Insider filing report for Changes in Beneficial Ownership
- Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
- Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
- Peter Lynch
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SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C.
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 3)1
STONERIDGE, INC.
(Name of Issuer)
Common Shares, without par value
(Title of Class of Securities)
| 86183 P 10 2 (CUSIP Number) |
December 31, 2003
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
¨ Rule 13d-1(b)
¨ Rule 13d-1(c)
x Rule 13d-1(d)
| 1 | The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. |
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
| CUSIP No. 86183 P 10 2 | 13G | Page 2 of 5 Pages |
| 1. | Names of Reporting Persons I.R.S. Identification No. of above persons (entities only)
Cloyd J. Abruzzo |
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| 2. | Check the Appropriate Box if a Member of a Group* (a) ¨ (b) ¨ |
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| 3. | SEC Use Only
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| 4. | Citizenship or Place or Organization
U.S.A. |
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| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5. Sole Voting Power
587,847 6. Shared Voting Power
-0- 7. Sole Dispositive Power
587,847 8. Shared Dispositive Power
-0- | |
| 9. | Aggregate Amount Beneficially Owned by Each Reporting Person
587,847 |
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| 10. | Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares*
¨ |
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| 11. |
Percentage of Class Represented by Amount in Row 9
2.6% |
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| 12. | Type of Reporting Person*
IN |
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*SEE INSTRUCTIONS BEFORE FILLING OUT!
| Page 3 of 5 Pages | ||||
| Item 1 |
(a). |
Name of Issuer: | ||||||||||
| Stoneridge, Inc. | ||||||||||||
| Item 1 |
(b). |
Address of Issuer’s Principal Executive Offices: | ||||||||||
| 9400 East Market Street, Warren, Ohio 44484 | ||||||||||||
| Item 2 |
(a). |
Name of Person Filing: | ||||||||||
| Cloyd J. Abruzzo | ||||||||||||
| Item 2 |
(b). |
Address of Principal Business Office or, if none, Residence: | ||||||||||
| 288 Hunters Hollow, Warren, Ohio 44484 | ||||||||||||
| Item 2 |
(c). |
Citizenship: | ||||||||||
| U.S.A. | ||||||||||||
| Item 2 |
(d). |
Title of Class of Securities: | ||||||||||
| Common Shares, without par value (“Common Shares”) | ||||||||||||
| Item 2 |
(e). |
CUSIP Number: | ||||||||||
| 86183 P 10 2 | ||||||||||||
| Item 3. |
If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b), check whether the person filing is a: | |||||||||||
| Not applicable | ||||||||||||
| Item 4. |
Ownership. | |||||||||||
| (a) | Amount beneficially owned: | |||||||||||
| As of December 31, 2003, Cloyd J. Abruzzo beneficially owned 587,847 Common Shares, including 147,257 Common Shares owned directly, 99,590 Common Shares held in trust for the benefit of Cloyd J. Abruzzo of which Mr. Abruzzo is trustee, 341,000 Common Shares that Mr. Abruzzo has the right to acquire upon the exercise of share options.
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| (b) | Percent of class: | |||||||||||
| 2.6% | ||||||||||||
| Page 4 of 5 Pages | ||||
| (c) | Number of shares as to which such person has: | |||||||||
| (i) | Sole power to vote or to direct the vote: 587,847 Common Shares | |||||||||
| (ii) | Shared power to vote or to direct the vote: -0- | |||||||||
| (iii) | Sole power to dispose or to direct the disposition of: 587,847 Common Shares | |||||||||
| (iv) | Shared power to dispose or to direct the disposition of: -0- | |||||||||
| Item 5. |
Ownership of Five Percent or Less of a Class. | |||||||||
| If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following x. | ||||||||||
| Item 6. |
Ownership of More than Five Percent on Behalf of Another Person. | |||||||||
| Not applicable | ||||||||||
| Item 7. |
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. | |||||||||
| Not applicable | ||||||||||
| Item 8. |
Identification and Classification of Members of the Group. | |||||||||
| Not applicable | ||||||||||
| Item 9. |
Notice of Dissolution of Group. | |||||||||
| Not applicable | ||||||||||
| Item 10. |
Certification. | |||||||||
| Not applicable | ||||||||||
| Page 5 of 5 Pages | ||||
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
| February 12, 2004 | ||
| (Date) | ||
| /s/ Cloyd J. Abruzzo | ||
| (Signature) | ||
| Cloyd J. Abruzzo | ||
| (Name/Title) | ||