Insider filing report for Changes in Beneficial Ownership
- Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
- Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
- Peter Lynch
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. __)*
XCYTE THERAPIES, INC.
Common Stock
98389F 10 1
December 31, 2004
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
o Rule 13d-1 (b)
o Rule 13d-1 (c)
þ Rule 13d-1 (d)
*The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the notes).
13G | ||||||
CUSIP No. 98389F 10 1 | ||||||
1. | Name of Reporting Person: MPM BioVentures II, L.P. |
I.R.S. Identification Nos. of above persons (entities only): |
||||
2. | Check the Appropriate Box if a Member of a Group: | |||||
(a) | o | |||||
(b) | þ | |||||
3. | SEC Use Only: | |||||
4. | Citizenship or Place of Organization: Delaware |
|||||
Number of Shares Beneficially Owned by Each Reporting Person With | ||||||
5. | Sole Voting Power: 87,744 | |||||
6. | Shared Voting Power: 0 | |||||
7. | Sole Dispositive Power: 87,744 | |||||
8. | Shared Dispositive Power: 0 | |||||
9. | Aggregate Amount Beneficially Owned by Each Reporting Person: 87,744 |
|||||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares: o |
|||||
11. | Percent of Class Represented by Amount in Row (9): 0.5% | |||||
12. | Type of Reporting Person: PN | |||||
Page 2 of 12
13G | ||||||
CUSIP No. 98389F 10 1 | ||||||
1. | Name of Reporting Person: MPM BioVentures II-QP, L.P. |
I.R.S. Identification Nos. of above persons (entities only): |
||||
2. | Check the Appropriate Box if a Member of a Group: | |||||
(a) | o | |||||
(b) | þ | |||||
3. | SEC Use Only: | |||||
4. | Citizenship or Place of Organization: Delaware |
|||||
Number of Shares Beneficially Owned by Each Reporting Person With | ||||||
5. | Sole Voting Power: 795,030 | |||||
6. | Shared Voting Power: 0 | |||||
7. | Sole Dispositive Power: 795,030 | |||||
8. | Shared Dispositive Power: 0 | |||||
9. | Aggregate Amount Beneficially Owned by Each Reporting Person: 795,030 |
|||||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares: o |
|||||
11. | Percent of Class Represented by Amount in Row (9): 4.8% | |||||
12. | Type of Reporting Person: PN | |||||
Page 3 of 12
13G | ||||||
CUSIP No. 98389F 10 1 | ||||||
1. | Name of Reporting Person: MPM BioVentures GmbH & Co. Parallel-Beteiligungs KG |
I.R.S. Identification Nos. of above persons (entities only): |
||||
2. | Check the Appropriate Box if a Member of a Group: | |||||
(a) | o | |||||
(b) | þ | |||||
3. | SEC Use Only: | |||||
4. | Citizenship or Place of Organization: Germany |
|||||
Number of Shares Beneficially Owned by Each Reporting Person With | ||||||
5. | Sole Voting Power: 279,889 | |||||
6. | Shared Voting Power: 0 | |||||
7. | Sole Dispositive Power: 279,889 | |||||
8. | Shared Dispositive Power: 0 | |||||
9. | Aggregate Amount Beneficially Owned by Each Reporting Person: 279,889 |
|||||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares: o |
|||||
11. | Percent of Class Represented by Amount in Row (9): 1.7% | |||||
12. | Type of Reporting Person: PN | |||||
Page 4 of 12
13G | ||||||
CUSIP No. 98389F 10 1 | ||||||
1. | Name of Reporting Person: MPM Asset Management Investors 2000B, LLC |
I.R.S. Identification Nos. of above persons (entities only): |
||||
2. | Check the Appropriate Box if a Member of a Group: | |||||
(a) | o | |||||
(b) | þ | |||||
3. | SEC Use Only: | |||||
4. | Citizenship or Place of Organization: Delaware |
|||||
Number of Shares Beneficially Owned by Each Reporting Person With | ||||||
5. | Sole Voting Power: 18,302 | |||||
6. | Shared Voting Power: 0 | |||||
7. | Sole Dispositive Power: 18,302 | |||||
8. | Shared Dispositive Power: 0 | |||||
9. | Aggregate Amount Beneficially Owned by Each Reporting Person: 18,302 |
|||||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares: o |
|||||
11. | Percent of Class Represented by Amount in Row (9): 0.1% | |||||
12. | Type of Reporting Person: OO | |||||
Page 5 of 12
13G | ||||||
CUSIP No. 98389F 10 1 | ||||||
1. | Name of Reporting Person: Ansbert Gadicke |
I.R.S. Identification Nos. of above persons (entities only): |
||||
2. | Check the Appropriate Box if a Member of a Group: | |||||
(a) | o | |||||
(b) | þ | |||||
3. | SEC Use Only: | |||||
4. | Citizenship or Place of Organization: United States |
|||||
Number of Shares Beneficially Owned by Each Reporting Person With | ||||||
5. | Sole Voting Power: 0 | |||||
6. | Shared Voting Power: 1,180,965* | |||||
7. | Sole Dispositive Power: 0 | |||||
8. | Shared Dispositive Power: 1,180,965* | |||||
9. | Aggregate Amount Beneficially Owned by Each Reporting Person: 1,180,965* |
|||||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares: o |
|||||
11. | Percent of Class Represented by Amount in Row (9): 7.1% | |||||
12. | Type of Reporting Person: IN | |||||
* The shares are held as follows: 87,744 shares by MPM BioVentures II, L.P. (BV II), 795,030 shares by MPM BioVentures II-QP, L.P. (BV QP), 279,889 shares by MPM BioVentures GmbH & Co. Parallel Beteiligungs KG (BV KG) and 18,302 shares MPM Asset Management Investors 2000B LLC (AM LLC). MPM Asset Management II LP (AM II LP) and MPM Asset Management II LLC (AM II LLC) are the direct and indirect general partners of BV II, BV QP and BV KG. The Reporting Person is a member of AM II LLC and AM LLC. |
Page 6 of 12
13G | ||||||
CUSIP No. 98389F 10 1 | ||||||
1. | Name of Reporting Person: Luke Evnin |
I.R.S. Identification Nos. of above persons (entities only): |
||||
2. | Check the Appropriate Box if a Member of a Group: | |||||
(a) | o | |||||
(b) | þ | |||||
3. | SEC Use Only: | |||||
4. | Citizenship or Place of Organization: United States |
|||||
Number of Shares Beneficially Owned by Each Reporting Person With | ||||||
5. | Sole Voting Power: 0 | |||||
6. | Shared Voting Power: 1,180,965* | |||||
7. | Sole Dispositive Power: 0 | |||||
8. | Shared Dispositive Power: 1,180,965* | |||||
9. | Aggregate Amount Beneficially Owned by Each Reporting Person: 1,180,965* |
|||||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares: o |
|||||
11. | Percent of Class Represented by Amount in Row (9): 7.1% | |||||
12. | Type of Reporting Person: IN | |||||
* The shares are held as follows: 87,744 shares by MPM BioVentures II, L.P. (BV II), 795,030 shares by MPM BioVentures II-QP, L.P. (BV QP), 279,889 shares by MPM BioVentures GmbH & Co. Parallel Beteiligungs KG (BV KG) and 18,302 shares MPM Asset Management Investors 2000B LLC (AM LLC). MPM Asset Management II LP (AM II LP) and MPM Asset Management II LLC (AM II LLC) are the direct and indirect general partners of BV II, BV QP and BV KG. The Reporting Person is a member of AM II LLC and AM LLC. |
Page 7 of 12
Item 1. |
||||||
(a) | Name of Issuer | |||||
Xcyte Therapies, Inc. | ||||||
(b) | Address of Issuers Principal Executive Offices 1124 Columbia Street, Suite 130 Seattle, WA 98104 |
|||||
Item 2. |
||||||
(a) | Name of Person Filing | |||||
MPM BioVentures II, LP MPM BioVentures II-QP, L.P. MPM BioVentures GmbH & Co Parallel-Beteiligungs KG MPM Asset Management Investors 2000B, LLC Ansbert Gadicke Luke Evnin |
||||||
(b) | Address of Principal Business Office or, if none, Residence | |||||
c/o MPM Capital L.P. 111 Huntington Avenue, 31st floor Boston, MA 02199 |
||||||
(c) | Citizenship | |||||
All entities were organized in Delaware, except MPM BioVentures GmbH & Co Parallel-Beteiligungs KG which was organized in Germany. All individuals are United States citizens. | ||||||
(d) | Title of Class of Securities | |||||
Common Stock | ||||||
(e) | CUSIP Number 98389F 10 1 |
|||||
Item 3. |
If this statement is filed pursuant to §§240.13d-1(b), or 240.13d-2(b) or (c), check whether the person filing is a: Not applicable |
|||||
Item 4. |
Ownership | |||||
(a) | Amount Beneficially Owned: |
MPM BioVentures II, LP
|
87,744 | |||
MPM BioVentures II-QP, L.P.
|
795,030 | |||
MPM BioVentures GmbH & Co Parallel-Beteiligungs KG
|
279,889 | |||
MPM Asset Management Investors 2000B, LLC
|
18,302 | |||
Ansbert Gadicke
|
1,180,965* | |||
Luke Evnin
|
1,180,965* |
Page 8 of 12
Percent of Class:
MPM BioVentures II, LP
|
0.5 | % | ||
MPM BioVentures II-QP, L.P.
|
4.8 | % | ||
MPM BioVentures GmbH & Co Parallel-Beteiligungs KG
|
1.7 | % | ||
MPM Asset Management Investors 2000B, LLC
|
0.1 | % | ||
Ansbert Gadicke
|
7.1 | % | ||
Luke Evnin
|
7.1 | % |
(b) | Number of shares as to which the person has: |
(i) | Sole power to vote or to direct the vote |
MPM BioVentures II, LP
|
87,744 | |||
MPM BioVentures II-QP, L.P.
|
795,030 | |||
MPM BioVentures GmbH & Co Parallel-Beteiligungs KG
|
279,889 | |||
MPM Asset Management Investors 2000B, LLC
|
18,302 | |||
Ansbert Gadicke
|
0 | |||
Luke Evnin
|
0 |
(ii) | Shared power to vote or to direct the vote |
MPM BioVentures II, LP
|
0 | |||
MPM BioVentures II-QP, L.P.
|
0 | |||
MPM BioVentures GmbH & Co Parallel-Beteiligungs KG
|
0 | |||
MPM Asset Management Investors 2000B, LLC
|
0 | |||
Ansbert Gadicke
|
1,180,965* | |||
Luke Evnin
|
1,180,965* |
(iii) | Sole power to dispose or to direct the disposition of |
MPM BioVentures II, LP
|
87,744 | |||
MPM BioVentures II-QP, L.P.
|
795,030 | |||
MPM BioVentures GmbH & Co Parallel-Beteiligungs KG
|
279,889 | |||
MPM Asset Management Investors 2000B, LLC
|
18,302 | |||
Ansbert Gadicke
|
0 | |||
Luke Evnin
|
0 |
(iv) | Shared power to dispose or to direct the disposition of |
MPM BioVentures II, LP
|
0 | |||
MPM BioVentures II-QP, L.P.
|
0 | |||
MPM BioVentures GmbH & Co Parallel-Beteiligungs KG
|
0 | |||
MPM Asset Management Investors 2000B, LLC
|
0 | |||
Ansbert Gadicke
|
1,180,965* | |||
Luke Evnin
|
1,180,965* |
Page 9 of 12
* The shares are held as follows: 87,744 shares by MPM BioVentures II, L.P. (BV II), 795,030 shares by MPM BioVentures II-QP, L.P. (BV QP), 279,889 shares by MPM BioVentures GmbH & Co. Parallel Beteiligungs KG (BV KG) and 18,302 shares MPM Asset Management Investors 2000B LLC (AM LLC). MPM Asset Management II LP (AM II LP) and MPM Asset Management II LLC (AM II LLC) are the direct and indirect general partners of BV II, BV QP and BV KG. The Reporting Person is a member of AM II LLC and AM LLC.
Item 5.
|
Ownership of Five Percent or Less of a Class | |||
If this statement is being filed to report the fact that as of the date hereof the reporting person
has ceased to be the beneficial owner of more than five percent of the class of securities, check
the following o. |
||||
Item 6.
|
Ownership of More than Five Percent on Behalf of Another Person | |||
Not Applicable | ||||
Item 7.
|
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person. | |||
Not Applicable | ||||
Item 8.
|
Identification and Classification of Members of the Group | |||
Not Applicable | ||||
Item 9.
|
Notice of Dissolution of a Group | |||
Not Applicable | ||||
Item 10.
|
Certification | |||
Not Applicable |
Page 10 of 12
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated: February 9, 2005
MPM BIOVENTURES II, L.P. |
MPM BIOVENTURES II-QP, L.P. | |||||||
By:
|
MPM Asset Management II, L.P., | By: | MPM Asset Management II, L.P., | |||||
its General Partner | its General Partner | |||||||
By:
|
MPM Asset Management II LLC, | By: | MPM Asset Management II LLC, | |||||
its General Partner | its General Partner | |||||||
By:
|
Luke B. Evnin | By: | Luke B. Evnin | |||||
Name: Luke B. Evnin | Name: Luke B. Evnin | |||||||
Title: Manager | Title: Manager | |||||||
MPM CAPITAL GMBH. & CO. PARALLEL- |
MPM ASSET MANAGEMENT INVESTORS | |||||||
BETEILIGUNGS KG |
2000B LLC | |||||||
By:
|
MPM Asset Management II LP, in its | By: | Luke B. Evnin | |||||
capacity as the | Name: Luke B. Evnin | |||||||
Special Limited Partner | Title: Manager | |||||||
By:
|
MPM Asset Management II LLC, its | |||||||
General Partner | ||||||||
By:
|
Luke B. Evnin | |||||||
Name: Luke B. Evnin | ||||||||
Title: Manager | ||||||||
By:
|
/s/ Ansbert Gadicke | By: | /s/ Luke B. Evnin | |||||
Name: Ansbert Gadicke | Name: Luke B. Evnin |
Page 11 of 12
EXHIBIT A
JOINT FILING AGREEMENT
In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned agree to the joint filing on behalf of each of them of a statement on Schedule 13G (including amendments thereto) with respect to the Common Stock of Xcyte Therapies, Inc. and further agree that this agreement be included as an exhibit to such filing. Each party to the agreement expressly authorizes each other party to file on its behalf any and all amendments to such statement. Each party to this agreement agrees that this joint filing agreement may be signed in counterparts.
In evidence whereof, the undersigned have caused this Agreement to be executed on their behalf this 9th day of February, 2005.
MPM BIOVENTURES II, L.P. |
MPM BIOVENTURES II-QP, L.P. | |||||||
By:
|
MPM Asset Management II, L.P., | By: | MPM Asset Management II, L.P., | |||||
its General Partner | its General Partner | |||||||
By:
|
MPM Asset Management II LLC, | By: | MPM Asset Management II LLC, | |||||
its General Partner | its General Partner | |||||||
By:
|
Luke B. Evnin | By: | Luke B. Evnin | |||||
A0; | ||||||||
Name: Luke B. Evnin | Name: Luke B. Evnin | |||||||
Title: Manager | Title: Manager | |||||||
MPM CAPITAL GMBH. & CO. PARALLEL- |
MPM ASSET MANAGEMENT INVESTORS | |||||||
BETEILIGUNGS KG |
2000B LLC | |||||||
By:
|
MPM Asset Management II LP, in its | By: | Luke B. Evnin | |||||
capacity as the | Name: Luke B. Evnin | |||||||
Special Limited Partner | Title: Manager | |||||||
By:
|
MPM Asset Management II LLC, its | |||||||
General Partner | ||||||||
By:
|
Luke B. Evnin | |||||||
Name: Luke B. Evnin | ||||||||
Title: Manager | ||||||||
By:
|
/s/ Ansbert Gadicke | By: | /s/ Luke B. Evnin | |||||
Name: Ansbert Gadicke | Name: Luke B. Evnin |
Page 12 of 12