Insider filing report for Changes in Beneficial Ownership
- Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
- Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
- Peter Lynch
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 5)*
Indus Realty Trust, Inc.
(Name of Issuer)
Common Stock, par value $0.01 per share
(Title of Class of Securities)
45580R103
(CUSIP Number)
Lydia Plaskon
641 Lexington Avenue 26th Floor
New York, New York 10022
(212) 838-0211
(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)
August 1, 2022
(Date of Event Which Requires Filing of This Statement)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), Rule 13d-1(f) or Rule 13d-1(g), check the following box. ☐
Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7(b) for other parties to whom copies are to be sent.
* | The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. |
The information required on the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. 45580R103 | 13D | Page 1 of 52 pages |
1 |
Names of Reporting Persons
Edgar M. Cullman, Jr. | |||||
2 | Check the Appropriate Box if a Member of a Group (a) ☒ (b) ☐
| |||||
3 | SEC Use Only
| |||||
4 | Source of Funds (See Instructions)
OO | |||||
5 | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
☐ | |||||
6 | Citizenship or Place of Organization
United States |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | Sole Voting Power
45,631 | ||||
8 | Shared Voting Power
67,413 | |||||
9 | Sole Dispositive Power
45,631 < /td> | |||||
10 | Shared Dispositive Power
67,413 |
11 |
Aggregate Amount Beneficially Owned by Each Reporting Person
113,044 | |||||
12 | Check if the Aggregate Amount in Row (11) Excludes Certain Shares
☐ | |||||
13 | Percent of Class Represented by Amount in Row (11)
1.1% | |||||
14 | Type of Reporting Person
IN |
CUSIP No. 45580R103 | 13D | Page 2 of 52 pages |
1 |
Names of Reporting Persons
Elissa F. Cullman | |||||
2 | Check the Appropriate Box if a Member of a Group (a) ☒ (b) ☐
| |||||
3 | SEC Use Only
| |||||
4 | Source of Funds (See Instructions)
OO | |||||
5 | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
☐ | |||||
6 | Citizenship or Place of Organization
United States |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | Sole Voting Power
15,109 | ||||
8 | Shared Voting Power
97,935 | |||||
9 | Sole Dispositive Power
15,109 | |||||
10 | Shared Dispositive Power
97,935 |
11 |
Aggregate Amount Beneficially Owned by Each Reporting Person
113,044 | |||||
12 | Check if the Aggregate Amount in Row (11) Excludes Certain Shares
☐ | |||||
13 | Percent of Class Represented by Amount in Row (11)
1.1% | |||||
14 | Type of Reporting Person
IN |
CUSIP No. 45580R103 | 13D | Page 3 of 52 pages |
1 |
Names of Reporting Persons
Susan R. Cullman | |||||
2 | Check the Appropriate Box if a Member of a Group (a) ☒ (b) ☐
| |||||
3 | SEC Use Only
| |||||
4 | Source of Funds (See Instructions)
OO | |||||
5 | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
☐ | |||||
6 | Citizenship or Place of Organization
United States |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | Sole Voting Power
48,320 | ||||
8 | Shared Voting Power
238,088 | |||||
9 | Sole Dispositive Power
48,320 | |||||
10 | Shared Dispositive Power
238,088 |
11 |
Aggregate Amount Beneficially Owned by Each Reporting Person
286,408 | |||||
12 | Check if the Aggregate Amount in Row (11) Excludes Certain Shares
☐ | |||||
13 | Percent of Class Represented by Amount in Row (11)
2.8% | |||||
14 | Type of Reporting Person
IN |
CUSIP No. 45580R103 | 13D | Page 4 of 52 pages |
1 |
Names of Reporting Persons
Lucy C. Danziger | |||||
2 | Check the Appropriate Box if a Member of a Group (a) ☒ (b) ☐
| |||||
3 | SEC Use Only
| |||||
4 | Source of Funds (See Instructions)
OO | |||||
5 | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
☐ | |||||
6 | Citizenship or Place of Organization
United States |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | Sole Voting Power
56,289 | ||||
8 | Shared Voting Power
167,328 | |||||
9 | Sole Dispositive Power
56,289 | |||||
10 | Shared Dispositive Power
167,328 |
11 |
Aggregate Amount Beneficially Owned by Each Reporting Person
223,617 | |||||
12 | Check if the Aggregate Amount in Row (11) Excludes Certain Shares
☐ | |||||
13 | Percent of Class Represented by Amount in Row (11)
2.2% | |||||
14 | Type of Reporting Person
IN |
CUSIP No. 45580R103 | 13D | Page 5 of 52 pages |
1 |
Names of Reporting Persons
Frederick M. Danziger | |||||
2 | Check the Appropriate Box if a Member of a Group (a) ☒ (b) ☐
| |||||
3 | SEC Use Only
| |||||
4 | Source of Funds (See Instructions)
OO | |||||
5 | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
☐ | |||||
6 | Citizenship or Place of Organization
United States |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | Sole Voting Power
67,550 | ||||
8 | Shared Voting Power
156,067 | |||||
9 | Sole Dispositive Power
67,550 | |||||
10 | Shared Dispositive Power
156,067 |
11 |
Aggregate Amount Beneficially Owned by Each Reporting Person
223,617 | |||||
12 | Check if the Aggregate Amount in Row (11) Excludes Certain Shares
☐ | |||||
13 | Percent of Class Represented by Amount in Row (11)
2.2% | |||||
14 | Type of Reporting Person
IN |
CUSIP No. 45580R103 | 13D | Page 6 of 52 pages |
1 |
Names of Reporting Persons
David M. Danziger | |||||
2 | Check the Appropriate Box if a Member of a Group (a) ☒ (b) ☐
| |||||
3 | SEC Use Only
| |||||
4 | Source of Funds (See Instructions)
OO | |||||
5 | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
☐ | |||||
6 | Citizenship or Place of Organization
United States |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | Sole Voting Power
13,338 | ||||
8 | Shared Voting Power
66,640 | |||||
9 | Sole Dispositive Power
13,338 | |||||
10 | Shared Dispositive Power
66,640 |
11 |
Aggregate Amount Beneficially Owned by Each Reporting Person
79,978 | |||||
12 | Check if the Aggregate Amount in Row (11) Excludes Certain Shares
☐ | |||||
13 | Percent of Class Represented by Amount in Row (11)
0.8% | |||||
14 | Type of Reporting Person
IN |
CUSIP No. 45580R103 | 13D | Page 7 of 52 pages |
1 |
Names of Reporting Persons
John L. Ernst | |||||
2 | Check the Appropriate Box if a Member of a Group (a) ☒ (b) ☐
| |||||
3 | SEC Use Only
| |||||
4 | Source of Funds (See Instructions)
OO | |||||
5 | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
☐ | |||||
6 | Citizenship or Place of Organization
United States |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | Sole Voting Power
4,751 | ||||
8 | Shared Voting Power
240,607 | |||||
9 | Sole Dispositive Power
4,751 | |||||
10 | Shared Dispositive Power
240,607 |
11 |
Aggregate Amount Beneficially Owned by Each Reporting Person
245,358 | |||||
12 | Check if the Aggregate Amount in Row (11) Excludes Certain Shares
☐ | |||||
13 | Percent of Class Represented by Amount in Row (11)
2.4% | |||||
14 | Type of Reporting Person
IN |
CUSIP No. 45580R103 | 13D | Page 8 of 52 pages |
1 |
Names of Reporting Persons
Margot P. Ernst | |||||
2 | Check the Appropriate Box if a Member of a Group (a) ☒ (b) ☐
| |||||
3 | SEC Use Only
| |||||
4 | Source of Funds (See Instructions)
OO | |||||
5 | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
☐ | |||||
6 | Citizenship or Place of Organization
United States |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | Sole Voting Power
0 | ||||
8 | Shared Voting Power
245,358 | |||||
9 | Sole Dispositive Power
0 | |||||
10 | Shared Dispositive Power
245,358 |
11 |
Aggregate Amount Beneficially Owned by Each Reporting Person
245,358 | |||||
12 | Check if the Aggregate Amount in Row (11) Excludes Certain Shares
☐ | |||||
13 | Percent of Class Represented by Amount in Row (11)
2.4% | |||||
14 | Type of Reporting Person
IN |
CUSIP No. 45580R103 | 13D | Page 9 of 52 pages |
1 |
Names of Reporting Persons
Alexandra Ernst | |||||
2 | Check the Appropriate Box if a Member of a Group (a) ☒ (b) ☐
| |||||
3 | SEC Use Only
| |||||
4 | Source of Funds (See Instructions)
OO | |||||
5 | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
☐ | |||||
6 | Citizenship or Place of Organization
United States |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | Sole Voting Power
1,575 | ||||
8 | Shared Voting Power
0 | |||||
9 | Sole Dispositive Power
1,575 | |||||
10 | Shared Dispositive Power
0 |
11 |
Aggregate Amount Beneficially Owned by Each Reporting Person
1,575 | |||||
12 | Check if the Aggregate Amount in Row (11) Excludes Certain Shares
☐ | |||||
13 | Percent of Class Represented by Amount in Row (11)
Less than 0.1% | |||||
14 | Type of Reporting Person
IN |
CUSIP No. 45580R103 | 13D | Page 10 of 52 pages |
1 |
Names of Reporting Persons
B. Bros. Realty LLC | |||||
2 | Check the Appropriate Box if a Member of a Group (a) ☒ (b) ☐
| |||||
3 | SEC Use Only
| |||||
4 | Source of Funds (See Instructions)
OO | |||||
5 | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
☐ | |||||
6 | Citizenship or Place of Organization
New York |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | Sole Voting Power
237,882 | ||||
8 | Shared Voting Power
0 | |||||
9 | Sole Dispositive Power
237,882 | |||||
10 | Shared Dispositive Power
0 |
11 |
Aggregate Amount Beneficially Owned by Each Reporting Person
237,882 | |||||
12 | Check if the Aggregate Amount in Row (11) Excludes Certain Shares
☐ | |||||
13 | Percent of Class Represented by Amount in Row (11)
2.3% | |||||
14 | Type of Reporting Person
OO |
CUSIP No. 45580R103 | 13D | Page 11 of 52 pages |
1 |
Names of Reporting Persons
Matthew L. Ernst | |||||
2 | Check the Appropriate Box if a Member of a Group (a) ☒ (b) ☐
| |||||
3 | SEC Use Only
| |||||
4 | Source of Funds (See Instructions)
OO | |||||
5 | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
☐ | |||||
6 | Citizenship or Place of Organization
United States |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | Sole Voting Power
1,271 | ||||
8 | Shared Voting Power
203 | |||||
9 | Sole Dispositive Power
1,271 | |||||
10 | Shared Dispositive Power
203 |
11 |
Aggregate Amount Beneficially Owned by Each Reporting Person
1,474 | |||||
12 | Check if the Aggregate Amount in Row (11) Excludes Certain Shares
☐ | |||||
13 | Percent of Class Represented by Amount in Row (11)
Less than 0.1% | |||||
14 | Type of Reporting Person
IN |
CUSIP No. 45580R103 | 13D | Page 12 of 52 pages |
1 |
Names of Reporting Persons
Rebecca D. Gamzon | |||||
2 | Check the Appropriate Box if a Member of a Group (a) ☒ (b) ☐
| |||||
3 | SEC Use Only
| |||||
4 | Source of Funds (See Instructions)
OO | |||||
5 | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
☐ | |||||
6 | Citizenship or Place of Organization
United States |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | Sole Voting Power
10,734 | ||||
8 | Shared Voting Power
139,059 | |||||
9 | Sole Dispositive Power
10,734 | |||||
10 | Shared Dispositive Power
139,059 |
11 |
Aggregate Amount Beneficially Owned by Each Reporting Person
149,793 | |||||
12 | Check if the Aggregate Amount in Row (11) Excludes Certain Shares
☐ | |||||
13 | Percent of Class Represented by Amount in Row (11)
1.5% | |||||
14 | Type of Reporting Person
IN |
CUSIP No. 45580R103 | 13D | Page 13 of 52 pages |
1 |
Names of Reporting Persons
Edgar M. Cullman III | |||||
2 | Check the Appropriate Box if a Member of a Group (a) ☒ (b) ☐
| |||||
3 | SEC Use Only
| |||||
4 | Source of Funds (See Instructions)
OO | |||||
5 | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
☐ | |||||
6 | Citizenship or Place of Organization
United States |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | Sole Voting Power
11,455 | ||||
8 | Shared Voting Power
0 | |||||
9 | Sole Dispositive Power
11,455 | |||||
10 | Shared Dispositive Power
0 |
11 |
Aggregate Amount Beneficially Owned by Each Reporting Person
11,455 | |||||
12 | Check if the Aggregate Amount in Row (11) Excludes Certain Shares
☐ | |||||
13 | Percent of Class Represented by Amount in Row (11)
0.1% | |||||
14 | Type of Reporting Person
IN |
CUSIP No. 45580R103 | 13D | Page 14 of 52 pages |
1 |
Names of Reporting Persons
Carolyn B. Sicher | |||||
2 | Check the Appropriate Box if a Member of a Group (a) ☒ (b) ☐
| |||||
3 | SEC Use Only
| |||||
4 | Source of Funds (See Instructions)
OO | |||||
5 | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
☐ | |||||
6 | Citizenship or Place of Organization
United States |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | Sole Voting Power
21,796 | ||||
8 | Shared Voting Power
0 | |||||
9 | Sole Dispositive Power
21,796 | |||||
10 | Shared Dispositive Power
0 |
11 |
Aggregate Amount Beneficially Owned by Each Reporting Person
21,796 | |||||
12 | Check if the Aggregate Amount in Row (11) Excludes Certain Shares
☐ | |||||
13 | Percent of Class Represented by Amount in Row (11)
0.2% | |||||
14 | Type of Reporting Person
IN |
CUSIP No. 45580R103 | 13D | Page 15 of 52 pages |
1 |
Names of Reporting Persons
Samuel B. Cullman | |||||
2 | Check the Appropriate Box if a Member of a Group (a) ☒ (b) ☐
| |||||
3 | SEC Use Only
| |||||
4 | Source of Funds (See Instructions)
OO | |||||
5 | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
☐ | |||||
6 | Citizenship or Place of Organization
United States |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | Sole Voting Power
13,831 | ||||
8 | Shared Voting Power
0 | |||||
9 | Sole Dispositive Power
13,831 | |||||
10 | Shared Dispositive Power
0 |
11 |
Aggregate Amount Beneficially Owned by Each Reporting Person
13,831 | |||||
12 | Check if the Aggregate Amount in Row (11) Excludes Certain Shares
☐ | |||||
13 | Percent of Class Represented by Amount in Row (11)
0.1% | |||||
14 | Type of Reporting Person
IN |
CUSIP No. 45580R103 | 13D | Page 16 of 52 pages |
1 |
Names of Reporting Persons
Jessica P. Kerns | |||||
2 | Check the Appropriate Box if a Member of a Group (a) ☒ (b) ☐
| |||||
3 | SEC Use Only
| |||||
4 | Source of Funds (See Instructions)
OO | |||||
5 | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
☐ | |||||
6 | Citizenship or Place of Organization
United States |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | Sole Voting Power
1,271 | ||||
8 | Shared Voting Power
0 | |||||
9 | Sole Dispositive Power
1,271 | |||||
10 | Shared Dispositive Power
0 |
11 |
Aggregate Amount Beneficially Owned by Each Reporting Person
1,271 | |||||
12 | Check if the Aggregate Amount in Row (11) Excludes Certain Shares
☐ | |||||
13 | Percent of Class Represented by Amount in Row (11)
Less than 0.1% | |||||
14 | Type of Reporting Person
IN |
CUSIP No. 45580R103 | 13D | Page 17 of 52 pages |
1 |
Names of Reporting Persons
Georgina D. Cullman | |||||
2 | Check the Appropriate Box if a Member of a Group (a) ☒ (b) ☐
| |||||
3 | SEC Use Only
| |||||
4 | Source of Funds (See Instructions)
OO | |||||
5 | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
☐ | |||||
6 | Citizenship or Place of Organization
United States |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | Sole Voting Power
9,717 | ||||
8 | Shared Voting Power
0 | |||||
9 | Sole Dispositive Power
9,717 | |||||
10 | Shared Dispositive Power
0 |
11 |
Aggregate Amount Beneficially Owned by Each Reporting Person
9,717 | |||||
12 | Check if the Aggregate Amount in Row (11) Excludes Certain Shares
☐ | |||||
13 | Percent of Class Represented by Amount in Row (11)
0.1% | |||||
14 | Type of Reporting Person
IN |
CUSIP No. 45580R103 | 13D | Page 18 of 52 pages |
1 |
Names of Reporting Persons
Michael S. Gamzon | |||||
2 | Check the Appropriate Box if a Member of a Group (a) ☒ (b) ☐
| |||||
3 | SEC Use Only
| |||||
4 | Source of Funds (See Instructions)
OO | |||||
5 | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
☐ | |||||
6 | Citizenship or Place of Organization
United States |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | Sole Voting Power
76,505 | ||||
8 | Shared Voting Power
73,288 | |||||
9 | Sole Dispositive Power
76,505 | |||||
10 | Shared Dispositive Power
73,288 |
11 |
Aggregate Amount Beneficially Owned by Each Reporting Person
149,793 | |||||
12 | Check if the Aggregate Amount in Row (11) Excludes Certain Shares
☐ | |||||
13 | Percent of Class Represented by Amount in Row (11)
1.5% | |||||
14 | Type of Reporting Person
IN |
CUSIP No. 45580R103 | 13D | Page 19 of 52 pages |
1 |
Names of Reporting Persons
Richard M. Danziger | |||||
2 | Check the Appropriate Box if a Member of a Group (a) ☒ (b) ☐
| |||||
3 | SEC Use Only
| |||||
4 | Source of Funds (See Instructions)
OO | |||||
5 | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
☐ | |||||
6 | Citizenship or Place of Organization
United States |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | Sole Voting Power
0 | ||||
8 | Shared Voting Power
69,290 | |||||
9 | Sole Dispositive Power
0 | |||||
10 | Shared Dispositive Power
69,290 |
11 |
Aggregate Amount Beneficially Owned by Each Reporting Person
69,290 | |||||
12 | Check if the Aggregate Amount in Row (11) Excludes Certain Shares
☐ | |||||
13 | Percent of Class Represented by Amount in Row (11)
0.7% | |||||
14 | Type of Reporting Person
IN |
CUSIP No. 45580R103 | 13D | Page 20 of 52 pages |
1 |
Names of Reporting Persons
Estate of Louise B. Cullman | |||||
2 | Check the Appropriate Box if a Member of a Group (a) ☒ (b) ☐
| |||||
xA0; 3 | SEC Use Only
| |||||
4 | Source of Funds (See Instructions)
OO | |||||
5 | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
☐ | |||||
6 | Citizenship or Place of Organization
United States |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | Sole Voting Power
7,038 | ||||
8 | Shared Voting Power
0 | |||||
9 | Sole Dispositive Power
7,038 | |||||
10 | Shared Dispositive Power
0 |
11 |
Aggregate Amount Beneficially Owned by Each Reporting Person
7,038 | |||||
12 | Check if the Aggregate Amount in Row (11) Excludes Certain Shares
☐ | |||||
13 | Percent of Class Represented by Amount in Row (11)
Less than 0.1% | |||||
14 | Type of Reporting Person
OO |
CUSIP No. 45580R103 | 13D | Page 21 of 52 pages |
1 |
Names of Reporting Persons
Dorothy P. Ernst | |||||
2 | Check the Appropriate Box if a Member of a Group (a) ☒ (b) ☐
| |||||
3 | SEC Use Only
| |||||
4 | Source of Funds (See Instructions)
OO | |||||
5 | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
☐ | |||||
6 | < td valign="bottom" style=" BORDER-LEFT:1px solid #000000; BORDER-BOTTOM:1px solid #000000"> Citizenship or Place of Organization
United States |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | Sole Voting Power
0 | ||||
8 | Shared Voting Power
2,725 | |||||
9 | Sole Dispositive Power
0 | |||||
10 | Shared Dispositive Power
2,725 |
11 |
Aggregate Amount Beneficially Owned by Each Reporting Person
2,725 | |||||
12 | Check if the Aggregate Amount in Row (11) Excludes Certain Shares
☐ | |||||
13 | Percent of Class Represented by Amount in Row (11)
Less than 0.1% | |||||
14 | Type of Reporting Person
IN |
CUSIP No. 45580R103 | 13D | Page 22 of 52 pages |
1 |
Names of Reporting Persons
Cooper S. Siegel | |||||
2 | Check the Appropriate Box if a Member of a Group (a) ☒ (b) ☐
| |||||
3 | SEC Use Only
| |||||
4 | Source of Funds (See Instructions)
OO | |||||
5 | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
☐ | |||||
6 | Citizenship or Place of Organization
United States |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | Sole Voting Power
0 | ||||
8 | Shared Voting Power
203 | |||||
9 | Sole Dispositive Power
0 | |||||
10 | Shared Dispositive Power
203 |
11 |
Aggregate Amount Beneficially Owned by Each Reporting Person
203 | |||||
12 | Check if the Aggregate Amount in Row (11) Excludes Certain Shares
☐ | |||||
13 | Percent of Class Represented by Amount in Row (11)
Less than 0.1% | |||||
14 | Type of Reporting Person
IN |
CUSIP No. 45580R103 | 13D | Page 23 of 52 pages |
1 |
Names of Reporting Persons
Jonah Ernst | |||||
2 | Check the Appropriate Box if a Member of a Group (a) ☒ (b) ☐
| |||||
3 | SEC Use Only
| |||||
4 | Source of Funds (See Instructions)
OO | |||||
5 | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
☐ | |||||
6 | Citizenship or Place of Organization
United States |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | Sole Voting Power
0 | ||||
8 | Shared Voting Power
203 | |||||
9 | Sole Dispositive Power
0 | |||||
10 | Shared Dispositive Power
203 |
11 |
Aggregate Amount Beneficially Owned by Each Reporting Person
203 | |||||
12 | Check if the Aggregate Amount in Row (11) Excludes Certain Shares
☐ | |||||
13 | Percent of Class Represented by Amount in Row (11)
Less than 0.1% | |||||
14 | Type of Reporting Person
IN |
CUSIP No. 45580R103 | 13D | Page 24 of 52 pages |
1 |
Names of Reporting Persons
Odessa Ernst | |||||
2 | Check the Appropriate Box if a Member of a Group (a) ☒ (b) ☐
| |||||
3 | SEC Use Only
| |||||
4 | Source of Funds (See Instructions)
OO | |||||
5 | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
☐ | |||||
6 | Citizenship or Place of Organization
United States |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | Sole Voting Power
0 | ||||
8 | Shared Voting Power
203 | |||||
9 | Sole Dispositive Power
0 | |||||
10 | Shared Dispositive Power
203 |
11 |
Aggregate Amount Beneficially Owned by Each Reporting Person
203 | |||||
12 | Check if the Aggregate Amount in Row (11) Excludes Certain Shares
☐ | |||||
13 | Percent of Class Represented by Amount in Row (11)
Less than 0.1% | |||||
14 | Type of Reporting Person
IN |
CUSIP No. 45580R103 | 13D | Page 25 of 52 pages |
1 |
Names of Reporting Persons
Sunaina L. Danziger | |||||
2 | Check the Appropriate Box if a Member of a Group (a) ☒ (b) ☐
| |||||
3 | SEC Use Only
| |||||
4 | Source of Funds (See Instructions)
OO | |||||
5 | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
☐ | |||||
6 | Citizenship or Place of Organization
United States |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | Sole Voting Power
0 | ||||
8 | Shared Voting Power
15,617 | |||||
9 | Sole Dispositive Power
0 | |||||
10 | Shared Dispositive Power
15,617 |
11 |
Aggregate Amount Beneficially Owned by Each Reporting Person
15,617 | |||||
12 | Check if the Aggregate Amount in Row (11) Excludes Certain Shares
☐ | |||||
13 | Percent of Class Represented by Amount in Row (11)
0.2% | |||||
14 | Type of Reporting Person
IN |
CUSIP No. 45580R103 | 13D | Page 26 of 52 pages |
1 |
Names of Reporting Persons
Sameena J. Danziger | |||||
2 | Check the Appropriate Box if a Member of a Group (a) ☒ (b) ☐
| |||||
3 | SEC Use Only
| |||||
4 | Source of Funds (See Instructions)
OO | |||||
5 | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
☐ | |||||
6 | Citizenship or Place of Organization
United States |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | Sole Voting Power
0 | ||||
8 | Shared Voting Power
15,617 | |||||
9 | Sole Dispositive Power
0 | |||||
10 | Shared Dispositive Power
15,617 |
11 |
Aggregate Amount Beneficially Owned by Each Reporting Person
15,617 | |||||
12 | Check if the Aggregate Amount in Row (11) Excludes Certain Shares
☐ | |||||
13 | Percent of Class Represented by Amount in Row (11)
0.2% | |||||
14 | Type of Reporting Person
IN |
CUSIP No. 45580R103 | 13D | Page 27 of 52 pages |
1 |
Names of Reporting Persons
Sarah D. Gamzon | |||||
2 | Check the Appropriate Box if a Member of a Group (a) ☒ (b) ☐
| |||||
3 | SEC Use Only
| |||||
4 | Source of Funds (See Instructions)
OO | |||||
5 | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
☐ | |||||
6 | Citizenship or Place of Organization
United States |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | Sole Voting Power
0 | ||||
8 | Shared Voting Power
14,148 | |||||
9 | Sole Dispositive Power
0 | |||||
10 | Shared Dispositive Power
14,148 |
11 |
Aggregate Amount Beneficially Owned by Each Reporting Person
14,148 | |||||
12 | Check if the Aggregate Amount in Row (11) Excludes Certain Shares
☐ | |||||
13 | Percent of Class Represented by Amount in Row (11)
0.1% | |||||
14 | Type of Reporting Person
IN |
CUSIP No. 45580R103 | 13D | Page 28 of 52 pages |
1 |
Names of Reporting Persons
Andrew B. Gamzon | |||||
2 | Check the Appropriate Box if a Member of a Group (a) ☒ (b) ☐
| |||||
3 | SEC Use Only
| |||||
4 | Source of Funds (See Instructions)
OO | |||||
5 | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
☐ | |||||
6 | Citizenship or Place of Organization
United States |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | Sole Voting Power
0 | ||||
8 | Shared Voting Power
17,552 | |||||
9 | Sole Dispositive Power
0 | |||||
10 | Shared Dispositive Power
17,552 |
11 |
Aggregate Amount Beneficially Owned by Each Reporting Person
17,552 | |||||
12 | Check if the Aggregate Amount in Row (11) Excludes Certain Shares
☐ | |||||
13 | Percent of Class Represented by Amount in Row (11)
0.2% | |||||
14 | Type of Reporting Person
IN |
CUSIP No. 45580R103 | 13D | Page 29 of 52 pages |
1 |
Names of Reporting Persons
Benjamin C. Stewart | |||||
2 | Check the Appropriate Box if a Member of a Group (a) ☒ (b) ☐
| |||||
3 | SEC Use Only
| |||||
4 | Source of Funds (See Instructions)
OO | |||||
5 | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
☐ | |||||
6 | Citizenship or Place of Organization
United States |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | Sole Voting Power
6,100 | ||||
8 | Shared Voting Power
0 | |||||
9 | Sole Dispositive Power
6,100 | |||||
10 | Shared Dispositive Power
0 |
11 |
Aggregate Amount Beneficially Owned by Each Reporting Person
6,100 | |||||
12 | Check if the Aggregate Amount in Row (11) Excludes Certain Shares
☐ | |||||
13 | Percent of Class Represented by Amount in Row (11)
Less than 0.1% | |||||
14 | Type of Reporting Person
IN |
CUSIP No. 45580R103 | 13D | Page 30 of 52 pages |
Explanatory Note
This Amendment No. 5 (Amendment No. 5) to Schedule 13D amends and restates in its entirety the statement on Schedule 13D originally filed with the United States Securities and Exchange Commission (the SEC) on July 3, 1997 (the Original 13D) by the Reporting Persons (as amended, the Schedule 13D), relating to the Common Stock of the Issuer (as defined below).
Item 1. | Security and Issuer. |
This Schedule 13D relates to the common stock, par value $0.01 per share (the Common Stock), of Indus Realty Trust, Inc. (formerly filed as Griffin Industrial Realty, Inc.), a Maryland corporation (the Issuer), whose principal executive offices are located at 641 Lexington Avenue, New York, New York 10022.
Item 2. | Identity and Background. |
(a)-(c), (j) Each of the persons listed on Schedule I attached hereto is hereinafter individually referred to as a Reporting Person and collectively as the Reporting Persons. The principal business address for each of the Reporting Persons is c/o Bloomingdale Properties, Inc., 641 Lexington Avenue 26th Floor, New York, NY 10022. Each of the Reporting Persons who is an individual is a citizen of the United States, and each of the trusts and entities are organized in the State of New York, except for the following trusts, each of which are organized in the State of Connecticut: u/w/o Joseph F Cullman 6/30/50 Trust F/B/O Susan R. Cullman; /w/o Joseph F Cullman 6/30/50 Trust F/B/O Edgar M. Cullman Jr.; and /w/o Joseph F Cullman 6/30/50 Trust F/B/O Lucy C. Danziger. Information with respect to each of the Reporting Persons present principal occupation or employment are listed in Schedule I.
By virtue of the informal understanding between the Reporting Persons that they will hold and vote together the shares of the Issuers Common Stock owned by each of them, the Reporting Persons acknowledge and agree that they are acting as a group for purposes of Rule 13d-3 under the Securities and Exchange Act of 1934, as amended (the Exchange Act). However, trustees of trusts and partners of the partnership listed in Schedule I may act independently where fiduciary responsibilities so require.
During the last five years, none of the Reporting Persons (i) has been convicted in any criminal proceeding (excluding traffic violations or similar misdemeanors) or (ii) was a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws.
Item 3. | Source and Amount of Funds or Other Consideration. |
The shares of Common Stock held by the Reporting Persons were acquired in a series of transactions consisting of the spin-off of Griffin Land & Nurseries, Inc. from Culbro Corporation, open-market purchases, private purchases, option exercises and/or estate planning transactions for aggregate consideration of approximately $14,000,000, which amount was funded by cash on hand or an exchange of shares, as applicable.
CUSIP No. 45580R103 | 13D | Page 31 of 52 pages |
Item 4. | Purpose of Transaction. |
General
The Reporting Persons acquired the securities described in this Schedule 13D for investment purposes and intend to review their investments in the Issuer on a continuing basis. Any actions the Reporting Persons might undertake may be made at any time and from time to time without prior notice and will be dependent upon the Reporting Persons review of numerous factors, including, but not limited to: an ongoing evaluation of the Issuers business, financial condition, operations and prospects; price levels of the Issuers securities; general market, industry and economic conditions; the relative attractiveness of alternative business and investment opportunities; and other future developments.
The Reporting Persons may acquire additional securities of the Issuer, or retain or sell all or a portion of the securities then held, in the open market or in privately negotiated transactions. In addition, the Reporting Persons may engage in discussions with management , the Issuers board of directors (the Board), and other securityholders of the Issuer and other relevant parties or encourage, cause or seek to cause the Issuer or such persons to consider or explore extraordinary corporate transactions, such as: a merger, reorganization or take-private transaction that could result in the de-listing or de-registration of the Common Stock; sales or acquisitions of assets or businesses; changes to the capitalization or dividend policy of the Issuer; or other material changes to the Issuers business or corporate structure, including changes in management or the composition of the Board. To facilitate their consideration of such matters, the Reporting Persons may retain consultants and advisors and may enter into discussions with potential sources of capital and other third parties. The Reporting Persons may exchange information with any such persons pursuant to appropriate confidentiality or similar agreements. The Reporting Persons will likely take some or all of the foregoing steps at preliminary stages in their consideration of various possible courses of action before forming any intention to pursue any particular plan or direction.
Other than as described above, the Reporting Persons do not currently have any plans or proposals that relate to, or would result in, any of the matters listed in Items 4(a)(j) of Schedule 13D, although, depending on the factors discussed herein, the Reporting Persons may change their purpose or formulate different plans or proposals with respect thereto at any time.
CUSIP No. 45580R103 | 13D | Page 32 of 52 pages |
Item 5. | Interest in Securities of the Issuer. |
(a)(b) The cover pages and Schedule I attached hereto sets forth, as of the date of this Schedule 13D, the aggregate number of shares of Common Stock and percentage of Common Stock beneficially owned by each of the Reporting Persons, based on 10,186,143 shares of Common Stock outstanding as of May 6, 2022, as disclosed in the Issuers Quarterly Report on Form 10-Q filed with the SEC on May 10, 2022.
Individuals serving as trustee of a trust listed on Schedule I with no more than two trustees may be deemed to share beneficial ownership of the shares held directly by the trusts. Individuals listed on Schedule I may be deemed to share beneficial ownership of the shares beneficially held by his or her spouse and child sharing the same household as the individual. Susan R. Cullman and John J. Ernst serve as managing members of B. Bros. Realty LLC, and as such, may be deemed to share beneficial ownership over the shares held directly by B. Bros. Realty LLC.
The aggregate amount of shares beneficially owned by Edgar M. Cullman, Jr., Frederick M. Danziger, David M. Danziger and Michael S. Gamzon include 7,024, 1,067, 1,381 and 56,216 shares of Common Stock underlying stock options that are currently exercisable, respectively.
(c) During the past 60 days, Edgar M. Cullman, Jr. gifted 35 shares of Common Stock.
(d) To the best knowledge of the Reporting Persons, no one other than the Reporting Persons, or the partners, members, affiliates or shareholders of the Reporting Persons, has the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the Common Stock reported herein as beneficially owned by the Reporting Persons.
(e) Not applicable.
Item 6. | Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer. |
None of the Reporting Persons or Related Persons has any contracts, arrangements, understandings or relationships (legal or otherwise) with any person with respect to any securities of the Issuer, including but not limited to any contracts, arrangements, understandings or relationships concerning the transfer or voting of such securities, finders fees, joint ventures, loan or option arrangements, puts or calls, guarantees of profits, division of profits or losses, or the giving or withholding of proxies.
Item 7. | Materials to be Filed as Exhibits. |
Exhibit Number |
Description | |
1 | Joint Filing Agreement, by and among the Reporting Persons. |
CUSIP No. 45580R103 | 13D | Page 33 of 52 pages |
SIGNATURES
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Date: August 1, 2022
/s/ Edgar M. Cullman, Jr. |
Edgar M. Cullman, Jr. |
/s/ Elissa F. Cullman |
Elissa F. Cullman |
/s/ Susan R. Cullman |
Susan R. Cullman |
/s/ Edgar M. Cullman, III |
Edgar M. Cullman, III |
/s/ Samuel B. Cullman |
Samuel B. Cullman |
/s/ Georgina D. Cullman |
Georgina D. Cullman |
/s/ Frederick M. Danziger |
Frederick M. Danziger |
/s/ Lucy C. Danziger |
Lucy C. Danziger |
/s/ David M. Danziger |
David M. Danziger |
/s/ Richard M. Danziger |
Richard M. Danziger |
/s/ Sunaina L. Danziger |
Sunaina L. Danziger |
/s/ Sameena J. Danziger |
Sameena J. Danziger |
/s/ John L. Ernst |
John L. Ernst |
CUSIP No. 45580R103 | 13D | Page 34 of 52 pages |
/s/ Margot P. Ernst |
Margot P. Ernst |
/s/ John L. Ernst, on behalf of Dorothy P. Ernst |
Dorothy P. Ernst |
/s/ Alexandra Ernst |
Alexandra Ernst |
/s/ Cooper S. Siegel |
Cooper S. Siegel |
/s/ Jessica P. Kerns |
Jessica P. Kerns |
/s/ Matthew L. Ernst |
Matthew L. Ernst |
/s/ Jonah Ernst |
Jonah Ernst |
/s/ Odessa J. Ernst |
Odessa J. Ernst |
/s/ Michael S. Gamzon |
Michael S. Gamzon |
/s/ Rebecca D. Gamzon |
Rebecca D. Gamzon |
/s/ Sarah D. Gamzon |
Sarah D. Gamzon |
/s/ Michael S. Gamzon, on behalf of Andrew B. Gamzon |
Andrew B. Gamzon |
/s/ Benjamin C. Stewart |
Benjamin C. Stewart |
/s/ Carolyn B. Sicher |
Carolyn B. Sicher |
Estate of Louise B. Cullman | ||
By: | /s/ Edgar M. Cullman, Jr. | |
Name: Edgar M. Cullman, Jr. | ||
Title: Trustee |
CUSIP No. 45580R103 | 13D | Page 35 of 52 pages |
Estate of Justus Heijmans | ||
By: | /s/ Edgar M. Cullman, Jr. | |
Name: Edgar M. Cullman, Jr. | ||
Title: Trustee | ||
Edgar M. & Louise B. Cullman Foundation | ||
By: | /s/ Edgar M. Cullman, Jr. | |
Name: Edgar M. Cullman, Jr. | ||
Title: Trustee | ||
B. Bros. Realty, LLC | ||
By: | /s/ John L. Ernst | |
Name: John L. Ernst | ||
Title: Managing Member | ||
u/w/o Elsie B Paskus 3/8/91 Trust F/B/O Frederick M. Danziger Family | ||
By: | /s/ Frederick M. Danziger | |
Name: Frederick M. Danziger | ||
Title: Trustee | ||
u/i/o Elsie B Paskus 8/26/64 Trust F/B/O Frederick M. Danziger | ||
By: | /s/ Frederick M. Danziger | |
Name: Frederick M. Danziger | ||
Title: Trustee | ||
u/i/o Lucy Danziger 12/24/69 Trust F/B/O Rebecca D. Gamzon | ||
By: | /s/ David M. Danziger | |
Name: David M. Danziger | ||
Title: Trustee | ||
u/i/o Edgar Cullman 12/26/72 Trust F/B/O David M. Danziger | ||
By: | /s/ David M. Danziger | |
Name: David M. Danziger | ||
Title: Trustee |
CUSIP No. 45580R103 | 13D | Page 36 of 52 pages |
u/i/o Edgar Cullman 12/26/72 Trust F/B/O Rebecca D. Gamzon | ||
By: | /s/ Frederick M. Danziger | |
Name: Frederick M. Danziger | ||
Title: Trustee | ||
u/i/o Edgar M Cullman 12/23/76 Trust F/B/O Georgina D. Cullman | ||
By: | /s/ Edgar M. Cullman, Jr. | |
Name: Edgar M. Cullman, Jr. | ||
Title: Trustee | ||
Georgina D. Cullman 2012 Family Trust (Edgar Cullman Jr. Grantor) | ||
By: | /s/ Elissa F. Cullman | |
Name: Elissa F. Cullman | ||
Title: Trustee | ||
Trust F/B/O David M. Danziger | ||
By: | /s/ David M. Danziger | |
Name: David M. Danziger | ||
Title: Trustee | ||
Andrew B Gamzon 2011 Trust (Frederick M. Danziger Grantor) | ||
By: | /s/ David M. Danziger | |
Name: David M. Danziger | ||
Title: Trustee | ||
Sarah D Gamzon 2011 Trust (Frederick M. Danziger Grantor) | ||
By: | /s/ David M. Danziger | |
Name: David M. Danziger | ||
Title: Trustee |
CUSIP No. 45580R103 | 13D | Page 37 of 52 pages |
u/i/o Rita Bloomingdale 12/21/50 Trust F/B/O Lucy C Danziger | ||
By: | /s/ David M. Danziger | |
Name: | David M. Danziger | |
Title: | Trustee | |
u/i/o Louise Cullman 3/23/55 Trust F/B/O David Danziger | ||
By: | /s/ David M. Danziger | |
Name: | David M. Danziger | |
Title: | Trustee | |
u/i/o Louise Cullman 3/23/55 Trust F/B/O Rebecca Gamzon | ||
By: | /s/ David M. Danziger | |
Name: | David M. Danziger | |
Title: | Trustee | |
u/i/o Edgar Cullman 3/23/55 Trust F/B/O David Danziger | ||
By: | /s/ David M. Danziger | |
Name: | David M. Danziger | |
Title: | Trustee | |
u/i/o Edgar Cullman 3/23/55 Trust F/B/O Rebecca Gamzon | ||
By: | /s/ David M. Danziger | |
Name: | David M. Danziger | |
Title: | Trustee | |
u/i/o Louise Cullman 6/30/54 Trust F/B/O David Danziger | ||
By: | /s/ David M. Danziger | |
Name: | David M. Danziger | |
Title: | Trustee |
CUSIP No. 45580R103 | 13D | Page 38 of 52 pages |
u/i/o Louise Cullman 6/30/54 Trust F/B/O Rebecca Gamzon | ||
By: | /s/ David M. Danziger | |
Name: | David M. Danziger | |
Title: | Trustee | |
u/i/o Samuel Bloomingdale and Rita Bloomingdale 1/10/50 Trust F/B/O Lucy C. Danziger | ||
By: | /s/ David M. Danziger | |
Name: | David M. Danziger | |
Title: | Trustee | |
u/i/o Rita Bloomingdale 6/14/51 Trust F/B/O Lucy C. Danziger | ||
By: | /s/ David M. Danziger | |
Name: | David M. Danziger | |
Title: | Trustee | |
Sunaina L Danziger 2011 Trust (Frederick M. Danziger Grantor) | ||
By: | /s/ David M. Danziger | |
Name: | David M. Danziger | |
Title: | Trustee | |
Sameena J Danziger 2011 Trust (Frederick M. Danziger Grantor) | ||
By: | /s/ David M. Danziger | |
Name: | David M. Danziger | |
Title: | Trustee | |
u/i/o Lucy Danziger 12/25/76 Trust F/B/O Rebecca D. Gamzon | ||
By: | /s/ David M. Danziger | |
Name: | David M. Danziger | |
Title: | Trustee |
CUSIP No. 45580R103 | 13D | Page 39 of 52 pages |
u/i/o Lucy Danziger 12/25/76 Trust F/B/O David M. Danziger | ||
By: | /s/ David M. Danziger | |
Name: | David M. Danziger | |
Title: | Trustee | |
u/i/o Louise Cullman 1/6/53 Trust F/B/O David Danziger | ||
By: | /s/ David M. Danziger | |
Name: | David M. Danziger | |
Title: | Trustee | |
u/i/o Louise Cullman 1/6/53 Trust F/B/O Rebecca Gamzon | ||
By: | /s/ David M. Danziger | |
Name: | David M. Danziger | |
Title: | Trustee | |
u/i/o Edgar M Cullman 12/23/76 Trust F/B/O David M. Danziger | ||
By: | /s/ David M. Danziger | |
Name: | David M. Danziger | |
Title: | Trustee | |
u/i/o Edgar M Cullman 12/23/76 Trust F/B/O Rebecca D. Gamzon | ||
By: | /s/ David M. Danziger | |
Name: | David M. Danziger | |
Title: | Trustee | |
u/i/o Samuel Bloomingdale 8/2/55 Trust F/B/O David Danziger | ||
By: | /s/ David M. Danziger | |
Name: | David M. Danziger | |
Title: | Trustee |
CUSIP No. 45580R103 | 13D | Page 40 of 52 pages |
u/i/o Samuel Bloomingdale 8/2/55 Trust F/B/O Rebecca Gamzon | ||
By: | /s/ David M. Danziger | |
Name: | David M. Danziger | |
Title: | Trustee | |
u/w/o Frances W Cullman 7/23/59 Trust F/B/O Edgar M. Cullman, Jr. | ||
By: | /s/ Edgar M. Cullman, Jr. | |
Name: | Edgar M. Cullman, Jr. | |
Title: | Trustee | |
u/w/o Frances W Cullman 7/23/59 Trust F/B/O Lucy C. Danziger | ||
By: | /s/ Edgar M. Cullman, Jr. | |
Name: | Edgar M. Cullman, Jr. | |
Title: | Trustee | |
u/w/o Frances W Cullman 7/23/59 Trust F/B/O Susan R Cullman | ||
By: | /s/ Edgar M. Cullman, Jr. | |
Name: | Edgar M. Cullman, Jr. | |
Title: | Trustee | |
Trust F/B/O Lucy C. Danziger | ||
By: | /s/ Lucy C. Danziger | |
Name: | Lucy C. Danziger | |
Title: | Trustee | |
u/w/o Rita Bloomingdale 2/29/56 Trust F/B/O Desc of Lucy C Danziger | ||
By: | /s/ Edgar M. Cullman, Jr. | |
Name: | Edgar M. Cullman, Jr. | |
Title: | Trustee |
CUSIP No. 45580R103 | 13D | Page 41 of 52 pages |
u/i/o Samuel Bloomingdale and Rita Bloomingdale 1/10/50 Trust F/B/O Susan R. Cullman | ||
By: | /s/ Edgar M. Cullman, Jr. | |
Name: | Edgar M. Cullman, Jr. | |
Title: | Trustee | |
u/i/o Edgar Cullman and Louise B Cullman Trust F/B/O Susan R. Cullman | ||
By: | /s/ Edgar M. Cullman, Jr. | |
Name: | Edgar M. Cullman, Jr. | |
Title: | Trustee | |
u/i/o Samuel Bloomingdale 12/21/50 Trust F/B/O Edgar M. Cullman Jr. | ||
By: | /s/ Edgar M. Cullman, Jr. | |
Name: | Edgar M. Cullman, Jr. | |
Title: | Trustee | |
u/i/o Samuel Bloomingdale 12/21/50 Trust F/B/O Susan R Cullman | ||
By: | /s/ Edgar M. Cullman, Jr. | |
Name: | Edgar M. Cullman, Jr. | |
Title: | Trustee | |
u/i/o Rita Bloomingdale 12/21/50 Trust F/B/O Edgar M. Cullman Jr | ||
By: | /s/ Edgar M. Cullman, Jr. | |
Name: | Edgar M. Cullman, Jr. | |
Title: | Trustee | |
u/i/o Rita Bloomingdale 12/21/50 Trust F/B/O Susan R. Cullman | ||
By: | /s/ Edgar M. Cullman, Jr. | |
Name: | Edgar M. Cullman, Jr. | |
Title: | Trustee |
CUSIP No. 45580R103 | 13D | Page 42 of 52 pages |
u/i/o Rita Bloomingdale 6/14/51 Trust F/B/O Edgar M Cullman Jr | ||
By: | /s/ Edgar M. Cullman, Jr. | |
Name: | Edgar M. Cullman, Jr. | |
Title: | Trustee | |
u/i/o Rita Bloomingdale 6/14/51 Trust F/B/O Susan R Cullman | ||
By: | /s/ Edgar M. Cullman, Jr. | |
Name: | Edgar M. Cullman, Jr. | |
Title: | Trustee | |
u/i/o Louise Cullman 1/6/53 Trust F/B/O Desc of Edgar M Cullman, Jr. | ||
By: | /s/ Edgar M. Cullman, Jr. | |
Name: | Edgar M. Cullman, Jr. | |
Title: | Trustee | |
u/i/o Louise B. Cullman 6/305/54 Trust F/B/O Desc of Edgar M Cullman, Jr. | ||
By: | /s/ Edgar M. Cullman, Jr. | |
Name: | Edgar M. Cullman, Jr. | |
Title: | Trustee | |
u/i/o Louise B. Cullman 6/30/54 Trust F/B/O Desc of Susan R. Cullman | ||
By: | /s/ Edgar M. Cullman, Jr. | |
Name: | Edgar M. Cullman, Jr. | |
Title: | Trustee | |
u/i/o Edgar M. Cullman 3/23/55 Trust F/B/O Desc of Edgar M Cullman, Jr. | ||
By: | /s/ Edgar M. Cullman, Jr. | |
Name: | Edgar M. Cullman, Jr. | |
Title: | Trustee |
CUSIP No. 45580R103 | 13D | Page 43 of 52 pages |
u/i/o Edgar M. Cullman 3/23/55 Trust F/B/O Desc of Susan R. Cullman | ||
By: | /s/ Edgar M. Cullman, Jr. | |
Name: | Edgar M. Cullman, Jr. | |
Title: | Trustee | |
u/i/o Louise B. Cullman 3/23/55 Trust F/B/O Desc of Edgar M. Cullman, Jr. | ||
By: | /s/ Edgar M. Cullman, Jr. | |
Name: | Edgar M. Cullman, Jr. | |
Title: | Trustee | |
u/i/o Louise B. Cullman 3/23/55 Trust F/B/O Desc of Susan R. Cullman | ||
By: | /s/ Edgar M. Cullman, Jr. | |
Name: | Edgar M. Cullman, Jr. | |
Title: | Trustee | |
u/i/o Samuel J Bloomingdale 8/2/55 Trust F/B/O Desc of Susan R. Cullman | ||
By: | /s/ Edgar M. Cullman, Jr. | |
Name: | Edgar M. Cullman, Jr. | |
Title: | Trustee | |
u/w/o Rita Bloomingdale 2/29/56 Trust F/B/O Desc of Edgar M Cullman, Jr. | ||
By: | /s/ Edgar M. Cullman, Jr. | |
Name: | Edgar M. Cullman, Jr. | |
Title: | Trustee | |
u/w/o Rita Bloomingdale 2/29/56 Trust F/B/O Desc of Susan R. Cullman | ||
By: | /s/ Edgar M. Cullman, Jr. | |
Name: | Edgar M. Cullman, Jr. | |
Title: | Trustee |
CUSIP No. 45580R103 | 13D | Page 44 of 52 pages |
u/i/o Edgar M Cullman Jr. 12/25/76 Trust F/B/O Edgar M. Cullman, III | ||
By: | /s/ Elissa F. Cullman | |
Name: | Elissa F. Cullman | |
Title: | Trustee | |
u/i/o Edgar M Cullman Jr 12/25/76 Trust F/B/O Samuel B. Cullman | ||
By: | /s/ Elissa F. Cullman | |
Name: | Elissa F. Cullman | |
Title: | Trustee | |
u/i/o Edgar M Cullman 12/23/76 Trust F/B/O Edgar M. Cullman, III | ||
By: | /s/ Edgar M. Cullman, Jr. | |
Name: | Edgar M. Cullman, Jr. | |
Title: | Trustee | |
u/i/o Edgar M Cullman 12/23/76 Trust F/B/O Samuel B. Cullman | ||
By: | /s/ Edgar M. Cullman, Jr. | |
Name: | Edgar M. Cullman, Jr. | |
Title: | Trustee | |
u/i/o Edgar M Cullman 12/23/76 Trust F/B/O Carolyn B. Sicher | ||
By: | /s/ Edgar M. Cullman, Jr. | |
Name: | Edgar M. Cullman, Jr. | |
Title: | Trustee | |
u/i/o Elsie B Paskus 8/26/64 Trust F/B/O Richard M. Danziger | ||
By: | /s/ Frederick M. Danziger | |
Name: | Frederick M. Danziger | |
Title: | Trustee |
CUSIP No. 45580R103 | 13D | Page 45 of 52 pages |
Trust F/B/O Desc of J. L. Ernst | ||
By: | /s/ John L. Ernst | |
Name: John L. Ernst | ||
Title: Trustee | ||
LBC Article 7 Trust F/B/O SRC | ||
By: | /s/ Edgar M. Cullman, Jr. | |
Name: Edgar M. Cullman, Jr. | ||
Title: Trustee | ||
LBC Article 7 Trust F/B/O DMD | ||
By: | /s/ David M. Danziger | |
Name: David M. Danziger | ||
Title: Trustee | ||
LBC Article 7 Trust F/B/O RDG | ||
By: | /s/ David M. Danziger | |
Name: David M. Danziger | ||
Title: Trustee | ||
LBC Article 7 Trust F/B/O EMC III | ||
By: | /s/ Edgar M. Cullman, Jr. | |
Name: Edgar M. Cullman, Jr. | ||
Title: Trustee | ||
LBC Article 7 Trust F/B/O SBC | ||
By: | /s/ Edgar M. Cullman, Jr. | |
Name: Edgar M. Cullman, Jr. | ||
Title: Trustee | ||
LBC Article 7 Trust F/B/O GDC | ||
By: | /s/ Edgar M. Cullman, Jr. | |
Name: Edgar M. Cullman, Jr. | ||
Title: Trustee |
CUSIP No. 45580R103 | 13D | Page 46 of 52 pages |
Trust F/B/O Dorothy P. Ernst | ||
By: | /s/ John L. Ernst | |
Name: John L. Ernst | ||
Title: Trustee | ||
Trust F/B/O John L. Ernst | ||
By: | /s/ John L. Ernst | |
Name: John L. Ernst | ||
Title: Trustee | ||
Trust F/B/O Dorothy P. Ernst | ||
By: | /s/ John L. Ernst | |
Name: John L. Ernst | ||
Title: Trustee | ||
Trust F/B/O John L. Ernst | ||
By: | /s/ John L. Ernst | |
Name: John L. Ernst | ||
Title: Trustee | ||
Trust F/B/O Desc of John L. Ernst | ||
By: | /s/ John L. Ernst | |
Name: John L. Ernst | ||
Title: Trustee | ||
Trust F/B/O Desc of Carolyn S. Fabrici | ||
By: | /s/ John L. Ernst | |
Name: John L. Ernst | ||
Title: Trustee | ||
Trust F/B/O Desc of Susan R. Cullman | ||
By: | /s/ Edgar M. Cullman, Jr. | |
Name: Edgar M. Cullman, Jr. | ||
Title: Trustee |
CUSIP No. 45580R103 | 13D | Page 47 of 52 pages |
Trust F/B/O Desc of John L. Ernst | ||
By: | /s/ John L. Ernst | |
Name: John L. Ernst | ||
Title: Trustee | ||
Trust F/B/O Desc of Carolyn S. Fabrici | ||
By: | /s/ John L. Ernst | |
Name: John L. Ernst | ||
Title: Trustee | ||
Trust F/B/O Desc of E.M. Cullman, Jr. | ||
By: | /s/ Edgar M. Cullman, Jr. | |
Name: Edgar M. Cullman, Jr. | ||
Title: Trustee | ||
Trust F/B/O Desc of J.L. Ernst | ||
By: | /s/ John L. Ernst | |
Name: John L. Ernst | ||
Title: Trustee | ||
Trust F/B/O Desc of C.S. Fabrici | ||
By: | /s/ John L. Ernst | |
Name: John L. Ernst | ||
Title: Trustee | ||
Trust F/B/O Desc of J.L. Ernst | ||
By: | /s/ John L. Ernst | |
Name: John L. Ernst | ||
Title: Trustee | ||
Trust F/B/O Desc of C.S. Fabrici | ||
By: | /s/ Edgar M. Cullman, Jr. | |
Name: Edgar M. Cullman, Jr. | ||
Title: Trustee |
CUSIP No. 45580R103 | 13D | Page 48 of 52 pages |
Trust F/B/O Carolyn B. Sicher | ||
By: | /s/ Edgar M. Cullman, Jr. | |
Name: Edgar M. Cullman, Jr. | ||
Title: Trustee | ||
Trust F/B/O Desc of C. S. Fabrici | ||
By: | /s/ Edgar M. Cullman, Jr. | |
Name: Edgar M. Cullman, Jr. | ||
Title: Trustee | ||
Trust F/B/O Desc of J. L. Ernst | ||
By: | /s/ John L. Ernst | |
Name: John L. Ernst | ||
Title: Trustee | ||
u/w/o Joseph F Cullman 6/30/50 Trust F/B/O Susan R. Cullman | ||
By: | /s/ David M. Danziger | |
Name: David M. Danziger | ||
Title: Trustee | ||
u/w/o Joseph F Cullman 6/30/50 Trust F/B/O Edgar M. Cullman Jr. | ||
By: | /s/ Edgar M. Cullman, Jr. | |
Name: Edgar M. Cullman, Jr. | ||
Title: Trustee | ||
u/w/o Joseph F Cullman 6/30/50 Trust F/B/O Lucy C. Danziger | ||
By: | /s/ David M. Danziger | |
Name: David M. Danziger | ||
Title: Trustee | ||
D.M. Danziger Family 2021 Trust | ||
By: | /s/ Rebecca D. Gamzon | |
Name: Rebecca D. Gamzon | ||
Title: Trustee |
CUSIP No. 45580R103 | 13D | Page 49 of 52 pages |
SCHEDULE I
Reporting Persons Information
Name |
Present Principal Occupation or |
Total Number of Shares of the Issuers Common Stock Beneficially Held |
Percentage of Class of Issuers Common Stock |
|||||||
Estate of Louise B. Cullman |
| 7,038 | * | |||||||
Edgar M. Cullman, Jr. (EMC, Jr.) |
Co-Managing Member of Culbro, LLC | 113,044 | 1.1 | % | ||||||
Elissa F. Cullman (EFC) |
Interior Decorator | 113,044 | 1.1 | % | ||||||
Susan R. Cullman (SRC) |
| 286,408 | 2.8 | % | ||||||
Lucy C. Danziger (LCD) |
| 223,617 | 2.2 | % | ||||||
Frederick M. Danziger (FMD) |
Director of Indus Realty Trust, Inc. | 223,617 | 2.2 | % | ||||||
David M. Danziger (DMD) |
Investment Manager of Culbro, LLC | 79,978 | 0.8 | % | ||||||
Sheena S. Danziger (SD) |
| | | |||||||
Carolyn S. Fabrici (CSF) |
| | | |||||||
Dorothy P. Ernst (JLE Guardian) |
| 2,725 | * | |||||||
John L. Ernst (JLE) |
Chairman & President Bloomingdale Properties, Inc. | 245,358 | 2.4 | % | ||||||
Margot P. Ernst (MPE) |
| 245,358 | 2.4 | % | ||||||
Alexandra Ernst (AE) |
Writer | 1,575 | * | |||||||
Cooper S. Siegel |
| 203 | * | |||||||
Jessica P. Kerns (JPK) |
Medical Doctor | 1,271 | * | |||||||
B. Bros. Realty, LLC (SRC and JLE Managing Members) |
Investor | 237,882 | 2.3 | % | ||||||
Matthew L. Ernst (MLE) |
Screenwriter | 1,474 | * | |||||||
Jonah Ernst |
U.S. Marshal | 203 | * | |||||||
Odessa J. Ernst |
Student | 203 | * | |||||||
Rebecca D. Gamzon (RDG) |
Teacher | 149,793 | 1.5 | % | ||||||
Michael S. Gamzon (MSG) |
President, Chief Executive Officer and Director of Indus Realty Trust, Inc. | 149,793 | 1.5 | % | ||||||
Edgar M. Cullman, III (EMC, III) |
Director | 11,455 | 0.1 | % | ||||||
Samuel B. Cullman (SBC) |
Film Director | 13,831 | 0.1 | % | ||||||
Georgina D. Cullman (GDC) |
Environmental Curator | 9,717 | 0.1 | % | ||||||
Carolyn B. Sicher (CB S) |
Therapist | 21,796 | 0.2 | % | ||||||
Richard M. Danziger (RMD) |
Retired | 69,290 | 0.7 | % | ||||||
Sunaina L. Danziger |
Student | 15,617 | 0.2 | % | ||||||
Sameena J. Danziger |
Student | 15,617 | 0.2 | % | ||||||
Sarah D. Gamzon |
Student | 14,148 | 0.1 | % | ||||||
Andrew B. Gamzon |
Naval Officer | 17,552 | 0.2 | % | ||||||
Benjamin C. Stewart (BCS) |
| 6,100 | * | |||||||
u/w/o Elsie B Paskus 3/8/91 Trust F/B/O Frederick M. Danziger Family |
| 31,033 | 0.3 | % | ||||||
u/i/o Elsie B Paskus 8/26/64 Trust F/B/O Frederick M. Danziger |
| 35,205 | 0.4 | % | ||||||
u/i/o Lucy Danziger 12/24/69 Trust F/B/O Rebecca D. Gamzon |
| 23,198 | 0.2 | % |
CUSIP No. 45580R103 | 13D | Page 50 of 52 pages |
u/i/o Edgar Cullman 12/26/72 Trust F/B/O David M. Danziger |
| 18,111 | 0.2 | % | ||||||
u/i/o Edgar Cullman 12/26/72 Trust F/B/O Rebecca D. Gamzon |
| 18,314 | 0.2 | % | ||||||
u/i/o Edgar M Cullman 12/23/76 Trust F/B/O Georgina D. Cullman |
| 20,349 | 0.2 | % | ||||||
Georgina D. Cullman 2012 Family Trust (Edgar Cullman Jr. Grantor) |
| 20,349 | 0.2 | % | ||||||
Trust F/B/O David M. Danziger |
| 12,743 | 0.1 | % | ||||||
Andrew B Gamzon 2011 Trust (Frederick M. Danziger Grantor) |
| 25,437 | 0.3 | % | ||||||
Sarah D Gamzon 2011 Trust (Frederick M. Danziger Grantor) |
| 25,437 | 0.3 | % | ||||||
u/i/o Rita Bloomingdale 12/21/50 Trust F/B/O Lucy C Danziger |
| 5,512 | * | |||||||
u/i/o Louise Cullman 3/23/55 Trust F/B/O David Danziger |
| 3,561 | * | |||||||
u/i/o Louise Cullman 3/23/55 Trust F/B/O Rebecca Gamzon |
| 3,561 | * | |||||||
u/i/o Edgar Cullman 3/23/55 Trust F/B/O David Danziger |
| 5,509 | * | |||||||
u/i/o Edgar Cullman 3/23/55 Trust F/B/O Rebecca Gamzon |
| 5,509 | * | |||||||
u/i/o Louise Cullman 6/30/54 Trust F/B/O David Danziger |
| 13,198 | 0.1 | % | ||||||
u/i/o Louise Cullman 6/30/54 Trust F/B/O Rebecca Gamzon |
| 13,198 | 0.1 | % | ||||||
u/i/o Samuel Bloomingdale and Rita Bloomingdale 1/10/50 Trust F/B/O Lucy C. Danziger |
| 29,702 | 0.3 | % | ||||||
u/i/o Rita Bloomingdale 6/14/51 Trust F/B/O Lucy C. Danziger |
| 90,371 | 0.9 | % | ||||||
Sunaina L Danziger 2011 Trust (Frederick M. Danziger Grantor) |
| 25,437 | 0.3 | % | ||||||
Sameena J Danziger 2011 Trust (Frederick M. Danziger Grantor) |
| 25,437 | 0.3 | % | ||||||
u/i/o Lucy Danziger 12/25/76 Trust F/B/O Rebecca D. Gamzon |
| 3,255 | * | |||||||
u/i/o Lucy Danziger 12/25/76 Trust F/B/O David M. Danziger |
| 3,255 | * | |||||||
u/i/o Louise Cullman 1/6/53 Trust F/B/O David Danziger |
| 5,290 | * | |||||||
u/i/o Louise Cullman 1/6/53 Trust F/B/O Rebecca Gamzon |
| 5,290 | * | |||||||
u/i/o Edgar M Cullman 12/23/76 Trust F/B/O David M. Danziger |
| 16,279 | 0.2 | % | ||||||
u/i/o Edgar M Cullman 12/23/76 Trust F/B/O Rebecca D. Gamzon |
| 16,483 | 0.2 | % | ||||||
u/i/o Samuel Bloomingdale 8/2/55 Trust F/B/O David Danziger |
| 12,413 | 0.1 | % | ||||||
u/i/o Samuel Bloomingdale 8/2/55 Trust F/B/O Rebecca Gamzon |
| 12,413 | 0.1 | % | ||||||
u/w/o Frances W Cullman 7/23/59 Trust F/B/O Edgar M. Cullman, Jr. |
| 14,010 | 0.1 | % | ||||||
u/w/o Frances W Cullman 7/23/59 Trust F/B/O Lucy C. Danziger |
| 17,724 | 0.2 | % |
CUSIP No. 45580R103 | 13D | Page 51 of 52 pages |
u/w/o Frances W Cullman 7/23/59 Trust F/B/O Susan R Cullman |
| 20,364 | 0.2 | % | ||||||
Trust F/B/O Lucy C. Danziger |
| 30,488 | 0.3 | % | ||||||
u/w/o Rita Bloomingdale 2/29/56 Trust F/B/O Desc of Lucy C Danziger |
| 19,564 | 0.2 | % | ||||||
u/i/o Samuel Bloomingdale and Rita Bloomingdale 1/10/50 Trust F/B/O Susan R. Cullman |
| 51,770 | 0.5 | % | ||||||
u/i/o Edgar Cullman and Louise B Cullman Trust F/B/O Susan R. Cullman |
| 13,953 | 0.1 | % | ||||||
u/i/o Samuel Bloomingdale 12/21/50 Trust F/B/O Edgar M. Cullman Jr. |
| 25,443 | 0.3 | % | ||||||
u/i/o Samuel Bloomingdale 12/21/50 Trust F/B/O Susan R Cullman |
| 26,454 | 0.3 | % | ||||||
u/i/o Rita Bloomingdale 12/21/50 Trust F/B/O Edgar M. Cullman Jr |
| 10,148 | 0.1 | % | ||||||
u/i/o Rita Bloomingdale 12/21/50 Trust F/B/O Susan R. Cullman |
| 6,959 | * | |||||||
u/i/o Rita Bloomingdale 6/14/51 Trust F/B/O Edgar M Cullman Jr |
| 40,893 | 0.4 | % | ||||||
u/i/o Rita Bloomingdale 6/14/51 Trust F/B/O Susan R Cullman |
| 40,791 | 0.4 | % | ||||||
u/i/o Louise Cullman 1/6/53 Trust F/B/O Desc of Edgar M Cullman, Jr. |
| 39,657 | 0.4 | % | ||||||
u/i/o Louise B. Cullman 6/305/54 Trust F/B/O Desc of Edgar M Cullman, Jr. |
| 50,368 | 0.5 | % | ||||||
u/i/o Louise B. Cullman 6/30/54 Trust F/B/O Desc of Susan R. Cullman |
| 36,505 | 0.4 | % | ||||||
u/i/o Edgar M. Cullman 3/23/55 Trust F/B/O Desc of Edgar M Cullman, Jr. |
| 15,677 | 0.2 | % | ||||||
u/i/o Edgar M. Cullman 3/23/55 Trust F/B/O Desc of Susan R. Cullman |
| 14,448 | 0.1 | % | ||||||
u/i/o Louise B. Cullman 3/23/55 Trust F/B/O Desc of Edgar M. Cullman, Jr. |
| 12,336 | 0.1 | % | ||||||
u/i/o Louise B. Cullman 3/23/55 Trust F/B/O Desc of Susan R. Cullman |
| 13,837 | 0.1 | % | ||||||
u/i/o Samuel J Bloomingdale 8/2/55 Trust F/B/O Desc of Susan R. Cullman |
| 38,626 | 0.4 | % | ||||||
u/w/o Rita Bloomingdale 2/29/56 Trust F/B/O Desc of Edgar M Cullman, Jr. |
| 20,687 | 0.2 | % | ||||||
u/w/o Rita Bloomingdale 2/29/56 Trust F/B/O Desc of Susan R. Cullman |
| 17,490 | 0.2 | % | ||||||
Edgar M. & Louise B. Cullman Foundation |
| 86,418 | 0.9 | % | ||||||
u/i/o Edgar M Cullman Jr. 12/25/76 Trust F/B/O Edgar M. Cullman, III |
| 7,325 | * | |||||||
u/i/o Edgar M Cullman Jr 12/25/76 Trust F/B/O Samuel B. Cullman |
| 7,325 | * | |||||||
u/i/o Edgar M Cullman 12/23/76 Trust F/B/O Edgar M. Cullman, III |
| 20,756 | 0.2 | % | ||||||
u/i/o Edgar M Cullman 12/23/76 Trust F/B/O Samuel B. Cullman |
| 20,756 | 0.2 | % | ||||||
u/i/o Edgar M Cullman 12/23/76 Trust F/B/O Carolyn B. Sicher |
| 16,279 | 0.2 | % |
CUSIP No. 45580R103 | 13D | Page 52 of 52 pages |
u/i/o Elsie B Paskus 8/26/64 Trust F/B/O Richard M. Danziger |
| 3,052 | * | |||||||
Trust F/B/O Desc of J. L. Ernst |
| 7,588 | * | |||||||
LBC Article 7 Trust F/B/O SRC |
| 10,143 | 0.1 | % | ||||||
LBC Article 7 Trust F/B/O DMD |
| 8,409 | * | |||||||
LBC Article 7 Trust F/B/O RDG |
| 8,410 | * | |||||||
LBC Article 7 Trust F/B/O EMC III |
| 3,381 | * | |||||||
LBC Article 7 Trust F/B/O SBC |
| 3,381 | * | |||||||
LBC Article 7 Trust F/B/O GDC |
| 3,381 | * | |||||||
Trust F/B/O Dorothy P. Ernst |
| 4,043 | * | |||||||
Trust F/B/O John L. Ernst |
| 1,119 | * | |||||||
Trust F/B/O Dorothy P. Ernst |
| 4,043 | * | |||||||
Trust F/B/O John L. Ernst |
| 3,134 | * | |||||||
Trust F/B/O Desc of John L. Ernst |
| 4,440 | * | |||||||
Trust F/B/O Desc of Carolyn S. Fabrici |
| 3,911 | * | |||||||
Trust F/B/O Desc of Susan R. Cullman |
| 26,743 | 0.3 | % | ||||||
Trust F/B/O Desc of John L. Ernst |
| 2,625 | * | |||||||
Trust F/B/O Desc of Carolyn S. Fabrici |
| 11,905 | 0.1 | % | ||||||
Trust F/B/O Desc of E.M. Cullman, Jr. |
| 34,849 | 0.3 | % | ||||||
Trust F/B/O Desc of J.L. Ernst |
| 3,249 | * | |||||||
Trust F/B/O Desc of C.S. Fabrici |
| 3,587 | * | |||||||
Trust F/B/O Desc of J.L. Ernst |
| 39,822 | 0.4 | % | ||||||
Trust F/B/O Desc of C.S. Fabrici |
| 39,822 | 0.4 | % | ||||||
Trust F/B/O Carolyn B. Sicher |
| 14,244 | 0.1 | % | ||||||
Trust F/B/O Desc of C. S. Fabrici |
| 2,034 | * | |||||||
Trust F/B/O Desc of J. L. Ernst |
| 4,829 | * | |||||||
u/w/o Joseph F Cullman 6/30/50 Trust F/B/O Susan R. Cullman |
| 10,665 | 0.1 | % | ||||||
u/w/o Joseph F Cullman 6/30/50 Trust F/B/O Edgar M. Cullman Jr. |
| 25,927 | 0.3 | % | ||||||
u/w/o Joseph F Cullman 6/30/50 Trust F/B/O Lucy C. Danziger |
| 34,069 | 0.3 | % | ||||||
D.M. Danziger Family 2021 Trust |
| 13,000 | 0.1 | % | ||||||
Estate of Justus Heijmans |
| 206 | * | |||||||
* Less than 0.1% |