Insider filing report for Changes in Beneficial Ownership
- Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
- Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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- Peter Lynch
What is insider trading>>
SCHEDULE 13D/A
DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT
08/09/2021
1. NAME OF REPORTING PERSON
Phillip Goldstein
2. CHECK THE BOX IF MEMBER OF A GROUP a[]
b[]
3. SEC USE ONLY
4. SOURCE OF FUNDS
WC
5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) AND 2(e) []
6. CITIZENSHIP OR PLACE OF ORGANIZATION
USA
___________________________________________________________
7. SOLE VOTING POWER
Less than 5%
8. SHARED VOTING POWER
Less than 5%
9. SOLE DISPOSITIVE POWER
Less than 5%
_______________________________________________________
10. SHARED DISPOSITIVE POWER
Less than 5%
11. AGGREGATE AMOUNT OWNED BY EACH REPORTING PERSON
Less than 5%
12. CHECK IF THE AGGREGATE AMOUNT EXCLUDES CERTAIN SHARES
[]
___________________________________________________________
13. PERCENT OF CLASS REPRESENTED BY ROW 11
Less than 5%
14. TYPE OF REPORTING PERSON
IN
___________________________________________________________
Item 1. SECURITY AND ISSUER
This statement constitutes Amendment #1 to the schedule 13d
filed August 10, 2021. Except as specifically set forth
herein, the Schedule 13d remains unmodified.This Amendment #1
is being filed in order to report in item 5(c) one trade that
was previously omitted in error.
ITEM 5. INTEREST IN SECURITIES OF THE ISSUER
c) During the past 60 days the following shares of HFRO were Bought.
Date Shares Price
8/09/2021 100,000 10.5745
ITEM 7. MATERIAL TO BE FILED AS EXHIBITS
None
After reasonable inquiry and to the best of my knowledge
and belief, I certify that the information set forth in this
statement is true, complete and correct.
Dated: 8/11/21
By: /S/ Phillip Goldstein
Name: Phillip Goldstein