Insider filing report for Changes in Beneficial Ownership
- Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
- Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
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- Peter Lynch
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UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
SCHEDULE
13D
Amendment
No. 5
Under
the Securities Exchange Act of 1934
NIC Inc.
(Name of
Issuer)
Common Stock, no par
value
(Title of
Class of Securities)
62914B 10
0
(CUSIP
Number)
Jeffery
S. Fraser
c/o
National Information Consortium Voting Trust
10540
South Ridgeview Road
Olathe,
KS 66061
(307)
734-7140
(Name,
Address and Telephone number of Person
Authorized
to Receive Notices and Communications)
June 20,
2008
(Date of
Event which Requires Filing of this Statement)
If the
filing person has previously filed a statement on Schedule 13G to report the
acquisition that is the subject of this Schedule 13D, and is filing this
schedule because of §§240.13d-1(e), 240.13f-1(f) or 240.13d-1(g), check the
following box: o
NOTE: Schedules
filed in paper format shall include a signed original and five copies of the
schedule, including all exhibits. See ss.240.13d-7(b) for other
parties to whom copies are to be sent.
*The
remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
The
information required in the remainder of this cover page (except any items to
which the form provides a cross-reference) shall not be deemed to be "filed" for
the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or
otherwise subject to the liabilities of that section of the Act but shall be
subject to all other provisions of the Act (however, see the
Notes).
- 1
- -
CUSIP NO.
62914B 10 0
|
1.
|
Name
of Reporting Person: National Information Consortium Voting
Trust
|
||
|
SS
or IRS Identification No. of Above Person:
|
IRS
No. 48-6357369
|
||
|
2.
|
Check
the Appropriate Box if a Member of a Group:
|
(a)
|
|
|
(b) X
- Joint Filing
|
|||
|
3.
|
SEC
Use Only
|
||
|
4.
|
Source
of Funds
|
N/A
|
|
|
5.
|
Check
if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or
2(e):
|
N/A
|
|
|
6.
|
Citizenship
or Place of Organization:
|
Delaware
|
|
|
Number
of Shares Beneficially Owned by each Reporting Persons
with
|
|||
|
7.
|
Sole
Voting Power
|
-0-
|
|
|
8.
|
Shared
Voting Power
|
69
|
|
|
9.
|
Sole
Dispositive Power
|
-0-
|
|
|
10.
|
Shared
Dispositive Power
|
69
|
|
|
11.
|
Aggregate
Amount Beneficially Owned by Each Reporting Person:
|
69
|
|
|
12.
|
Check
if the Aggregate Amount in Row (11) Excludes Certain
Shares:
|
N/A
|
|
|
13.
|
Percent
of Class Represented by Amount in Row (11):
|
Less
than 1%
|
|
|
14.
|
Type
of Reporting Person:
|
00
|
|
- 2
- -
CUSIP NO.
62914B 10 0
|
1.
|
Name
of Reporting Person:
|
Jeffery
S. Fraser
|
|
|
SS
or IRS Identification No. of Above Person:
|
IRS
No. __________
|
||
| & #xA0; | |||
|
2.
|
Check
the Appropriate Box if a Member of a Group:
|
(a)
|
|
|
(b) X
- Joint Filing
|
|||
|
3.
|
SEC
Use Only
|
||
|
4.
|
Source
of Funds
|
PF
|
|
|
5.
|
Check
if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or
2(e):
|
N/A
|
|
|
6.
|
Citizenship
or Place of Organization:
|
USA
|
|
|
Number
of Shares Beneficially Owned by each Reporting Persons
with
|
|||
|
7.
|
Sole
Voting Power
|
5,735,972
|
|
|
8.
|
Shared
Voting Power
|
69
|
|
|
9.
|
Sole
Dispositive Power
|
5,735,972
|
|
|
10.
|
Shared
Dispositive Power
|
69
|
|
|
11.
|
Aggregate
Amount Beneficially Owned by Each Reporting Person:
|
3,887,574
|
|
|
12.
|
Check
if the Aggregate Amount in Row (11) Excludes Certain
Shares:
|
X
|
|
| & #xA0; | |||
|
13.
|
Percent
of Class Represented by Amount in Row (11):
|
6.2%
|
|
|
14.
|
Type
of Reporting Person:
|
IN
|
|
- 3
- -
CUSIP NO.
62914B 10 0
|
1.
|
Name
of Reporting Person:
|
Ross
C. Hartley
|
|
|
SS
or IRS Identification No. of Above Person:
|
IRS
No. __________
|
||
|
2.
|
Check
the Appropriate Box if a Member of a Group:
|
(a)
|
|
|
(b) X
- Joint Filing
|
|||
|
3.
|
SEC
Use Only
|
||
|
4.
|
Source
of Funds
|
PF
|
|
|
5.
|
Check
if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or
2(e):
|
N/A
|
|
|
6.
|
Citizenship
or Place of Organization:
|
USA
|
|
|
Number
of Shares Beneficially Owned by each Reporting Persons
with
|
|||
|
7.
|
Sole
Voting Power
|
6,030,055
|
|
|
8.
|
Shared
Voting Power
|
69
|
|
|
9.
|
Sole
Dispositive Power
|
6,030,055
|
|
|
10.
|
Shared
Dispositive Power
|
69
|
|
|
11.
|
Aggregate
Amount Beneficially Owned by Each Reporting Person:
|
6,030,055
|
|
|
12.
|
Check
if the Aggregate Amount in Row (11) Excludes Certain
Shares:
|
X
|
|
|
13.
|
Percent
of Class Represented by Amount in Row (11):
|
9.7%
|
|
|
14.
|
Type
of Reporting Person:
|
IN
|
|
- 4
- -
|
Item
1.
|
Security and
Issuer:
|
Common
Stock, no par value
|
|
NIC
Inc.
|
||
|
Address:
|
25501
West Valley Parkway
|
|
|
Suite
300
|
||
|
Olathe,
KS 66061
|
||
|
Item
2.
|
Identity and
Background:
|
National
Information Consortium Voting Trust
|
|
Jeffery
S. Fraser
|
||
|
Ross
C. Hartley
|
||
|
Addresses:
|
National
Information Consortium Voting Trust
|
|
|
%
Summers, Spencer & Callison
|
||
|
4910
Corporate Centre Drive
|
||
|
Lawrence,
KS 66047
|
||
|
Jeffery
S. Fraser
|
||
|
c/o
NIC Inc.
|
||
|
25501
West Valley Parkway
|
||
|
Suite
300
|
||
|
Olathe,
KS 66061
|
||
|
Ross
C. Hartley
|
||
|
c/o
NIC Inc
|
||
|
25501
West Valley Parkway
|
||
|
Suite
300
|
||
|
Olathe,
KS 66061
|
||
|
Citizenship:
|
See
Item 6 of Cover Pages
|
|
|
Occupations:
|
Mr.
Fraser is the former Chief Executive Officer and a director of NIC
Inc.
|
|
|
Mr.
Hartley is a retired businessman and a director of NIC
Inc.
|
|
Item
3.
|
Source and Amount of
Funds or Other
Consideration:
|
N/A
|
Item
4.
|
Purpose of
Transaction:
|
On June
20, 2008, Jeffery S. Fraser and Ross C. Hartley, the trustees of the National
Information Consortium Voting Trust ("Voting Trust"), voted to terminate the
Voting Trust. Following termination and delivery of Voting Trust
certificates, the trustees will deliver the common stock previously held of
record by the Voting Trust to the respective beneficiaries under the Voting
Trust. No fractional shares will be distributed; accordingly, the 69
shares remaining following the distribution to the beneficiaries will be sold by
the Voting Trust, and the proceeds used to pay expenses of the Voting Trust or
distributed to the beneficiaries.
- 5
- -
|
Item
5. Interest
in Securities of the Issuer:
|
See
Item 11 of Cover Pages
|
||
|
Number
of Shares as to which such person has:
|
|||
|
(i)
|
Sole
power to vote or to direct the vote:
|
See
Item 7 of Cover Pages
|
|
|
(ii)
|
Shared
power to vote or direct the vote:
|
See
Item 8 of Cover Pages
|
|
|
(iii)
|
Sole
power to dispose or to direct the disposition of:
|
See
Item 9 of Cover Pages
|
|
|
(iv)
|
Shared
power to dispose or to direct the disposition of:
|
See
Item 10 of Cover Pages
|
|
No person
other than the persons listed is known to have the right to receive or the power
to direct the receipt of dividends from, or the proceeds from the sale of, any
securities owned by any member of the group.
|
Item
6.
|
Contracts,
Arrangements, Understandings or Relationships with Respect to Securities
of the Issuer:
|
None.
|
Item
7.
|
Material to be Filed
as Exhibits:
|
None.
|
NATIONAL
INFORMATION
|
||
|
CONSORTIUM
VOTING TRUST
|
||
|
Dated: July
16, 2008
|
By:
|
/s/ JEFFERY S. FRASER
|
|
|
Jeffery S. Fraser, Trustee | |
|
By:
|
/s/ JEFFERY S. FRASER
|
|
|
Dated: July
16, 2008
|
Jeffery
S. Fraser
|
|
|
By:
|
/s/ ROSS C. HARTLEY
|
|
|
Dated: July
15, 2008
|
Ross
C. Hartley
|
|
- 6 -