Insider filing report for Changes in Beneficial Ownership
- Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
- Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
- Peter Lynch
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 6)*
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
o Rule 13d-1(b)
o Rule 13d-1(c)
þ Rule 13d-1(d)
* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. |
86183 P 10 2 |
| 1 | NAMES OF REPORTING PERSONS D.M. Draime |
||||
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) |
||||
| (a) o | |||||
| (b) o | |||||
| 3 | SEC USE ONLY | ||||
| 4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
| U.S.A. | |||||
| 5 | SOLE VOTING POWER | ||||
| NUMBER OF | 0 | ||||
| SHARES | 6 | SHARED VOTING POWER | |||
| BENEFICIALLY | |||||
| OWNED BY | 0 | ||||
| EACH | 7 | SOLE DISPOSITIVE POWER | |||
| REPORTING | |||||
| PERSON | 0 | ||||
| WITH: | 8 | SHARED DISPOSITIVE POWER | |||
| 0 | |||||
| 9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
| 0 | |||||
| 10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||
| o | |||||
| 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
| 0% | |||||
| 12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||
| IN | |||||
Item 1(a)
|
Name of Issuer. | |
| Stoneridge, Inc. | ||
Item 1(b)
|
Address of Issuer’s Principal Executive Offices. | |
| 9400 East Market Street, Warren, Ohio 44484 | ||
Item 2(a)
|
Name of Person Filing. | |
| D.M. Draime | ||
Item 2(b)
|
Address of Principal Business Office. | |
| 400 Hunters Hollow, Warren, Ohio 44484 | ||
Item 2(c)
|
Place of Organization. | |
| U.S.A. | ||
Item 2(d)
|
Title of Class of Securities. | |
| Common Shares, without par value (“Common Shares”) | ||
Item 2(e)
|
CUSIP Number. | |
| 86183 P 10 2 |
Item 3
|
Reporting Person. | |
| Not applicable | ||
Item 4
|
Ownership. | |
Item 4(a)
|
Amount Beneficially Owned | |
|
Prior to his death on July 9, 2006, D.M. Draime had beneficial ownership interest
with respect to the 5,650,000 Common Shares that were held in trust for the benefit
of D.M. Draime of which D.M. Draime had been Trustee. After D.M. Draime’s death,
Cecile M. Draime became successor Trustee for the trust for the benefit of D.M.
Draime. |
||
|
On November 8, 2010, Cecile M. Draime sold 5,650,000 Common Shares and, after the
foregoing transaction, Cecile M. Draime beneficially owned 0 Common Shares.
|
||
Item 4(b)
|
Percent of class | |
| 0.0% | ||
Item 4(c)
|
Number of Common Shares to which the person has: |
| (i) | Sole power to vote or direct the vote: 0 |
|
| (ii) | Shared power to vote or direct the vote: 0 |
|
| (iii) | Sole power to dispose or direct the disposition of: 0 |
|
| (iv) | Shared power to dispose or to direct the disposition of: 0 |
Item 5
|
Ownership of Five Percent or Less of a Class. | |
|
If this statement is being filed to report the fact that as of the date hereof the
reporting person has ceased to be the beneficial owner of more than five percent of
the class of securities, check the following þ.
|
||
Item 6
|
Ownership of More Than Five Percent on Behalf of Another Person. | |
| Not applicable. | ||
Item 7
|
Identification and Classification of the Subsidiary which Acquired the Security Being Reported On by the Parent Holding Company. | |
| Not applicable. |
Item 8
|
Identification and Classification of Members of the Group. | |
| Not applicable. | ||
Item 9
|
Notice of Dissolution of Group. | |
| Not applicable. | ||
Item 10
|
Certification. | |
| Not applicable. |
| D.M. Draime: |
||||
| Date: November 19, 2010 | By: | /s/ Cecile M. Draime, Successor Trustee | ||
| Cecile M. Draime, as successor Trustee | ||||
| to the David M. Draime Irrevocable Trust Under Agreement dated June 4, 2003 | ||||