Insider filing report for Changes in Beneficial Ownership
- Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
- Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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- Peter Lynch
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G/A
Under the Securities Exchange Act of 1934
(Amendment No. 12 )*
(Amendment No. 12 )*
21st Century Holding Company
(Name of Issuer)
Common Stock, $.01 Par Value
(Title of Class of Securities)
90136Q100
(CUSIP Number)
December 2, 2010
(Date of Event which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
o Rule 13d-1(b)
o Rule 13d-1(c)
x Rule 13d-1(d)
o Rule 13d-1(c)
x Rule 13d-1(d)
* The remainder of this cover page shall be filled out for a reporting persons
initial filing on this form with respect to the subject class of securities,
and for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be
deemed to be filed for the purpose of Section 18 of the Securities Exchange
Act of 1934 (Act) or otherwise subject to the liabilities of that section of
the Act but shall be subject to all other provisions of the Act (however, see
the Notes).
CUSIP
No. |
90136Q11 |
1 | NAMES OF REPORTING PERSONS Edward J. Lawson |
||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(SEE INSTRUCTIONS) |
||||
(a) o | |||||
(b) o | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
U.S.A. | |||||
5 | SOLE VOTING POWER | ||||
NUMBER OF | 242,450(1) | ||||
SHARES | 6 | SHARED VOTING POWER | |||
BENEFICIALLY | |||||
OWNED BY | 377,507(1) | ||||
EACH | 7 | SOLE DISPOSITIVE POWER | |||
REPORTING | |||||
PERSON | 242,450(1) | ||||
WITH: | 8 | SHARED DISPOSITIVE POWER | |||
377,507(1) | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
377,507(1) | |||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||
o | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
4.8%(2) | |||||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||
IN |
(1) Represents 135,000 shares of
Common Stock owned directly by Edward Lawson; 107,450 shares of Common Stock
beneficially owned by Edward Lawson pursuant to immediately exercisable stock
options; 135,057 shares of Common Stock owned directly by Michele Lawson, Edward
J. Lawsons spouse.
(2) Calculated on the basis of
Common Stock, $.01 par value 7,946,384 outstanding as of November 15, 2010 as
reported in September 30, 2010 Form 10Q .
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Item 1.
(a) | Name of Issuer 21st Century Holding Company |
||
(b) | Address of Issuers Principal Executive Offices 3661 West Oakland Park Blvd, Suite 300 Lauderdale Lakes, Florida 33311 |
Item 2.
(a) | Name of Person Filing Edward J. Lawson |
||
(b) | Address of Princ
ipal Business Office or, if none, Residence 781 Bolle Way, Henderson, Nevada, 89012 |
||
(c) | Citizenship U.S.A. |
||
(d) | Title of Class of Securities Common Stock, $.01 Par Value |
||
(e) | CUSIP Number 90136Q100 |
Item 3. | If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: |
(a) o | Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o). |
(b) o | Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). |
(c) o | Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). |
(d) o | Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8). |
(e) o | An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E); |
(f) o | An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F); |
(g) o | A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G); |
(h) o | A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); |
(i) o | A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); |
(j) o | Group, in accordance with §240.13d-1(b)(1)(ii)(J). |
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Item 4. | Ownership. |
(a) | Amount beneficially owned: 377,507 (1) |
||
(b) | Percent of class: 4.8% (2) |
||
(c) | Number of shares as to which the person has: |
(i) | Sole power to vote or to direct the vote 242,450 |
||
(ii) | Shared power to vote or to direct the vote 377,507 |
||
(iii) | Sole power to dispose or to direct the disposition of 242,450 |
||
(iv) | Shared power to dispose or to direct the disposition of 377,507 |
Item 5. | Ownership of Five Percent or Less of a Class If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following o. |
Instruction: Dissolution of a group requires a response to this item.
Not Applicable
Item 6. | Ownership of More than Five Percent on Behalf of Another Person Not Applicable |
Item 7. | Identification and Classification of the Subsidiary Which
Acquired the Security Being Reported on By the Parent Holding
Company or Control Person Not Applicable |
Item 8. | Identification and Classification of Members of the Group Not Applicable |
Item 9. | Notice of Dissolution of Group |
Item 10. | Certifications |
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SIGNATURE
After reasonable inquiry and to the best
of my knowledge and belief, I certify
that the information set forth in this
statement is true, complete and correct.
Date:
December 2, 2010
By: | /s/ Edward J. Lawson | |||
Edward J. Lawson | ||||
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