Insider filing report for Changes in Beneficial Ownership
- Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
- Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. )*
Nurix Therapeutics, Inc.
(Name of Issuer)
Common Stock, par value $0.001 per share
(Title of Class of Securities)
67080M103
(CUSIP Number)
December 31, 2023
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
| ☐ | Rule 13d-1(b) | |
| ☐ | Rule 13d-1(c) | |
| ☒ | Rule 13d-1(d) |
| * | The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. |
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. 67080M103 |
13G |
Page 2 of 5 Pages |
| 1 | NAMES OF REPORTING PERSONS/I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Arthur T. Sands
| |
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) ☐ (b) ☐ |
| 3 | SEC USE ONLY
| |
| 4 | CITIZENSHIP OR PLACE OF ORGANIZATION United States
| |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5 | SOLE VOTING POWER 2,707,896(1)
|
| 6 | SHARED VOTING POWER 0
| |
| 7 | SOLE DISPOSITIVE POWER 2,707,896(1)
| |
| 8 | SHARED DISPOSITIVE POWER 0
|
| 9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,707,896(1)
| |
| 10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
|
☐ |
| 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 5.4%(2)
| |
| 12 | TYPE OF REPORTING PERSON IN
| |
| (1) | Includes (i) 308,333 shares of Common Stock, (ii) 1,799,563 shares underlying options to purchase Common Stock that are exercisable within 60 days of December 31, 2023, and (iii) 150,000 shares of Common Stock held by each of CMS Family Trust DTD, EES Family Trust DTD, IGS Family Trust DTD and LAS Family Trust DTD. Dr. Sands is the trustee of the CMS Family Trust, EES Family Trust, IGS Family Trust and LAS Family Trust. |
| (2) | Based on 48,718,552 shares of the Issuer’s Common Stock outstanding as of December 31, 2023. |
CUSIP No. 67080M103 |
13G |
Page 3 of 5 Pages |
| Item 1(a) | Name of Issuer: |
| Nurix Therapeutics, Inc. | |
| Item 1(b) | Address of Issuer’s Principal Executive Offices: |
| 1700 Owens Street, Suite 205 | |
| San Francisco, California 94158 | |
| Item 2(a) | Name of Person Filing: |
| Arthur T. Sands | |
| Item 2(b) | Address of Principal Business Office or, If None, Residence |
| c/o Nurix Therapeutics, Inc. | |
| 1700 Owens Street, Suite 205 | |
| San Francisco, California 94158 | |
| Item 2(c) | Citizenship: |
| United States | |
| Item 2(d) | Title of Class of Securities: |
| Common Stock, $0.001 par value per share | |
| Item 2(e) | CUSIP Number: |
| 67080M103 | |
| Item 3. | Not applicable. |
| Item 4. | Ownership | ||
| (a) | Amount Beneficially Owned: | ||
| 2,707,896 (1) | |||
| (b) | Percent of Class: | ||
| 5.4%(2) | |||
| (c) | Number of shares as to which the person has: | ||
| (i) | Sole power to vote or direct the vote: | ||
| 2,707,896(1) | |||
| (ii) | Shared power to vote or direct the vote: | ||
| 0 | |||
| (iii) | Sole power to dispose or to direct the disposition of: | ||
| 2,707,896 (1) | |||
| (iv) | Shared power to dispose or to direct the disposition of: | ||
| 0 | |||
| (1) | Includes (i) 308,333 shares of common stock, (ii) 1,799,563 shares underlying options to purchase Common Stock that are exercisable within 60 days of December 31, 2023, and (iii) 150,000 shares of Common Stock held by each of CMS Family Trust DTD, EES Family Trust DTD, IGS Family Trust DTD and LAS Family Trust DTD. Dr. Sands is the trustee of the CMS Family Trust, EES Family Trust, IGS Family Trust and LAS Family Trust. |
| (2) | Based on 48,718,552 shares of the Issuer’s Common Stock outstanding as of December 31, 2023. |
CUSIP No. 67080M1039 |
13G |
Page 4 of 5 Pages |
| Item 5. | Ownership of Five Percent or Less of a Class |
| Not applicable. | |
| Item 6. | Ownership of More Than Five Percent on Behalf of Another Person |
| Not applicable. | |
| Item 7. | Identification and Classification of Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person |
| Not applicable. | |
| Item 8. | Identification and Classification of Members of the Group |
| Not applicable. | |
| Item 9. | Notice of Dissolution of Group |
| Not applicable. | |
| Item 10. | Certifications |
| Not applicable. |
CUSIP No. 67080M1039 |
13G |
Page 5 of 5 Pages |
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
| Dated: February 14, 2024 | ||
| By: | /s/ Arthur T. Sands | |
| Name: | Arthur T. Sands | |