------------------------------------
Robert I. Lipp Chairman
The St. Paul Travelers Companies, Inc.
c/o JPMorgan Chase & Co.
270 Park Avenue
New York, New York 10017
- --------------------------------------------------------------------------------
Richard A. Monoogian Chairman and Chief Executive Officer
Masco Corporation
c/o JPMorgan Chase & Co.
270 Park Avenue
New York, New York 10017
- --------------------------------------------------------------------------------
David C. Novak Chairman and Chief Executive Officer
Yum! Brands, Inc.
c/o JPMorgan Chase & Co.
270 Park Avenue
New York, New York 10017
- --------------------------------------------------------------------------------
John R. Stafford Retired Chairman of the Board
Wyeth
c/o JPMorgan Chase & Co.
270 Park Avenue
New York, New York 10017
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Page 12 of 12 pages