Sec Form 13D Filing - DANZIGER FREDERICK M filing for INDUS REALTY TRUST INC. (INDT) - 2022-08-25

Insider filing report for Changes in Beneficial Ownership

  • Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
  • Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13D

Under the Securities Exchange Act of 1934

(Amendment No. 5)*

 

 

Indus Realty Trust, Inc.

(Name of Issuer)

Common Stock, par value $0.01 per share

(Title of Class of Securities)

45580R103

(CUSIP Number)

Lydia Plaskon

641 Lexington Avenue – 26th Floor

New York, New York 10022

(212) 838-0211

(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)

August 1, 2022

(Date of Event Which Requires Filing of This Statement)

 

 

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), Rule 13d-1(f) or Rule 13d-1(g), check the following box.  ☐

 

 

Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7(b) for other parties to whom copies are to be sent.

 

 

 

*

The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 


CUSIP No. 45580R103    13D    Page 1 of 52 pages

 

  1    

  Names of Reporting Persons

 

  Edgar M. Cullman, Jr.

  2  

  Check the Appropriate Box if a Member of a Group

  (a)  ☒        (b)  ☐

 

  3  

  SEC Use Only

 

  4  

  Source of Funds (See Instructions)

 

  OO

  5  

  Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

 

  ☐

  6  

  Citizenship or Place of Organization

 

  United States

NUMBER OF

SHARES

 BENEFICIALLY 

OWNED BY

EACH

REPORTING

PERSON

WITH

 

     7     

  Sole Voting Power

 

  45,631

     8   

  Shared Voting Power

 

  67,413

     9   

  Sole Dispositive Power

 

  45,631

< /td>
   10   

  Shared Dispositive Power

 

  67,413

11    

  Aggregate Amount Beneficially Owned by Each Reporting Person

 

  113,044

12  

  Check if the Aggregate Amount in Row (11) Excludes Certain Shares

 

  ☐

13  

  Percent of Class Represented by Amount in Row (11)

 

  1.1%

14  

  Type of Reporting Person

 

  IN


CUSIP No. 45580R103    13D    Page 2 of 52 pages

 

  1    

  Names of Reporting Persons

 

  Elissa F. Cullman

  2  

  Check the Appropriate Box if a Member of a Group

  (a)  ☒        (b)  ☐

 

  3  

  SEC Use Only

 

  4  

  Source of Funds (See Instructions)

 

  OO

  5  

  Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

 

  ☐

  6  

  Citizenship or Place of Organization

 

  United States

NUMBER OF

SHARES

 BENEFICIALLY 

OWNED BY

EACH

REPORTING

PERSON

WITH

 

     7     

  Sole Voting Power

 

  15,109

     8   

  Shared Voting Power

 

  97,935

     9   

  Sole Dispositive Power

 

  15,109

   10   

  Shared Dispositive Power

 

  97,935

11    

  Aggregate Amount Beneficially Owned by Each Reporting Person

 

  113,044

12  

  Check if the Aggregate Amount in Row (11) Excludes Certain Shares

 

  ☐

13  

  Percent of Class Represented by Amount in Row (11)

 

  1.1%

14  

  Type of Reporting Person

 

  IN


CUSIP No. 45580R103    13D    Page 3 of 52 pages

 

  1    

  Names of Reporting Persons

 

  Susan R. Cullman

  2  

  Check the Appropriate Box if a Member of a Group

  (a)  ☒        (b)  ☐

 

  3  

  SEC Use Only

 

  4  

  Source of Funds (See Instructions)

 

  OO

  5  

  Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

 

  ☐

  6  

  Citizenship or Place of Organization

 

  United States

NUMBER OF

SHARES

 BENEFICIALLY 

OWNED BY

EACH

REPORTING

PERSON

WITH

 

     7     

  Sole Voting Power

 

  48,320

     8   

  Shared Voting Power

 

  238,088

     9   

  Sole Dispositive Power

 

  48,320

   10   

  Shared Dispositive Power

 

  238,088

11    

  Aggregate Amount Beneficially Owned by Each Reporting Person

 

  286,408

12  

  Check if the Aggregate Amount in Row (11) Excludes Certain Shares

 

  ☐

13  

  Percent of Class Represented by Amount in Row (11)

 

  2.8%

14  

  Type of Reporting Person

 

  IN


CUSIP No. 45580R103    13D    Page 4 of 52 pages

 

  1    

  Names of Reporting Persons

 

  Lucy C. Danziger

  2  

  Check the Appropriate Box if a Member of a Group

  (a)  ☒        (b)  ☐

 

  3  

  SEC Use Only

 

  4  

  Source of Funds (See Instructions)

 

  OO

  5  

  Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

 

  ☐

  6  

  Citizenship or Place of Organization

 

  United States

NUMBER OF

SHARES

 BENEFICIALLY 

OWNED BY

EACH

REPORTING

PERSON

WITH

 

     7     

  Sole Voting Power

 

  56,289

     8   

  Shared Voting Power

 

  167,328

     9   

  Sole Dispositive Power

 

  56,289

   10   

  Shared Dispositive Power

 

  167,328

11    

  Aggregate Amount Beneficially Owned by Each Reporting Person

 

  223,617

12  

  Check if the Aggregate Amount in Row (11) Excludes Certain Shares

 

  ☐

13  

  Percent of Class Represented by Amount in Row (11)

 

  2.2%

14  

  Type of Reporting Person

 

  IN


CUSIP No. 45580R103    13D    Page 5 of 52 pages

 

  1    

  Names of Reporting Persons

 

  Frederick M. Danziger

  2  

  Check the Appropriate Box if a Member of a Group

  (a)  ☒        (b)  ☐

 

  3  

  SEC Use Only

 

  4  

  Source of Funds (See Instructions)

 

  OO

  5  

  Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

 

  ☐

  6  

  Citizenship or Place of Organization

 

  United States

NUMBER OF

SHARES

 BENEFICIALLY 

OWNED BY

EACH

REPORTING

PERSON

WITH

 

     7     

  Sole Voting Power

 

  67,550

     8   

  Shared Voting Power

 

  156,067

     9   

  Sole Dispositive Power

 

  67,550

   10   

  Shared Dispositive Power

 

  156,067

11    

  Aggregate Amount Beneficially Owned by Each Reporting Person

 

  223,617

12  

  Check if the Aggregate Amount in Row (11) Excludes Certain Shares

 

  ☐

13  

  Percent of Class Represented by Amount in Row (11)

 

  2.2%

14  

  Type of Reporting Person

 

  IN


CUSIP No. 45580R103    13D    Page 6 of 52 pages

 

  1    

  Names of Reporting Persons

 

  David M. Danziger

  2  

  Check the Appropriate Box if a Member of a Group

  (a)  ☒        (b)  ☐

 

  3  

  SEC Use Only

 

  4  

  Source of Funds (See Instructions)

 

  OO

  5  

  Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

 

  ☐

  6  

  Citizenship or Place of Organization

 

  United States

NUMBER OF

SHARES

 BENEFICIALLY 

OWNED BY

EACH

REPORTING

PERSON

WITH

 

     7     

  Sole Voting Power

 

  13,338

     8   

  Shared Voting Power

 

  66,640

     9   

  Sole Dispositive Power

 

  13,338

   10   

  Shared Dispositive Power

 

  66,640

11    

  Aggregate Amount Beneficially Owned by Each Reporting Person

 

  79,978

12  

  Check if the Aggregate Amount in Row (11) Excludes Certain Shares

 

  ☐

13  

  Percent of Class Represented by Amount in Row (11)

 

  0.8%

14  

  Type of Reporting Person

 

  IN


CUSIP No. 45580R103    13D    Page 7 of 52 pages

 

  1    

  Names of Reporting Persons

 

  John L. Ernst

  2  

  Check the Appropriate Box if a Member of a Group

  (a)  ☒        (b)  ☐

 

  3  

  SEC Use Only

 

  4  

  Source of Funds (See Instructions)

 

  OO

  5  

  Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

 

  ☐

  6  

  Citizenship or Place of Organization

 

  United States

NUMBER OF

SHARES

 BENEFICIALLY 

OWNED BY

EACH

REPORTING

PERSON

WITH

 

     7     

  Sole Voting Power

 

  4,751

     8   

  Shared Voting Power

 

  240,607

     9   

  Sole Dispositive Power

 

  4,751

   10   

  Shared Dispositive Power

 

  240,607

11    

  Aggregate Amount Beneficially Owned by Each Reporting Person

 

  245,358

12  

  Check if the Aggregate Amount in Row (11) Excludes Certain Shares

 

  ☐

13  

  Percent of Class Represented by Amount in Row (11)

 

  2.4%

14  

  Type of Reporting Person

 

  IN


CUSIP No. 45580R103    13D    Page 8 of 52 pages

 

  1    

  Names of Reporting Persons

 

  Margot P. Ernst

  2  

  Check the Appropriate Box if a Member of a Group

  (a)  ☒        (b)  ☐

 

  3  

  SEC Use Only

 

  4  

  Source of Funds (See Instructions)

 

  OO

  5  

  Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

 

  ☐

  6  

  Citizenship or Place of Organization

 

  United States

NUMBER OF

SHARES

 BENEFICIALLY 

OWNED BY

EACH

REPORTING

PERSON

WITH

 

     7     

  Sole Voting Power

 

  0

     8   

  Shared Voting Power

 

  245,358

     9   

  Sole Dispositive Power

 

  0

   10   

  Shared Dispositive Power

 

  245,358

11    

  Aggregate Amount Beneficially Owned by Each Reporting Person

 

  245,358

12  

  Check if the Aggregate Amount in Row (11) Excludes Certain Shares

 

  ☐

13  

  Percent of Class Represented by Amount in Row (11)

 

  2.4%

14  

  Type of Reporting Person

 

  IN


CUSIP No. 45580R103    13D    Page 9 of 52 pages

 

  1    

  Names of Reporting Persons

 

  Alexandra Ernst

  2  

  Check the Appropriate Box if a Member of a Group

  (a)  ☒        (b)  ☐

 

  3  

  SEC Use Only

 

  4  

  Source of Funds (See Instructions)

 

  OO

  5  

  Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

 

  ☐

  6  

  Citizenship or Place of Organization

 

  United States

NUMBER OF

SHARES

 BENEFICIALLY 

OWNED BY

EACH

REPORTING

PERSON

WITH

 

     7     

  Sole Voting Power

 

  1,575

     8   

  Shared Voting Power

 

  0

     9   

  Sole Dispositive Power

 

  1,575

   10   

  Shared Dispositive Power

 

  0

11    

  Aggregate Amount Beneficially Owned by Each Reporting Person

 

  1,575

12  

  Check if the Aggregate Amount in Row (11) Excludes Certain Shares

 

  ☐

13  

  Percent of Class Represented by Amount in Row (11)

 

  Less than 0.1%

14  

  Type of Reporting Person

 

  IN


CUSIP No. 45580R103    13D    Page 10 of 52 pages

 

  1    

  Names of Reporting Persons

 

  B. Bros. Realty LLC

  2  

  Check the Appropriate Box if a Member of a Group

  (a)  ☒        (b)  ☐

 

  3  

  SEC Use Only

 

  4  

  Source of Funds (See Instructions)

 

  OO

  5  

  Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

 

  ☐

  6  

  Citizenship or Place of Organization

 

  New York

NUMBER OF

SHARES

 BENEFICIALLY 

OWNED BY

EACH

REPORTING

PERSON

WITH

 

     7     

  Sole Voting Power

 

  237,882

     8   

  Shared Voting Power

 

  0

     9   

  Sole Dispositive Power

 

  237,882

   10   

  Shared Dispositive Power

 

  0

11    

  Aggregate Amount Beneficially Owned by Each Reporting Person

 

  237,882

12  

  Check if the Aggregate Amount in Row (11) Excludes Certain Shares

 

  ☐

13  

  Percent of Class Represented by Amount in Row (11)

 

  2.3%

14  

  Type of Reporting Person

 

  OO


CUSIP No. 45580R103    13D    Page 11 of 52 pages

 

  1    

  Names of Reporting Persons

 

  Matthew L. Ernst

  2  

  Check the Appropriate Box if a Member of a Group

  (a)  ☒        (b)  ☐

 

  3  

  SEC Use Only

 

  4  

  Source of Funds (See Instructions)

 

  OO

  5  

  Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

 

  ☐

  6  

  Citizenship or Place of Organization

 

  United States

NUMBER OF

SHARES

 BENEFICIALLY 

OWNED BY

EACH

REPORTING

PERSON

WITH

 

     7     

  Sole Voting Power

 

  1,271

     8   

  Shared Voting Power

 

  203

     9   

  Sole Dispositive Power

 

  1,271

   10   

  Shared Dispositive Power

 

  203

11    

  Aggregate Amount Beneficially Owned by Each Reporting Person

 

  1,474

12  

  Check if the Aggregate Amount in Row (11) Excludes Certain Shares

 

  ☐

13  

  Percent of Class Represented by Amount in Row (11)

 

  Less than 0.1%

14  

  Type of Reporting Person

 

  IN


CUSIP No. 45580R103    13D    Page 12 of 52 pages

 

  1    

  Names of Reporting Persons

 

  Rebecca D. Gamzon

  2  

  Check the Appropriate Box if a Member of a Group

  (a)  ☒        (b)  ☐

 

  3  

  SEC Use Only

 

  4  

  Source of Funds (See Instructions)

 

  OO

  5  

  Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

 

  ☐

  6  

  Citizenship or Place of Organization

 

  United States

NUMBER OF

SHARES

 BENEFICIALLY 

OWNED BY

EACH

REPORTING

PERSON

WITH

 

     7     

  Sole Voting Power

 

  10,734

     8   

  Shared Voting Power

 

  139,059

     9   

  Sole Dispositive Power

 

  10,734

   10   

  Shared Dispositive Power

 

  139,059

11    

  Aggregate Amount Beneficially Owned by Each Reporting Person

 

  149,793

12  

  Check if the Aggregate Amount in Row (11) Excludes Certain Shares

 

  ☐

13  

  Percent of Class Represented by Amount in Row (11)

 

  1.5%

14  

  Type of Reporting Person

 

  IN


CUSIP No. 45580R103    13D    Page 13 of 52 pages

 

  1    

  Names of Reporting Persons

 

  Edgar M. Cullman III

  2  

  Check the Appropriate Box if a Member of a Group

  (a)  ☒        (b)  ☐

 

  3  

  SEC Use Only

 

  4  

  Source of Funds (See Instructions)

 

  OO

  5  

  Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

 

  ☐

  6  

  Citizenship or Place of Organization

 

  United States

NUMBER OF

SHARES

 BENEFICIALLY 

OWNED BY

EACH

REPORTING

PERSON

WITH

 

     7     

  Sole Voting Power

 

  11,455

     8   

  Shared Voting Power

 

  0

     9   

  Sole Dispositive Power

 

  11,455

   10   

  Shared Dispositive Power

 

  0

11    

  Aggregate Amount Beneficially Owned by Each Reporting Person

 

  11,455

12  

  Check if the Aggregate Amount in Row (11) Excludes Certain Shares

 

  ☐

13  

  Percent of Class Represented by Amount in Row (11)

 

  0.1%

14  

  Type of Reporting Person

 

  IN


CUSIP No. 45580R103    13D    Page 14 of 52 pages

 

  1    

  Names of Reporting Persons

 

  Carolyn B. Sicher

  2  

  Check the Appropriate Box if a Member of a Group

  (a)  ☒        (b)  ☐

 

  3  

  SEC Use Only

 

  4  

  Source of Funds (See Instructions)

 

  OO

  5  

  Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

 

  ☐

  6  

  Citizenship or Place of Organization

 

  United States

NUMBER OF

SHARES

 BENEFICIALLY 

OWNED BY

EACH

REPORTING

PERSON

WITH

 

     7     

  Sole Voting Power

 

  21,796

     8   

  Shared Voting Power

 

  0

     9   

  Sole Dispositive Power

 

  21,796

   10   

  Shared Dispositive Power

 

  0

11    

  Aggregate Amount Beneficially Owned by Each Reporting Person

 

  21,796

12  

  Check if the Aggregate Amount in Row (11) Excludes Certain Shares

 

  ☐

13  

  Percent of Class Represented by Amount in Row (11)

 

  0.2%

14  

  Type of Reporting Person

 

  IN


CUSIP No. 45580R103    13D    Page 15 of 52 pages

 

  1    

  Names of Reporting Persons

 

  Samuel B. Cullman

  2  

  Check the Appropriate Box if a Member of a Group

  (a)  ☒        (b)  ☐

 

  3  

  SEC Use Only

 

  4  

  Source of Funds (See Instructions)

 

  OO

  5  

  Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

 

  ☐

  6  

  Citizenship or Place of Organization

 

  United States

  

NUMBER OF

SHARES

 BENEFICIALLY 

OWNED BY

EACH

REPORTING

PERSON

WITH

 

     7     

  Sole Voting Power

 

  13,831

  8   

  Shared Voting Power

 

  0

     9   

  Sole Dispositive Power

 

  13,831

   10   

  Shared Dispositive Power

 

  0

11    

  Aggregate Amount Beneficially Owned by Each Reporting Person

 

  13,831

12  

  Check if the Aggregate Amount in Row (11) Excludes Certain Shares

 

  ☐

13  

  Percent of Class Represented by Amount in Row (11)

 

  0.1%

14  

  Type of Reporting Person

 

  IN


CUSIP No. 45580R103    13D    Page 16 of 52 pages

 

  1    

  Names of Reporting Persons

 

  Jessica P. Kerns

  2  

  Check the Appropriate Box if a Member of a Group

  (a)  ☒        (b)  ☐

 

  3  

  SEC Use Only

 

  4  

  Source of Funds (See Instructions)

 

  OO

  5  

  Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

 

  ☐

  6  

  Citizenship or Place of Organization

 

  United States

NUMBER OF

SHARES

 BENEFICIALLY 

OWNED BY

EACH

REPORTING

PERSON

WITH

 

     7     

  Sole Voting Power

 

  1,271

     8   

  Shared Voting Power

 

  0

     9   

  Sole Dispositive Power

 

  1,271

   10   

  Shared Dispositive Power

 

  0

11    

  Aggregate Amount Beneficially Owned by Each Reporting Person

 

  1,271

12  

  Check if the Aggregate Amount in Row (11) Excludes Certain Shares

 

  ☐

13  

  Percent of Class Represented by Amount in Row (11)

 

  Less than 0.1%

14  

  Type of Reporting Person

 

  IN


CUSIP No. 45580R103    13D    Page 17 of 52 pages

 

  1    

  Names of Reporting Persons

 

  Georgina D. Cullman

  2  

  Check the Appropriate Box if a Member of a Group

  (a)  ☒        (b)  ☐

 

  3  

  SEC Use Only

 

  4  

  Source of Funds (See Instructions)

 

  OO

  5  

  Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

 

  ☐

  6  

  Citizenship or Place of Organization

 

  United States

NUMBER OF

SHARES

 BENEFICIALLY 

OWNED BY

EACH

REPORTING

PERSON

WITH

 

     7     

  Sole Voting Power

 

  9,717

     8   

  Shared Voting Power

 

  0

     9   

  Sole Dispositive Power

 

  9,717

   10   

  Shared Dispositive Power

 

  0

11    

  Aggregate Amount Beneficially Owned by Each Reporting Person

 

  9,717

12  

  Check if the Aggregate Amount in Row (11) Excludes Certain Shares

 

  ☐

13  

  Percent of Class Represented by Amount in Row (11)

 

  0.1%

14  

  Type of Reporting Person

 

  IN


CUSIP No. 45580R103    13D    Page 18 of 52 pages

 

  1    

  Names of Reporting Persons

 

  Michael S. Gamzon

  2  

  Check the Appropriate Box if a Member of a Group

  (a)  ☒        (b)  ☐

 

  3  

  SEC Use Only

 

  4  

  Source of Funds (See Instructions)

 

  OO

  5  

  Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

 

  ☐

  6  

  Citizenship or Place of Organization

 

  United States

NUMBER OF

SHARES

 BENEFICIALLY 

OWNED BY

EACH

REPORTING

PERSON

WITH

 

     7     

  Sole Voting Power

 

  76,505

     8   

  Shared Voting Power

 

  73,288

     9   

  Sole Dispositive Power

 

  76,505

   10   

  Shared Dispositive Power

 

  73,288

11    

  Aggregate Amount Beneficially Owned by Each Reporting Person

 

  149,793

12  

  Check if the Aggregate Amount in Row (11) Excludes Certain Shares

 

  ☐

13  

  Percent of Class Represented by Amount in Row (11)

 

  1.5%

14  

  Type of Reporting Person

 

  IN


CUSIP No. 45580R103    13D    Page 19 of 52 pages

 

  1    

  Names of Reporting Persons

 

  Richard M. Danziger

  2  

  Check the Appropriate Box if a Member of a Group

  (a)  ☒        (b)  ☐

 

  3  

  SEC Use Only

 

  4  

  Source of Funds (See Instructions)

 

  OO

  5  

  Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

 

  ☐

  6  

  Citizenship or Place of Organization

 

  United States

NUMBER OF

SHARES

 BENEFICIALLY 

OWNED BY

EACH

REPORTING

PERSON

WITH

 

     7     

  Sole Voting Power

 

  0

     8   

  Shared Voting Power

 

  69,290

     9   

  Sole Dispositive Power

 

  0

   10   

  Shared Dispositive Power

 

  69,290

11    

  Aggregate Amount Beneficially Owned by Each Reporting Person

 

  69,290

12  

  Check if the Aggregate Amount in Row (11) Excludes Certain Shares

 

  ☐

13  

  Percent of Class Represented by Amount in Row (11)

 

  0.7%

14  

  Type of Reporting Person

 

  IN


CUSIP No. 45580R103    13D    Page 20 of 52 pages

 

  1    

  Names of Reporting Persons

 

  Estate of Louise B. Cullman

  2  

  Check the Appropriate Box if a Member of a Group

  (a)  ☒        (b)  ☐

 

&# xA0; 3  

  SEC Use Only

 

  4  

  Source of Funds (See Instructions)

 

  OO

  5  

  Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

 

  ☐

  6  

  Citizenship or Place of Organization

 

  United States

NUMBER OF

SHARES

 BENEFICIALLY 

OWNED BY

EACH

REPORTING

PERSON

WITH

 

     7     

  Sole Voting Power

 

  7,038

     8   

  Shared Voting Power

 

  0

     9   

  Sole Dispositive Power

 

  7,038

   10   

  Shared Dispositive Power

 

  0

11    

  Aggregate Amount Beneficially Owned by Each Reporting Person

 

  7,038

12  

  Check if the Aggregate Amount in Row (11) Excludes Certain Shares

 

  ☐

13  

  Percent of Class Represented by Amount in Row (11)

 

  Less than 0.1%

14  

  Type of Reporting Person

 

  OO


CUSIP No. 45580R103    13D    Page 21 of 52 pages

 

< td valign="bottom" style=" BORDER-LEFT:1px solid #000000; BORDER-BOTTOM:1px solid #000000"> 
  1    

  Names of Reporting Persons

 

  Dorothy P. Ernst

  2  

  Check the Appropriate Box if a Member of a Group

  (a)  ☒        (b)  ☐

 

  3  

  SEC Use Only

 

  4  

  Source of Funds (See Instructions)

 

  OO

  5  

  Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

 

  ☐

  6

  Citizenship or Place of Organization

 

  United States

NUMBER OF

SHARES

 BENEFICIALLY 

OWNED BY

EACH

REPORTING

PERSON

WITH

 

     7     

  Sole Voting Power

 

  0

     8   

  Shared Voting Power

 

  2,725

     9   

  Sole Dispositive Power

 

  0

   10   

  Shared Dispositive Power

 

  2,725

11    

  Aggregate Amount Beneficially Owned by Each Reporting Person

 

  2,725

12  

  Check if the Aggregate Amount in Row (11) Excludes Certain Shares

 

  ☐

13  

  Percent of Class Represented by Amount in Row (11)

 

  Less than 0.1%

14  

  Type of Reporting Person

 

  IN


CUSIP No. 45580R103    13D    Page 22 of 52 pages

 

  1    

  Names of Reporting Persons

 

  Cooper S. Siegel

  2  

  Check the Appropriate Box if a Member of a Group

  (a)  ☒        (b)  ☐

 

  3  

  SEC Use Only

 

  4  

  Source of Funds (See Instructions)

 

  OO

  5  

  Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

 

  ☐

  6  

  Citizenship or Place of Organization

 

  United States

NUMBER OF

SHARES

 BENEFICIALLY 

OWNED BY

EACH

REPORTING

PERSON

WITH

 

     7     

  Sole Voting Power

 

  0

     8   

  Shared Voting Power

 

  203

     9   

  Sole Dispositive Power

 

  0

   10   

  Shared Dispositive Power

 

  203

11    

  Aggregate Amount Beneficially Owned by Each Reporting Person

 

  203

12  

  Check if the Aggregate Amount in Row (11) Excludes Certain Shares

 

  ☐

13  

  Percent of Class Represented by Amount in Row (11)

 

  Less than 0.1%

14  

  Type of Reporting Person

 

  IN


CUSIP No. 45580R103    13D    Page 23 of 52 pages

 

  1    

  Names of Reporting Persons

 

  Jonah Ernst

  2  

  Check the Appropriate Box if a Member of a Group

  (a)  ☒        (b)  ☐

 

  3  

  SEC Use Only

 

  4  

  Source of Funds (See Instructions)

 

  OO

  5  

  Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

 

  ☐

  6  

  Citizenship or Place of Organization

 

  United States

NUMBER OF

SHARES

 BENEFICIALLY 

OWNED BY

EACH

REPORTING

PERSON

WITH

 

     7     

  Sole Voting Power

 

  0

     8   

  Shared Voting Power

 

  203

     9   

  Sole Dispositive Power

 

  0

   10   

  Shared Dispositive Power

 

  203

11    

  Aggregate Amount Beneficially Owned by Each Reporting Person

 

  203

12  

  Check if the Aggregate Amount in Row (11) Excludes Certain Shares

 

  ☐

13  

  Percent of Class Represented by Amount in Row (11)

 

  Less than 0.1%

14  

  Type of Reporting Person

 

  IN


CUSIP No. 45580R103    13D    Page 24 of 52 pages

 

  1    

  Names of Reporting Persons

 

  Odessa Ernst

  2  

  Check the Appropriate Box if a Member of a Group

  (a)  ☒        (b)  ☐

 

  3  

  SEC Use Only

 

  4  

  Source of Funds (See Instructions)

 

  OO

  5  

  Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

 

  ☐

  6  

  Citizenship or Place of Organization

 

  United States

NUMBER OF

SHARES

 BENEFICIALLY 

OWNED BY

EACH

REPORTING

PERSON

WITH

 

     7     

  Sole Voting Power

 

  0

     8   

  Shared Voting Power

 

  203

     9   

  Sole Dispositive Power

 

  0

   10   

  Shared Dispositive Power

 

  203

11    

  Aggregate Amount Beneficially Owned by Each Reporting Person

 

  203

12  

  Check if the Aggregate Amount in Row (11) Excludes Certain Shares

 

  ☐

13  

  Percent of Class Represented by Amount in Row (11)

 

  Less than 0.1%

14  

  Type of Reporting Person

 

  IN


CUSIP No. 45580R103    13D    Page 25 of 52 pages

 

  1    

  Names of Reporting Persons

 

  Sunaina L. Danziger

  2  

  Check the Appropriate Box if a Member of a Group

  (a)  ☒        (b)  ☐

 

  3  

  SEC Use Only

 

  4  

  Source of Funds (See Instructions)

 

  OO

  5  

  Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

 

  ☐

  6  

  Citizenship or Place of Organization

 

  United States

NUMBER OF

SHARES

 BENEFICIALLY 

OWNED BY

EACH

REPORTING

PERSON

WITH

 

     7     

  Sole Voting Power

 

  0

     8   

  Shared Voting Power

 

  15,617

     9   

  Sole Dispositive Power

 

  0

   10   

  Shared Dispositive Power

 

  15,617

11    

  Aggregate Amount Beneficially Owned by Each Reporting Person

 

  15,617

12  

  Check if the Aggregate Amount in Row (11) Excludes Certain Shares

 

  ☐

13  

  Percent of Class Represented by Amount in Row (11)

 

  0.2%

14  

  Type of Reporting Person

 

  IN


CUSIP No. 45580R103    13D    Page 26 of 52 pages

 

  1    

  Names of Reporting Persons

 

  Sameena J. Danziger

  2  

  Check the Appropriate Box if a Member of a Group

  (a)  ☒        (b)  ☐

 

  3  

  SEC Use Only

 

  4  

  Source of Funds (See Instructions)

 

  OO

  5  

  Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

 

  ☐

  6  

  Citizenship or Place of Organization

 

  United States

NUMBER OF

SHARES

 BENEFICIALLY 

OWNED BY

EACH

REPORTING

PERSON

WITH

 

     7     

  Sole Voting Power

 

  0

     8   

  Shared Voting Power

 

  15,617

     9   

  Sole Dispositive Power

 

  0

   10   

  Shared Dispositive Power

 

  15,617

11    

  Aggregate Amount Beneficially Owned by Each Reporting Person

 

  15,617

12  

  Check if the Aggregate Amount in Row (11) Excludes Certain Shares

 

  ☐

13  

  Percent of Class Represented by Amount in Row (11)

 

  0.2%

14  

  Type of Reporting Person

 

  IN


CUSIP No. 45580R103    13D    Page 27 of 52 pages

 

  1    

  Names of Reporting Persons

 

  Sarah D. Gamzon

  2  

  Check the Appropriate Box if a Member of a Group

  (a)  ☒        (b)  ☐

 

  3  

  SEC Use Only

 

  4  

  Source of Funds (See Instructions)

 

  OO

  5  

  Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

 

  ☐

  6  

  Citizenship or Place of Organization

 

  United States

NUMBER OF

SHARES

 BENEFICIALLY 

OWNED BY

EACH

REPORTING

PERSON

WITH

 

     7     

  Sole Voting Power

 

  0

     8   

  Shared Voting Power

 

  14,148

     9   

  Sole Dispositive Power

 

  0

   10   

  Shared Dispositive Power

 

  14,148

11    

  Aggregate Amount Beneficially Owned by Each Reporting Person

 

  14,148

12  

  Check if the Aggregate Amount in Row (11) Excludes Certain Shares

 

  ☐

13  

  Percent of Class Represented by Amount in Row (11)

 

  0.1%

14  

  Type of Reporting Person

 

  IN


CUSIP No. 45580R103    13D    Page 28 of 52 pages

 

  1    

  Names of Reporting Persons

 

  Andrew B. Gamzon

  2  

  Check the Appropriate Box if a Member of a Group

  (a)  ☒        (b)  ☐

 

  3  

  SEC Use Only

 

  4  

  Source of Funds (See Instructions)

 

  OO

  5  

  Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

 

  ☐

  6  

  Citizenship or Place of Organization

 

  United States

NUMBER OF

SHARES

 BENEFICIALLY 

OWNED BY

EACH

REPORTING

PERSON

WITH

 

     7     

  Sole Voting Power

 

  0

     8   

  Shared Voting Power

 

  17,552

     9   

  Sole Dispositive Power

 

  0

   10   

  Shared Dispositive Power

 

  17,552

11    

  Aggregate Amount Beneficially Owned by Each Reporting Person

 

  17,552

12  

  Check if the Aggregate Amount in Row (11) Excludes Certain Shares

 

  ☐

13  

  Percent of Class Represented by Amount in Row (11)

 

  0.2%

14  

  Type of Reporting Person

 

  IN


CUSIP No. 45580R103    13D    Page 29 of 52 pages

 

  1    

  Names of Reporting Persons

 

  Benjamin C. Stewart

  2  

  Check the Appropriate Box if a Member of a Group

  (a)  ☒        (b)  ☐

 

  3  

  SEC Use Only

 

  4  

  Source of Funds (See Instructions)

 

  OO

  5  

  Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

 

  ☐

  6  

  Citizenship or Place of Organization

 

  United States

NUMBER OF

SHARES

 BENEFICIALLY 

OWNED BY

EACH

REPORTING

PERSON

WITH

 

     7     

  Sole Voting Power

 

  6,100

     8   

  Shared Voting Power

 

  0

     9   

  Sole Dispositive Power

 

  6,100

   10   

  Shared Dispositive Power

 

  0

11    

  Aggregate Amount Beneficially Owned by Each Reporting Person

 

  6,100

12  

  Check if the Aggregate Amount in Row (11) Excludes Certain Shares

 

  ☐

13  

  Percent of Class Represented by Amount in Row (11)

 

  Less than 0.1%

14  

  Type of Reporting Person

 

  IN


CUSIP No. 45580R103    13D    Page 30 of 52 pages

 

Explanatory Note

This Amendment No. 5 (“Amendment No. 5”) to Schedule 13D amends and restates in its entirety the statement on Schedule 13D originally filed with the United States Securities and Exchange Commission (the “SEC”) on July 3, 1997 (the “Original 13D”) by the Reporting Persons (as amended, the “Schedule 13D”), relating to the Common Stock of the Issuer (as defined below).

 

Item 1.

Security and Issuer.

This Schedule 13D relates to the common stock, par value $0.01 per share (the “Common Stock”), of Indus Realty Trust, Inc. (formerly filed as Griffin Industrial Realty, Inc.), a Maryland corporation (the “Issuer”), whose principal executive offices are located at 641 Lexington Avenue, New York, New York 10022.

 

Item 2.

Identity and Background.

(a)-(c), (j) Each of the persons listed on Schedule I attached hereto is hereinafter individually referred to as a “Reporting Person” and collectively as the “Reporting Persons.” The principal business address for each of the Reporting Persons is c/o Bloomingdale Properties, Inc., 641 Lexington Avenue – 26th Floor, New York, NY 10022. Each of the Reporting Persons who is an individual is a citizen of the United States, and each of the trusts and entities are organized in the State of New York, except for the following trusts, each of which are organized in the State of Connecticut: u/w/o Joseph F Cullman 6/30/50 Trust F/B/O Susan R. Cullman; /w/o Joseph F Cullman 6/30/50 Trust F/B/O Edgar M. Cullman Jr.; and /w/o Joseph F Cullman 6/30/50 Trust F/B/O Lucy C. Danziger. Information with respect to each of the Reporting Person’s present principal occupation or employment are listed in Schedule I.

By virtue of the informal understanding between the Reporting Persons that they will hold and vote together the shares of the Issuer’s Common Stock owned by each of them, the Reporting Persons acknowledge and agree that they are acting as a group for purposes of Rule 13d-3 under the Securities and Exchange Act of 1934, as amended (the “Exchange Act”). However, trustees of trusts and partners of the partnership listed in Schedule I may act independently where fiduciary responsibilities so require.

During the last five years, none of the Reporting Persons (i) has been convicted in any criminal proceeding (excluding traffic violations or similar misdemeanors) or (ii) was a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws.

 

Item 3.

Source and Amount of Funds or Other Consideration.

The shares of Common Stock held by the Reporting Persons were acquired in a series of transactions consisting of the spin-off of Griffin Land & Nurseries, Inc. from Culbro Corporation, open-market purchases, private purchases, option exercises and/or estate planning transactions for aggregate consideration of approximately $14,000,000, which amount was funded by cash on hand or an exchange of shares, as applicable.


CUSIP No. 45580R103    13D    Page 31 of 52 pages

 

Item 4.

Purpose of Transaction.

General

The Reporting Persons acquired the securities described in this Schedule 13D for investment purposes and intend to review their investments in the Issuer on a continuing basis. Any actions the Reporting Persons might undertake may be made at any time and from time to time without prior notice and will be dependent upon the Reporting Persons’ review of numerous factors, including, but not limited to: an ongoing evaluation of the Issuer’s business, financial condition, operations and prospects; price levels of the Issuer’s securities; general market, industry and economic conditions; the relative attractiveness of alternative business and investment opportunities; and other future developments.

The Reporting Persons may acquire additional securities of the Issuer, or retain or sell all or a portion of the securities then held, in the open market or in privately negotiated transactions. In addition, the Reporting Persons may engage in discussions with management , the Issuer’s board of directors (the “Board”), and other securityholders of the Issuer and other relevant parties or encourage, cause or seek to cause the Issuer or such persons to consider or explore extraordinary corporate transactions, such as: a merger, reorganization or take-private transaction that could result in the de-listing or de-registration of the Common Stock; sales or acquisitions of assets or businesses; changes to the capitalization or dividend policy of the Issuer; or other material changes to the Issuer’s business or corporate structure, including changes in management or the composition of the Board. To facilitate their consideration of such matters, the Reporting Persons may retain consultants and advisors and may enter into discussions with potential sources of capital and other third parties. The Reporting Persons may exchange information with any such persons pursuant to appropriate confidentiality or similar agreements. The Reporting Persons will likely take some or all of the foregoing steps at preliminary stages in their consideration of various possible courses of action before forming any intention to pursue any particular plan or direction.

Other than as described above, the Reporting Persons do not currently have any plans or proposals that relate to, or would result in, any of the matters listed in Items 4(a)–(j) of Schedule 13D, although, depending on the factors discussed herein, the Reporting Persons may change their purpose or formulate different plans or proposals with respect thereto at any time.


CUSIP No. 45580R103    13D    Page 32 of 52 pages

 

Item 5.

Interest in Securities of the Issuer.

(a)–(b) The cover pages and Schedule I attached hereto sets forth, as of the date of this Schedule 13D, the aggregate number of shares of Common Stock and percentage of Common Stock beneficially owned by each of the Reporting Persons, based on 10,186,143 shares of Common Stock outstanding as of May 6, 2022, as disclosed in the Issuer’s Quarterly Report on Form 10-Q filed with the SEC on May 10, 2022.

Individuals serving as trustee of a trust listed on Schedule I with no more than two trustees may be deemed to share beneficial ownership of the shares held directly by the trusts. Individuals listed on Schedule I may be deemed to share beneficial ownership of the shares beneficially held by his or her spouse and child sharing the same household as the individual. Susan R. Cullman and John J. Ernst serve as managing members of B. Bros. Realty LLC, and as such, may be deemed to share beneficial ownership over the shares held directly by B. Bros. Realty LLC.

The aggregate amount of shares beneficially owned by Edgar M. Cullman, Jr., Frederick M. Danziger, David M. Danziger and Michael S. Gamzon include 7,024, 1,067, 1,381 and 56,216 shares of Common Stock underlying stock options that are currently exercisable, respectively.

(c) During the past 60 days, Edgar M. Cullman, Jr. gifted 35 shares of Common Stock.

(d) To the best knowledge of the Reporting Persons, no one other than the Reporting Persons, or the partners, members, affiliates or shareholders of the Reporting Persons, has the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the Common Stock reported herein as beneficially owned by the Reporting Persons.

(e) Not applicable.

 

Item 6.

Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer.

None of the Reporting Persons or Related Persons has any contracts, arrangements, understandings or relationships (legal or otherwise) with any person with respect to any securities of the Issuer, including but not limited to any contracts, arrangements, understandings or relationships concerning the transfer or voting of such securities, finder’s fees, joint ventures, loan or option arrangements, puts or calls, guarantees of profits, division of profits or losses, or the giving or withholding of proxies.

 

Item 7.

Materials to be Filed as Exhibits.

 

Exhibit
Number
  

Description

1    Joint Filing Agreement, by and among the Reporting Persons.


CUSIP No. 45580R103    13D    Page 33 of 52 pages

 

SIGNATURES

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Date: August 1, 2022

 

/s/ Edgar M. Cullman, Jr.

Edgar M. Cullman, Jr.

/s/ Elissa F. Cullman

Elissa F. Cullman

/s/ Susan R. Cullman

Susan R. Cullman

/s/ Edgar M. Cullman, III

Edgar M. Cullman, III

/s/ Samuel B. Cullman

Samuel B. Cullman

/s/ Georgina D. Cullman

Georgina D. Cullman

/s/ Frederick M. Danziger

Frederick M. Danziger

/s/ Lucy C. Danziger

Lucy C. Danziger

/s/ David M. Danziger

David M. Danziger

/s/ Richard M. Danziger

Richard M. Danziger

/s/ Sunaina L. Danziger

Sunaina L. Danziger

/s/ Sameena J. Danziger

Sameena J. Danziger

/s/ John L. Ernst

John L. Ernst


CUSIP No. 45580R103    13D    Page 34 of 52 pages

 

/s/ Margot P. Ernst

Margot P. Ernst

/s/ John L. Ernst, on behalf of Dorothy P. Ernst

Dorothy P. Ernst

/s/ Alexandra Ernst

Alexandra Ernst

/s/ Cooper S. Siegel

Cooper S. Siegel

/s/ Jessica P. Kerns

Jessica P. Kerns

/s/ Matthew L. Ernst

Matthew L. Ernst

/s/ Jonah Ernst

Jonah Ernst

/s/ Odessa J. Ernst

Odessa J. Ernst

/s/ Michael S. Gamzon

Michael S. Gamzon

/s/ Rebecca D. Gamzon

Rebecca D. Gamzon

/s/ Sarah D. Gamzon

Sarah D. Gamzon

/s/ Michael S. Gamzon, on behalf of Andrew B. Gamzon

Andrew B. Gamzon

/s/ Benjamin C. Stewart

Benjamin C. Stewart

/s/ Carolyn B. Sicher

Carolyn B. Sicher
Estate of Louise B. Cullman
By:  

/s/ Edgar M. Cullman, Jr.

Name: Edgar M. Cullman, Jr.
Title: Trustee


CUSIP No. 45580R103    13D    Page 35 of 52 pages

 

Estate of Justus Heijmans
By:  

/s/ Edgar M. Cullman, Jr.

Name: Edgar M. Cullman, Jr.
Title: Trustee
Edgar M. & Louise B. Cullman Foundation
By:  

/s/ Edgar M. Cullman, Jr.

Name: Edgar M. Cullman, Jr.
Title: Trustee
B. Bros. Realty, LLC
By:  

/s/ John L. Ernst

Name: John L. Ernst
Title: Managing Member
u/w/o Elsie B Paskus 3/8/91 Trust F/B/O Frederick M. Danziger Family
By:  

/s/ Frederick M. Danziger

Name: Frederick M. Danziger
Title: Trustee
u/i/o Elsie B Paskus 8/26/64 Trust F/B/O Frederick M. Danziger
By:  

/s/ Frederick M. Danziger

Name: Frederick M. Danziger
Title: Trustee
u/i/o Lucy Danziger 12/24/69 Trust F/B/O Rebecca D. Gamzon
By:  

/s/ David M. Danziger

Name: David M. Danziger
Title: Trustee
u/i/o Edgar Cullman 12/26/72 Trust F/B/O David M. Danziger
By:  

/s/ David M. Danziger

Name: David M. Danziger
Title: Trustee


CUSIP No. 45580R103    13D    Page 36 of 52 pages

 

u/i/o Edgar Cullman 12/26/72 Trust F/B/O Rebecca D. Gamzon
By:  

/s/ Frederick M. Danziger

Name: Frederick M. Danziger
Title: Trustee
u/i/o Edgar M Cullman 12/23/76 Trust F/B/O Georgina D. Cullman
By:  

/s/ Edgar M. Cullman, Jr.

Name: Edgar M. Cullman, Jr.
Title: Trustee
Georgina D. Cullman 2012 Family Trust (Edgar Cullman Jr. Grantor)
By:  

/s/ Elissa F. Cullman

Name: Elissa F. Cullman
Title: Trustee
Trust F/B/O David M. Danziger
By:  

/s/ David M. Danziger

Name: David M. Danziger
Title: Trustee
Andrew B Gamzon 2011 Trust (Frederick M. Danziger Grantor)
By:  

/s/ David M. Danziger

Name: David M. Danziger
Title: Trustee
Sarah D Gamzon 2011 Trust (Frederick M. Danziger Grantor)
By:  

/s/ David M. Danziger

Name: David M. Danziger
Title: Trustee


CUSIP No. 45580R103    13D    Page 37 of 52 pages

 

u/i/o Rita Bloomingdale 12/21/50 Trust F/B/O Lucy C Danziger
By:  

/s/ David M. Danziger

Name:   David M. Danziger
Title:   Trustee
u/i/o Louise Cullman 3/23/55 Trust F/B/O David Danziger
By:  

/s/ David M. Danziger

Name:   David M. Danziger
Title:   Trustee
u/i/o Louise Cullman 3/23/55 Trust F/B/O Rebecca Gamzon
By:  

/s/ David M. Danziger

Name:   David M. Danziger
Title:   Trustee
u/i/o Edgar Cullman 3/23/55 Trust F/B/O David Danziger
By:  

/s/ David M. Danziger

Name:   David M. Danziger
Title:   Trustee
u/i/o Edgar Cullman 3/23/55 Trust F/B/O Rebecca Gamzon
By:  

/s/ David M. Danziger

Name:   David M. Danziger
Title:   Trustee
u/i/o Louise Cullman 6/30/54 Trust F/B/O David Danziger
By:  

/s/ David M. Danziger

Name:   David M. Danziger
Title:   Trustee


CUSIP No. 45580R103    13D    Page 38 of 52 pages

 

u/i/o Louise Cullman 6/30/54 Trust F/B/O Rebecca Gamzon
By:  

/s/ David M. Danziger

Name:   David M. Danziger
Title:   Trustee
u/i/o Samuel Bloomingdale and Rita Bloomingdale 1/10/50 Trust F/B/O Lucy C. Danziger
By:  

/s/ David M. Danziger

Name:   David M. Danziger
Title:   Trustee
u/i/o Rita Bloomingdale 6/14/51 Trust F/B/O Lucy C. Danziger
By:  

/s/ David M. Danziger

Name:   David M. Danziger
Title:   Trustee
Sunaina L Danziger 2011 Trust (Frederick M. Danziger Grantor)
By:  

/s/ David M. Danziger

Name:   David M. Danziger
Title:   Trustee
Sameena J Danziger 2011 Trust (Frederick M. Danziger Grantor)
By:  

/s/ David M. Danziger

Name:   David M. Danziger
Title:   Trustee
u/i/o Lucy Danziger 12/25/76 Trust F/B/O Rebecca D. Gamzon
By:  

/s/ David M. Danziger

Name:   David M. Danziger
Title:   Trustee


CUSIP No. 45580R103    13D    Page 39 of 52 pages

 

u/i/o Lucy Danziger 12/25/76 Trust F/B/O David M. Danziger
By:  

/s/ David M. Danziger

Name:   David M. Danziger
Title:   Trustee
u/i/o Louise Cullman 1/6/53 Trust F/B/O David Danziger
By:  

/s/ David M. Danziger

Name:   David M. Danziger
Title:   Trustee
u/i/o Louise Cullman 1/6/53 Trust F/B/O Rebecca Gamzon
By:  

/s/ David M. Danziger

Name:   David M. Danziger
Title:   Trustee
u/i/o Edgar M Cullman 12/23/76 Trust F/B/O David M. Danziger
By:  

/s/ David M. Danziger

Name:   David M. Danziger
Title:   Trustee
u/i/o Edgar M Cullman 12/23/76 Trust F/B/O Rebecca D. Gamzon
By:  

/s/ David M. Danziger

Name:   David M. Danziger
Title:   Trustee
u/i/o Samuel Bloomingdale 8/2/55 Trust F/B/O David Danziger
By:  

/s/ David M. Danziger

Name:   David M. Danziger
Title:   Trustee


CUSIP No. 45580R103    13D    Page 40 of 52 pages

 

u/i/o Samuel Bloomingdale 8/2/55 Trust F/B/O Rebecca Gamzon
By:  

/s/ David M. Danziger

Name:   David M. Danziger
Title:   Trustee
u/w/o Frances W Cullman 7/23/59 Trust F/B/O Edgar M. Cullman, Jr.
By:  

/s/ Edgar M. Cullman, Jr.

Name:   Edgar M. Cullman, Jr.
Title:   Trustee
u/w/o Frances W Cullman 7/23/59 Trust F/B/O Lucy C. Danziger
By:  

/s/ Edgar M. Cullman, Jr.

Name:   Edgar M. Cullman, Jr.
Title:   Trustee
u/w/o Frances W Cullman 7/23/59 Trust F/B/O Susan R Cullman
By:  

/s/ Edgar M. Cullman, Jr.

Name:   Edgar M. Cullman, Jr.
Title:   Trustee
Trust F/B/O Lucy C. Danziger
By:  

/s/ Lucy C. Danziger

Name:   Lucy C. Danziger
Title:   Trustee
u/w/o Rita Bloomingdale 2/29/56 Trust F/B/O Desc of Lucy C Danziger
By:  

/s/ Edgar M. Cullman, Jr.

Name:   Edgar M. Cullman, Jr.
Title:   Trustee


CUSIP No. 45580R103    13D    Page 41 of 52 pages

 

u/i/o Samuel Bloomingdale and Rita Bloomingdale 1/10/50 Trust F/B/O Susan R. Cullman
By:  

/s/ Edgar M. Cullman, Jr.

Name:   Edgar M. Cullman, Jr.
Title:   Trustee
u/i/o Edgar Cullman and Louise B Cullman Trust F/B/O Susan R. Cullman
By:  

/s/ Edgar M. Cullman, Jr.

Name:   Edgar M. Cullman, Jr.
Title:   Trustee
u/i/o Samuel Bloomingdale 12/21/50 Trust F/B/O Edgar M. Cullman Jr.
By:  

/s/ Edgar M. Cullman, Jr.

Name:   Edgar M. Cullman, Jr.
Title:   Trustee
u/i/o Samuel Bloomingdale 12/21/50 Trust F/B/O Susan R Cullman
By:  

/s/ Edgar M. Cullman, Jr.

Name:   Edgar M. Cullman, Jr.
Title:   Trustee
u/i/o Rita Bloomingdale 12/21/50 Trust F/B/O Edgar M. Cullman Jr
By:  

/s/ Edgar M. Cullman, Jr.

Name:   Edgar M. Cullman, Jr.
Title:   Trustee
u/i/o Rita Bloomingdale 12/21/50 Trust F/B/O Susan R. Cullman
By:  

/s/ Edgar M. Cullman, Jr.

Name:   Edgar M. Cullman, Jr.
Title:   Trustee


CUSIP No. 45580R103    13D    Page 42 of 52 pages

 

u/i/o Rita Bloomingdale 6/14/51 Trust F/B/O Edgar M Cullman Jr
By:  

/s/ Edgar M. Cullman, Jr.

Name:   Edgar M. Cullman, Jr.
Title:   Trustee
u/i/o Rita Bloomingdale 6/14/51 Trust F/B/O Susan R Cullman
By:  

/s/ Edgar M. Cullman, Jr.

Name:   Edgar M. Cullman, Jr.
Title:   Trustee
u/i/o Louise Cullman 1/6/53 Trust F/B/O Desc of Edgar M Cullman, Jr.
By:  

/s/ Edgar M. Cullman, Jr.

Name:   Edgar M. Cullman, Jr.
Title:   Trustee
u/i/o Louise B. Cullman 6/305/54 Trust F/B/O Desc of Edgar M Cullman, Jr.
By:  

/s/ Edgar M. Cullman, Jr.

Name:   Edgar M. Cullman, Jr.
Title:   Trustee
u/i/o Louise B. Cullman 6/30/54 Trust F/B/O Desc of Susan R. Cullman
By:  

/s/ Edgar M. Cullman, Jr.

Name:   Edgar M. Cullman, Jr.
Title:   Trustee
u/i/o Edgar M. Cullman 3/23/55 Trust F/B/O Desc of Edgar M Cullman, Jr.
By:  

/s/ Edgar M. Cullman, Jr.

Name:   Edgar M. Cullman, Jr.
Title:   Trustee


CUSIP No. 45580R103    13D    Page 43 of 52 pages

 

u/i/o Edgar M. Cullman 3/23/55 Trust F/B/O Desc of Susan R. Cullman
By:  

/s/ Edgar M. Cullman, Jr.

Name:   Edgar M. Cullman, Jr.
Title:   Trustee
u/i/o Louise B. Cullman 3/23/55 Trust F/B/O Desc of Edgar M. Cullman, Jr.
By:  

/s/ Edgar M. Cullman, Jr.

Name:   Edgar M. Cullman, Jr.
Title:   Trustee
u/i/o Louise B. Cullman 3/23/55 Trust F/B/O Desc of Susan R. Cullman
By:  

/s/ Edgar M. Cullman, Jr.

Name:   Edgar M. Cullman, Jr.
Title:   Trustee
u/i/o Samuel J Bloomingdale 8/2/55 Trust F/B/O Desc of Susan R. Cullman
By:  

/s/ Edgar M. Cullman, Jr.

Name:   Edgar M. Cullman, Jr.
Title:   Trustee
u/w/o Rita Bloomingdale 2/29/56 Trust F/B/O Desc of Edgar M Cullman, Jr.
By:  

/s/ Edgar M. Cullman, Jr.

Name:   Edgar M. Cullman, Jr.
Title:   Trustee
u/w/o Rita Bloomingdale 2/29/56 Trust F/B/O Desc of Susan R. Cullman
By:  

/s/ Edgar M. Cullman, Jr.

Name:   Edgar M. Cullman, Jr.
Title:   Trustee


CUSIP No. 45580R103    13D    Page 44 of 52 pages

 

u/i/o Edgar M Cullman Jr. 12/25/76 Trust F/B/O Edgar M. Cullman, III
By:  

/s/ Elissa F. Cullman

Name:   Elissa F. Cullman
Title:   Trustee
u/i/o Edgar M Cullman Jr 12/25/76 Trust F/B/O Samuel B. Cullman
By:  

/s/ Elissa F. Cullman

Name:   Elissa F. Cullman
Title:   Trustee
u/i/o Edgar M Cullman 12/23/76 Trust F/B/O Edgar M. Cullman, III
By:  

/s/ Edgar M. Cullman, Jr.

Name:   Edgar M. Cullman, Jr.
Title:   Trustee
u/i/o Edgar M Cullman 12/23/76 Trust F/B/O Samuel B. Cullman
By:  

/s/ Edgar M. Cullman, Jr.

Name:   Edgar M. Cullman, Jr.
Title:   Trustee
u/i/o Edgar M Cullman 12/23/76 Trust F/B/O Carolyn B. Sicher
By:  

/s/ Edgar M. Cullman, Jr.

Name:   Edgar M. Cullman, Jr.
Title:   Trustee
u/i/o Elsie B Paskus 8/26/64 Trust F/B/O Richard M. Danziger
By:  

/s/ Frederick M. Danziger

Name:   Frederick M. Danziger
Title:   Trustee


CUSIP No. 45580R103    13D    Page 45 of 52 pages

 

Trust F/B/O Desc of J. L. Ernst
By:  

/s/ John L. Ernst

Name: John L. Ernst
Title: Trustee
LBC Article 7 Trust F/B/O SRC
By:  

/s/ Edgar M. Cullman, Jr.

Name: Edgar M. Cullman, Jr.
Title: Trustee
LBC Article 7 Trust F/B/O DMD
By:  

/s/ David M. Danziger

Name: David M. Danziger
Title: Trustee
LBC Article 7 Trust F/B/O RDG
By:  

/s/ David M. Danziger

Name: David M. Danziger
Title: Trustee
LBC Article 7 Trust F/B/O EMC III
By:  

/s/ Edgar M. Cullman, Jr.

Name: Edgar M. Cullman, Jr.
Title: Trustee
LBC Article 7 Trust F/B/O SBC
By:  

/s/ Edgar M. Cullman, Jr.

Name: Edgar M. Cullman, Jr.
Title: Trustee
LBC Article 7 Trust F/B/O GDC
By:  

/s/ Edgar M. Cullman, Jr.

Name: Edgar M. Cullman, Jr.
Title: Trustee


CUSIP No. 45580R103    13D    Page 46 of 52 pages

 

Trust F/B/O Dorothy P. Ernst
By:  

/s/ John L. Ernst

Name: John L. Ernst
Title: Trustee
Trust F/B/O John L. Ernst
By:  

/s/ John L. Ernst

Name: John L. Ernst
Title: Trustee
Trust F/B/O Dorothy P. Ernst
By:  

/s/ John L. Ernst

Name: John L. Ernst
Title: Trustee
Trust F/B/O John L. Ernst
By:  

/s/ John L. Ernst

Name: John L. Ernst
Title: Trustee
Trust F/B/O Desc of John L. Ernst
By:  

/s/ John L. Ernst

Name: John L. Ernst
Title: Trustee
Trust F/B/O Desc of Carolyn S. Fabrici
By:  

/s/ John L. Ernst

Name: John L. Ernst
Title: Trustee
Trust F/B/O Desc of Susan R. Cullman
By:  

/s/ Edgar M. Cullman, Jr.

Name: Edgar M. Cullman, Jr.
Title: Trustee


CUSIP No. 45580R103    13D    Page 47 of 52 pages

 

Trust F/B/O Desc of John L. Ernst
By:  

/s/ John L. Ernst

Name: John L. Ernst
Title: Trustee
Trust F/B/O Desc of Carolyn S. Fabrici
By:  

/s/ John L. Ernst

Name: John L. Ernst
Title: Trustee
Trust F/B/O Desc of E.M. Cullman, Jr.
By:  

/s/ Edgar M. Cullman, Jr.

Name: Edgar M. Cullman, Jr.
Title: Trustee
Trust F/B/O Desc of J.L. Ernst
By:  

/s/ John L. Ernst

Name: John L. Ernst
Title: Trustee
Trust F/B/O Desc of C.S. Fabrici
By:  

/s/ John L. Ernst

Name: John L. Ernst
Title: Trustee
Trust F/B/O Desc of J.L. Ernst
By:  

/s/ John L. Ernst

Name: John L. Ernst
Title: Trustee
Trust F/B/O Desc of C.S. Fabrici
By:  

/s/ Edgar M. Cullman, Jr.

Name: Edgar M. Cullman, Jr.
Title: Trustee


CUSIP No. 45580R103    13D    Page 48 of 52 pages

 

Trust F/B/O Carolyn B. Sicher
By:  

/s/ Edgar M. Cullman, Jr.

Name: Edgar M. Cullman, Jr.
Title: Trustee
Trust F/B/O Desc of C. S. Fabrici
By:  

/s/ Edgar M. Cullman, Jr.

Name: Edgar M. Cullman, Jr.
Title: Trustee
Trust F/B/O Desc of J. L. Ernst
By:  

/s/ John L. Ernst

Name: John L. Ernst
Title: Trustee
u/w/o Joseph F Cullman 6/30/50 Trust F/B/O Susan R. Cullman
By:  

/s/ David M. Danziger

Name: David M. Danziger
Title: Trustee
u/w/o Joseph F Cullman 6/30/50 Trust F/B/O Edgar M. Cullman Jr.
By:  

/s/ Edgar M. Cullman, Jr.

Name: Edgar M. Cullman, Jr.
Title: Trustee
u/w/o Joseph F Cullman 6/30/50 Trust F/B/O Lucy C. Danziger
By:  

/s/ David M. Danziger

Name: David M. Danziger
Title: Trustee
D.M. Danziger Family 2021 Trust
By:  

/s/ Rebecca D. Gamzon

Name: Rebecca D. Gamzon
Title: Trustee


CUSIP No. 45580R103    13D    Page 49 of 52 pages

 

SCHEDULE I

Reporting Persons Information

 

Name

  

Present Principal Occupation or
Employment

   Total Number of Shares
of the Issuer’s Common
Stock Beneficially Held
     Percentage
of Class of
Issuer’s
Common
Stock
 

Estate of Louise B. Cullman

   —        7,038        *  

Edgar M. Cullman, Jr. (“EMC, Jr.”)

   Co-Managing Member of Culbro, LLC      113,044        1.1

Elissa F. Cullman (“EFC”)

   Interior Decorator      113,044        1.1

Susan R. Cullman (“SRC”)

   —        286,408        2.8

Lucy C. Danziger (“LCD”)

   —        223,617        2.2

Frederick M. Danziger (“FMD”)

   Director of Indus Realty Trust, Inc.      223,617        2.2

David M. Danziger (“DMD”)

   Investment Manager of Culbro, LLC      79,978        0.8

Sheena S. Danziger (“SD”)

   —        —          —    

Carolyn S. Fabrici (“CSF”)

   —        —          —    

Dorothy P. Ernst (JLE Guardian)

   —        2,725        *  

John L. Ernst (“JLE”)

   Chairman & President Bloomingdale Properties, Inc.      245,358        2.4

Margot P. Ernst (“MPE”)

   —        245,358        2.4

Alexandra Ernst (“AE”)

   Writer      1,575        *  

Cooper S. Siegel

   —        203        *  

Jessica P. Kerns (“JPK”)

   Medical Doctor      1,271        *  

B. Bros. Realty, LLC (SRC and JLE Managing Members)

   Investor      237,882        2.3

Matthew L. Ernst (“MLE”)

   Screenwriter      1,474        *  

Jonah Ernst

   U.S. Marshal      203        *  

Odessa J. Ernst

   Student      203        *  

Rebecca D. Gamzon (“RDG”)

   Teacher      149,793        1.5

Michael S. Gamzon (“MSG”)

   President, Chief Executive Officer and Director of Indus Realty Trust, Inc.      149,793        1.5

Edgar M. Cullman, III (“EMC, III”)

   Director      11,455        0.1

Samuel B. Cullman (“SBC”)

   Film Director      13,831        0.1

Georgina D. Cullman (“GDC”)

   Environmental Curator      9,717        0.1

Carolyn B. Sicher (“CB S”)

   Therapist      21,796        0.2

Richard M. Danziger (“RMD”)

   Retired      69,290        0.7

Sunaina L. Danziger

   Student      15,617        0.2

Sameena J. Danziger

   Student      15,617        0.2

Sarah D. Gamzon

   Student      14,148        0.1

Andrew B. Gamzon

   Naval Officer      17,552        0.2

Benjamin C. Stewart (“BCS”)

   —        6,100        *  

u/w/o Elsie B Paskus 3/8/91 Trust F/B/O Frederick M. Danziger Family

   —        31,033        0.3

u/i/o Elsie B Paskus 8/26/64 Trust F/B/O Frederick M. Danziger

   —        35,205        0.4

u/i/o Lucy Danziger 12/24/69 Trust F/B/O Rebecca D. Gamzon

   —        23,198        0.2


CUSIP No. 45580R103    13D    Page 50 of 52 pages

 

u/i/o Edgar Cullman 12/26/72 Trust F/B/O David M. Danziger

   —                              18,111                    0.2

u/i/o Edgar Cullman 12/26/72 Trust F/B/O Rebecca D. Gamzon

   —        18,314        0.2

u/i/o Edgar M Cullman 12/23/76 Trust F/B/O Georgina D. Cullman

   —        20,349        0.2

Georgina D. Cullman 2012 Family Trust (Edgar Cullman Jr. Grantor)

   —        20,349        0.2

Trust F/B/O David M. Danziger

   —        12,743        0.1

Andrew B Gamzon 2011 Trust (Frederick M. Danziger Grantor)

   —        25,437        0.3

Sarah D Gamzon 2011 Trust (Frederick M. Danziger Grantor)

   —        25,437        0.3

u/i/o Rita Bloomingdale 12/21/50 Trust F/B/O Lucy C Danziger

   —        5,512        *  

u/i/o Louise Cullman 3/23/55 Trust F/B/O David Danziger

   —        3,561        *  

u/i/o Louise Cullman 3/23/55 Trust F/B/O Rebecca Gamzon

   —        3,561        *  

u/i/o Edgar Cullman 3/23/55 Trust F/B/O David Danziger

   —        5,509        *  

u/i/o Edgar Cullman 3/23/55 Trust F/B/O Rebecca Gamzon

   —        5,509        *  

u/i/o Louise Cullman 6/30/54 Trust F/B/O David Danziger

   —        13,198        0.1

u/i/o Louise Cullman 6/30/54 Trust F/B/O Rebecca Gamzon

   —        13,198        0.1

u/i/o Samuel Bloomingdale and Rita Bloomingdale 1/10/50 Trust F/B/O Lucy C. Danziger

   —        29,702        0.3

u/i/o Rita Bloomingdale 6/14/51 Trust F/B/O Lucy C. Danziger

   —        90,371        0.9

Sunaina L Danziger 2011 Trust (Frederick M. Danziger Grantor)

   —        25,437        0.3

Sameena J Danziger 2011 Trust (Frederick M. Danziger Grantor)

   —        25,437        0.3

u/i/o Lucy Danziger 12/25/76 Trust F/B/O Rebecca D. Gamzon

   —        3,255        *  

u/i/o Lucy Danziger 12/25/76 Trust F/B/O David M. Danziger

   —        3,255        *  

u/i/o Louise Cullman 1/6/53 Trust F/B/O David Danziger

   —        5,290        *  

u/i/o Louise Cullman 1/6/53 Trust F/B/O Rebecca Gamzon

   —        5,290        *  

u/i/o Edgar M Cullman 12/23/76 Trust F/B/O David M. Danziger

   —        16,279        0.2

u/i/o Edgar M Cullman 12/23/76 Trust F/B/O Rebecca D. Gamzon

   —        16,483        0.2

u/i/o Samuel Bloomingdale 8/2/55 Trust F/B/O David Danziger

   —        12,413        0.1

u/i/o Samuel Bloomingdale 8/2/55 Trust F/B/O Rebecca Gamzon

   —        12,413        0.1

u/w/o Frances W Cullman 7/23/59 Trust F/B/O Edgar M. Cullman, Jr.

   —        14,010        0.1

u/w/o Frances W Cullman 7/23/59 Trust F/B/O Lucy C. Danziger

   —        17,724        0.2


CUSIP No. 45580R103    13D    Page 51 of 52 pages

 

u/w/o Frances W Cullman 7/23/59 Trust F/B/O Susan R Cullman

   —                              20,364                    0.2

Trust F/B/O Lucy C. Danziger

   —        30,488        0.3

u/w/o Rita Bloomingdale 2/29/56 Trust F/B/O Desc of Lucy C Danziger

   —        19,564        0.2

u/i/o Samuel Bloomingdale and Rita Bloomingdale 1/10/50 Trust F/B/O Susan R. Cullman

   —        51,770        0.5

u/i/o Edgar Cullman and Louise B Cullman Trust F/B/O Susan R. Cullman

   —        13,953        0.1

u/i/o Samuel Bloomingdale 12/21/50 Trust F/B/O Edgar M. Cullman Jr.

   —        25,443        0.3

u/i/o Samuel Bloomingdale 12/21/50 Trust F/B/O Susan R Cullman

   —        26,454        0.3

u/i/o Rita Bloomingdale 12/21/50 Trust F/B/O Edgar M. Cullman Jr

   —        10,148        0.1

u/i/o Rita Bloomingdale 12/21/50 Trust F/B/O Susan R. Cullman

   —        6,959        *  

u/i/o Rita Bloomingdale 6/14/51 Trust F/B/O Edgar M Cullman Jr

   —        40,893        0.4

u/i/o Rita Bloomingdale 6/14/51 Trust F/B/O Susan R Cullman

   —        40,791        0.4

u/i/o Louise Cullman 1/6/53 Trust F/B/O Desc of Edgar M Cullman, Jr.

   —        39,657        0.4

u/i/o Louise B. Cullman 6/305/54 Trust F/B/O Desc of Edgar M Cullman, Jr.

   —        50,368        0.5

u/i/o Louise B. Cullman 6/30/54 Trust F/B/O Desc of Susan R. Cullman

   —        36,505        0.4

u/i/o Edgar M. Cullman 3/23/55 Trust F/B/O Desc of Edgar M Cullman, Jr.

   —        15,677        0.2

u/i/o Edgar M. Cullman 3/23/55 Trust F/B/O Desc of Susan R. Cullman

   —        14,448        0.1

u/i/o Louise B. Cullman 3/23/55 Trust F/B/O Desc of Edgar M. Cullman, Jr.

   —        12,336        0.1

u/i/o Louise B. Cullman 3/23/55 Trust F/B/O Desc of Susan R. Cullman

   —        13,837        0.1

u/i/o Samuel J Bloomingdale 8/2/55 Trust F/B/O Desc of Susan R. Cullman

   —        38,626        0.4

u/w/o Rita Bloomingdale 2/29/56 Trust F/B/O Desc of Edgar M Cullman, Jr.

   —        20,687        0.2

u/w/o Rita Bloomingdale 2/29/56 Trust F/B/O Desc of Susan R. Cullman

   —        17,490        0.2

Edgar M. & Louise B. Cullman Foundation

   —        86,418        0.9

u/i/o Edgar M Cullman Jr. 12/25/76 Trust F/B/O Edgar M. Cullman, III

   —        7,325        *  

u/i/o Edgar M Cullman Jr 12/25/76 Trust F/B/O Samuel B. Cullman

   —        7,325        *  

u/i/o Edgar M Cullman 12/23/76 Trust F/B/O Edgar M. Cullman, III

   —        20,756        0.2

u/i/o Edgar M Cullman 12/23/76 Trust F/B/O Samuel B. Cullman

   —        20,756        0.2

u/i/o Edgar M Cullman 12/23/76 Trust F/B/O Carolyn B. Sicher

   —        16,279        0.2


CUSIP No. 45580R103    13D    Page 52 of 52 pages

 

u/i/o Elsie B Paskus 8/26/64 Trust F/B/O Richard M. Danziger

   —                              3,052        *  

Trust F/B/O Desc of J. L. Ernst

   —        7,588        *  

LBC Article 7 Trust F/B/O SRC

   —        10,143                    0.1

LBC Article 7 Trust F/B/O DMD

   —        8,409        *  

LBC Article 7 Trust F/B/O RDG

   —        8,410        *  

LBC Article 7 Trust F/B/O EMC III

   —        3,381        *  

LBC Article 7 Trust F/B/O SBC

   —        3,381        *  

LBC Article 7 Trust F/B/O GDC

   —        3,381        *  

Trust F/B/O Dorothy P. Ernst

   —        4,043        *  

Trust F/B/O John L. Ernst

   —        1,119        *  

Trust F/B/O Dorothy P. Ernst

   —        4,043        *  

Trust F/B/O John L. Ernst

   —        3,134        *  

Trust F/B/O Desc of John L. Ernst

   —        4,440        *  

Trust F/B/O Desc of Carolyn S. Fabrici

   —        3,911        *  

Trust F/B/O Desc of Susan R. Cullman

   —        26,743        0.3

Trust F/B/O Desc of John L. Ernst

   —        2,625        *  

Trust F/B/O Desc of Carolyn S. Fabrici

   —        11,905        0.1

Trust F/B/O Desc of E.M. Cullman, Jr.

   —        34,849        0.3

Trust F/B/O Desc of J.L. Ernst

   —        3,249        *  

Trust F/B/O Desc of C.S. Fabrici

   —        3,587        *  

Trust F/B/O Desc of J.L. Ernst

   —        39,822        0.4

Trust F/B/O Desc of C.S. Fabrici

   —        39,822        0.4

Trust F/B/O Carolyn B. Sicher

   —        14,244        0.1

Trust F/B/O Desc of C. S. Fabrici

   —        2,034        *  

Trust F/B/O Desc of J. L. Ernst

   —        4,829        *  

u/w/o Joseph F Cullman 6/30/50 Trust F/B/O Susan R. Cullman

   —        10,665        0.1

u/w/o Joseph F Cullman 6/30/50 Trust F/B/O Edgar M. Cullman Jr.

   —        25,927        0.3

u/w/o Joseph F Cullman 6/30/50 Trust F/B/O Lucy C. Danziger

   —        34,069        0.3

D.M. Danziger Family 2021 Trust

   —        13,000        0.1

Estate of Justus Heijmans

   —        206        *  

*   Less than 0.1%