Insider filing report for Changes in Beneficial Ownership
- Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
- Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
- Peter Lynch
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SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
SCHEDULE 13G/A
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(Amendment No. 7)*
ZYNGA INC.
(Name of Issuer)
CLASS A COMMON STOCK
(Title of Class of Securities)
98986T108
(CUSIP Number)
DECEMBER 31, 2020
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
☐ Rule 13d-1(b)
☐ Rule 13d-1(c)
☒ Rule 13d-1(d)
| * | The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. |
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
| CUSIP No. 98986T108 | 13G/A |
| 1. | Names of Reporting Persons
Mark J. Pincus | |||||
| 2. | Check the Appropriate Box if a Member of a Group (see instructions) (a) ☐ (b) ☐
| |||||
| 3. | SEC USE ONLY
| |||||
| 4. | Citizenship or Place of Organization
USA | |||||
| Number of Shares Beneficially Owned by Each Reporting Person With: |
5. | Sole Voting Power
62,493,719 (1)(2)(3)(4) | ||||
| 6. | Shared Voting Power
0 | |||||
| 7. | Sole Dispositive Power
62,493,719 (1)(2)(3)(4) | |||||
| 8. | Shared Dispositive Power
0 | |||||
| 9. |
Aggregate Amount Beneficially Owned by Each Reporting Person
62,493,719 (1)(2)(3)(4) | |||||
| 10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (see instructions) ☐
| |||||
| 11. | Percent of Class Represented by Amount in Row 9
5.8%(5) | |||||
| 12. | Type of Reporting Person (see instructions)
IN | |||||
| (1) | Includes 6,219 shares of Class A common stock subject to restricted stock unit awards held by Mr. Pincus that will vest within 60 days of December 31, 2020. |
| (2) | Includes 30,500,172 shares of Class A common stock held by The 4D Revocable Trust, of which Mr. Pincus serves as trustee. |
| (3) | Includes 27,765,634 shares of Class A common stock held by Ogden Enterprises LLC, of which Mr. Pincus serves as manager. |
| (4) | Includes 758,750 shares of Class A common stock held by the Pincus Family Fund, of which Mr. Pincus serves as trustee. |
| (5) | Based on 1,081,571,833 shares of Class A common stock outstanding as of December 31, 2020, as reported by the Issuer to Mr. Pincus. |
| CUSIP No. 98986T108 | 13G/A |
| 1. | Names of Reporting Persons
The 4D Revocable Trust | |||||
| 2. | Check the Appropriate Box if a Member of a Group (see instructions) (a) ☐ (b) ☐
| |||||
| 3. | SEC USE ONLY
| |||||
| 4. | Citizenship or Place of Organization
California | |||||
| Number of Shares Beneficially Owned by Each Reporting Person With: |
5. | Sole Voting Power
30,500,172 (1) | ||||
| 6. | Shared Voting Power
0 | |||||
| 7. | Sole Dispositive Power
30,500,172 (1) | |||||
| 8. | Shared Dispositive Power
0 | |||||
| 9. |
Aggregate Amount Beneficially Owned by Each Reporting Person
30,500,172 (1) | |||||
| 10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (see instructions) ☐
| |||||
| 11. | Percent of Class Represented by Amount in Row 9
2.8% (2) | |||||
| 12. | Type of Reporting Person (see instructions)
OO | |||||
| (1) | Represents shares of Class A common stock held directly by The 4D Revocable Trust. |
| (2) | Based on 1,081,571,833 shares of Class A common stock outstanding as of December 31, 2020, as reported by the Issuer to Mr. Pincus. |
| CUSIP No. 98986T108 | 13G/A |
| 1. | Names of Reporting Persons
Ogden Enterprises LLC | |||||
| 2. | Check the Appropriate Box if a Member of a Group (see instructions) (a) ☐ (b) ☐
| |||||
| 3. | SEC USE ONLY
| |||||
| 4. | Citizenship or Place of Organization
Delaware | |||||
| Number of Shares Beneficially Owned by Each Reporting Person With: |
5. | Sole Voting Power
27,765,634 (1) | ||||
| 6. | Shared Voting Power
0 | |||||
| 7. | Sole Dispositive Power
27,765,634 (1) | |||||
| 8. | Shared Dispositive Power
0 | |||||
| 9. |
Aggregate Amount Beneficially Owned by Each Reporting Person
27,765,634 (1) | |||||
| 10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (see instructions) ☐
| |||||
| 11. | Percent of Class Represented by Amount in Row 9
2.6% (2) | |||||
| 12. | Type of Reporting Person (see instructions)
OO | |||||
| (1) | Represents shares of Class A common stock held directly by Ogden Enterprises LLC. |
| (2) | Based on 1,081,571,833 shares of Class A common stock outstanding as of December 31, 2020, as reported by the Issuer to Mr. Pincus. |
| CUSIP No. 98986T108 | 13G/A |
| 1. | Names of Reporting Persons
Pincus Family Fund | |||||
| 2. | Check the Appropriate Box if a Member of a Group (see instructions) (a) ☐ (b) ☐
| |||||
| 3. | SEC USE ONLY
| |||||
| 4. | Citizenship or Place of Organization
California | |||||
| Number of Shares Beneficially Owned by Each Reporting Person With: |
5. | Sole Voting Power
758,750 (1) | ||||
| 6. | Shared Voting Power
0 | |||||
| 7. | Sole Dispositive Power
758,750 (1) | |||||
| 8. | Shared Dispositive Power
0 | |||||
| 9. |
Aggregate Amount Beneficially Owned by Each Reporting Person
758,750 (1) | |||||
| 10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (see instructions) ☐
| |||||
| 11. | Percent of Class Represented by Amount in Row 9
0.1% (2) | |||||
| 12. | Type of Reporting Person (see instructions)
OO | |||||
| (1) | Represents shares of Class A common stock held directly by the Pincus Family Fund. |
| (2) | Based on 1,081,571,833 shares of Class A common stock outstanding as of December 31, 2020, as reported by the Issuer to Mr. Pincus. |
| Item 1(a). | Name of Issuer: | |||||
| Zynga Inc. | ||||||
| Item 1(b). | Address of Issuer’s Principal Executive Offices: | |||||
| 699 Eighth Street San Francisco, CA 94103 | ||||||
| Item 2(a). | Name of Person Filing: | |||||
| Mark J. Pincus
The 4D Revocable Trust
Ogden Enterprises LLC
Pincus Family Fund | ||||||
| Item 2(b). | Address of Principal Business Office or, if none, Residence: | |||||
| c/o Zynga Inc. 699 Eighth Street San Francisco, CA 94103 | ||||||
| Item 2(c). | Citizenship: | |||||
| Mark J. Pincus USA | ||||||
| The 4D Revocable Trust California | ||||||
| Ogden Enterprises LLC Delaware | ||||||
| Pincus Family Fund California | ||||||
| Item 2(d). | Title of Class of Securities: | |||||
| Class A Common Stock | ||||||
| Item 2(e). | CUSIP Number: | |||||
| 98986T108 | ||||||
| Item 3. | If this statement is filed pursuant to §§240.13d-1(b), or 240.13d-2(b) or (c), check whether the person filing is a: | |||||
| Not applicable | ||||||
| Item 4. | Ownership | |||||
| (a) Amount Beneficially Owned: | ||||||
| Mark J. Pincus 62,493,719 (1)(2)(3)(4) | ||||||
| The 4D Revocable Trust 30,500,172 (5) | ||||||
| Ogden Enterprises LLC 27,765,634 (6) | ||||||
| Pincus Family Fund 758,750 (7) | ||||||
| (b) | Percent of Class: | |||||
| Mark J. Pincus | 5.8% (8) | |||||
| The 4D Revocable Trust | 2.8% (8) | |||||
| Ogden Enterprises LLC | 2.6% (8) | |||||
| Pincus Family Fund | 0.1% (8) | |||||
| (c) | Number of shares as to which the person has: | |||||||
| (i) | Sole power to vote or to direct the vote | |||||||
| Mark J. Pincus | 62,493,719 (1)(2)(3)(4) | |||||||
| The 4D Revocable Trust | 30,500,172 (5) | |||||||
| Ogden Enterprises LLC | 27,765,634 (6) | |||||||
| Pincus Family Fund | 758,750 (7) | |||||||
| (ii) | Shared power to vote or to direct the vote: | |||||||
| Mark J. Pincus | 0 | |||||||
| Ogden Enterprises LLC | 0 | |||||||
| Pincus Family Fund | 0 | |||||||
| (iii) | Sole power to dispose or to direct the disposition of: | |||||||
| Mark J. Pincus | 62,493,719 (1)(2)(3)(4) | |||||||
| The 4D Revocable Trust | 30,500,172 (5) | |||||||
| Ogden Enterprises LLC | 27,765,634 (6) | |||||||
| Pincus Family Fund | 758,750 (7) | |||||||
| (iv) | Shared power to dispose or to direct the disposition of: | |||||||
| Mark J. Pincus | 0 | |||||||
| Ogden Enterprises LLC | 0 | |||||||
| Pincus Family Fund | 0 | |||||||
| (1) | Includes 6,219 shares of Class A common stock subject to restricted stock unit awards held by Mr. Pincus that will vest within 60 days of December 31, 2020. |
| (2) | Includes 30,500,172 shares of Class A common stock held by The 4D Revocable Trust. |
| (3) | Includes 27,765,634 shares of Class A common stock held by Ogden Enterprises LLC. |
| (4) | Includes 758,750 shares of Class A common stock held by the Pincus Family Fund. |
| (5) | Represents shares of Class A common stock held directly by The 4D Revocable Trust. |
| (6) | Represents shares of Class A common stock held directly by Ogden Enterprises LLC. |
| (7) | Represents shares of Class A common stock held directly by the Pincus Family Fund. |
| (8) | Based on 1,081,571,833 shares of Class A common stock outstanding as of December 31, 2020, as reported by the Issuer to Mr. Pincus. |
| Item 5. | Ownership of 5 Percent or Less of a Class | |
| Not applicable | ||
| Item 6. | Ownership of More than 5 Percent on Behalf of Another Person | |
| Not applicable | ||
| Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person. | |
| Not applicable | ||
| Item 8. | Identification and Classification of Members of the Group | |
| Not applicable | ||
| Item 9. | Notice of Dissolution of a Group | |
| Not applicable | ||
| Item 10. | Certification | |
| Not applicable | ||
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
| /s/ Mark J. Pincus |
| Mark J. Pincus |
| THE 4D REVOCABLE TRUST |
| /s/ Mark J. Pincus |
| Mark J. Pincus, Trustee |
| OGDEN ENTERPRISES LLC |
| /s/ Mark J. Pincus |
| Mark J. Pincus, Manager |
| PINCUS FAMILY FUND |
| /s/ Mark J. Pincus |
| Mark J. Pincus, Trustee |
| Dated: February 11, 2021 |
Attention: Intentional misstatements or omissions of fact constitute Federal criminal violations (see 18 U.S.C. 1001)