Insider filing report for Changes in Beneficial Ownership
- Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
- Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 2)*
Edgewise Therapeutics, Inc. |
(Name of Issuer)
|
Common Stock |
(Title of Class of Securities)
|
28036F105 |
(CUSIP Number)
|
OrbiMed Advisors LLC OrbiMed Capital GP VI LLC OrbiMed Genesis GP LLC OrbiMed Capital LLC
601 Lexington Avenue, 54th Floor New York, NY 10022 Telephone: (212) 739-6400
|
(Name, Address and Telephone Number of Person Authorized
to
|
January 23, 2024 |
(Date of Event which Requires Filing of this Statement) |
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. ☐
Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See §240.13d-7(b) for other parties to whom copies are to be sent.
* | The remainder of this cover page shall be filled out for a Reporting Person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. |
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. 28036F105 |
1 |
Names of Reporting Persons. OrbiMed Advisors LLC | |||
2 |
Check the Appropriate Box if a Member of a Group (See Instructions). (a) o (b) o |
| ||
3 | SEC Use Only | |||
4 |
Source of Funds (See Instructions) AF | |||
5 | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) | o | ||
6 |
Citizenship or Place of Organization Delaware | |||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7 |
Sole Voting Power 0 | ||
8 |
Shared Voting Power 14,756,096 | |||
9 |
Sole Dispositive Power 0 | |||
10 |
Shared Dispositive Power 14,756,096 | |||
11 |
Aggregate Amount Beneficially Owned by Each Reporting Person 14,756,096 | |||
12 | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) | o | ||
13 |
Percent of Class Represented by Amount in Row (11) 17.3%* | |||
14 |
Type of Reporting Person (See Instructions) IA | |||
*This percentage is calculated based upon 85,279,121 shares of common stock, par value $0.0001 per share, outstanding of Edgewise Therapeutics, Inc. (the “Issuer”) following the closing of an underwritten registered direct offering, as set forth in the Issuer’s Rule 424(b)(5) Prospectus filed with the Securities and Exchange Commission on January 19, 2024.
CUSIP No. 28036F105 |
1 |
Names of Reporting Persons. OrbiMed Capital GP VI LLC | |||
2 |
Check the Appropriate Box if a Member of a Group (See Instructions). (a) o (b) o |
| ||
3 | SEC Use Only | |||
4 |
Source of Funds (See Instructions) AF | |||
5 | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) | o | ||
6 |
Citizenship or Place of Organization Delaware | |||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7 |
Sole Voting Power 0 | ||
8 |
Shared Voting Power 14,436,497 | |||
9 |
Sole Dispositive Power 0 | |||
10 |
Shared Dispositive Power 14,436,497 | |||
11 |
Aggregate Amount Beneficially Owned by Each Reporting Person 14,436,497 | |||
12 | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) | o | ||
13 |
Percent of Class Represented by Amount in Row (11) 16.9%* | |||
14 |
Type of Reporting Person (See Instructions) OO | |||
*This percentage is calculated based upon 85,279,121 shares of common stock, par value $0.0001 per share, outstanding of Edgewise Therapeutics, Inc. (the “Issuer”) following the closing of an underwritten registered direct offering, as set forth in the Issuer’s Rule 424(b)(5) Prospectus filed with the Securities and Exchange Commission on January 19, 2024.
CUSIP No. 28036F105 |
1 |
Names of Reporting Persons. OrbiMed Genesis GP LLC | |||
2 |
Check the Appropriate Box if a Member of a Group (See Instructions). (a) o (b) o |
| ||
3 | SEC Use Only | |||
4 |
Source of Funds (See Instructions) AF | |||
5 | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) | o | ||
6 |
Citizenship or Place of Organization Delaware | |||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7 |
Sole Voting Power 0 | ||
8 |
Shared Voting Power 319,599 | |||
9 |
Sole Dispositive Power 0 | |||
10 |
Shared Dispositive Power 319,599 | |||
11 |
Aggregate Amount Beneficially Owned by Each Reporting Person 319,599 | |||
12 | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) | o | ||
13 |
Percent of Class Represented by Amount in Row (11) 0.4%* | |||
14 |
Type of Reporting Person (See Instructions) IA |
*This percentage is calculated based upon 85,279,121 shares of common stock, par value $0.0001 per share, outstanding of Edgewise Therapeutics, Inc. (the “Issuer”) following the closing of an underwritten registered direct offering, as set forth in the Issuer’s Rule 424(b)(5) Prospectus filed with the Securities and Exchange Commission on January 19, 2024.
CUSIP No. 28036F105 |
1 |
Names of Reporting Persons. OrbiMed Capital LLC | |||
2 |
Check the Appropriate Box if a Member of a Group (See Instructions). (a) o (b) o |
| ||
3 | SEC Use Only | |||
4 |
Source of Funds (See Instructions) AF | |||
5 | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) | o | ||
6 |
Citizenship or Place of Organization Delaware | |||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7 |
Sole Voting Power 265,625 | ||
8 |
Shared Voting Power 0 | |||
9 |
Sole Dispositive Power 265,625 | |||
10 |
Shared Dispositive Power 0 | |||
11 |
Aggregate Amount Beneficially Owned by Each Reporting Person 265,625 | |||
12 | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) | o | ||
13 |
Percent of Class Represented by Amount in Row (11) 0.3%* | |||
14 |
Type of Reporting Person (See Instructions) OO |
*This percentage is calculated based upon 85,279,121 shares of common stock, par value $0.0001 per share, outstanding of Edgewise Therapeutics, Inc. (the “Issuer”) following the closing of an underwritten registered direct offering, as set forth in the Issuer’s Rule 424(b)(5) Prospectus filed with the Securities and Exchange Commission on January 19, 2024.
Item 1. Security and Issuer
This Amendment No. 2 (“Amendment No. 2”) to Schedule 13D supplements and amendments the Statement on Schedule 13D of OrbiMed Advisors LLC, OrbiMed Capital GP VI LLC, OrbiMed Genesis GP LLC, and OrbiMed Capital LLC originally filed with the Securities and Exchange Commission (the “SEC”) on April 8, 2021, as amended by Amendment No. 1 filed with the SEC on September 16, 2022. This Amendment No. 2 relates to the common stock, par value $0.0001 per share (the “Shares”), of Edgewise Therapeutics, Inc., a corporation organized under the laws of Delaware (the “Issuer” ), with its principal executive offices located at 1715 38th St., Boulder, Colorado 80301. The Shares are listed on the NASDAQ Global Select Market under the ticker symbol “EWTX”. Information given in response to each item shall be deemed incorporated by reference in all other items, as applicable.
On January 23, 2024, the Issuer completed an underwritten registered direct offering of 21,818,182 Shares at an offering price of $11.00 per Share (the “Offering”). As a result of the Offering, and notwithstanding the Reporting Persons’ (as defined below) participation in the offering, as described in Item 3 below, the percentage of outstanding Shares that the Reporting Persons may be deemed to beneficially own decreased by more than 1%.
Item 2. Identity and Background
(a) This Amendment No. 2 is being filed by OrbiMed Advisors LLC (“OrbiMed Advisors”), OrbiMed Capital GP VI LLC, (“GP VI”), OrbiMed Genesis GP LLC (“Genesis GP”), and OrbiMed Capital LLC (“OrbiMed Capital”) (collectively, the “Reporting Persons”).
(b) — (c), (f) GP VI, a limited liability company organized under the laws of Delaware, is the general partner of a limited partnership, as more particularly described in Item 6 below. GP VI has its principal offices at 601 Lexington Avenue, 54th Floor, New York, New York 10022.
Genesis GP, a limited liability company organized under the laws of Delaware, is the general partner of a limited partnership, as more particularly des cribed in Item 6 below. Genesis GP has its principal offices at 601 Lexington Avenue, 54th Floor, New York, New York 10022.
OrbiMed Advisors, a limited liability company organized under the laws of Delaware and a registered investment adviser under the Investment Advisers Act of 1940, as amended, is the managing member of GP VI and Genesis GP, as more particularly described in Item 6 below. OrbiMed Advisors has its principal offices at 601 Lexington Avenue, 54th Floor, New York, New York 10022.
OrbiMed Capital, a limited liability company organized under the laws of Delaware and a registered investment adviser under the Investment Advisers Act of 1940, as amended, is the investment adviser of certain entities as more particularly described in Item 6 below. OrbiMed Capital has its principal offices at 601 Lexington Avenue, 54th Floor, New York, New York 10022.
The directors and executive officers of OrbiMed Advisors, GP VI, Genesis GP, and OrbiMed Capital are set forth on Schedules I, II, III, and IV, respectively, attached hereto. Schedules I, II, III, and IV set forth the following information with respect to each such person:
(i) name;
(ii) business address;
(iii) present principal occupation of employment and the name, principal business and address of any corporation or other organization in which such employment is conducted; and
(iv) citizenship.
(d) — (e) During the last five years, neither the Reporting Persons nor any Person named in Schedules I through IV has been (i) convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) or (ii) a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws.
Item 3. Source and Amount of Funds or Other Consideration
On and prior to the closing of the Offering on January 23, 2024, OrbiMed Advisors and GP VI, pursuant to their authority under the limited partnership agreement of OrbiMed Private Investments VI, LP (“OPI VI”), as more particularly referred to in Item 6 below, caused OPI VI to purchase 454,545 Shares in the Offering.
The source of funds for such purchase was the working capital of OPI VI.
As a result of the transactions described in this Item 3, GP VI, as the general partner of OPI VI, may be deemed to be the beneficial owner of approximately 16.9% of the outstanding Shares and OrbiMed Advisors, as the managing member of GP VI and Genesis GP, may be deemed to be the beneficial owner of approximately 17.3% of the outstanding Shares.
Item 4. Purpose of Transaction
This statement relates to the acquisition of Shares by the Reporting Persons. The Shares acquired by the Reporting Persons were acquired for the purpose of making an investment in the Issuer and not with the intention of acquiring control of the Issuer’s business on behalf of the Reporting Persons’ respective advisory clients.
The Reporting Persons from time to time intend to review their investment in the Issuer on the basis of various factors, including the Issuer’s business, financial condition, results of operations and prospects, general economic and industry conditions, the securities markets in general and those for the Issuer’s Shares in particular, as well as other developments and other investment opportunities. Based upon such review, the Reporting Persons will take such actions in the future as the Reporting Persons may deem appropriate in light of the circumstances existing from time to time. If the Reporting Persons believe that further investment in the Issuer is attractive, whether because of the market price of Shares or otherwise, they may acquire Shares or other securities of the Issuer either in the open market or in privately negotiated transactions. Similarly, depending on market and other factors, the Reporting Persons may determine to dispose of some or all of the Shares currently owned by the Reporting Persons or otherwise acquired by the Reporting Persons either in the open market or in privately negotiated transactions.
Except as set forth in this Schedule 13D, the Reporting Persons have not formulated any plans or proposals which relate to or would result in: (a) the acquisition by any person of additional securities of the Issuer or the disposition of securities of the Issuer, (b) an extraordinary corporate transaction, such as a merger, reorganization or liquidation, involving the Issuer or any of its subsidiaries, (c) a sale or transfer of a material amount of the assets of the Issuer or any of its subsidiaries, (d) any change in the present Board of Directors or management of the Issuer, including any plans or proposals to change the number or term of directors or to fill any existing vacancies on the board, (e) any material change in the Issuer’s capitalization or dividend policy of the Issuer, (f) any other material change in the Issuer’s business or corporate structure, (g) any change in the Issuer’s charter or bylaws or other instrument corresponding thereto or other action which may impede the acquisition of control of the Issuer by any person, (h) causing a class of the Issuer’s securities to be deregistered or delisted from a national securities exchange or to cease to be authorized to be quoted in an inter-dealer quotation system of a registered national securities association, (i) a class of equity securities of the Issuer becoming eligible for termination of registration pursuant to Section 12(g)(4) of the Act or (j) any action similar to any of those enumerated above.
Item 5. Interest in Securities of the Issuer
(a) — (b) The following is based upon 85,279,121 Shares outstanding of the Issuer following the closing of an underwritten registered direct offering, as set forth in the Issuer’s Rule 424(b)(5) Prospectus filed with the SEC on January 19, 2024.
As of the date of this filing, OPI VI, a limited partnership organized under the laws of Delaware, holds 14,436,497 Shares, constituting approximately 16.9% of the issued and outstanding Shares. GP VI is the general partner of OPI VI, pursuant to the terms of the limited partnership agreement of OPI VI, and OrbiMed Advisors is the managing member of GP VI, pursuant to the terms of the limited liability company agreement of GP VI. As a result, OrbiMed Advisors and GP VI share power to direct the vote and disposition of the Shares held by OPI VI and may be deemed directly or indirectly, including by reason of their mutual affiliation, to be the beneficial owners of the Shares held by OPI VI. OrbiMed Advisors exercises this investment and voting power through a management committee comprised of Carl L. Gordon, Sven H. Borho, and W. Carter Neild, each of whom disclaims beneficial ownership of the Shares held by OPI VI.
In addition, OrbiMed Advisors and GP VI, pursuant to their authority under the limited partnership agreement of OPI VI, caused OPI VI to enter into the agreements referred to in Item 6 below.
As of the date of this filing, OrbiMed Genesis Master Fund, L.P. (“Genesis”), a limited partnership organized under the laws of the Cayman Islands, holds 319,599 Shares constituting approximately 0.4% of the issued and outstanding Shares. Genesis GP is the general partner of Genesis, pursuant to the terms of the limited partnership agreement of Genesis, and OrbiMed Advisors is the managing member of Genesis GP, pursuant to the terms of the limited liability company agreement of Genesis GP. As a result, OrbiMed Advisors and Genesis GP share power to direct the vote and disposition of the Shares held by Genesis and may be deemed, directly or indirectly, including by reason of their mutual affiliation, to be the beneficial owners of the Shares held by Genesis. OrbiMed Advisors exercises this investment and voting power through a management committee comprised of Carl L. Gordon, Sven H. Borho, and W. Carter Neild, each of whom disclaims beneficial ownership of the Shares held by Genesis.
In addition, OrbiMed Advisors and Genesis GP, pursuant to their authority under the limited partnership agreement of Genesis, caused Genesis to enter into the agreements referred to in Item 6 below.
As of the date of this filing, the Biotech Growth Trust PLC (“BIOG”), a publicly-listed investment trust organized under the laws of England, holds 265,625 Shares constituting 0.3% of the issued and outstanding Shares. OrbiMed Capital is the investment advisor of BIOG. As a result, OrbiMed Capital has the power to direct the vote and disposition of the Shares held by BIOG and may be deemed directly or indirectly, including by reason of mutual affiliation, to be the beneficial owner of the Shares held by BIOG. OrbiMed Capital disclaims any beneficial ownership over the shares of the other Reporting Persons. OrbiMed Capital exercises this investment and voting power through a management committee comprised of Carl L. Gordon, Sven H. Borho, and W. Carter Neild, each of whom disclaims beneficial ownership of the Shares held by BIOG.
In addition, OrbiMed Capital, pursuant to their authority under the limited partnership agreement of BIOG, caused BIOG to enter into the agreements referred to in Item 6 below.
(c) Except as disclosed in Item 3, the Reporting Persons have not effected any transactions during the past sixty (60) days in any Shares.
(d) Not applicable.
(e) Not applicable.
Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer
In addition to the relationships between the Reporting Persons described in Items 2 and 5 above, GP VI is the general partner of OPI VI, pursuant to the terms of the limited partnership agreement of OPI VI. Pursuant to this agreement and relationship, GP VI has discretionary investment management authority with respect to the assets of OPI VI. Such authority includes the power to vote and otherwise dispose of securities held by OPI VI. The number of outstanding Shares of the Issuer attributable to OPI VI is 14,436,497 Shares. GP VI, pursuant to its authority under the limited partnership agreement of OPI VI, may be considered to hold indirectly 14,436,497 Shares.
In addition to the relationships between the Reporting Persons described in Items 2 and 5 above, Genesis GP is the general partner of Genesis, pursuant to the terms of the limited partnership agreement of Genesis. Pursuant to this agreement and relationship, Genesis GP has discretionary investment management authority with respect to the assets of Genesis. Such authority includes the power to vote and otherwise dispose of securities held by Genesis. The number of outstanding Shares of the Issuer attributable to Genesis is 319,599. Genesis GP, pursuant to its authority under the limited partnership agreement of Genesis, may be considered to hold indirectly 319,599 Shares.
In addition to the relationships between the Reporting Persons described in Items 2 and 5 above, OrbiMed Advisors is the managing member of GP VI and Genesis GP, pursuant to the terms of the limited liability company agreements of GP VI and Genesis GP. Pursuant to these agreements and relationships, OrbiMed Advisors and GP VI have discretionary investment management authority with respect to the assets of OPI VI and OrbiMed Advisors and Genesis GP have discretionary investment management authority with respect to the assets of Genesis. Such authority includes the power of GP VI to vote and otherwise dispose of securities held by OPI VI and the power of Genesis GP to vote and otherwise dispose of the securities held by Genesis. The number of outstanding Shares attributable to OPI VI is 14,436,497 Shares and the number of Shares attributed to Genesis is 319,599 Shares. OrbiMed Advisors, pursuant to its authority under the terms of the limited liability company agreements of GP VI and Genesis GP, may also be considered to hold indirectly 14,756,096 Shares.
OrbiMed Capital is the investment advisor to BIOG. OrbiMed Capital may be deemed to have voting and investment power over the securities held by BIOG. Such authority includes the power of OrbiMed Capital to vote and otherwise dispose of securities held by BIOG. The number of outstanding Shares attributable to BIOG is 265,625 Shares. OrbiMed Capital, as the investment advisor to BIOG, may also be considered to hold indirectly 265,625 Shares.
Peter Thompson (“Thompson”), a member of OrbiMed Advisors, is a member of the Board of Directors of the Issuer and, accordingly, OrbiMed Advisors, and GP VI may have the ability to affect and influence control of the Issuer. From time to time, Thompson may receive stock options or other awards of equity-based compensation pursuant to the Issuer’s compensation arrangements for non-employee directors. Pursuant to an agreement with OrbiMed Advisors and GP VI, Thompson is obligated to transfer any securities issued under any such stock options or other awards, or the economic benefit thereof, to OrbiMed Advisors and GP VI, which will in turn ensure that such securities or economic benefits are provided to OPI VI.
Investors’ Rights Agreement
In addition, OPI VI, Genesis, and certain other stockholders of the Issuer entered into an Amended and Restated Investors’ Rights Agreement with the Issuer (the “Investors’ Rights Agreement”), dated as of December 3, 2020. Pursuant to the Investors’ Rights Agreement and subject to the terms and conditions therein, the parties agreed that:
Demand Registration Rights
At any time beginning six months following the date of the effective date of the registration statement of the Issuer’s initial public offering, the holders of the registrable securities then outstanding of the Issuer may make a written request that the Issuer register some or all of their registrable securities, subject to certain specified conditions and exceptions, including that at least 20% of the registrable securities be registered and that the aggregated gross offering price of such offering must exceed $5 million. The Issuer is required to use commercially reasonable efforts to effect the registration and will pay all registration expenses, other than underwriting discounts and commissions, related to any demand registration. The Issuer is not obligated to effect more than two of these registrations.
Piggyback Registration Rights
Whenever the Issuer proposes to file a registration statement under the Securities Act of 1933, as amended (the “Securities Act”), other than with respect to certain excluded registrations, OPI VI and Genesis will be entitled to notice of the registration and have the right, subject to limitations that the underwriters may impose on the number of Shares included in the registration, to include the Shares held by them in the registration.
Form S-3 Registration Rights
At any time after the Issuer is qualified to file a registration statement on Form S-3 under the Securities Act, and subject to limitations and conditions specified in the Investors’ Rights Agreement, holders of the registrable securities then outstanding may make a written request that the Issuer prepare and file a registration statement on Form S-3 covering their Shares, so long as the aggregate price to the public equal or exceeds $2 million. The Issuer is not obligated to effect more than two of these Form S-3 registrations in any 12-month period.
Lock-Up Agreement
In addition, in connection with the Offering, OPI VI and Genesis entered into a lock-up agreement (the “Lock-Up Agreement”) with the Issuer’s underwriters pursuant to which, among other things, OPI VI and Genesis agreed not to, except in limited circumstances, directly or indirectly: (i) offer, sell, contract to sell, pledge, grant any option to purchase, lend or otherwise dispose of any Shares, or any options or warrants to purchase any Shares, or any securities convertible into, exchangeable for or that represent the right to receive Shares; (ii) engage in any hedging or other transaction or arrangements (including any short sale or the purchase or sale of, or entry into, any put or call option, forward, swap or any other derivative transaction or instrument) which is designed to or reasonably could be expected to lead to or result in a sale, loan, pledge or other disposition or transfer of the economic consequences of ownership of any Shares or derivative instruments whether or not such transaction is to be settled by delivery of Shares, other securities, cash or otherwise; or (iii) otherwise publicly announce any intention to engage in or cause any action or activity described in the foregoing clauses, in each case, from the date of the Lock-Up Agreement until 60 days after the date of the final prospectus supplement relating to the Offering.
The foregoing descriptions of the Investors’ Rights Agreement and the Lock-Up Agreement do not purport to be complete and are qualified in their entirety by reference to the full text of the Investors’ Rights Agreement and the Lock-Up Agreement, which are filed as Exhibit 2 and Exhibit 3, respectively, and incorporated herein by reference.
Item 7. Material to Be Filed as Exhibits
Exhibit | Description |
1. | Joint Filing Agreement among OrbiMed Advisors LLC, OrbiMed Capital GP VI LLC, OrbiMed Genesis GP LLC, and OrbiMed Capital LLC. |
2. | Amended and Restated Investors’ Rights Agreement by and among the Issuer and each of the signatories thereto, dated as of December 3, 2020 (incorporated by reference to Exhibit 4.1 to the Issuer’s Registration Statement on Form S-1 (File No. 333-253923), filed with the SEC on March 5, 2021). |
3. | Form of Lock-Up Agreement (incorporated by reference to Exhibit A to Exhibit 1.1 to the Issuer’s Current Report on Form 8-K (File No. 001-40236), filed with the SEC on January 19, 2024). |
Signature
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated: January 25, 2024
ORBIMED ADVISORS LLC | |||
By: | /s/ Carl L. Gordon | ||
Name: Carl L. Gordon | |||
Title: Member | |||
ORBIMED CAPITAL GP VI LLC | |||
By: | ORBIMED ADVISORS LLC, its managing member | ||
By: | /s/ Carl L. Gordon | ||
Name: Carl L. Gordon | |||
Title: Member of OrbiMed Advisors LLC | |||
ORBIMED GENESIS GP LLC | |||
By: | ORBIMED ADVISORS LLC, its managing member | ||
By: | s/ Carl L. Gordon | ||
Name: Carl L. Gordon | |||
Title: Member of OrbiMed Advisors LLC | |||
ORBIMED CAPITAL LLC | |||
By: | s/ Carl L. Gordon | ||
Name: Carl L. Gordon | |||
Title: Member | |||
SCHEDULE I
The names and present principal occupations of each of the executive officers and directors of OrbiMed Advisors LLC are set forth below. Unless otherwise noted, each of these persons is a United States citizen and has a business address of 601 Lexington Avenue, 54th Floor, New York, NY 10022.
Name | Position with Reporting Person | Principal Occupation |
Carl L. Gordon | Member |
Member OrbiMed Advisors LLC |
Sven H. Borho German and Swedish Citizen |
Member |
Member OrbiMed Advisors LLC |
W. Carter Neild | Member |
Member OrbiMed Advisors LLC |
Geoffrey C. Hsu | Member |
Member OrbiMed Advisors LLC |
C. Scotland Stevens | Member |
Member OrbiMed Advisors LLC |
David P. Bonita | Member |
Member OrbiMed Advisors LLC |
Peter A. Thompson | Member |
Member OrbiMed Advisors LLC |
Matthew S. Rizzo | Member |
Member OrbiMed Advisors LLC |
Trey Block |
Chief Financial Officer
|
Chief Financial Officer OrbiMed Advisors LLC |
SCHEDULE II
The business and operations of OrbiMed Capital GP VI LLC are managed by the executive officers and directors of its managing member, OrbiMed Advisors LLC, set forth on Schedule I attached.
SCHEDULE III
The business and operations of OrbiMed Genesis GP LLC are managed by the executive officers and directors of its managing member, OrbiMed Advisors LLC, set forth on Schedule I attached.
SCHEDULE IV
The names and present principal occupations of each of the executive officers and directors of OrbiMed Capital LLC are set forth below. Unless otherwise noted, each of these persons is a United States citizen and has a business address of 601 Lexington Avenue, 54th Floor, New York, NY 10022.
Name | Position with Reporting Person | Principal Occupation |
Carl L. Gordon | Member |
Member OrbiMed Capital LLC |
Sven H. Borho German and Swedish Citizen |
Member |
Member OrbiMed Capital LLC |
W. Carter Neild | Member |
Member OrbiMed Capital LLC |
Geoffrey C. Hsu | Member |
Member OrbiMed Capital LLC |
C. Scotland Stevens | Member |
Member OrbiMed Capital LLC |
David P. Bonita | Member |
Member OrbiMed Capital LLC |
Peter A. Thompson | Member |
Member OrbiMed Capital LLC |
Matthew S. Rizzo | Member |
Member OrbiMed Capital LLC |
Trey Block |
Chief Financial Officer
|
Chief Financial Officer OrbiMed Capital LLC |
EXHIBIT INDEX
Exhibit | Description |
1. | Joint Filing Agreement among OrbiMed Advisors LLC, OrbiMed Capital GP VI LLC, OrbiMed Genesis GP LLC, and OrbiMed Capital LLC. |
2. | Amended and Restated Investors’ Rights Agreement by and among the Issuer and each of the signatories thereto, dated as of December 3, 2020 (incorporated by reference to Exhibit 4.1 to the Issuer’s Registration Statement on Form S-1 (File No. 333-253923), filed with the SEC on March 5, 2021). |
3. | Form of Lock-Up Agreement (incorporated by reference to Exhibit A to Exhibit 1.1 to the Issuer’s Current Report on Form 8-K (File No. 001-40236), filed with the SEC on January 19, 2024). |