Insider filing report for Changes in Beneficial Ownership
- Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
- Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
- Peter Lynch
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 3)*
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
o Rule 13d-1(b)
o Rule 13d-1(c)
þ Rule 13d-1(d)
* The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that Section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. |
678026-10-5 |
1 | NAMES OF REPORTING PERSONS: SCF-III, L.P. |
||||
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY): | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS): |
||||
(a) o | |||||
(b) þ | |||||
3 | SEC USE ONLY: | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION: | ||||
Delaware | |||||
5 | SOLE VOTING POWER: | ||||
NUMBER OF | 0 | ||||
SHARES | 6 | SHARED VOTING POWER: | |||
BENEFICIALLY | |||||
OWNED BY | 0 | ||||
EACH | 7 | SOLE DISPOSITIVE POWER: | |||
REPORTING | |||||
PERSON | 0 | ||||
WITH: | 8 | SHARED DISPOSITIVE POWER: | |||
0 | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: | ||||
0 | |||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS): | ||||
o | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9): | ||||
0.0% | |||||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS): | ||||
PN |
2
xA0; | ||||||||||
CUSIP No. |
678026-10-5 |
1 | NAMES OF REPORTING PERSONS: SCF-II, L.P. |
||||
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY): | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS): |
||||
(a) o | |||||
(b) þ | |||||
3 | SEC USE ONLY: | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION: | ||||
Delaware | |||||
5 | SOLE VOTING POWER: | ||||
NUMBER OF | 0 | ||||
SHARES | 6 | SHARED VOTING POWER: | |||
BENEFICIALLY | |||||
OWNED BY | 234,290 | ||||
EACH | 7 | SOLE DISPOSITIVE POWER: | |||
REPORTING | |||||
PERSON | 0 | ||||
WITH: | 8 | SHARED DISPOSITIVE POWER: | |||
234,290 | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: | ||||
234,290 | |||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS): | ||||
o | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9): | ||||
0.5% | |||||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS): | ||||
PN |
3
CUSIP No. |
678026-10.5 |
1 | NAMES OF REPORTING PERSONS: SCF-IV, L.P. |
||||
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY): | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS): |
||||
(a) o | |||||
(b) þ | |||||
3 | SEC USE ONLY: | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION: | ||||
Delaware | |||||
5 | SOLE VOTING POWER: | ||||
NUMBER OF | 0 | ||||
; | |||||
SHARES | 6 | SHARED VOTING POWER: | |||
BENEFICIALLY | |||||
OWNED BY | 0 | ||||
EACH | 7 | SOLE DISPOSITIVE POWER: | |||
REPORTING | |||||
PERSON | 0 | ||||
WITH: | 8 | SHARED DISPOSITIVE POWER: | |||
0 | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: | ||||
0 | |||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS): | ||||
o | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9): | ||||
0.0% | |||||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS): | ||||
PN |
4
CUSIP No. |
678026-10-5 |
1 | NAMES OF REPORTING PERSONS: SCF-IV, G.P., Limited Partnership |
||||
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY): | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS): |
||||
(a) o | |||||
(b) þ | |||||
3 | SEC USE ONLY: | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION: | ||||
Delaware | |||||
5 | SOLE VOTING POWER: | ||||
NUMBER OF | 0 | ||||
SHARES | 6 | SHARED VOTING POWER: | |||
BENEFICIALLY | |||||
OWNED BY | 0 | ||||
EACH | 7 | SOLE DISPOSITIVE POWER: | |||
REPORTING | |||||
PERSON | 0 | ||||
WITH: | 8 | SHARED DISPOSITIVE POWER: | |||
0 | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: | ||||
0 | |||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS): | ||||
o | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9): | ||||
0.0% | |||||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS): | ||||
PN |
5
CUSIP No. |
678026-10-5 |
1 | NAMES OF REPORTING PERSONS: L. E. Simmons & Associates, Incorporated |
||||
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY): | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS): |
||||
(a) o | |||||
(b) þ | |||||
3 | SEC USE ONLY: | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION: | ||||
Delaware | |||||
5 | SOLE VOTING POWER: | ||||
NUMBER OF | 0 | ||||
SHARES | 6 | SHARED VOTING POWER: | |||
BENEFICIALLY | |||||
OWNED BY | 237,429 | ||||
EACH | 7 | SOLE DISPOSITIVE POWER: | |||
REPORTING | |||||
PERSON | 0 | ||||
WITH: | 8 | SHARED DISPOSITIVE POWER: | |||
237,429 | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: | ||||
237,429 | |||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS): | ||||
o | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9): | ||||
0.5% | |||||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS): | ||||
CO |
6
CUSIP No. |
678026-10-5 |
1 | NAMES OF REPORTING PERSONS: L. E. Simmons |
||||
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY): | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS): |
||||
(a) o | |||||
(b) þ | |||||
3 | SEC USE ONLY: | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION: | ||||
United States | |||||
5 | SOLE VOTING POWER: | ||||
NUMBER OF | 235,816 | ||||
SHARES | 6 | SHARED VOTING POWER: | |||
BENEFICIALLY | |||||
OWNED BY | 301,771 | ||||
EACH | 7 | SOLE DISPOSITIVE POWER: | |||
REPORTING | |||||
PERSON | 235,816 | ||||
WITH: | 8 | SHARED DISPOSITIVE POWER: | |||
301,771 | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: | ||||
537,587 | |||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS): | ||||
o | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9): | ||||
1.1% | |||||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS): | ||||
IN |
7
(b)
|
Address of Issuers Principal Executive Offices: | Three Allen Center | ||
333 Clay Street | ||||
Suite 4620 | ||||
Houston, Texas 77002 |
(a) | [ ] Broker or dealer registered under Section 15 of the Act. | ||
(b) | [ ] Bank as defined in section 3(a)(6) of the Act. | ||
(c) | [ ] Insurance company as defined in section 3(a)(19) of the Act. | ||
(d) | [ ] Investment company registered under section 8 of the Investment Company Act of 1940. | ||
(e) | [ ] An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E). | ||
(f) | [ ] An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F). | ||
(g) | [ ] A parent holding company or control person in accordance with §240.13d-1(b)(ii)(G). | ||
(h) | [ ] A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act. | ||
(i) | [ ] A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940. | ||
(j) | [ ] Group, in accordance with §240.13d-1(b)(1)(ii)(J). |
A. | SCF-III, L.P. |
(a) | Amount Beneficially Owned: 0 | ||
(b) | Percent of Class: 0.0%3 | ||
(c) | Number of shares as to which the person has: |
8
(i) | sole power to vote or to direct the vote: 0 | ||
(ii) | shared power to vote or to direct the vote: 0 | ||
(iii) | sole power to dispose or to direct the disposition of: 0 | ||
(iv) | shared power to dispose or to direct the disposition of: 0 |
B. | SCF-II, L.P. |
(a) | Amount Beneficially Owned: 234,290 | ||
(b) | Percent of Class: 0.5%3 | ||
(c) | Number of shares as to which the person has: |
(i) | sole power to vote or to direct the vote: 0 | ||
(ii) | shared power to vote or to direct the vote: 234,290 | ||
(iii) | sole power to dispose or to direct the disposition of: 0 | ||
(iv) | shared power to dispose or to direct the disposition of: 234,290 |
C. | SCF-IV, L.P. |
(a) | Amount Beneficially Owned: 0 | ||
(b) | Percent of Class: 0.0%3 | ||
(c) | Number of shares as to which the person has: |
(i) | sole power to vote or to direct the vote: 0 | ||
(ii) | shared power to vote or to direct the vote: 0 | ||
(iii) | sole power to dispose or to direct the disposition of: 0 | ||
(iv) | shared power to dispose or to direct the disposition of: 0 |
D. | SCF-IV, G.P., Limited Partnership |
(a) | Amount Beneficially Owned: 0 | ||
(b) | Percent of Class: 0.0%3 | ||
(c) | Number of shares as to which the person has: |
(i) | sole power to vote or to direct the vote: 0 | ||
(ii) | shared power to vote or to direct the vote: 0 | ||
(iii) | sole power to dispose or to direct the disposition of: 0 | ||
(iv) | shared power to dispose or to direct the disposition of: 0 |
9
E. | L.E. Simmons & Associates, Incorporated1 |
(a) | Amount Beneficially Owned: 237,429 | ||
(b) | Percent of Class: 0.5%3 | ||
(c) | Number of shares as to which the person has: |
(i) | sole power to vote or to direct the vote: 0 | ||
(ii) | shared power to vote or to direct the vote: 237,429 | ||
(iii) | sole power to dispose or to direct the disposition of: 0 | ||
(iv) | shared power to dispose or to direct the disposition of: 237,429 |
F. | L.E. Simmons2 |
(a) | Amount Beneficially Owned: 537,587 | ||
(b) | Percent of Class: 1.1%3 | ||
(c) | Number of shares as to which the person has: |
(i) | sole power to vote or to direct the vote: 235,816 | ||
(ii) | shared power to vote or to direct the vote: 301,771 | ||
(iii) | sole power to dispose or to direct the disposition of: 235,816 | ||
(iv) | shared power to dispose or to direct the disposition of: 301,771 |
1. | Includes 234,290 shares of Common Stock owned directly by SCF-II, L.P. L.E. Simmons & Associates, Incorporated, the general partner of SCF-II, L.P., has the power to direct the affairs of SCF-II, L.P., including decisions respecting the voting and disposition of the shares of Common Stock of Oil States International, Inc. held by SCF-II, L.P. | |
2. | Includes (i) 234,290 shares of Common Stock owned directly by SCF-II, L.P., (ii) 3,139 shares of Common Stock owned directly by L.E. Simmons & Associates, Incorporated, (iii) 235,816 shares of Common Stock owned directly by L.E. Simmons, and (iv) 64,342 shares of Common Stock owned directly by LESFP, LTD, a Delaware limited partnership controlled by L.E. Simmons. L.E. Simmons is the President and sole stockholder of L.E. Simmons & Associates, Incorporated and in that capacity may be deemed to beneficially own all of the securities of Oil States International, Inc. beneficially owned by L.E. Simmons & Associates, Incorporated. | |
3. | For purposes of calculating the percentage ownership of the class of Common Stock, the number of shares outstanding of the Issuers Common Stock is 49,581,940 as of October 20, 2006. |
10
11
SCF-III, L.P. | ||||||||
By: | SCF-II, L.P. | |||||||
By: | L.E. Simmons & Associates, Incorporated | |||||||
By: | /s/ Anthony DeLuca | |||||||
Anthony DeLuca, Managing Director |
SCF-II, L.P. | ||||||
By: | L.E. Simmons & Associates, Incorporated | |||||
By: | /s/ Anthony DeLuca | |||||
Anthony DeLuca, Managing Director |
SCF-IV, L.P. | ||||||||
By: | SCF-IV, G.P., Limited Partnership | |||||||
By: | L.E. Simmons & Associates, Incorporated | |||||||
By: | /s/ Anthony DeLuca | |||||||
Anthony DeLuca, Managing Director |
SCF-IV, G.P., Limited Partnership | ||||||
By: | L.E. Simmons & Associates, Incorporated | |||||
By: | /s/ Anthony DeLuca | |||||
Anthony DeLuca, Managing Director |
L.E. Simmons & Associates, Incorporated | ||||
By: | /s/ Anthony DeLuca | |||
Anthony DeLuca, Managing Director | ||||
L.E. Simmons | ||||
/s/ L.E. Simmons | ||||
L.E. Simmons, individually |
12
1. | Joint Filing Agreement dated February 17, 2004 by and among SCF-III, L.P., SCF-II, L.P., SCF-IV, L.P., SCF-IV, G.P., Limited Partnership, L.E. Simmons and Associates, Incorporated, and L.E. Simmons |
13