Sec Form 13G Filing - PACVEN WALDEN VENTURES V LP filing for INPHI Corp (IPHI) - 2014-02-14

Insider filing report for Changes in Beneficial Ownership

  • Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
  • Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
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UNITED STATES

 

 

SECURITIES AND EXCHANGE COMMISSION

 

 

Washington, D.C. 20549

 

 

 

 

SCHEDULE 13G

(Rule 13d-102)

 

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1 (b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (b)

(Amendment No. 2)*

 

Inphi Corporation

(Name of Issuer)

Common Stock

(Title of Class of Securities)

45772F107

(CUSIP Number)

December 31, 2013

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

o

Rule 13d-1(b)

o

Rule 13d-1(c)

x

Rule 13d-1(d)

 

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

 

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 



 

CUSIP No. 45772F107

13 G

 

 

 

1

Names of Reporting Persons.
Pacven Walden Ventures V, L.P.

 

 

2

Check the Appropriate Box if a Member of a Group*

 

 

(a)

o

 

 

(b)

x (1)

 

 

3

SEC Use Only

 

 

4

Citizenship or Place of Organization
Cayman Islands

 

  ;

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5

Sole Voting Power
2,021,291 shares of Common Stock (2)

 

6

Shared Voting Power
0 shares

 

7

Sole Dispositive Power
2,021,291 shares of Common Stock (2)

 

8

Shared Dispositive Power
0 shares

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person
2,021,291 shares of Common Stock (2)

 

 

10

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares*  o

 

 

11

Percent of Class Represented by Amount in Row 9
6.7% (3)

 

 

12

Type of Reporting Person*
PN

 


(1)              This Schedule 13G is filed by Pacven Walden Ventures V, L.P. (“Pacven V”), Pacven Walden Ventures Parallel V-A C.V. (“Pacven Parallel V-A”), Pacven Walden Ventures Parallel V-B C.V. (“Pacven Parallel V-B”), Pacven Walden Ventures V Associates Fund, L.P. (“Pacven Associates V”), Pacven Walden Ventures V-QP Associates Fund, L.P. (“Pacven Associates V-QP”), Pacven Walden Ventures VI, L.P. (“Pacven VI”), Pacven Walden Ventures Parallel VI, L.P. (“Pacven Parallel VI”), Lip-Bu Tan (“Tan”), Andrew Kau (“Kau”), Hock Voon Loo (“Loo”), Brian Chiang (“Chiang”, and together with Pacven V, Pacven Parallel V-A, Pacven Parallel V-B, Pacven Associates V, Pacven Associates V-QP, Pacven VI, Pacven Parallel VI, Tan, Kau and Loo, collectively, the “Reporting Persons”).  The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G.

 

(2)              The shares are held by Pacven V.  Pacven Walden Management V Co. Ltd. (“Pacven Mgmnt V”) is the general partner of Pacven V.  Pacven Mgmnt V holds voting and dispositive power of the shares held by Pacven V, however, disclaims beneficial ownership of the shares, except to the extent of its pecuniary interests therein. 

 

(3)              Percent of class is based on 30,146,448 shares of Common Stock outstanding as of November 1, 2013 as set forth in the Issuer’s most recent 10-Q filed with the Securities and Exchange Commission on November 7, 2013.

 

2



 

CUSIP No. 45772F107

13 G

 

 

 

1

Names of Reporting Persons.
Pacven Walden Ventures Parallel V-A C.V.

 

 

2

Check the Appropriate Box if a Member of a Group*

 

 

(a)

o

 

 

(b)

x (1)

 

 

3

SEC Use Only

 

 

4

Citizenship or Place of Organization
Netherlands

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5

Sole Voting Power
46,579 shares of Common Stock (2)

 

6

Shared Voting Power
0 shares

 

7

Sole Dispositive Power
46,579 shares of Common Stock (2)

 

8

Shared Dispositive Power
0 shares

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person
46,579 shares of Common Stock (2)

 

 

10

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares*  o

 

 

11

Percent of Class Represented by Amount in Row 9
0.2% (3)

 

 

12

Type of Reporting Person*
PN

 


(1)         This Schedule 13G is filed by Pacven Walden Ventures V, L.P. (“Pacven V”), Pacven Walden Ventures Parallel V-A C.V. (“Pacven Parallel V-A”), Pacven Walden Ventures Parallel V-B C.V. (“Pacven Parallel V-B”), Pacven Walden Ventures V Associates Fund, L.P. (“Pacven Associates V”), Pacven Walden Ventures V-QP Associates Fund, L.P. (“Pacven Associates V-QP”), Pacven Walden Ventures VI, L.P. (“Pacven VI”), Pacven Walden Ventures Parallel VI, L.P. (“Pacven Parallel VI”), Lip-Bu Tan (“Tan”), Andrew Kau (“Kau”), Hock Voon Loo (“Loo”), Brian Chiang (“Chiang”, and together with Pacven V, Pacven Parallel V-A, Pacven Parallel V-B, Pacven Associates V, Pacven Associates V-QP, Pacven VI, Pacven Parallel VI, Tan, Kau and Loo, collectively, the “Reporting Persons”).  The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G.

 

(2)         The shares are held by Pacven Parallel V-A.  Pacven Walden Management V Co. Ltd. (“Pacven Mgmnt V”) is the general partner of Pacven Parallel V-A.  Pacven Mgmnt V holds voting and dispositive power of the shares held by Pacven Parallel V-A, however, disclaims beneficial ownership of the shares, except to the extent of its pecuniary interests therein. 

 

(3)         Percent of class is based on 30,146,448 shares of Common Stock outstanding as of November 1, 2013 as set forth in the Issuer’s most recent 10-Q filed with the Securities and Exchange Commission on November 7, 2013.  .

 

3



 

CUSIP No. 45772F107

13 G

 

 

 

1

Names of Reporting Persons
Pacven Walden Ventures Parallel V-B C.V.

 

 

2

Check the Appropriate Box if a Member of a Group*

 

 

(a)

o

 

 

(b)

x (1)

 

 

3

SEC Use Only

 

 

4

Citizenship or Place of Organization
Netherlands

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5

Sole Voting Power
46,579 shares of Common Stock (2)

 

6

Shared Voting Power
0 shares

 

7

Sole Dispositive Power
46,579 shares of Common Stock (2)

 

8

Shared Dispositive Power
0 shares

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person
46,579 shares of Common Stock (2)

 

 

10

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares*  o

 

 

11

Percent of Class Represented by Amount in Row 90
0.2% (3)

 

 

12

Type of Reporting Person*
PN

 


(1)         This Schedule 13G is filed by Pacven Walden Ventures V, L.P. (“Pacven V”), Pacven Walden Ventures Parallel V-A C.V. (“Pacven Parallel V-A”), Pacven Walden Ventures Parallel V-B C.V. (“Pacven Parallel V-B”), Pacven Walden Ventures V Associates Fund, L.P. (“Pacven Associates V”), Pacven Walden Ventures V-QP Associates Fund, L.P. (“Pacven Associates V-QP”), Pacven Walden Ventures VI, L.P. (“Pacven VI”), Pacven Walden Ventures Parallel VI, L.P. (“Pacven Parallel VI”), Lip-Bu Tan (“Tan”), Andrew Kau (“Kau”), Hock Voon Loo (“Loo”), Brian Chiang (“Chiang”, and together with Pacven V, Pacven Parallel V-A, Pacven Parallel V-B, Pacven Associates V, Pacven Associates V-QP, Pacven VI, Pacven Parallel VI, Tan, Kau and Loo, collectively, the “Reporting Persons”).  The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G.

 

(2)         The shares are held by Pacven Parallel V-B.  Pacven Walden Management V Co. Ltd. (“Pacven Mgmnt V”) is the general partner of Pacven Parallel V-B.  Pacven Mgmnt V holds voting and dispositive power of the shares held by Pacven Parallel V-B, however, disclaims beneficial ownership of the shares, except to the extent of its pecuniary interests therein.

 

(3)         Percent of class is based on 30,146,448 shares of Common Stock outstanding as of November 1, 2013 as set forth in the Issuer’s most recent 10-Q filed with the Securities and Exchange Commission on November 7, 2013.  .

 

4



 

CUSIP No. 45772F107

13 G

 

 

 

1

Names of Reporting Persons
Pacven Walden Ventures V Associates Fund, L.P.

 

 

2

Check the Appropriate Box if a Member of a Group*

 

 

(a)

o

 

 

(b)

x (1)

 

 

3

SEC Use Only

 

 

4

Citizenship or Place of Organization
Cayman Islands

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5

Sole Voting Power
4,955 shares of Common stock (2)

 

6

Shared Voting Power
0 shares

 

7

Sole Dispositive Power
4,955 shares of Common stock (2)

 

8

Shared Dispositive Power
0 shares

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person
4,955 shares of Common stock (2)

 

 

10

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares*  o

 

 

11

Percent of Class Represented by Amount in Row 9
0.0% (3)

 

 

12

Type of Reporting Person*
PN

 


(1)         This Schedule 13G is filed by Pacven Walden Ventures V, L.P. (“Pacven V”), Pacven Walden Ventures Parallel V-A C.V. (“Pacven Parallel V-A”), Pacven Walden Ventures Parallel V-B C.V. (“Pacven Parallel V-B”), Pacven Walden Ventures V Associates Fund, L.P. (“Pacven Associates V”), Pacven Walden Ventures V-QP Associates Fund, L.P. (“Pacven Associates V-QP”), Pacven Walden Ventures VI, L.P. (“Pacven VI”), Pacven Walden Ventures Parallel VI, L.P. (“Pacven Parallel VI”), Lip-Bu Tan (“Tan”), Andrew Kau (“Kau”), Hock Voon Loo (“Loo”), Brian Chiang (“Chiang”, and together with Pacven V, Pacven Parallel V-A, Pacven Parallel V-B, Pacven Associates V, Pacven Associates V-QP, Pacven VI, Pacven Parallel VI, Tan, Kau and Loo, collectively, the “Reporting Persons”).  The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G. 

 

(2)         The shares are held by Pacven Associates V.  Pacven Walden Management V Co. Ltd. (“Pacven Mgmnt V”) is the general partner of Pacven Associates V.  Pacven Mgmnt V holds voting and dispositive power of the shares held by Pacven Associates V, however, disclaims beneficial ownership of the shares, except to the extent of its pecuniary interests therein.

 

(3)         Percent of class is based on 30,146,448 shares of Common Stock outstanding as of November 1, 2013 as set forth in the Issuer’s most recent 10-Q filed with the Securities and Exchange Commission on November 7, 2013.  .

 

5



 

CUSIP No. 45772F107

13 G

 

 

 

1

Names of Reporting Persons
Pacven Walden Ventures V-QP Associates Fund, L.P.

 

 

2

Check the Appropriate Box if a Member of a Group*

 

 

(a)

o

 

 

(b)

x (1)

 

 

3

SEC Use Only

 

 

4

Citizenship or Place of Organization
Cayman Islands

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5

Sole Voting Power
32,584 shares of Common stock (2)

 

6

Shared Voting Power
0 shares

 

7

Sole Dispositive Power
32,584 shares of Common stock (2)

 

8

Shared Dispositive Power
0 shares

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person
32,584 shares of Common stock (2)

 

 

10

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares*  o

 

 

11

Percent of Class Represented by Amount in Row 9
0.1% (3)

 

 

12

Type of Reporting Person*
PN

 


(1)         This Schedule 13G is filed by Pacven Walden Ventures V, L.P. (“Pacven V”), Pacven Walden Ventures Parallel V-A C.V. (“Pacven Parallel V-A”), Pacven Walden Ventures Parallel V-B C.V. (“Pacven Parallel V-B”), Pacven Walden Ventures V Associates Fund, L.P. (“Pacven Associates V”), Pacven Walden Ventures V-QP Associates Fund, L.P. (“Pacven Associates V-QP”), Pacven Walden Ventures VI, L.P. (“Pacven VI”), Pacven Walden Ventures Parallel VI, L.P. (“Pacven Parallel VI”), Lip-Bu Tan (“Tan”), Andrew Kau (“Kau”), Hock Voon Loo (“Loo”), Brian Chiang (“Chiang”, and together with Pacven V, Pacven Parallel V-A, Pacven Parallel V-B, Pacven Associates V, Pacven Associates V-QP, Pacven VI, Pacven Parallel VI, Tan, Kau and Loo, collectively, the “Reporting Persons”).  The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G. 

 

(2)         The shares are held by Pacven Associates V-QP.  Pacven Walden Management V Co. Ltd. (“Pacven Mgmnt V”) is the general partner of Pacven Associates V-QP.  Pacven Mgmnt V holds voting and dispositive power of the shares held by Pacven Associates V-QP, however, disclaims beneficial ownership of the shares, except to the extent of its pecuniary interests therein.

 

(3)         Percent of class is based on 30,146,448 shares of Common Stock outstanding as of November 1, 2013 as set forth in the Issuer’s most recent 10-Q filed with the Securities and Exchange Commission on November 7, 2013.  .

 

6



 

CUSIP No. 45772F107

13 G

 

 

 

1

Names of Reporting Persons
Pacven Walden Ventures VI, L.P.

 

 

2

Check the Appropriate Box if a Member of a Group*

 

 

(a)

o

 

 

(b)

x (1)

 

 

3

SEC Use Only

 

 

4

Citizenship or Place of Organization
Cayman Islands

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5

Sole Voting Power
714,816 shares of Common stock (2)

 

6

Shared Voting Power
0 shares

 

7

Sole Dispositive Power
714,816 shares of Common stock (2)

 

8

Shared Dispositive Power
0 shares

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person
714,816 shares of Common stock (2)

 

 

10

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares*  o

 

 

11

Percent of Class Represented by Amount in Row 9
2.4% (3)

 

 

12

Type of Reporting Person*
PN

 


(1)         This Schedule 13G is filed by Pacven Walden Ventures V, L.P. (“Pacven V”), Pacven Walden Ventures Parallel V-A C.V. (“Pacven Parallel V-A”), Pacven Walden Ventures Parallel V-B C.V. (“Pacven Parallel V-B”), Pacven Walden Ventures V Associates Fund, L.P. (“Pacven This Schedule 13G is filed by Pacven Walden Ventures V, L.P. (“Pacven V”), Pacven Walden Ventures Parallel V-A C.V. (“Pacven Parallel V-A”), Pacven Walden Ventures Parallel V-B C.V. (“Pacven Parallel V-B”), Pacven Walden Ventures V Associates Fund, L.P. (“Pacven Associates V”), Pacven Walden Ventures V-QP Associates Fund, L.P. (“Pacven Associates V-QP”), Pacven Walden Ventures VI, L.P. (“Pacven VI”), Pacven Walden Ventures Parallel VI, L.P. (“Pacven Parallel VI”), Lip-Bu Tan (“Tan”), Andrew Kau (“Kau”), Hock Voon Loo (“Loo”), Brian Chiang (“Chiang”, and together with Pacven V, Pacven Parallel V-A, Pacven Parallel V-B, Pacven Associates V, Pacven Associates V-QP, Pacven VI, Pacven Parallel VI, Tan, Kau and Loo, collectively, the “Reporting Persons”).  The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G.

 

(2)         The shares are held by Pacven VI.  Pacven Walden Management VI Co. Ltd. (“Pacven Mgmnt VI”) is the general partner of Pacven VI.  Pacven Mgmnt VI holds voting and dispositive power of the shares held by Pacven VI, however, disclaims beneficial ownership of the shares, except to the extent of its pecuniary interests therein.

 

(3)         Percent of class is based on 30,146,448 shares of Common Stock outstanding as of November 1, 2013 as set forth in the Issuer’s most recent 10-Q filed with the Securities and Exchange Commission on November 7, 2013.  .

 

7



 

CUSIP No. 45772F107

13 G

 

 

 

1

Names of Reporting Persons
Pacven Walden Ventures Parallel VI, L.P.

 

 

2

Check the Appropriate Box if a Member of a Group*

 

 

(a)

o

 

 

(b)

x (1)

 

 

3

SEC Use Only

 

 

4

Citizenship or Place of Organization
Cayman Islands

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5

Sole Voting Power
55,659 shares of Common stock (2)

 

6

Shared Voting Power
0 shares

 

7

Sole Dispositive Power
55,659 shares of Common stock (2)

 

8

Shared Dispositive Power
0 shares

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person
55,659 shares of Common stock (2)

 

 

10

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares*  o

 

 

11

Percent of Class Represented by Amount in Row 9
0.2% (3)

 

 

12

Type of Reporting Person*
PN

 


(1)         This Schedule 13G is filed by Pacven Walden Ventures V, L.P. (“Pacven V”), Pacven Walden Ventures Parallel V-A C.V. (“Pacven Parallel V-A”), Pacven Walden Ventures Parallel V-B C.V. (“Pacven Parallel V-B”), Pacven Walden Ventures V Associates Fund, L.P. (“Pacven Associates V”), Pacven Walden Ventures V-QP Associates Fund, L.P. (“Pacven Associates V-QP”), Pacven Walden Ventures VI, L.P. (“Pacven VI”), Pacven Walden Ventures Parallel VI, L.P. (“Pacven Parallel VI”), Lip-Bu Tan (“Tan”), Andrew Kau (“Kau”), Hock Voon Loo (“Loo”), Brian Chiang (“Chiang”, and together with Pacven V, Pacven Parallel V-A, Pacven Parallel V-B, Pacven Associates V, Pacven Associates V-QP, Pacven VI, Pacven Parallel VI, Tan, Kau and Loo, collectively, the “Reporting Persons”).  The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G.

 

(2)         The shares are held by Pacven Parallel VI.  Pacven Walden Management VI Co. Ltd. (“Pacven Mgmnt VI”) is the general partner of Pacven Parallel VI.  Pacven Mgmnt VI holds voting and dispositive power of the shares held by Pacven Parallel VI, however, disclaims beneficial ownership of the shares, except to the extent of its pecuniary interests therein.

 

(3)         Percent of class is based on 30,146,448 shares of Common Stock outstanding as of November 1, 2013 as set forth in the Issuer’s most recent 10-Q filed with the Securities and Exchange Commission on November 7, 2013.  .

 

8



 

CUSIP No. 45772F107

13 G

 

 

 

1

Names of Reporting Persons
Lip-Bu Tan

 

 

2

Check the Appropriate Box if a Member of a Group*

 

 

(a)

o

 

 

(b)

x (1)

 

 

3

SEC Use Only

 

 

4

Citizenship or Place of Organization
United States of America

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5

Sole Voting Power
3,982 shares

 

6

Shared Voting Power
2,922,463 shares of Common Stock (2)

 

7

Sole Dispositive Power
3,982 shares

 

8

Shared Dispositive Power
2,922,463 shares of Common Stock (2)

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person
2,926,445 shares of Common Stock (2)

 

 

10

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares*  o

 

 

11

Percent of Class Represented by Amount in Row 9
9.7% (3)

 

 

12

Type of Reporting Person*
IN

 


(1)                     This Schedule 13G is filed by Pacven Walden Ventures V, L.P. (“Pacven V”), Pacven Walden Ventures Parallel V-A C.V. (“Pacven Parallel V-A”), Pacven Walden Ventures Parallel V-B C.V. (“Pacven Parallel V-B”), Pacven Walden Ventures V Associates Fund, L.P. (“Pacven Associates V”), Pacven Walden Ventures V-QP Associates Fund, L.P. (“Pacven Associates V-QP”), Pacven Walden Ventures VI, L.P. (“Pacven VI”), Pacven Walden Ventures Parallel VI, L.P. (“Pacven Parallel VI”), Lip-Bu Tan (“Tan”), Andrew Kau (“Kau”), Hock Voon Loo (“Loo”), Brian Chiang (“Chiang”, and together with Pacven V, Pacven Parallel V-A, Pacven Parallel V-B, Pacven Associates V, Pacven Associates V-QP, Pacven VI, Pacven Parallel VI, Tan, Kau and Loo, collectively, the “Reporting Persons”).  The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G.

 

(2)                     Includes: (i) 2,021,291 shares held by Pacven V, 46,579 shares held by Pacven Parallel V-A, 46,579 shares held by Pacven Parallel V-B, 4,955 shares held by Pacven Associates V, 32,584 shares held by Pacven Associates V-QP, 714,816 shares held by Pacven VI, 55,659 shares held by Pacven Parallel VI. The reporting person is the sole director and a member of the Investment Committee of Pacven Walden Management V Co. Ltd. (“Pacven Mgmnt V”) and Pacven Walden Management VI Co. Ltd. (“Pacven Mgmnt VI”).  Pacven Mgmnt V is the general partner of Pacven V, Pacven Parallel V-A, Pacven Parallel V-B, Pacven Associates V-QP and Pacven Associates V.  Pacven Mgmnt VI is the general partner of Pacven VI and Pacven Parallel VI. The reporting person disclaims beneficial ownership of these partnerships’ shares except as to the reporting person’s pecuniary interest in the partnerships.

 

(3)                     Percent of class is based on 30,146,448 shares of Common Stock outstanding as of November 1, 2013 as set forth in the Issuer’s most recent 10-Q filed with the Securities and Exchange Commission on November 7, 2013.  .

 

9



 

CUSIP No. 45772F107

13 G

 

 

 

1

Names of Reporting Persons
Andrew Kau

 

 

2

Check the Appropriate Box if a Member of a Group*

 

 

(a)

o

 

 

(b)

x (1)

 

 

3

SEC Use Only

 

 

4

Citizenship or Place of Organization
United States of America

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5

Sole Voting Power
0 shares

 

6

Shared Voting Power
2,922,463 shares of Common Stock (2)

 

7

Sole Dispositive Power
0 shares

 

8

Shared Dispositive Power
2,922,463 shares of Common Stock (2)

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person
2,922,463 shares of Common Stock (2)

 

 

10

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares*  o

 

 

11

Percent of Class Represented by Amount in Row 9
9.7% (3)

 

 

12

Type of Reporting Person*
IN

 


(1)                                 This Schedule 13G is filed by Pacven Walden Ventures V, L.P. (“Pacven V”), Pacven Walden Ventures Parallel V-A C.V. (“Pacven Parallel V-A”), Pacven Walden Ventures Parallel V-B C.V. (“Pacven Parallel V-B”), Pacven Walden Ventures V Associates Fund, L.P. (“Pacven Associates V”), Pacven Walden Ventures V-QP Associates Fund, L.P. (“Pacven Associates V-QP”), Pacven Walden Ventures VI, L.P. (“Pacven VI”), Pacven Walden Ventures Parallel VI, L.P. (“Pacven Parallel VI”), Lip-Bu Tan (“Tan”), Andrew Kau (“Kau”), Hock Voon Loo (“Loo”), Brian Chiang (“Chiang”, and together with Pacven V, Pacven Parallel V-A, Pacven Parallel V-B, Pacven Associates V, Pacven Associates V-QP, Pacven VI, Pacven Parallel VI, Tan, Kau and Loo, collectively, the “Reporting Persons”).  The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G.

 

(2)                                 Includes: (i) 2,021,291 shares held by Pacven V, 46,579 shares held by Pacven Parallel V-A, 46,579 shares held by Pacven Parallel V-B, 4,955 shares held by Pacven Associates V, 32,584 shares held by Pacven Associates V-QP, 714,816 shares held by Pacven VI, and 55,659 shares held by Pacven Parallel VI.  The Reporting Person is a member of the Investment Committee of Pacven Walden Management V Co. Ltd. (“Pacven Mgmnt V”) and Pacven Walden Management VI Co. Ltd. (“Pacven Mgmnt VI”).  Pacven Mgmnt V is the general partner of Pacven V, Pacven Parallel V-A, Pacven Parallel V-B, Pacven Associates V-QP and Pacven Associates V.  Pacven Mgmnt VI is the general partner of Pacven VI and Pacven Parallel VI.  The reporting person disclaims beneficial ownership of these partnerships’ shares except as to the reporting person’s pecuniary interest in the partnerships.

 

(3)                                 Percent of class is based on 30,146,448 shares of Common Stock outstanding as of November 1, 2013 as set forth in the Issuer’s most recent 10-Q filed with the Securities and Exchange Commission on November 7, 2013.

 

10



 

CUSIP No. 45772F107

13 G

 

 

 

1

Names of Reporting Persons
Hock Voon Loo

 

 

2

Check the Appropriate Box if a Member of a Group*

 

 

(a)

o

 

 

(b)

x (1)

 

 

3

SEC Use Only

 

 

4

Citizenship or Place of Organization
United States of America

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5

Sole Voting Power
0 shares

 

6

Shared Voting Power
2,922,463 shares of Common Stock (2)

 

7

Sole Dispositive Power
0 shares

 

8

Shared Dispositive Power
2,922,463 shares of Common Stock (2)

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person
2,922,463 shares of Common Stock (2)

 

 

10

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares*  o

 

 

11

Percent of Class Represented by Amount in Row 9
9.7% (3)

 

 

12

Type of Reporting Person*
IN

 


(1)                                 This Schedule 13G is filed by Pacven Walden Ventures V, L.P. (“Pacven V”), Pacven Walden Ventures Parallel V-A C.V. (“Pacven Parallel V-A”), Pacven Walden Ventures Parallel V-B C.V. (“Pacven Parallel V-B”), Pacven Walden Ventures V Associates Fund, L.P. (“Pacven Associates V”), Pacven Walden Ventures V-QP Associates Fund, L.P. (“Pacven Associates V-QP”), Pacven Walden Ventures VI, L.P. (“Pacven VI”), Pacven Walden Ventures Parallel VI, L.P. (“Pacven Parallel VI”), Lip-Bu Tan (“Tan”), Andrew Kau (“Kau”), Hock Voon Loo (“Loo”), Brian Chiang (“Chiang”, and together with Pacven V, Pacven Parallel V-A, Pacven Parallel V-B, Pacven Associates V, Pacven Associates V-QP, Pacven VI, Pacven Parallel VI, Tan, Kau and Loo, collectively, the “Reporting Persons”).  The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G.

 

(2)                                 Includes: (i) 2,021,291 shares held by Pacven V, 46,579 shares held by Pacven Parallel V-A, 46,579 shares held by Pacven Parallel V-B, 4,955 shares held by Pacven Associates V, 32,584 shares held by Pacven Associates V-QP, 714,816 shares held by Pacven VI, and 55,659 shares held by Pacven Parallel VI.  The Reporting Person is a member of the Investment Committee of Pacven Walden Management V Co. Ltd. (“Pacven Mgmnt V”) and Pacven Walden Management VI Co. Ltd. (“Pacven Mgmnt VI”).  Pacven Mgmnt V is the general partner of Pacven V, Pacven Parallel V-A, Pacven Parallel V-B, Pacven Associates V-QP and Pacven Associates V.  Pacven Mgmnt VI is the general partner of Pacven VI and Pacven Parallel VI.  The reporting person disclaims beneficial ownership of these partnerships’ shares except as to the reporting person’s pecuniary interest in the partnerships.

 

(3)                                 Percent of class is based on 30,146,448 shares of Common Stock outstanding as of November 1, 2013 as set forth in the Issuer’s most recent 10-Q filed with the Securities and Exchange Commission on November 7, 2013.

 

11



 

CUSIP No. 45772F107

13 G

 

 

 

1

Names of Reporting Persons
Brian Chiang

 

 

2

Check the Appropriate Box if a Member of a Group*

 

 

(a)

o

 

 

(b)

x (1)

 

 

3

SEC Use Only

 

 

4

Citizenship or Place of Organization
United States of America

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5

Sole Voting Power
0 shares

 

6

Shared Voting Power
2,922,463 shares of Common Stock (2)

 

7

Sole Dispositive Power
0 shares

 

8

Shared Dispositive Power
2,922,463 shares of Common Stock (2)

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person
2,922,463 shares of Common Stock (2)

 

 

10

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares*  o

 

 

11

Percent of Class Represented by Amount in Row 9
9.7% (3)

 

 

12

Type of Reporting Person*
IN

 


(1)                                 This Schedule 13G is filed by Pacven Walden Ventures V, L.P. (“Pacven V”), Pacven Walden Ventures Parallel V-A C.V. (“Pacven Parallel V-A”), Pacven Walden Ventures Parallel V-B C.V. (“Pacven Parallel V-B”), Pacven Walden Ventures V Associates Fund, L.P. (“Pacven Associates V”), Pacven Walden Ventures V-QP Associates Fund, L.P. (“Pacven Associates V-QP”), Pacven Walden Ventures VI, L.P. (“Pacven VI”), Pacven Walden Ventures Parallel VI, L.P. (“Pacven Parallel VI”), Lip-Bu Tan (“Tan”), Andrew Kau (“Kau”), Hock Voon Loo (“Loo”), Brian Chiang (“Chiang”, and together with Pacven V, Pacven Parallel V-A, Pacven Parallel V-B, Pacven Associates V, Pacven Associates V-QP, Pacven VI, Pacven Parallel VI, Tan, Kau and Loo, collectively, the “Reporting Persons”).  The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G.

 

(2)                                 Includes: (i) 2,021,291 shares held by Pacven V, 46,579 shares held by Pacven Parallel V-A, 46,579 shares held by Pacven Parallel V-B, 4,955 shares held by Pacven Associates V, 32,584 shares held by Pacven Associates V-QP, 714,816 shares held by Pacven VI, and 55,659 shares held by Pacven Parallel VI.  The Reporting Person is a member of the Investment Committee of Pacven Walden Management V Co. Ltd. (“Pacven Mgmnt V”) and Pacven Walden Management VI Co. Ltd. (“Pacven Mgmnt VI”).  Pacven Mgmnt V is the general partner of Pacven V, Pacven Parallel V-A, Pacven Parallel V-B, Pacven Associates V-QP and Pacven Associates V.  Pacven Mgmnt VI is the general partner of Pacven VI and Pacven Parallel VI. The reporting person disclaims beneficial ownership of these partnerships’ shares except as to the reporting person’s pecuniary interest in the partnerships.

 

(3)                                 Percent of class is based on 30,146,448 shares of Common Stock outstanding as of November 1, 2013 as set forth in the Issuer’s most recent 10-Q filed with the Securities and Exchange Commission on November 7, 2013.

 

12


 


 

 

Item 1

 

 

(a)

Name of Issuer:
Inphi Corporation

 

 

 

Address of Issuer’s Principal Executive Offices:
3945 Freedom Circle, Suite 1100

Santa Clara, CA 95054

 

 

 

Item 2

 

 

(a)

Name of Person(s) Filing:
Pacven Walden Ventures V, L.P. (“Pacven V”)

Pacven Walden Ventures Parallel V-A C.V. (“Pacven Parallel V-A”)

Pacven Walden Ventures Parallel V-B C.V. (“Pacven Parallel V-B”)

Pacven Walden Ventures V Associates Fund, L.P. (“Pacven Associates V”)

Pacven Walden Ventures V-QP Associates Fund, L.P. (“Pacven Associates V-QP”)

Pacven Walden Ventures VI, L.P. (“Pacven VI”)

Pacven Walden Ventures Parallel VI, L.P. (“Pacven Parallel VI”)

Lip-Bu Tan (“Tan”)

Andrew Kau (“Kau”)

Hock Voon Loo (“Loo”)

Brian Chiang (“Chiang”)

 

 

 

(b)

Address of Principal Business Office:
One California Street, Suite 2800

San Francisco, CA  94111

 

 

(c)

Citizenship:

 

 

 

 

 

Entities:

 

Pacven V

-

Cayman Islands

 

 

 

 

Pacven Parallel V-A

-

Netherlands

 

 

 

 

Pacven Parallel V-B

-

Netherlands

 

 

 

 

Pacven Associates V

-

Cayman Islands

 

 

 

 

Pacven Associates V-QP

-

Cayman Islands

 

 

 

 

Pacven VI

-

Cayman Islands

 

 

 

 

Pacven Parallel VI

-

Cayman Islands

 

 

 

 

 

 

 

 

 

Individuals:

 

Tan

-

United States of America

 

 

 

 

Kau

-

United States of America

 

 

 

 

Loo

-

Singapore

 

 

 

 

Chiang

-

United States of America

 

 

 

(d)

Title of Class of Securities:
Common Stock

 

(e)

CUSIP Number:
45772F107

 

 

Item 3

Not applicable.

 

14



 

Item 4

Ownership.

The following information with respect to the ownership of the Common Stock by the Reporting Persons filing this statement on Schedule 13G is provided as of December 31, 2013:

 

Reporting Persons

 

Shares Held
Directly

 

Sole Voting
Power

 

Shared
Voting
Power

 

Sole
Dispositive
Power

 

Shared
Dispositive
Power

 

Beneficial
Ownership

 

Percentage
of Class (1)

 

Pacven V

 

2,021,291

 

2,021,291

 

0

 

2,021,291

 

0

 

2,021,291

 

6.7

%

Pacven Parallel V-A

 

46,579

 

46,579

 

0

 

46,579

 

0

 

46,579

 

0.2

%

Pacven Parallel V-B

 

46,579

 

46,579

 

0

 

46,579

 

0

 

46,579

 

0.2

%

Pacven Associates V

 

4,955

 

4,955

 

0

 

4,955

 

0

 

4,955

 

0.0

%

Pacven Associates V-QP

 

32,584

 

32,584

 

0

 

32,584

 

0

 

32,584

 

0.1

%

Pacven VI

 

714,816

 

714,816

 

0

 

714,816

 

0

 

714,816

 

2.4

%

Pacven Parallel VI

 

55,659

 

55,659

 

0

 

55,659

 

0

 

55,659

 

0.2

%

Tan

 

3,982

 

3,982

 

2,922,463

 

3,982

 

2,922,463

 

2,926,445

 

9.7

%

Kau

 

0

 

0

 

2,922,463

 

0

 

2,922,463

 

2,922,463

 

9.7

%

Loo

 

0

 

0

 

2,922,463

 

0

 

2,922,463

 

2,922,463

 

9.7

%

Chiang

 

0

 

0

 

2,922,463

 

0

 

2,922,463

 

2,922,463

 

9.7

%

 


(1)                      Percent of class is based on 30,146,448 shares of Common Stock outstanding as of December 31, 2013.

 

Item 5

Ownership of Five Percent or Less of a Class.

If this statement is being filed to report the fact that as of the date hereof, the reporting persons have ceased to be the beneficial owner of more than five percent of the class of securities, check the following:   o

 

Item 6

Ownership of More than Five Percent on Behalf of Another Person.

 

Not applicable.

 

Item 7

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company.

 

Not applicable.

 

 

Item 8

Identification and Classification of Members of the Group.

 

Not applicable.

 

Item 9

Notice of Dissolution of Group.

 

Not applicable.

 

Item 10

Certification.

 

Not applicable.

 

15



 

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Dated: February 14, 2012

 

Pacven Walden Ventures V, L.P.

 

 

 

By:

Pacven Walden Management V Co. Ltd

 

Its:

General Partner

 

 

 

 

By:

/s/ Lip-Bu Tan

 

Name:

Lip-Bu Tan, Director

 

 

 

 

Pacven Walden Ventures Parallel V-A C.V.

 

 

 

 

By:

Pacven Walden Management V Co. Ltd

 

Its:

General Partner

 

 

 

 

By:

/s/ Lip-Bu Tan

 

Name:

Lip-Bu Tan, Director

 

 

 

 

Pacven Walden Ventures Parallel V-B C.V.

 

 

 

 

By:

Pacven Walden Management V Co. Ltd

 

Its:

General Partner

 

 

 

 

By:

/s/ Lip-Bu Tan

 

Name:

Lip-Bu Tan, Director

 

 

 

 

Pacven Walden Ventures V Associates Fund, L.P.

 

 

 

 

By:

Pacven Walden Management V Co. Ltd

 

Its:

General Partner

 

 

 

 

By:

/s/ Lip-Bu Tan

 

Name:

Lip-Bu Tan, Director

 

 

 

 

Pacven Walden Ventures V-QP Associates Fund, L.P.

 

 

 

 

By:

Pacven Walden Management V Co. Ltd

 

Its:

General Partner

 

 

 

 

By:

/s/ Lip-Bu Tan

 

Name:

Lip-Bu Tan, Director

 

 

 

 

Pacven Walden Ventures VI, L.P.

 

 

 

 

By:

Pacven Walden Management V Co. Ltd

 

Its:

General Partner

 

 

 

 

By:

/s/ Lip-Bu Tan

 

Name:

Lip-Bu Tan, Director

 

 

 

 

Pacven Walden Ventures Parallel VI, L.P.

 

 

 

 

By:

Pacven Walden Management V Co. Ltd

 

Its:

General Partner

 

 

 

 

By:

/s/ Lip-Bu Tan

 

Name:

Lip-Bu Tan, Director

 

 

 

 

/s/ Lip-Bu Tan

 

Lip-Bu Tan

 

 

 

/s/ Andrew Kau

 

Andrew Kau

 

 

 

/s/ Hock Voon Loo

 

Hock Voon Loo

 

 

 

/s/ Brian Chiang

 

Brian Chiang

 

 

16



 

Exhibit(s):

 

A - Joint Filing Statement

 

17



 

EXHIBIT A

 

JOINT FILING STATEMENT

 

We, the undersigned, hereby express our agreement that the attached Schedule 13G (or any amendments thereto) relating to the Common Stock of Inphi Corporation is filed on behalf of each of us.

 

< td width="50%" colspan="2" valign="top" style="border:none;border-bottom:solid windowtext 1.0pt;padding:0in 0in 0in 0in;width:50.0%;">

/s/ Hock Voon Loo

Dated: February 14, 2012

 

 

 

 

Pacven Walden Ventures V, L.P.

 

 

 

 

By:

Pacven Walden Management V Co. Ltd

 

Its:

General Partner

 

 

 

 

By:

/s/ Lip-Bu Tan

 

Name:

Lip-Bu Tan, Director

 

 

 

< font size="2" face="Times New Roman" style="font-size:10.0pt;"> 

Pacven Walden Ventures Parallel V-A C.V.

 

 

 

 

By:

Pacven Walden Management V Co. Ltd

 

Its:

General Partner

 

 

 

 

By:

/s/ Lip-Bu Tan

 

Name:

Lip-Bu Tan, Director

 

 

 

 

Pacven Walden Ventures Parallel V-B C.V.

 

 

 

 

By:

Pacven Walden Management V Co. Ltd

 

Its:

General Partner

 

 

 

 

By:

/s/ Lip-Bu Tan

 

Name:

Lip-Bu Tan, Director

 

 

 

 

Pacven Walden Ventures V Associates Fund, L.P.

 

 

 

 

By:

Pacven Walden Management V Co. Ltd

 

Its:

General Partner

 

 

 

 

By:

/s/ Lip-Bu Tan

 

Name:

Lip-Bu Tan, Director

 

 

 

 

Pacven Walden Ventures V-QP Associates Fund, L.P.

 

 

 

 

By:

Pacven Walden Management V Co. Ltd

 

Its:

General Partner

 

 

 

 

By:

/s/ Lip-Bu Tan

 

Name:

Lip-Bu Tan, Director

 

 

 

 

Pacven Walden Ventures VI, L.P.

 

 

 

 

By:

Pacven Walden Management V Co. Ltd

 

Its:

General Partner

 

 

 

 

By:

/s/ Lip-Bu Tan

 

Name:

Lip-Bu Tan, Director

 

 

 

 

Pacven Walden Ventures Parallel VI, L.P.

 

 

 

 

By:

Pacven Walden Management V Co. Ltd

 

Its:

General Partner

 

 

 

 

By:

/s/ Lip-Bu Tan

 

Name:

Lip-Bu Tan, Director

 

 

 

 

/s/ Lip-Bu Tan

 

Lip-Bu Tan

 

 

 

/s/ Andrew Kau

 

Andrew Kau

 

 

 

 

Hock Voon Loo

 

 

 

/s/ Brian Chiang

 

Brian Chiang

 

 

18