Insider filing report for Changes in Beneficial Ownership
- Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
- Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
- Peter Lynch
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 7)*
Indus Realty Trust, Inc.
(Name of Issuer)
Common Stock, par value $0.01 per share
(Title of Class of Securities)
45580R103
(CUSIP Number)
Lydia Plaskon
641 Lexington Avenue – 26th Floor
New York, New York 10022
(212) 838-0211
(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)
April 27, 2023
(Date of Event Which Requires Filing of This Statement)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), Rule 13d-1(f) or Rule 13d-1(g), check the following box. ☐
Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7(b) for other parties to whom copies are to be sent.
| * | The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. |
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
| CUSIP No. 45580R103 | 13D | Page 1 of 51 pages |
| 1 |
Names of Reporting Persons
Edgar M. Cullman, Jr. | |||||
| 2 | Check the Appropriate Box if a Member of a Group (a) ☒ (b) ☐
| |||||
| 3 | SEC Use Only
| |||||
| 4 | Source of Funds (See Instructions)
OO | |||||
| 5 | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
☐ | |||||
| 6 | Citizenship or Place of Organization
United States | |||||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | Sole Voting Power
7,024 | ||||
| 8 | Shared Voting Power
52,304 | |||||
| 9 | Sole Dispositive Power
7,024 | |||||
| 10 | Shared Dispositive Power
52,304 | |||||
| 11 |
Aggregate Amount Beneficially Owned by Each Reporting Person
59,328 | |||||
| 12 | Check if the Aggregate Amount in Row (11) Excludes Certain Shares
☐ | |||||
| 13 | Percent of Class Represented by Amount in Row (11)
0.6% | |||||
| 14 | Type of Reporting Person
IN | |||||
| CUSIP No. 45580R103 | 13D | Page 2 of 51 pages |
| 1 |
Names of Reporting Persons
Elissa F. Cullman | |||||
| 2 | Check the Appropriate Box if a Member of a Group (a) ☒ (b) ☐
| |||||
| 3 | SEC Use Only
| |||||
| 4 | Source of Funds (See Instructions)
OO | |||||
| 5 | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
☐ | |||||
| 6 | Citizenship or Place of Organization
United States | |||||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | Sole Voting Power
0 | ||||
| 8 | Shared Voting Power
59,328 | |||||
| 9 | Sole Dispositive Power
0 | |||||
| 10 | Shared Dispositive Power
59,328 | |||||
| 11 |
Aggregate Amount Beneficially Owned by Each Reporting Person
59,328 | |||||
| 12 | Check if the Aggregate Amount in Row (11) Excludes Certain Shares
☐ | |||||
| 13 | Percent of Class Represented by Amount in Row (11)
0.6% | |||||
| 14 | Type of Reporting Person
IN | |||||
| CUSIP No. 45580R103 | 13D | Page 3 of 51 pages |
| 1 |
Names of Reporting Persons
Susan R. Cullman | |||||
| 2 | Check the Appropriate Box if a Member of a Group (a) ☒ (b) ☐
| |||||
| 3 | SEC Use Only
| |||||
| 4 | Source of Funds (See Instructions)
OO | |||||
| 5 | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
☐ | |||||
| 6 | Citizenship or Place of Organization
United States | |||||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | Sole Voting Power
18,204 | ||||
| 8 | Shared Voting Power
238,088 | |||||
| 9 | Sole Dispositive Power
18,204 | |||||
| 10 | Shared Dispositive Power
238,088 | |||||
| 11 |
Aggregate Amount Beneficially Owned by Each Reporting Person
256,292 | |||||
| 12 | Check if the Aggregate Amount in Row (11) Excludes Certain Shares
☐ | |||||
| 13 | Percent of Class Represented by Amount in Row (11)
2.5% | |||||
| 14 | Type of Reporting Person
IN | |||||
| CUSIP No. 45580R103 | 13D | Page 4 of 51 pages |
| 1 |
Names of Reporting Persons
Lucy C. Danziger | |||||
| 2 | Check the Appropriate Box if a Member of a Group (a) ☒ (b) ☐
| |||||
| 3 | SEC Use Only
| |||||
| 4 | Source of Funds (See Instructions)
OO | |||||
| 5 | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
☐ | |||||
| 6 | Citizenship or Place of Organization
United States | |||||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | Sole Voting Power
56,289 | ||||
| 8 | Shared Voting Power
167,328 | |||||
| 9 | Sole Dispositive Power
56,289 | |||||
| 10 | Shared Dispositive Power
167,328 | |||||
| 11 |
Aggregate Amount Beneficially Owned by Each Reporting Person
223,617 | |||||
| 12 | Check if the Aggregate Amount in Row (11) Excludes Certain Shares
☐ | |||||
| 13 | Percent of Class Represented by Amount in Row (11)
2.2% | |||||
| 14 | Type of Reporting Person
IN | |||||
| CUSIP No. 45580R103 | 13D | Page 5 of 51 pages |
| 1 |
Names of Reporting Persons
Frederick M. Danziger | |||||
| 2 | Check the Appropriate Box if a Member of a Group (a) ☒ (b) ☐
| |||||
| 3 | SEC Use Only
| |||||
| 4 | Source of Funds (See Instructions)
OO | |||||
| 5 | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
☐ | |||||
| 6 | Citizenship or Place of Organization
United States | |||||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | Sole Voting Power
67,550 | ||||
| 8 | Shared Voting Power
156,067 | |||||
| 9 | Sole Dispositive Power
67,550 | |||||
| 10 | Shared Dispositive Power
156,067 | |||||
| 11 |
Aggregate Amount Beneficially Owned by Each Reporting Person
223,617 | |||||
| 12 | Check if the Aggregate Amount in Row (11) Excludes Certain Shares
☐ | |||||
| 13 | Percent of Class Represented by Amount in Row (11)
2.2% | |||||
| 14 | Type of Reporting Person
IN | |||||
| CUSIP No. 45580R103 | 13D | Page 6 of 51 pages |
| 1 |
Names of Reporting Persons
David M. Danziger | |||||
| 2 | Check the Appropriate Box if a Member of a Group (a) ☒ (b) ☐
| |||||
| 3 | SEC Use Only
| |||||
| 4 | Source of Funds (See Instructions)
OO | |||||
| 5 | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
☐ | |||||
| 6 | Citizenship or Place of Organization
United States | |||||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | Sole Voting Power
13,338 | ||||
| 8 | Shared Voting Power
66,640 | |||||
| 9 | Sole Dispositive Power
13,338 | |||||
| 10 | Shared Dispositive Power
66,640 | |||||
| 11 |
Aggregate Amount Beneficially Owned by Each Reporting Person
79,978 | |||||
| 12 | Check if the Aggregate Amount in Row (11) Excludes Certain Shares
☐ | |||||
| 13 | Percent of Class Represented by Amount in Row (11)
0.8% | |||||
| 14 | Type of Reporting Person
IN | |||||
| CUSIP No. 45580R103 | 13D | Page 7 of 51 pages |
| 1 |
Names of Reporting Persons
John L. Ernst | |||||
| 2 | Check the Appropriate Box if a Member of a Group (a) ☒ (b) ☐
| |||||
| 3 | SEC Use Only
| |||||
| 4 | Source of Funds (See Instructions)
OO | |||||
| 5 | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
☐ | |||||
| 6 | Citizenship or Place of Organization
United States | |||||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | Sole Voting Power
4,751 | ||||
| 8 | Shared Voting Power
240,607 | |||||
| 9 | Sole Dispositive Power
4,751 | |||||
| 10 | Shared Dispositive Power
240,607 | |||||
| 11 |
Aggregate Amount Beneficially Owned by Each Reporting Person
245,358 | |||||
| 12 | Check if the Aggregate Amount in Row (11) Excludes Certain Shares
☐ | |||||
| 13 | Percent of Class Represented by Amount in Row (11)
2.4% | |||||
| 14 | Type of Reporting Person
IN | |||||
| CUSIP No. 45580R103 | 13D | Page 8 of 51 pages |
| 1 |
Names of Reporting Persons
Margot P. Ernst | |||||
| 2 | Check the Appropriate Box if a Member of a Group (a) ☒ (b) ☐
| |||||
| 3 | SEC Use Only
| |||||
| 4 | Source of Funds (See Instructions)
OO | |||||
| 5 | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
☐ | |||||
| 6 | Citizenship or Place of Organization
United States | |||||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | Sole Voting Power
0 | ||||
| 8 | Shared Voting Power
7,476 | |||||
| 9 | Sole Dispositive Power
0 | |||||
| 10 | Shared Dispositive Power
7,476 | |||||
| 11 |
Aggregate Amount Beneficially Owned by Each Reporting Person
7,476 | |||||
| 12 | Check if the Aggregate Amount in Row (11) Excludes Certain Shares
☐ | |||||
| 13 | Percent of Class Represented by Amount in Row (11)
Less than 0.1% | |||||
| 14 | Type of Reporting Person
IN | |||||
| CUSIP No. 45580R103 | 13D | Page 9 of 51 pages |
| 1 |
Names of Reporting Persons
Alexandra Ernst | |||||
| 2 | Check the Appropriate Box if a Member of a Group (a) ☒ (b) ☐
| |||||
| 3 | SEC Use Only
| |||||
| 4 | Source of Funds (See Instructions)
OO | |||||
| 5 | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
☐ | |||||
| 6 | Citizenship or Place of Organization
United States | |||||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | Sole Voting Power
1,575 | ||||
| 8 | Shared Voting Power
0 | |||||
| 9 | &# xA0; | Sole Dispositive Power
1,575 | ||||
| 10 | Shared Dispositive Power
0 | |||||
| 11 |
Aggregate Amount Beneficially Owned by Each Reporting Person
1,575 | |||||
| 12 | Check if the Aggregate Amount in Row (11) Excludes Certain Shares
☐ | |||||
| 13 | Percent of Class Represented by Amount in Row (11)
Less than 0.1% | |||||
| 14 | Type of Reporting Person
IN | |||||
| CUSIP No. 45580R103 | 13D | Page 10 of 51 pages |
| 1 |
Names of Reporting Persons
B. Bros. Realty LLC | |||||
| 2 | Check the Appropriate Box if a Member of a Group (a) ☒ (b) ☐
| |||||
| 3 | SEC Use Only
| |||||
| 4 | Source of Funds (See Instructions)
OO | |||||
| 5 | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
☐ | |||||
| 6 | Citizenship or Place of Organization
New York | |||||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | Sole Voting Power
237,882 | ||||
| 8 | Shared Voting Power
0 | |||||
| 9 | Sole Dispositive Power
237,882 | |||||
| 10 | Shared Dispositive Power
0 | |||||
| 11 |
Aggregate Amount Beneficially Owned by Each Reporting Person
237,882 | |||||
| 12 | Check if the Aggregate Amount in Row (11) Excludes Certain Shares
☐ | |||||
| 13 | Percent of Class Represented by Amount in Row (11)
2.3% | |||||
| 14 | Type of Reporting Person
OO | |||||
| CUSIP No. 45580R103 | 13D | Page 11 of 51 pages |
| 1 |
Names of Reporting Persons
Matthew L. Ernst | |||||
| 2 | Check the Appropriate Box if a Member of a Group (a) ☒ (b) ☐
| |||||
| 3 | SEC Use Only
| |||||
| 4 | Source of Funds (See Instructions)
OO | |||||
| 5 | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
☐ | |||||
| 6 | Citizenship or Place of Organization
United States | |||||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | Sole Voting Power
1,271 | ||||
| 8 | Shared Voting Power
203 | |||||
| 9 | Sole Dispositive Power
1,271 | |||||
| 10 | Shared Dispositive Power
203 | |||||
| 11 |
Aggregate Amount Beneficially Owned by Each Reporting Person
1,474 | |||||
| 12 | Check if the Aggregate Amount in Row (11) Excludes Certain Shares
☐ | |||||
| 13 | Percent of Class Represented by Amount in Row (11)
Less than 0.1% | |||||
| 14 | Type of Reporting Person
IN | |||||
| CUSIP No. 45580R103 | 13D | Page 12 of 51 pages |
| 1 |
Names of Reporting Persons
Rebecca D. Gamzon | |||||
| 2 | Check the Appropriate Box if a Member of a Group (a) ☒ (b) ☐
| |||||
| 3 | SEC Use Only
| |||||
| 4 | Source of Funds (See Instructions)
OO | |||||
| 5 | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
☐ | |||||
| 6 | Citizenship or Place of Organization
United States | |||||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | Sole Voting Power
10,734 | ||||
| 8 | Shared Voting Power
127,159 | |||||
| 9 | Sole Dispositive Power
10,734 | |||||
| 10 | Shared Dispositive Power
127,159 | |||||
| 11 |
Aggregate Amount Beneficially Owned by Each Reporting Person
137,893 | |||||
| 12 | Check if the Aggregate Amount in Row (11) Excludes Certain Shares
☐ | |||||
| 13 | Percent of Class Represented by Amount in Row (11)
1.4% | |||||
| 14 | Type of Reporting Person
IN | |||||
| CUSIP No. 45580R103 | 13D | Page 13 of 51 pages |
| 1 |
Names of Reporting Persons
Edgar M. Cullman III | |||||
| 2 | Check the Appropriate Box if a Member of a Group (a) ☒ (b) ☐
| |||||
| 3 | SEC Use Only
| |||||
| 4 | Source of Funds (See Instructions)
OO | |||||
| 5 | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
☐ | |||||
| 6 | Citizenship or Place of Organization
United States | |||||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | Sole Voting Power
6,938 | ||||
| 8 | Shared Voting Power
0 | |||||
| 9 | Sole Dispositive Power
6,938 | |||||
| 10 | Shared Dispositive Power
0 | |||||
| 11 |
Aggregate Amount Beneficially Owned by Each Reporting Person
6,938 | |||||
| 12 | Check if the Aggregate Amount in Row (11) Excludes Certain Shares
☐ | |||||
| 13 | Percent of Class Represented by Amount in Row (11)
Less than 0.1% | |||||
| 14 | Type of Reporting Person
IN | |||||
| CUSIP No. 45580R103 | 13D | Page 14 of 51 pages |
| 1 |
Names of Reporting Persons
Carolyn B. Sicher | |||||
| 2 | Check the Appropriate Box if a Member of a Group (a) ☒ (b) ☐
| |||||
| 3 | SEC Use Only
| |||||
| 4 | Source of Funds (See Instructions)
OO | |||||
| 5 | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
☐ | |||||
| 6 | Citizenship or Place of Organization
United States | |||||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | Sole Voting Power
18,026 | ||||
| 8 | Shared Voting Power
0 | |||||
| 9 | Sole Dispositive Power
18,026 | |||||
| 10 | Shared Dispositive Power
0 | |||||
| 11 |
Aggregate Amount Beneficially Owned by Each Reporting Person
18,026 | |||||
| 12 | Check if the Aggregate Amount in Row (11) Excludes Certain Shares
☐ | |||||
| 13 | Percent of Class Represented by Amount in Row (11)
0.2% | |||||
| 14 | Type of Reporting Person
IN | |||||
| CUSIP No. 45580R103 | 13D | Page 15 of 51 pages |
| 1 |
Names of Reporting Persons
Samuel B. Cullman | |||||
| 2 | Check the Appropriate Box if a Member of a Group (a) ☒ (b) ☐
| |||||
| 3 | SEC Use Only
| |||||
| 4 | Source of Funds (See Instructions)
OO | |||||
| 5 | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
☐ | |||||
| 6 | Citizenship or Place of Organization
United States | |||||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | Sole Voting Power
7,809 | ||||
| 8 | Shared Voting Power
0 | |||||
| 9 | Sole Dispositive Power
7,809 | |||||
| 10 | Shared Dispositive Power
0 | |||||
| 11 |
Aggregate Amount Beneficially Owned by Each Reporting Person
7,809 | |||||
| 12 | Check if the Aggregate Amount in Row (11) Excludes Certain Shares
☐ | |||||
| 13 | Percent of Class Represented by Amount in Row (11)
Less than 0.1% | |||||
| 14 | Type of Reporting Person
IN | |||||
| CUSIP No. 45580R103 | 13D | Page 16 of 51 pages |
| 1 |
Names of Reporting Persons
Jessica P. Kerns | |||||
| 2 | Check the Appropriate Box if a Member of a Group (a) ☒ (b) ☐
| |||||
| 3 | SEC Use Only
| |||||
| 4 | Source of Funds (See Instructions)
OO | |||||
| 5 | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
☐ | |||||
| 6 | Citizenship or Place of Organization
United States | |||||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | Sole Voting Power
1,271 | ||||
| 8 | Shared Voting Power
0 | |||||
| 9 | Sole Dispositive Power
1,271 | |||||
| 10 | Shared Dispositive Power
0 | |||||
| 11 |
Aggregate Amount Beneficially Owned by Each Reporting Person
1,271 | |||||
| 12 | Check if the Aggregate Amount in Row (11) Excludes Certain Shares
☐ | |||||
| 13 | Percent of Class Represented by Amount in Row (11)
Less than 0.1% | |||||
| 14 | Type of Reporting Person
IN | |||||
| CUSIP No. 45580R103 | 13D | Page 17 of 51 pages |
| 1 |
Names of Reporting Persons
Georgina D. Cullman | |||||
| 2 | Check the Appropriate Box if a Member of a Group (a) ☒ (b) ☐
| |||||
| 3 | SEC Use Only
| |||||
| 4 | Source of Funds (See Instructions)
OO | |||||
| 5 | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
☐ | |||||
| 6 | Citizenship or Place of Organization
United States | |||||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | Sole Voting Power
5,199 | ||||
| 8 | Shared Voting Power
0 | |||||
| 9 | Sole Dispositive Power
5,199 | |||||
| 10 | Shared Dispositive Power
0 | |||||
| 11 |
Aggregate Amount Beneficially Owned by Each Reporting Person
5,199 | |||||
| 12 | Check if the Aggregate Amount in Row (11) Excludes Certain Shares
☐ | |||||
| 13 | Percent of Class Represented by Amount in Row (11)
Less than 0.1% | |||||
| 14 | Type of Reporting Person
IN | |||||
| CUSIP No. 45580R103 | 13D | Page 18 of 51 pages |
| 1 |
Names of Reporting Persons
Michael S. Gamzon | |||||
| 2 | Check the Appropriate Box if a Member of a Group (a) ☒ (b) ☐
| |||||
| 3 | SEC Use Only
| |||||
| 4 | Source of Funds (See Instructions)
OO | |||||
| 5 | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
☐ | |||||
| 6 | Citizenship or Place of Organization
United States | |||||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | Sole Voting Power
78,753 | ||||
| 8 | Shared Voting Power
59,140 | |||||
| 9 | Sole Dispositive Power
78,753 | |||||
| 10 | Shared Dispositive Power
59,140 | |||||
| 11 |
Aggregate Amount Beneficially Owned by Each Reporting Person
137,893 | |||||
| 12 | Check if the Aggregate Amount in Row (11) Excludes Certain Shares
☐ | |||||
| 13 | Percent of Class Represented by Amount in Row (11)
1.4% | |||||
| 14 | Type of Reporting Person
IN | |||||
| CUSIP No. 45580R103 | 13D | Page 19 of 51 pages |
| 1 |
Names of Reporting Persons
Richard M. Danziger | |||||
| 2 | Check the Appropriate Box if a Member of a Group (a) ☒ (b) ☐
| |||||
| 3 | SEC Use Only
| |||||
| 4 | Source of Funds (See Instructions)
OO | |||||
| 5 | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
☐ | |||||
| 6 | Citizenship or Place of Organization
United States | |||||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | Sole Voting Power
0 | ||||
| 8 | Shared Voting Power
69,290 | |||||
| 9 | Sole Dispositive Power
0 | |||||
| 10 | Shared Dispositive Power
69,290 | |||||
| 11 |
Aggregate Amount Beneficially Owned by Each Reporting Person
69,290 | |||||
| 12 | Check if the Aggregate Amount in Row (11) Excludes Certain Shares
☐ | |||||
| 13 | Perce nt of Class Represented by Amount in Row (11)
0.7% | |||||
| 14 | Type of Reporting Person
IN | |||||
| CUSIP No. 45580R103 | 13D | Page 20 of 51 pages |
| 1 |
Names of Reporting Persons
Estate of Louise B. Cullman | |||||
| 2 | Check the Appropriate Box if a Member of a Group (a) ☒ (b) ☐
| |||||
| 3 | SEC Use Only
| |||||
| 4 | Source of Funds (See Instructions)
OO | |||||
| 5 | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
☐ | |||||
| 6 | Citizenship or Place of Organization
United States | |||||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | Sole Voting Power
7,038 | ||||
| 8 | Shared Voting Power
0 | |||||
| 9 | Sole Dispositive Power
7,038 | |||||
| 10 | Shared Dispositive Power
0 | |||||
| 11 |
Aggregate Amount Beneficially Owned by Each Reporting Person
7,038 | |||||
| 12 | Check if the Aggregate Amount in Row (11) Excludes Certain Shares
☐ | |||||
| 13 | Percent of Class Represented by Amount in Row (11)
Less than 0.1% | |||||
| 14 | Type of Reporting Person
OO | |||||
| CUSIP No. 45580R103 | 13D | Page 21 of 51 pages |
| 1 |
Names of Reporting Persons
Dorothy P. Ernst | |||||
| 2 | Check the Appropriate Box if a Member of a Group (a) ☒ (b) ☐
| |||||
| 3 | SEC Use Only
| |||||
| 4 | Source of Funds (See Instructions)
OO | |||||
| 5 | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
☐ | |||||
| 6 | Citizenship or Place of Organization
United States | |||||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | Sole Voting Power
0 | ||||
| 8 | Shared Voting Power
2,725 | |||||
| 9 | Sole Dispositive Power
0 | |||||
| 10 | Shared Dispositive Power
2,725 | |||||
| 11 |
Aggregate Amount Beneficially Owned by Each Reporting Person
2,725 | |||||
| 12 | Check if the Aggregate Amount in Row (11) Excludes Certain Shares
☐ | |||||
| 13 | Percent of Class Represented by Amount in Row (11)
Less than 0.1% | |||||
| 14 | Type of Reporting Person
IN | |||||
| CUSIP No. 45580R103 | 13D | Page 22 of 51 pages |
| 1 |
Names of Reporting Persons
Cooper S. Siegel | |||||
| 2 | Check the Appropriate Box if a Member of a Group (a) ☒ (b) ☐
| |||||
| 3 | SEC Use Only
| |||||
| 4 | Source of Funds (See Instructions)
OO | |||||
| 5 | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
☐ | |||||
| 6 | Citizenship or Place of Organization
United States | |||||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | Sole Voting Power
0 | ||||
| 8 | Shared Voting Power
203 | |||||
| 9 | Sole Dispositive Power
0 | |||||
| 10 | Shared Dispositive Power
203 | |||||
| 11 |
Aggregate Amount Beneficially Owned by Each Reporting Person
203 | |||||
| 12 | Check if the Aggregate Amount in Row (11) Excludes Certain Shares
☐ | |||||
| 13 | Percent of Class Represented by Amount in Row (11)
Less than 0.1% | |||||
| 14 | Type of Reporting Person
IN | |||||
| CUSIP No. 45580R103 | 13D | Page 23 of 51 pages |
| 1 |
Names of Reporting Persons
Jonah Ernst | |||||
| 2 | Check the Appropriate Box if a Member of a Group (a) ☒ (b) ☐
| |||||
| 3 | SEC Use Only
| |||||
| 4 | Source of Funds (See Instructions)
OO | |||||
| 5 | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
☐ | |||||
| 6 | Citizenship or Place of Organization
United States | |||||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | Sole Voting Power
0 | ||||
| 8 | Shared Voting Power
203 | |||||
| 9 | Sole Dispositive Power
0 | |||||
| 10 | Shared Dispositive Power
203 | |||||
| 11 |
Aggregate Amount Beneficially Owned by Each Reporting Person
203 | |||||
| 12 | Check if the Aggregate Amount in Row (11) Excludes Certain Shares
☐ | |||||
| 13 | Percent of Class Represented by Amount in Row (11)
Less than 0.1% | |||||
| 14 | Type of Reporting Person
IN | |||||
| CUSIP No. 45580R103 | 13D | Page 24 of 51 pages |
| 1 |
Names of Reporting Persons
Odessa Ernst | |||||
| 2 | Check the Appropriate Box if a Member of a Group (a) ☒ (b) ☐
| |||||
| 3 | SEC Use Only
| |||||
| 4 | Source of Funds (See Instructions)
OO | |||||
| 5 | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
☐ | |||||
| 6 | Citizenship or Place of Organization
United States | |||||
| NUMBER OF SHAR ES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | Sole Voting Power
0 | ||||
| 8 | Shared Voting Power
203 | |||||
| 9 | Sole Dispositive Power
0 | |||||
| 10 | Shared Dispositive Power
203 | |||||
| 11 |
Aggregate Amount Beneficially Owned by Each Reporting Person
203 | |||||
| 12 | Check if the Aggregate Amount in Row (11) Excludes Certain Shares
☐ | |||||
| 13 | Percent of Class Represented by Amount in Row (11)
Less than 0.1% | |||||
| 14 | Type of Reporting Person
IN | |||||
| CUSIP No. 45580R103 | 13D | Page 25 of 51 pages |
| 1 |
Names of Reporting Persons
Sunaina L. Danziger | |||||
| 2 | Check the Appropriate Box if a Member of a Group (a) ☒ (b) ☐
| |||||
| 3 | SEC Use Only
| |||||
| 4 | Source of Funds (See Instructions)
OO | |||||
| 5 | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
☐ | |||||
| 6 | Citizenship or Place of Organization
United States | |||||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | Sole Voting Power
0 | ||||
| 8 | Shared Voting Power
15,617 | |||||
| 9 | Sole Dispositive Power
0 | |||||
| 10 | Shared Dispositive Power
15,617 | |||||
| 11 |
Aggregate Amount Beneficially Owned by Each Reporting Person
15,617 | |||||
| 12 | Check if the Aggregate Amount in Row (11) Excludes Certain Shares
☐ | |||||
| 13 | Percent of Class Represented by Amount in Row (11)
0.2% | |||||
| 14 | Type of Reporting Person
IN | |||||
| CUSIP No. 45580R103 | 13D | Page 26 of 51 pages |
| 1 |
Names of Reporting Persons
Sameena J. Danziger | |||||
| 2 | Check the Appropriate Box if a Member of a Group (a) ☒ (b) ☐
| |||||
| 3 | SEC Use Only
| |||||
| 4 | Source of Funds (See Instructions)
OO | |||||
| 5 | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
☐ | |||||
| 6 | Citizenship or Place of Organization
United States | |||||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | Sole Voting Power
0 | ||||
| 8 | Shared Voting Power
15,617 | |||||
| 9 | Sole Dispositive Power
0 | |||||
| 10 | Shared Dispositive Power
15,617 | |||||
| 11 |
Aggregate Amount Beneficially Owned by Each Reporting Person
15,617 | |||||
| 12 | Check if the Aggregate Amount in Row (11) Excludes Certain Shares
☐ | |||||
| 13 | Percent of Class Represented by Amount in Row (11)
0.2% | |||||
| 14 | Type of Reporting Person
IN | |||||
| CUSIP No. 45580R103 | 13D | Page 27 of 51 pages |
| 1 |
Names of Reporting Persons
Sarah D. Gamzon | |||||
| 2 | Check the Appropriate Box if a Member of a Group (a) ☒ (b) ☐
| |||||
| 3 | SEC Use Only
| |||||
| 4 | Source of Funds (See Instructions)
OO | |||||
| 5 | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
☐ | |||||
| 6 | Citizenship or Place of Organization
United States | |||||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | Sole Voting Power
10,398 | ||||
| 8 | Shared Voting Power
0 | |||||
| 9 | Sole Dispositive Power
10,398 | |||||
| 10 | Shared Dispositive Power
0 | |||||
| 11 |
Aggregate Amount Beneficially Owned by Each Reporting Person
10,398 | |||||
| 12 | Check if the Aggregate Amount in Row (11) Excludes Certain Shares
☐ | |||||
| 13 | Percent of Class Represented by Amount in Row (11)
0.1% | |||||
| 14 | Type of Reporting Person
IN | |||||
| CUSIP No. 45580R103 | 13D | Page 28 of 51 pages |
| 1 |
Names of Reporting Persons
Andrew B. Gamzon | |||||
| 2 | Check the Appropriate Box if a Member of a Group (a) ☒ (b) ☐
| |||||
| 3 | SEC Use Only
| |||||
| 4 | Source of Funds (See Instructions)
OO | |||||
| 5 | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
☐ | |||||
| 6 | Citizenship or Place of Organization
United States | |||||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | Sole Voting Power
13,802 | ||||
| 8 | Shared Voting Power
0 | |||||
| 9 | Sole Dispositive Power
13,802 | |||||
| 10 | Shared Dispositive Power
0 | |||||
| 11 |
Aggregate Amount Beneficially Owned by Each Reporting Person
13,802 | |||||
| 12 | Check if the Aggregate Amount in Row (11) Excludes Certain Shares
☐ | |||||
| 13 | Percent of Class Represented by Amount in Row (11)
0.1% | |||||
| 14 | Type of Reporting Person
IN | |||||
| CUSIP No. 45580R103 | 13D | Page 29 of 51 pages |
| 1 |
Names of Reporting Persons
Benjamin C. Stewart | |||||
| 2 | Check the Appropriate Box if a Member of a Group (a) ☒ (b) ☐
| |||||
| 3 | SEC Use Only
| |||||
| 4 | Source of Funds (See Instructions)
OO | |||||
| 5 | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
☐ | |||||
| 6 | Citizenship or Place of Organization
United States | |||||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | Sole Voting Power
6,100 | ||||
| 8 | Shared Voting Power
0 | |||||
| 9 | Sole Dispositive Power
6,100 | |||||
| 10 | Shared Dispositive Power
0 | |||||
| 11 |
Aggregate Amount Beneficially Owned by Each Reporting Person
6,100 | |||||
| 12 | Check if the Aggregate Amount in Row (11) Excludes Certain Shares
☐ | |||||
| 13 | Percent of Class Represented by Amount in Row (11)
Less than 0.1% | |||||
| 14 | Type of Reporting Person
IN | |||||
| CUSIP No. 45580R103 | 13D | Page 30 of 51 pages |
Explanatory Note
This Amendment No. 7 (“Amendment No. 7”) to Schedule 13D amends and supplements the statement on Schedule 13D originally filed with the United States Securities and Exchange Commission (the “SEC”) on July 3, 1997 (as amended to date, the “Schedule 13D”), relating to the shares of common stock, par value $0.01 per share (the “Common Stock”), of Indus Realty Trust, Inc. (formerly filed as Griffin Industrial Realty, Inc.), a Maryland corporation (the “Issuer”). Capitalized terms used herein without definition shall have the meanings set forth in the Schedule 13D.
| Item 5. | Interest in Securities of the Issuer. |
Item 5 of the Schedule 13D is hereby amended and restated in its entirety as follows:
(a)–(b) The cover pages and Schedule I attached hereto sets forth, as of the date of this Schedule 13D, the aggregate number of shares of Common Stock and percentage of Common Stock beneficially owned by each of the Reporting Persons, based on 10,194,445 shares of Common Stock outstanding as of February 24, 2023, as disclosed in the Issuer’s Annual Report on Form 10-K/A filed with the SEC on April 28, 2023.
Individuals serving as trustee of a trust listed on Schedule I with no more than two trustees may be deemed to share beneficial ownership of the shares held directly by the trusts. Individuals listed on Schedule I may be deemed to share beneficial ownership of the shares beneficially held by his or her spouse and child sharing the same household as the individual. Susan R. Cullman and John J. Ernst serve as managing members of B. Bros. Realty LLC, and as such, may be deemed to share beneficial ownership over the shares held directly by B. Bros. Realty LLC.
The aggregate amount of shares beneficially owned by Edgar M. Cullman, Jr., Frederick M. Danziger and Michael S. Gamzon include 7,024, 1,067 and 56,216 shares of Common Stock underlying stock options that are currently exercisable, respectively. Michael S. Gamzon is also deemed to beneficially own 1,040 shares of Common Stock underlying restricted stock units that vest with 60 days of the date hereof.
(c) During the past 60 days, none of the Reporting Persons effected any transactions in the Common Stock, except for the gift transactions made to charitable organizations as follows:
| Date |
Reporting Person | Shares Gifted | ||||
| April 14, 2023 |
Carolyn B. Sicher | 3,770 | ||||
| April 14, 2023 |
Georgina D. Cullman | 4,518 | ||||
| April 14, 2023 |
Edgar M. Cullman, Jr. | 36,207 | ||||
| April 14, 2023 |
Elissa F. Cullman | 15,109 | ||||
| April 17, 2023 |
Susan R. Cullman | 30,116 | ||||
| April 17, 2023 |
Edgar M. Cullman, III | 4,517 | ||||
| April 17, 2023 |
Samuel B. Cullman | 6,022 | ||||
| April 27, 2023 |
Sarah D. Gamzon | 3,750 | ||||
| April 27, 2023 |
Andrew B. Gamzon | 3,750 | ||||
| CUSIP No. 45580R103 | 13D | Page 31 of 51 pages |
(d) To the best knowledge of the Reporting Persons, no one other than the Reporting Persons, or the partners, members, affiliates or shareholders of the Reporting Persons, has the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the Common Stock reported herein as beneficially owned by the Reporting Persons.
(e) Not applicable.
| CUSIP No. 45580R103 | 13D | Page 32 of 51 pages |
SIGNATURES
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Date: May 5, 2023
| /s/ Edgar M. Cullman, Jr. |
| Edgar M. Cullman, Jr. |
| /s/ Elissa F. Cullman |
| Elissa F. Cullman |
| /s/ Susan R. Cullman |
| Susan R. Cullman |
| /s/ Edgar M. Cullman, III |
| Edgar M. Cullman, III |
| /s/ Samuel B. Cullman |
| Samuel B. Cullman |
| /s/ Georgina D. Cullman |
| Georgina D. Cullman |
| /s/ Frederick M. Danziger |
| Frederick M. Danziger |
| /s/ Lucy C. Danziger |
| Lucy C. Danziger |
| /s/ David M. Danziger |
| David M. Danziger |
| /s/ Richard M. Danziger |
| Richard M. Danziger |
| /s/ Sunaina L. Danziger |
| Sunaina L. Danziger |
| /s/ Sameena J. Danziger |
| Sameena J. Danziger |
| /s/ John L. Ernst |
| John L. Ernst |
| CUSIP No. 45580R103 | 13D | Page 33 of 51 pages |
| /s/ Margot P. Ernst |
| Margot P. Ernst |
| /s/ John L. Ernst, on behalf of Dorothy P. Ernst |
| Dorothy P. Ernst |
| /s/ Alexandra Ernst |
| Alexandra Ernst |
| /s/ Cooper S. Siegel |
| Cooper S. Siegel |
| /s/ Jessica P. Kerns |
| Jessica P. Kerns |
| /s/ Matthew L. Ernst |
| Matthew L. Ernst |
| /s/ Jonah Ernst |
| Jonah Ernst |
| /s/ Odessa J. Ernst |
| Odessa J. Ernst |
| /s/ Michael S. Gamzon |
| Michael S. Gamzon |
| /s/ Rebecca D. Gamzon |
| Rebecca D. Gamzon |
| /s/ Sarah D. Gamzon |
| Sarah D. Gamzon |
| /s/ Michael S. Gamzon, on behalf of Andrew B. Gamzon |
| Andrew B. Gamzon |
| /s/ Benjamin C. Stewart |
| Benjamin C. Stewart |
| /s/ Carolyn B. Sicher |
| Carolyn B. Sicher |
| CUSIP No. 45580R103 | 13D | Page 34 of 51 pages |
| Estate of Louise B. Cullman | ||
| By: | /s/ Edgar M. Cullman, Jr. | |
| Name: | Edgar M. Cullman, Jr. | |
| Title: | Trustee | |
| Estate of Justus Heijmans | ||
| By: | /s/ Edgar M. Cullman, Jr. | |
| Name: | Edgar M. Cullman, Jr. | |
| Title: | Trustee | |
| Edgar M. & Louise B. Cullman Foundation | ||
| By: | /s/ Edgar M. Cullman, Jr. | |
| Name: | Edgar M. Cullman, Jr. | |
| Title: | Trustee | |
| B. Bros. Realty, LLC | ||
| By: | /s/ John L. Ernst | |
| Name: | John L. Ernst | |
| Title: | Managing Member | |
| u/w/o Elsie B Paskus 3/8/91 Trust F/B/O Frederick M. Danziger Family | ||
| By: | /s/ Frederick M. Danziger | |
| Name: | Frederick M. Danziger | |
| Title: | Trustee | |
| u/i/o Elsie B Paskus 8/26/64 Trust F/B/O Frederick M. Danziger | ||
| By: | /s/ Frederick M. Danziger | |
| Name: | Frederick M. Danziger | |
| Title: | Trustee | |
| u/i/o Lucy Danziger 12/24/69 Trust F/B/O Rebecca D. Gamzon | ||
| By: | /s/ David M. Danziger | |
| Name: | David M. Danziger | |
| Title: | Trustee | |
| u/i/o Edgar Cullman 12/26/72 Trust F/B/O David M. Danziger | ||
| By: | /s/ David M. Danziger | |
| Name: | David M. Danziger | |
| Title: | Trustee | |
| CUSIP No. 45580R103 | 13D | Page 35 of 51 pages |
| u/i/o Edgar Cullman 12/26/72 Trust F/B/O Rebecca D. Gamzon | ||
| By: | /s/ Frederick M. Danziger | |
| Name: | Frederick M. Danziger | |
| Title: | Trustee | |
| u/i/o Edgar M Cullman 12/23/76 Trust F/B/O Georgina D. Cullman | ||
| By: | /s/ Edgar M. Cullman, Jr. | |
| Name: | Edgar M. Cullman, Jr. | |
| Title: | Trustee | |
| Georgina D. Cullman 2012 Family Trust (Edgar Cullman Jr. Grantor) | ||
| By: | /s/ Elissa F. Cullman | |
| Name: | Elissa F. Cullman | |
| Title: | Trustee | |
| Trust F/B/O David M. Danziger | ||
| By: | /s/ David M. Danziger | |
| Name: | David M. Danziger | |
| Title: | Trustee | |
| Andrew B Gamzon 2011 Trust (Frederick M. Danziger Grantor) | ||
| By: | /s/ David M. Danziger | |
| Name: | David M. Danziger | |
| Title: | Trustee | |
| Sarah D Gamzon 2011 Trust (Frederick M. Danziger Grantor) | ||
| By: | /s/ David M. Danziger | |
| Name: | David M. Danziger | |
| Title: | Trustee | |
| CUSIP No. 45580R103 | 13D | Page 36 of 51 pages |
| u/i/o Rita Bloomingdale 12/21/50 Trust F/B/O Lucy C Danziger | ||
| By: | /s/ David M. Danziger | |
| Name: | David M. Danziger | |
| Title: | Trustee | |
| u/i/o Louise Cullman 3/23/55 Trust F/B/O David Danziger | ||
| By: | /s/ David M. Danziger | |
| Name: | David M. Danziger | |
| Title: | Trustee | |
| u/i/o Louise Cullman 3/23/55 Trust F/B/O Rebecca Gamzon | ||
| By: | /s/ David M. Danziger | |
| Name: | David M. Danziger | |
| Title: | Trustee | |
| u/i/o Edgar Cullman 3/23/55 Trust F/B/O David Danziger | ||
| By: | /s/ David M. Danziger | |
| Name: | David M. Danziger | |
| Title: | Trustee | |
| u/i/o Edgar Cullman 3/23/55 Trust F/B/O Rebecca Gamzon | ||
| By: | /s/ David M. Danziger | |
| Name: | David M. Danziger | |
| Title: | Trustee | |
| u/i/o Louise Cullman 6/30/54 Trust F/B/O David Danziger | ||
| By: | /s/ David M. Danziger | |
| Name: | David M. Danziger | |
| Title: | Trustee | |
| CUSIP No. 45580R103 | 13D | Page 37 of 51 pages |
| u/i/o Louise Cullman 6/30/54 Trust F/B/O Rebecca Gamzon | ||
| By: | /s/ David M. Danziger | |
| Name: | David M. Danziger | |
| Title: | Trustee | |
| u/i/o Samuel Bloomingdale and Rita Bloomingdale 1/10/50 Trust F/B/O Lucy C. Danziger | ||
| By: | /s/ David M. Danziger | |
| Name: | David M. Danziger | |
| Title: | Trustee | |
| u/i/o Rita Bloomingdale 6/14/51 Trust F/B/O Lucy C. Danziger | ||
| By: | /s/ David M. Danziger | |
| Name: | David M. Danziger | |
| Title: | Trustee | |
| Sunaina L Danziger 2011 Trust (Frederick M. Danziger Grantor) | ||
| By: | /s/ David M. Danziger | |
| Name: | David M. Danziger | |
| Title: | Trustee | |
| Sameena J Danziger 2011 Trust (Frederick M. Danziger Grantor) | ||
| By: | /s/ David M. Danziger | |
| Name: | David M. Danziger | |
| Title: | Trustee | |
| u/i/o Lucy Danziger 12/25/76 Trust F/B/O Rebecca D. Gamzon | ||
| By: | /s/ David M. Danziger | |
| Name: | David M. Danziger | |
| Title: | Trustee | |
| CUSIP No. 45580R103 | 13D | Page 38 of 51 pages |
| u/i/o Lucy Danziger 12/25/76 Trust F/B/O David M. Danziger | ||
| By: | /s/ David M. Danziger | |
| Name: | David M. Danziger | |
| Title: | Trustee | |
| u/i/o Louise Cullman 1/6/53 Trust F/B/O David Danziger | ||
| By: | /s/ David M. Danziger | |
| Name: | David M. Danziger | |
| Title: | Trustee | |
| u/i/o Louise Cullman 1/6/53 Trust F/B/O Rebecca Gamzon | ||
| By: | /s/ David M. Danziger | |
| Name: | David M. Danziger | |
| Title: | Trustee | |
| u/i/o Edgar M Cullman 12/23/76 Trust F/B/O David M. Danziger | ||
| By: | /s/ David M. Danziger | |
| Name: | David M. Danziger | |
| Title: | Trustee | |
| u/i/o Edgar M Cullman 12/23/76 Trust F/B/O Rebecca D. Gamzon | ||
| By: | /s/ David M. Danziger | |
| Name: | David M. Danziger | |
| Title: | Trustee | |
| u/i/o Samuel Bloomingdale 8/2/55 Trust F/B/O David Danziger | ||
| By: | /s/ David M. Danziger | |
| Name: | David M. Danziger | |
| Title: | Trustee | |
| CUSIP No. 45580R103 | 13D | Page 39 of 51 pages |
| u/i/o Samuel Bloomingdale 8/2/55 Trust F/B/O Rebecca Gamzon | ||
| By: | /s/ David M. Danziger | |
| Name: |
David M. Danziger | |
| Title: |
Trustee | |
| u/w/o Frances W Cullman 7/23/59 Trust F/B/O Edgar M. Cullman, Jr. | ||
| By: | /s/ Edgar M. Cullman, Jr. | |
| Name: |
Edgar M. Cullman, Jr. | |
| Title: |
Trustee | |
| u/w/o Frances W Cullman 7/23/59 Trust F/B/O Lucy C. Danziger | ||
| By: | /s/ Edgar M. Cullman, Jr. | |
| Name: |
Edgar M. Cullman, Jr. | |
| Title: |
Trustee | |
| u/w/o Frances W Cullman 7/23/59 Trust F/B/O Susan R Cullman | ||
| By: | /s/ Edgar M. Cullman, Jr. | |
| Name: |
Edgar M. Cullman, Jr. | |
| Title: |
Trustee | |
| Trust F/B/O Lucy C. Danziger | ||
| By: | /s/ Lucy C. Danziger | |
| Name: |
Lucy C. Danziger | |
| Title: |
Trustee | |
| u/w/o Rita Bloomingdale 2/29/56 Trust F/B/O Desc of Lucy C Danziger | ||
| By: | /s/ Edgar M. Cullman, Jr. | |
| Name: |
Edgar M. Cullman, Jr. | |
| Title: |
Trustee | |
| CUSIP No. 45580R103 | 13D | Page 40 of 51 pages |
| u/i/o Samuel Bloomingdale and Rita Bloomingdale 1/10/50 Trust F/B/O Susan R. Cullman | ||
| By: |
/s/ Edgar M. Cullman, Jr. | |
| Name: |
Edgar M. Cullman, Jr. | |
| Title: |
Trustee | |
| u/i/o Edgar Cullman and Louise B Cullman Trust F/B/O Susan R. Cullman | ||
| By: |
/s/ Edgar M. Cullman, Jr. | |
| Name: |
Edgar M. Cullman, Jr. | |
| Title: |
Trustee | |
| u/i/o Samuel Bloomingdale 12/21/50 Trust F/B/O Edgar M. Cullman Jr. | ||
| By: |
/s/ Edgar M. Cullman, Jr. | |
| Name: |
Edgar M. Cullman, Jr. | |
| Title: |
Trustee | |
| u/i/o Samuel Bloomingdale 12/21/50 Trust F/B/O Susan R Cullman | ||
| By: |
/s/ Edgar M. Cullman, Jr. | |
| Name: |
Edgar M. Cullman, Jr. | |
| Title: |
Trustee | |
| u/i/o Rita Bloomingdale 12/21/50 Trust F/B/O Edgar M. Cullman Jr | ||
| By: |
/s/ Edgar M. Cullman, Jr. | |
| Name: |
Edgar M. Cullman, Jr. | |
| Title: |
Trustee | |
| u/i/o Rita Bloomingdale 12/21/50 Trust F/B/O Susan R. Cullman | ||
| By: |
/s/ Edgar M. Cullman, Jr. | |
| Name: |
Edgar M. Cullman, Jr. | |
| Title: |
Trustee | |
| CUSIP No. 45580R103 | 13D | Page 41 of 51 pages |
| u/i/o Rita Bloomingdale 6/14/51 Trust F/B/O Edgar M Cullman Jr | ||
| By: |
/s/ Edgar M. Cullman, Jr. | |
| Name: |
Edgar M. Cullman, Jr. | |
| Title: |
Trustee | |
| u/i/o Rita Bloomingdale 6/14/51 Trust F/B/O Susan R Cullman | ||
| By: |
/s/ Edgar M. Cullman, Jr. | |
| Name: |
Edgar M. Cullman, Jr. | |
| Title: |
Trustee | |
| u/i/o Louise Cullman 1/6/53 Trust F/B/O Desc of Edgar M Cullman, Jr. | ||
| By: |
/s/ Edgar M. Cullman, Jr. | |
| Name: |
Edgar M. Cullman, Jr. | |
| Title: |
Trustee | |
| u/i/o Louise B. Cullman 6/305/54 Trust F/B/O Desc of Edgar M Cullman, Jr. | ||
| By: |
/s/ Edgar M. Cullman, Jr. | |
| Name: |
Edgar M. Cullman, Jr. | |
| Title: |
Trustee | |
| u/i/o Louise B. Cullman 6/30/54 Trust F/B/O Desc of Susan R. Cullman | ||
| By: |
/s/ Edgar M. Cullman, Jr. | |
| Name: |
Edgar M. Cullman, Jr. | |
| Title: |
Trustee | |
| u/i/o Edgar M. Cullman 3/23/55 Trust F/B/O Desc of Edgar M Cullman, Jr. | ||
| By: |
/s/ Edgar M. Cullman, Jr. | |
| Name: |
Edgar M. Cullman, Jr. | |
| Title: |
Trustee | |
| CUSIP No. 45580R103 | 13D | Page 42 of 51 pages |
| u/i/o Edgar M. Cullman 3/23/55 Trust F/B/O Desc of Susan R. Cullman | ||
| By: |
/s/ Edgar M. Cullman, Jr. | |
| Name: |
Edgar M. Cullman, Jr. | |
| Title: |
Trustee | |
| u/i/o Louise B. Cullman 3/23/55 Trust F/B/O Desc of Edgar M. Cullman, Jr. | ||
| By: |
/s/ Edgar M. Cullman, Jr. | |
| Name: |
Edgar M. Cullman, Jr. | |
| Title: |
Trustee | |
| u/i/o Louise B. Cullman 3/23/55 Trust F/B/O Desc of Susan R. Cullman | ||
| By: |
/s/ Edgar M. Cullman, Jr. | |
| Name: |
Edgar M. Cullman, Jr. | |
| Title: |
Trustee | |
| u/i/o Samuel J Bloomingdale 8/2/55 Trust F/B/O Desc of Susan R. Cullman | ||
| By: |
/s/ Edgar M. Cullman, Jr. | |
| Name: |
Edgar M. Cullman, Jr. | |
| Title: |
Trustee | |
| u/w/o Rita Bloomingdale 2/29/56 Trust F/B/O Desc of Edgar M Cullman, Jr. | ||
| By: |
/s/ Edgar M. Cullman, Jr. | |
| Name: |
Edgar M. Cullman, Jr. | |
| Title: |
Trustee | |
| u/w/o Rita Bloomingdale 2/29/56 Trust F/B/O Desc of Susan R. Cullman | ||
| By: |
/s/ Edgar M. Cullman, Jr. | |
| Name: |
Edgar M. Cullman, Jr. | |
| Title: |
Trustee | |
| CUSIP No. 45580R103 | 13D | Page 43 of 51 pages |
| u/i/o Edgar M Cullman Jr. 12/25/76 Trust F/B/O Edgar M. Cullman, III | ||
| By: | /s/ Elissa F. Cullman | |
| Name: | Elissa F. Cullman | |
| Title: | Trustee | |
| u/i/o Edgar M Cullman Jr 12/25/76 Trust F/B/O Samuel B. Cullman | ||
| By: | /s/ Elissa F. Cullman | |
| Name: | Elissa F. Cullman | |
| Title: | Trustee | |
| u/i/o Edgar M Cullman 12/23/76 Trust F/B/O Edgar M. Cullman, III | ||
| By: | /s/ Edgar M. Cullman, Jr. | |
| Name: | Edgar M. Cullman, Jr. | |
| Title: | Trustee | |
| u/i/o Edgar M Cullman 12/23/76 Trust F/B/O Samuel B. Cullman | ||
| By: | /s/ Edgar M. Cullman, Jr. | |
| Name: | Edgar M. Cullman, Jr. | |
| Title: | Trustee | |
| u/i/o Edgar M Cullman 12/23/76 Trust F/B/O Carolyn B. Sicher | ||
| By: | /s/ Edgar M. Cullman, Jr. | |
| Name: | Edgar M. Cullman, Jr. | |
| Title: | Trustee | |
| u/i/o Elsie B Paskus 8/26/64 Trust F/B/O Richard M. Danziger | ||
| By: | /s/ Frederick M. Danziger | |
| Name: | Frederick M. Danziger | |
| Title: | Trustee | |
| CUSIP No. 45580R103 | 13D | Page 44 of 51 pages |
| Trust F/B/O Desc of J. L. Ernst | ||
| By: | /s/ John L. Ernst | |
| Name: | John L. Ernst | |
| Title: | Trustee | |
| LBC Article 7 Trust F/B/O SRC | ||
| By: | /s/ Edgar M. Cullman, Jr. | |
| Name: | Edgar M. Cullman, Jr. | |
| Title: | Trustee | |
| LBC Article 7 Trust F/B/O DMD | ||
| By: | /s/ David M. Danziger | |
| Name: | David M. Danziger | |
| Title: | Trustee | |
| LBC Article 7 Trust F/B/O RDG | ||
| By: | /s/ David M. Danziger | |
| Name: | David M. Danziger | |
| Title: | Trustee | |
| LBC Article 7 Trust F/B/O EMC III | ||
| By: | /s/ Edgar M. Cullman, Jr. | |
| Name: | Edgar M. Cullman, Jr. | |
| Title: | Trustee | |
| LBC Article 7 Trust F/B/O SBC | ||
| By: | /s/ Edgar M. Cullman, Jr. | |
| Name: | Edgar M. Cullman, Jr. | |
| Title: | Trustee | |
| LBC Article 7 Trust F/B/O GDC | ||
| By: | /s/ Edgar M. Cullman, Jr. | |
| Name: | Edgar M. Cullman, Jr. | |
| Title: | Trustee | |
| CUSIP No. 45580R103 | 13D | Page 45 of 51 pages |
| Trust F/B/O Dorothy P. Ernst | ||
| By: | /s/ John L. Ernst | |
| Name: | John L. Ernst | |
| Title: | Trustee | |
| Trust F/B/O John L. Ernst | ||
| By: | /s/ John L. Ernst | |
| Name: | John L. Ernst | |
| Title: | Trustee | |
| Trust F/B/O Dorothy P. Ernst | ||
| By: | /s/ John L. Ernst | |
| Name: | John L. Ernst | |
| Title: | Trustee | |
| Trust F/B/O John L. Ernst | ||
| By: | /s/ John L. Ernst | |
| Name: | John L. Ernst | |
| Title: | Trustee | |
| Trust F/B/O Desc of John L. Ernst | ||
| By: | /s/ John L. Ernst | |
| Name: | John L. Ernst | |
| Title: | Trustee | |
| Trust F/B/O Desc of Carolyn S. Fabrici | ||
| By: | /s/ John L. Ernst | |
| Name: | John L. Ernst | |
| Title: | Trustee | |
| Trust F/B/O Desc of Susan R. Cullman | ||
| By: | /s/ Edgar M. Cullman, Jr. | |
| Name: | Edgar M. Cullman, Jr. | |
| Title: | Trustee | |
| CUSIP No. 45580R103 | 13D | Page 46 of 51 pages |
| Trust F/B/O Desc of John L. Ernst | ||
| By: | /s/ John L. Ernst | |
| Name: | John L. Ernst | |
| Title: | Trustee | |
| Trust F/B/O Desc of Carolyn S. Fabrici | ||
| By: | /s/ John L. Ernst | |
| Name: | John L. Ernst | |
| Title: | Trustee | |
| Trust F/B/O Desc of E.M. Cullman, Jr. | ||
| By: | /s/ Edgar M. Cullman, Jr. | |
| Name: | Edgar M. Cullman, Jr. | |
| Title: | Trustee | |
| Trust F/B/O Desc of J.L. Ernst | ||
| By: | /s/ John L. Ernst | |
| Name: | John L. Ernst | |
| Title: | Trustee | |
| Trust F/B/O Desc of C.S. Fabrici | ||
| By: | /s/ John L. Ernst | |
| Name: | John L. Ernst | |
| Title: | Trustee | |
| Trust F/B/O Desc of J.L. Ernst | ||
| By: | /s/ John L. Ernst | |
| Name: | John L. Ernst | |
| Title: | Trustee | |
| Trust F/B/O Desc of C.S. Fabrici | ||
| By: | /s/ Edgar M. Cullman, Jr. | |
| Name: | Edgar M. Cullman, Jr. | |
| Title: | Trustee | |
| CUSIP No. 45580R103 | 13D | Page 47 of 51 pages |
| Trust F/B/O Carolyn B. Sicher | ||
| By: | /s/ Edgar M. Cullman, Jr. | |
| Name: | Edgar M. Cullman, Jr. | |
| Title: | Trustee | |
| Trust F/B/O Desc of C. S. Fabrici | ||
| By: | /s/ Edgar M. Cullman, Jr. | |
| Name: | Edgar M. Cullman, Jr. | |
| Title: | Trustee | |
| Trust F/B/O Desc of J. L. Ernst | ||
| By: | /s/ John L. Ernst | |
| Name: | John L. Ernst | |
| Title: | Trustee | |
| u/w/o Joseph F Cullman 6/30/50 Trust F/B/O Susan R. Cullman | ||
| By: | /s/ David M. Danziger | |
| Name: | David M. Danziger | |
| Title: | Trustee | |
| u/w/o Joseph F Cullman 6/30/50 Trust F/B/O Edgar M. Cullman Jr. | ||
| By: | /s/ Edgar M. Cullman, Jr. | |
| Name: | Edgar M. Cullman, Jr. | |
| Title: | Trustee | |
| u/w/o Joseph F Cullman 6/30/50 Trust F/B/O Lucy C. Danziger | ||
| By: | /s/ David M. Danziger | |
| Name: | David M. Danziger | |
| Title: | Trustee | |
| D.M. Danziger Family 2021 Trust | ||
| By: | /s/ Rebecca D. Gamzon | |
| Name: | Rebecca D. Gamzon | |
| Title: | Trustee | |
| CUSIP No. 45580R103 | 13D | Page 48 of 51 pages |
SCHEDULE I
Reporting Persons Information
| Name |
Present Principal Occupation or Employment |
Total Number of Shares of the Issuer’s Common Stock Beneficially Held |
Percentage of Class of Issuer’s Common Stock |
|||||||
| Estate of Louise B. Cullman |
— | 7,038 | * | |||||||
| Edgar M. Cullman, Jr. (“EMC, Jr.”) |
Co-Managing Member of Culbro, LLC |
59,328 | 0.6 | % | ||||||
| Elissa F. Cullman (“EFC”) |
Interior Decorator | 59,328 | 0.6 | % | ||||||
| Susan R. Cullman (“SRC”) |
— | 256,292 | 2.5 | % | ||||||
| Lucy C. Danziger (“LCD”) |
— | 223,617 | 2.2 | % | ||||||
| Frederick M. Danziger (“FMD”) |
Director of Indus Realty Trust, Inc. | 223,617 | 2.2 | % | ||||||
| David M. Danziger (“DMD”) |
Investment Manager of Culbro, LLC | 79,978 | 0.8 | % | ||||||
| Sheena S. Danziger (“SD”) |
— | — | — | |||||||
| Carolyn S. Fabrici (“CSF”) |
— | — | — | |||||||
| Dorothy P. Ernst (JLE Guardian) |
— | 2,725 | * | |||||||
| John L. Ernst (“JLE”) |
Chairman & President Bloomingdale Properties, Inc. |
245,358 | 2.4 | % | ||||||
| Margot P. Ernst (“MPE”) |
— | 7,476 | * | |||||||
| Alexandra Ernst (“AE”) |
Writer | 1,575 | * | |||||||
| Cooper S. Siegel |
— | 203 | * | |||||||
| Jessica P. Kerns (“JPK”) |
Medical Doctor | 1,271 | * | |||||||
| B. Bros. Realty, LLC (SRC and JLE Managing Members) |
Investor | 237,882 | 2.3 | % | ||||||
| Matthew L. Ernst (“MLE”) |
Screenwriter | 1,474 | * | |||||||
| Jonah Ernst |
U.S. Marshal | 203 | * | |||||||
| Odessa J. Ernst |
Student | 203 | * | |||||||
| Rebecca D. Gamzon (“RDG”) |
Teacher | 137,893 | 1.4 | % | ||||||
| Michael S. Gamzon (“MSG”) |
President, Chief Executive Officer and Director of Indus Realty Trust, Inc. |
137,893 | 1.4 | % | ||||||
| Edgar M. Cullman, III (“EMC, III”) |
Director | 6,938 | * | |||||||
| Samuel B. Cullman (“SBC”) |
Film Director | 7,809 | * | |||||||
| Georgina D. Cullman (“GDC”) |
Environmental Curator | 5,199 | * | |||||||
| Carolyn B. Sicher (“CBS”) |
Therapist | 18,026 | 0.2 | % | ||||||
| Richard M. Danziger (“RMD”) |
Retired | 69,290 | 0.7 | % | ||||||
| Sunaina L. Danziger |
Student | 15,617 | 0.2 | % | ||||||
| Sameena J. Danziger |
Student | 15,617 | 0.2 | % | ||||||
| Sarah D. Gamzon |
Student | 10,398 | 0.1 | % | ||||||
| Andrew B. Gamzon |
Naval Officer | 13,802 | 0.1 | % | ||||||
| Benjamin C. Stewart (“BCS”) |
— | 6,100 | * | |||||||
| u/w/o Elsie B Paskus 3/8/91 Trust F/B/O Frederick M. Danziger Family |
— | 31,033 | 0.3 | % | ||||||
| u/i/o Elsie B Paskus 8/26/64 Trust F/B/O Frederick M. Danziger |
— | 35,205 | 0.4 | % | ||||||
| u/i/o Lucy Danziger 12/24/69 Trust F/B/O Rebecca D. Gamzon |
— | 23,198 | 0.2 | % | ||||||
| CUSIP No. 45580R103 | 13D | Page 49 of 51 pages |
| u/i/o Edgar Cullman 12/26/72 Trust F/B/O David M. Danziger |
— | 18,111 | 0.2 | % | ||||||
| u/i/o Edgar Cullman 12/26/72 Trust F/B/O Rebecca D. Gamzon |
— | 18,314 | 0.2 | % | ||||||
| u/i/o Edgar M Cullman 12/23/76 Trust F/B/O Georgina D. Cullman |
— | 20,349 | 0.2 | % | ||||||
| Georgina D. Cullman 2012 Family Trust (Edgar Cullman Jr. Grantor) |
— | 20,349 | 0.2 | % | ||||||
| Trust F/B/O David M. Danziger |
— | 12,743 | 0.1 | % | ||||||
| Andrew B Gamzon 2011 Trust (Frederick M. Danziger Grantor) |
— | 25,437 | 0.3 | % | ||||||
| Sarah D Gamzon 2011 Trust (Frederick M. Danziger Grantor) |
— | 25,437 | 0.3 | % | ||||||
| u/i/o Rita Bloomingdale 12/21/50 Trust F/B/O Lucy C Danziger |
— | 5,512 | * | |||||||
| u/i/o Louise Cullman 3/23/55 Trust F/B/O David Danziger |
— | 3,561 | * | |||||||
| u/i/o Louise Cullman 3/23/55 Trust F/B/O Rebecca Gamzon |
— | 3,561 | * | |||||||
| u/i/o Edgar Cullman 3/23/55 Trust F/B/O David Danziger |
— | 5,509 | * | |||||||
| u/i/o Edgar Cullman 3/23/55 Trust F/B/O Rebecca Gamzon |
— | 5,509 | * | |||||||
| u/i/o Louise Cullman 6/30/54 Trust F/B/O David Danziger |
— | 13,198 | 0.1 | % | ||||||
| u/i/o Louise Cullman 6/30/54 Trust F/B/O Rebecca Gamzon |
— | 13,198 | 0.1 | % | ||||||
| u/i/o Samuel Bloomingdale and Rita Bloomingdale 1/10/50 Trust F/B/O Lucy C. Danziger |
— | 29,702 | 0.3 | % | ||||||
| u/i/o Rita Bloomingdale 6/14/51 Trust F/B/O Lucy C. Danziger |
— | 90,371 | 0.9 | % | ||||||
| Sunaina L Danziger 2011 Trust (Frederick M. Danziger Grantor) |
— | 25,437 | 0.3 | % | ||||||
| Sameena J Danziger 2011 Trust (Frederick M. Danziger Grantor) |
— | 25,437 | 0.3 | % | ||||||
| u/i/o Lucy Danziger 12/25/76 Trust F/B/O Rebecca D. Gamzon |
— | 3,255 | * | |||||||
| u/i/o Lucy Danziger 12/25/76 Trust F/B/O David M. Danziger |
— | 3,255 | * | |||||||
| u/i/o Louise Cullman 1/6/53 Trust F/B/O David Danziger |
— | 5,290 | * | |||||||
| u/i/o Louise Cullman 1/6/53 Trust F/B/O Rebecca Gamzon |
— | 5,290 | * | |||||||
| u/i/o Edgar M Cullman 12/23/76 Trust F/B/O David M. Danziger |
— | 16,279 | 0.2 | % | ||||||
| u/i/o Edgar M Cullman 12/23/76 Trust F/B/O Rebecca D. Gamzon |
— | 16,483 | 0.2 | % | ||||||
| u/i/o Samuel Bloomingdale 8/2/55 Trust F/B/O David Danziger |
— | 12,413 | 0.1 | % | ||||||
| u/i/o Samuel Bloomingdale 8/2/55 Trust F/B/O Rebecca Gamzon |
— | 12,413 | 0.1 | % | ||||||
| u/w/o Frances W Cullman 7/23/59 Trust F/B/O Edgar M. Cullman, Jr. |
— | 14,010 | 0.1 | % | ||||||
| u/w/o Frances W Cullman 7/23/59 Trust F/B/O Lucy C. Danziger |
— | 17,724 | 0.2 | % |
| CUSIP No. 45580R103 | 13D | Page 50 of 51 pages |
| u/w/o Frances W Cullman 7/23/59 Trust F/B/O Susan R Cullman |
— | 20,364 | 0.2 | % | ||||||
| Trust F/B/O Lucy C. Danziger |
— | 30,488 | 0.3 | % | ||||||
| u/w/o Rita Bloomingdale 2/29/56 Trust F/B/O Desc of Lucy C Danziger |
— | 19,564 | 0.2 | % | ||||||
| u/i/o Samuel Bloomingdale and Rita Bloomingdale 1/10/50 Trust F/B/O Susan R. Cullman |
— | 51,770 | 0.5 | % | ||||||
| u/i/o Edgar Cullman and Louise B Cullman Trust F/B/O Susan R. Cullman |
— | 13,953 | 0.1 | % | ||||||
| u/i/o Samuel Bloomingdale 12/21/50 Trust F/B/O Edgar M. Cullman Jr. |
— | 25,443 | 0.3 | % | ||||||
| u/i/o Samuel Bloomingdale 12/21/50 Trust F/B/O Susan R Cullman |
— | 26,454 | < td valign="bottom"> | 0.3 | % | |||||
| u/i/o Rita Bloomingdale 12/21/50 Trust F/B/O Edgar M. Cullman Jr |
— | 10,148 | 0.1 | % | ||||||
| u/i/o Rita Bloomingdale 12/21/50 Trust F/B/O Susan R. Cullman |
— | 6,959 | * | |||||||
| u/i/o Rita Bloomingdale 6/14/51 Trust F/B/O Edgar M Cullman Jr |
— | 40,893 | 0.4 | % | ||||||
| u/i/o Rita Bloomingdale 6/14/51 Trust F/B/O Susan R Cullman |
— | 40,791 | 0.4 | % | ||||||
| u/i/o Louise Cullman 1/6/53 Trust F/B/O Desc of Edgar M Cullman, Jr. |
— | 39,657 | 0.4 | % | ||||||
| u/i/o Louise B. Cullman 6/305/54 Trust F/B/O Desc of Edgar M Cullman, Jr. |
— | 50,368 | 0.5 | % | ||||||
| u/i/o Louise B. Cullman 6/30/54 Trust F/B/O Desc of Susan R. Cullman |
— | 36,505 | 0.4 | % | ||||||
| u/i/o Edgar M. Cullman 3/23/55 Trust F/B/O Desc of Edgar M Cullman, Jr. |
— | 15,677 | 0.2 | % | ||||||
| u/i/o Edgar M. Cullman 3/23/55 Trust F/B/O Desc of Susan R. Cullman |
— | 14,448 | 0.1 | % | ||||||
| u/i/o Louise B. Cullman 3/23/55 Trust F/B/O Desc of Edgar M. Cullman, Jr. |
— | 12,336 | 0.1 | % | ||||||
| u/i/o Louise B. Cullman 3/23/55 Trust F/B/O Desc of Susan R. Cullman |
— | 13,837 | 0.1 | % | ||||||
| u/i/o Samuel J Bloomingdale 8/2/55 Trust F/B/O Desc of Susan R. Cullman |
— | 38,626 | 0.4 | % | ||||||
| u/w/o Rita Bloomingdale 2/29/56 Trust F/B/O Desc of Edgar M Cullman, Jr. |
— | 20,687 | 0.2 | % | ||||||
| u/w/o Rita Bloomingdale 2/29/56 Trust F/B/O Desc of Susan R. Cullman |
— | 17,490 | 0.2 | % | ||||||
| Edgar M. & Louise B. Cullman Foundation |
— | 70,418 | 0.7 | % | ||||||
| u/i/o Edgar M Cullman Jr. 12/25/76 Trust F/B/O Edgar M. Cullman, III |
— | 7,325 | * | |||||||
| u/i/o Edgar M Cullman Jr 12/25/76 Trust F/B/O Samuel B. Cullman |
— | 7,325 | * | |||||||
| u/i/o Edgar M Cullman 12/23/76 Trust F/B/O Edgar M. Cullman, III |
— | 20,756 | 0.2 | % | ||||||
| u/i/o Edgar M Cullman 12/23/76 Trust F/B/O Samuel B. Cullman |
— | 20,756 | 0.2 | % | ||||||
| u/i/o Edgar M Cullman 12/23/76 Trust F/B/O Carolyn B. Sicher |
— | 16,279 | 0.2 | % |
| CUSIP No. 45580R103 | 13D | Page 51 of 51 pages |
| u/i/o Elsie B Paskus 8/26/64 Trust F/B/O Richard M. Danziger |
— | 3,052 | * | |||||||
| Trust F/B/O Desc of J. L. Ernst |
— | 7,588 | * | |||||||
| LBC Article 7 Trust F/B/O SRC |
— | 10,143 | 0.1 | % | ||||||
| LBC Article 7 Trust F/B/O DMD |
— | 8,409 | * | |||||||
| LBC Article 7 Trust F/B/O RDG |
— | 8,410 | * | |||||||
| LBC Article 7 Trust F/B/O EMC III |
— | 3,381 | * | |||||||
| LBC Article 7 Trust F/B/O SBC |
— | 3,381 | * | |||||||
| LBC Article 7 Trust F/B/O GDC |
— | 3,381 | * | |||||||
| Trust F/B/O Dorothy P. Ernst |
— | 4,043 | * | |||||||
| Trust F/B/O John L. Ernst |
— | 1,119 | * | |||||||
| Trust F/B/O Dorothy P. Ernst |
— | 4,043 | * | |||||||
| Trust F/B/O John L. Ernst |
— | 3,134 | * | |||||||
| Trust F/B/O Desc of John L. Ernst |
— | 4,440 | * | |||||||
| Trust F/B/O Desc of Carolyn S. Fabrici |
— | 3,911 | * | |||||||
| Trust F/B/O Desc of Susan R. Cullman |
— | 26,743 | 0.3 | % | ||||||
| Trust F/B/O Desc of John L. Ernst |
— | 2,625 | * | |||||||
| Trust F/B/O Desc of Carolyn S. Fabrici |
— | 11,905 | 0.1 | % | ||||||
| Trust F/B/O Desc of E.M. Cullman, Jr. |
— | 34,849 | 0.3 | % | ||||||
| Trust F/B/O Desc of J.L. Ernst |
— | 3,249 | * | |||||||
| Trust F/B/O Desc of C.S. Fabrici |
— | 3,587 | * | |||||||
| Trust F/B/O Desc of J.L. Ernst |
— | 39,822 | 0.4 | % | ||||||
| Trust F/B/O Desc of C.S. Fabrici |
— | 39,822 | 0.4 | % | ||||||
| Trust F/B/O Carolyn B. Sicher |
— | 14,244 | 0.1 | % | ||||||
| Trust F/B/O Desc of C. S. Fabrici |
— | 2,034 | * | |||||||
| Trust F/B/O Desc of J. L. Ernst |
— | 4,829 | * | |||||||
| u/w/o Joseph F Cullman 6/30/50 Trust F/B/O Susan R. Cullman |
— | 10,665 | 0.1 | % | ||||||
| u/w/o Joseph F Cullman 6/30/50 Trust F/B/O Edgar M. Cullman Jr. |
— | 25,927 | 0.3 | % | ||||||
| u/w/o Joseph F Cullman 6/30/50 Trust F/B/O Lucy C. Danziger |
— | 34,069 | 0.3 | % | ||||||
| D.M. Danziger Family 2021 Trust |
— | 13,000 | 0.1 | % | ||||||
| Estate of Justus Heijmans |
— | 206 | * |
| * | Less than 0.1% |