Insider filing report for Changes in Beneficial Ownership
- Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
- Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
- Peter Lynch
What is insider trading>>
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UNITED STATES |
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SECURITIES AND EXCHANGE COMMISSION |
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Washington, D.C. 20549 |
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SCHEDULE 13G
(Rule 13d-102)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1 (b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (b)
(Amendment No. 2)*
Inphi Corporation
(Name of Issuer)
Common Stock
(Title of Class of Securities)
45772F107
(CUSIP Number)
December 31, 2013
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
o |
Rule 13d-1(b) |
o |
Rule 13d-1(c) |
x |
Rule 13d-1(d) |
*The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. 45772F107 |
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Citizenship or Place of Organization | |||||
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Sole Voting Power | |||||
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Aggregate Amount Beneficially Owned by Each Reporting Person | |||||
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Percent of Class Represented by Amount in Row 9 | |||||
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Type of Reporting Person* | |||||
(1) This Schedule 13G is filed by Pacven Walden Ventures V, L.P. (Pacven V), Pacven Walden Ventures Parallel V-A C.V. (Pacven Parallel V-A), Pacven Walden Ventures Parallel V-B C.V. (Pacven Parallel V-B), Pacven Walden Ventures V Associates Fund, L.P. (Pacven Associates V), Pacven Walden Ventures V-QP Associates Fund, L.P. (Pacven Associates V-QP), Pacven Walden Ventures VI, L.P. (Pacven VI), Pacven Walden Ventures Parallel VI, L.P. (Pacven Parallel VI), Lip-Bu Tan (Tan), Andrew Kau (Kau), Hock Voon Loo (Loo), Brian Chiang (Chiang, and together with Pacven V, Pacven Parallel V-A, Pacven Parallel V-B, Pacven Associates V, Pacven Associates V-QP, Pacven VI, Pacven Parallel VI, Tan, Kau and Loo, collectively, the Reporting Persons). The Reporting Persons expressly disclaim status as a group for purposes of this Schedule 13G.
(2) The shares are held by Pacven V. Pacven Walden Management V Co. Ltd. (Pacven Mgmnt V) is the general partner of Pacven V. Pacven Mgmnt V holds voting and dispositive power of the shares held by Pacven V, however, disclaims beneficial ownership of the shares, except to the extent of its pecuniary interests therein.
(3) Percent of class is based on 30,146,448 shares of Common Stock outstanding as of November 1, 2013 as set forth in the Issuers most recent 10-Q filed with the Securities and Exchange Commission on November 7, 2013.
CUSIP No. 45772F107 |
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Names of Reporting Persons. | |||||
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SEC Use Only | |||||
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Citizenship or Place of Organization | |||||
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Shared Voting Power | ||||||
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Sole Dispositive Power | ||||||
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Shared Dispositive Power | ||||||
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Aggregate Amount Beneficially Owned by Each Reporting Person | |||||
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Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares* o | |||||
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Percent of Class Represented by Amount in Row 9 | |||||
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Type of Reporting Person* | |||||
(1) This Schedule 13G is filed by Pacven Walden Ventures V, L.P. (Pacven V), Pacven Walden Ventures Parallel V-A C.V. (Pacven Parallel V-A), Pacven Walden Ventures Parallel V-B C.V. (Pacven Parallel V-B), Pacven Walden Ventures V Associates Fund, L.P. (Pacven Associates V), Pacven Walden Ventures V-QP Associates Fund, L.P. (Pacven Associates V-QP), Pacven Walden Ventures VI, L.P. (Pacven VI), Pacven Walden Ventures Parallel VI, L.P. (Pacven Parallel VI), Lip-Bu Tan (Tan), Andrew Kau (Kau), Hock Voon Loo (Loo), Brian Chiang (Chiang, and together with Pacven V, Pacven Parallel V-A, Pacven Parallel V-B, Pacven Associates V, Pacven Associates V-QP, Pacven VI, Pacven Parallel VI, Tan, Kau and Loo, collectively, the Reporting Persons). The Reporting Persons expressly disclaim status as a group for purposes of this Schedule 13G.
(2) The shares are held by Pacven Parallel V-A. Pacven Walden Management V Co. Ltd. (Pacven Mgmnt V) is the general partner of Pacven Parallel V-A. Pacven Mgmnt V holds voting and dispositive power of the shares held by Pacven Parallel V-A, however, disclaims beneficial ownership of the shares, except to the extent of its pecuniary interests therein.
(3) Percent of class is based on 30,146,448 shares of Common Stock outstanding as of November 1, 2013 as set forth in the Issuers most recent 10-Q filed with the Securities and Exchange Commission on November 7, 2013. .
CUSIP No. 45772F107 |
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Check the Appropriate Box if a Member of a Group* | |||||
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Aggregate Amount Beneficially Owned by Each Reporting Person | |||||
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Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares* o | |||||
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Percent of Class Represented by Amount in Row 90 | |||||
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Type of Reporting Person* | |||||
(1) This Schedule 13G is filed by Pacven Walden Ventures V, L.P. (Pacven V), Pacven Walden Ventures Parallel V-A C.V. (Pacven Parallel V-A), Pacven Walden Ventures Parallel V-B C.V. (Pacven Parallel V-B), Pacven Walden Ventures V Associates Fund, L.P. (Pacven Associates V), Pacven Walden Ventures V-QP Associates Fund, L.P. (Pacven Associates V-QP), Pacven Walden Ventures VI, L.P. (Pacven VI), Pacven Walden Ventures Parallel VI, L.P. (Pacven Parallel VI), Lip-Bu Tan (Tan), Andrew Kau (Kau), Hock Voon Loo (Loo), Brian Chiang (Chiang, and together with Pacven V, Pacven Parallel V-A, Pacven Parallel V-B, Pacven Associates V, Pacven Associates V-QP, Pacven VI, Pacven Parallel VI, Tan, Kau and Loo, collectively, the Reporting Persons). The Reporting Persons expressly disclaim status as a group for purposes of this Schedule 13G.
(2) The shares are held by Pacven Parallel V-B. Pacven Walden Management V Co. Ltd. (Pacven Mgmnt V) is the general partner of Pacven Parallel V-B. Pacven Mgmnt V holds voting and dispositive power of the shares held by Pacven Parallel V-B, however, disclaims beneficial ownership of the shares, except to the extent of its pecuniary interests therein.
(3) Percent of class is based on 30,146,448 shares of Common Stock outstanding as of November 1, 2013 as set forth in the Issuers most recent 10-Q filed with the Securities and Exchange Commission on November 7, 2013. .
CUSIP No. 45772F107 |
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SEC Use Only | |||||
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Citizenship or Place of Organization | |||||
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Shared Dispositive Power | ||||||
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Aggregate Amount Beneficially Owned by Each Reporting Person | |||||
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Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares* o | |||||
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Percent of Class Represented by Amount in Row 9 | |||||
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Type of Reporting Person* | |||||
(1) This Schedule 13G is filed by Pacven Walden Ventures V, L.P. (Pacven V), Pacven Walden Ventures Parallel V-A C.V. (Pacven Parallel V-A), Pacven Walden Ventures Parallel V-B C.V. (Pacven Parallel V-B), Pacven Walden Ventures V Associates Fund, L.P. (Pacven Associates V), Pacven Walden Ventures V-QP Associates Fund, L.P. (Pacven Associates V-QP), Pacven Walden Ventures VI, L.P. (Pacven VI), Pacven Walden Ventures Parallel VI, L.P. (Pacven Parallel VI), Lip-Bu Tan (Tan), Andrew Kau (Kau), Hock Voon Loo (Loo), Brian Chiang (Chiang, and together with Pacven V, Pacven Parallel V-A, Pacven Parallel V-B, Pacven Associates V, Pacven Associates V-QP, Pacven VI, Pacven Parallel VI, Tan, Kau and Loo, collectively, the Reporting Persons). The Reporting Persons expressly disclaim status as a group for purposes of this Schedule 13G.
(2) The shares are held by Pacven Associates V. Pacven Walden Management V Co. Ltd. (Pacven Mgmnt V) is the general partner of Pacven Associates V. Pacven Mgmnt V holds voting and dispositive power of the shares held by Pacven Associates V, however, disclaims beneficial ownership of the shares, except to the extent of its pecuniary interests therein.
(3) Percent of class is based on 30,146,448 shares of Common Stock outstanding as of November 1, 2013 as set forth in the Issuers most recent 10-Q filed with the Securities and Exchange Commission on November 7, 2013. .
CUSIP No. 45772F107 |
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Names of Reporting Persons | |||||
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Check the Appropriate Box if a Member of a Group* | |||||
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SEC Use Only | |||||
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Citizenship or Place of Organization | |||||
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Number of |
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Sole Voting Power | |||||
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Shared Voting Power | ||||||
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Sole Dispositive Power | ||||||
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Shared Dispositive Power | ||||||
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Aggregate Amount Beneficially Owned by Each Reporting Person | |||||
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Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares* o | |||||
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Percent of Class Represented by Amount in Row 9 | |||||
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Type of Reporting Person* | |||||
(1) This Schedule 13G is filed by Pacven Walden Ventures V, L.P. (Pacven V), Pacven Walden Ventures Parallel V-A C.V. (Pacven Parallel V-A), Pacven Walden Ventures Parallel V-B C.V. (Pacven Parallel V-B), Pacven Walden Ventures V Associates Fund, L.P. (Pacven Associates V), Pacven Walden Ventures V-QP Associates Fund, L.P. (Pacven Associates V-QP), Pacven Walden Ventures VI, L.P. (Pacven VI), Pacven Walden Ventures Parallel VI, L.P. (Pacven Parallel VI), Lip-Bu Tan (Tan), Andrew Kau (Kau), Hock Voon Loo (Loo), Brian Chiang (Chiang, and together with Pacven V, Pacven Parallel V-A, Pacven Parallel V-B, Pacven Associates V, Pacven Associates V-QP, Pacven VI, Pacven Parallel VI, Tan, Kau and Loo, collectively, the Reporting Persons). The Reporting Persons expressly disclaim status as a group for purposes of this Schedule 13G.
(2) The shares are held by Pacven Associates V-QP. Pacven Walden Management V Co. Ltd. (Pacven Mgmnt V) is the general partner of Pacven Associates V-QP. Pacven Mgmnt V holds voting and dispositive power of the shares held by Pacven Associates V-QP, however, disclaims beneficial ownership of the shares, except to the extent of its pecuniary interests therein.
(3) Percent of class is based on 30,146,448 shares of Common Stock outstanding as of November 1, 2013 as set forth in the Issuers most recent 10-Q filed with the Securities and Exchange Commission on November 7, 2013. .
CUSIP No. 45772F107 |
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SEC Use Only | |||||
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Citizenship or Place of Organization | |||||
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Sole Voting Power | |||||
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Sole Dispositive Power | ||||||
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Shared Dispositive Power | ||||||
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Aggregate Amount Beneficially Owned by Each Reporting Person | |||||
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Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares* o | |||||
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Percent of Class Represented by Amount in Row 9 | |||||
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Type of Reporting Person* | |||||
(1) This Schedule 13G is filed by Pacven Walden Ventures V, L.P. (Pacven V), Pacven Walden Ventures Parallel V-A C.V. (Pacven Parallel V-A), Pacven Walden Ventures Parallel V-B C.V. (Pacven Parallel V-B), Pacven Walden Ventures V Associates Fund, L.P. (Pacven This Schedule 13G is filed by Pacven Walden Ventures V, L.P. (Pacven V), Pacven Walden Ventures Parallel V-A C.V. (Pacven Parallel V-A), Pacven Walden Ventures Parallel V-B C.V. (Pacven Parallel V-B), Pacven Walden Ventures V Associates Fund, L.P. (Pacven Associates V), Pacven Walden Ventures V-QP Associates Fund, L.P. (Pacven Associates V-QP), Pacven Walden Ventures VI, L.P. (Pacven VI), Pacven Walden Ventures Parallel VI, L.P. (Pacven Parallel VI), Lip-Bu Tan (Tan), Andrew Kau (Kau), Hock Voon Loo (Loo), Brian Chiang (Chiang, and together with Pacven V, Pacven Parallel V-A, Pacven Parallel V-B, Pacven Associates V, Pacven Associates V-QP, Pacven VI, Pacven Parallel VI, Tan, Kau and Loo, collectively, the Reporting Persons). The Reporting Persons expressly disclaim status as a group for purposes of this Schedule 13G.
(2) The shares are held by Pacven VI. Pacven Walden Management VI Co. Ltd. (Pacven Mgmnt VI) is the general partner of Pacven VI. Pacven Mgmnt VI holds voting and dispositive power of the shares held by Pacven VI, however, disclaims beneficial ownership of the shares, except to the extent of its pecuniary interests therein.
(3) Percent of class is based on 30,146,448 shares of Common Stock outstanding as of November 1, 2013 as set forth in the Issuers most recent 10-Q filed with the Securities and Exchange Commission on November 7, 2013. .
CUSIP No. 45772F107 |
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Names of Reporting Persons | |||||
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SEC Use Only | |||||
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Citizenship or Place of Organization | |||||
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Sole Dispositive Power | ||||||
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Shared Dispositive Power | ||||||
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Aggregate Amount Beneficially Owned by Each Reporting Person | |||||
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Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares* o | |||||
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Percent of Class Represented by Amount in Row 9 | |||||
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Type of Reporting Person* | |||||
(1) This Schedule 13G is filed by Pacven Walden Ventures V, L.P. (Pacven V), Pacven Walden Ventures Parallel V-A C.V. (Pacven Parallel V-A), Pacven Walden Ventures Parallel V-B C.V. (Pacven Parallel V-B), Pacven Walden Ventures V Associates Fund, L.P. (Pacven Associates V), Pacven Walden Ventures V-QP Associates Fund, L.P. (Pacven Associates V-QP), Pacven Walden Ventures VI, L.P. (Pacven VI), Pacven Walden Ventures Parallel VI, L.P. (Pacven Parallel VI), Lip-Bu Tan (Tan), Andrew Kau (Kau), Hock Voon Loo (Loo), Brian Chiang (Chiang, and together with Pacven V, Pacven Parallel V-A, Pacven Parallel V-B, Pacven Associates V, Pacven Associates V-QP, Pacven VI, Pacven Parallel VI, Tan, Kau and Loo, collectively, the Reporting Persons). The Reporting Persons expressly disclaim status as a group for purposes of this Schedule 13G.
(2) The shares are held by Pacven Parallel VI. Pacven Walden Management VI Co. Ltd. (Pacven Mgmnt VI) is the general partner of Pacven Parallel VI. Pacven Mgmnt VI holds voting and dispositive power of the shares held by Pacven Parallel VI, however, disclaims beneficial ownership of the shares, except to the extent of its pecuniary interests therein.
(3) Percent of class is based on 30,146,448 shares of Common Stock outstanding as of November 1, 2013 as set forth in the Issuers most recent 10-Q filed with the Securities and Exchange Commission on November 7, 2013. .
CUSIP No. 45772F107 |
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Names of Reporting Persons | |||||
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Check the Appropriate Box if a Member of a Group* | |||||
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SEC Use Only | |||||
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Citizenship or Place of Organization | |||||
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Sole Voting Power | |||||
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Shared Voting Power | ||||||
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Sole Dispositive Power | ||||||
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Shared Dispositive Power | ||||||
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Aggregate Amount Beneficially Owned by Each Reporting Person | |||||
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Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares* o | |||||
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Percent of Class Represented by Amount in Row 9 | |||||
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Type of Reporting Person* | |||||
(1) This Schedule 13G is filed by Pacven Walden Ventures V, L.P. (Pacven V), Pacven Walden Ventures Parallel V-A C.V. (Pacven Parallel V-A), Pacven Walden Ventures Parallel V-B C.V. (Pacven Parallel V-B), Pacven Walden Ventures V Associates Fund, L.P. (Pacven Associates V), Pacven Walden Ventures V-QP Associates Fund, L.P. (Pacven Associates V-QP), Pacven Walden Ventures VI, L.P. (Pacven VI), Pacven Walden Ventures Parallel VI, L.P. (Pacven Parallel VI), Lip-Bu Tan (Tan), Andrew Kau (Kau), Hock Voon Loo (Loo), Brian Chiang (Chiang, and together with Pacven V, Pacven Parallel V-A, Pacven Parallel V-B, Pacven Associates V, Pacven Associates V-QP, Pacven VI, Pacven Parallel VI, Tan, Kau and Loo, collectively, the Reporting Persons). The Reporting Persons expressly disclaim status as a group for purposes of this Schedule 13G.
(2) Includes: (i) 2,021,291 shares held by Pacven V, 46,579 shares held by Pacven Parallel V-A, 46,579 shares held by Pacven Parallel V-B, 4,955 shares held by Pacven Associates V, 32,584 shares held by Pacven Associates V-QP, 714,816 shares held by Pacven VI, 55,659 shares held by Pacven Parallel VI. The reporting person is the sole director and a member of the Investment Committee of Pacven Walden Management V Co. Ltd. (Pacven Mgmnt V) and Pacven Walden Management VI Co. Ltd. (Pacven Mgmnt VI). Pacven Mgmnt V is the general partner of Pacven V, Pacven Parallel V-A, Pacven Parallel V-B, Pacven Associates V-QP and Pacven Associates V. Pacven Mgmnt VI is the general partner of Pacven VI and Pacven Parallel VI. The reporting person disclaims beneficial ownership of these partnerships shares except as to the reporting persons pecuniary interest in the partnerships.
(3) Percent of class is based on 30,146,448 shares of Common Stock outstanding as of November 1, 2013 as set forth in the Issuers most recent 10-Q filed with the Securities and Exchange Commission on November 7, 2013. .
CUSIP No. 45772F107 |
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Names of Reporting Persons | |||||
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Citizenship or Place of Organization | |||||
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Sole Voting Power | |||||
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Shared Voting Power | ||||||
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Sole Dispositive Power | ||||||
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Shared Dispositive Power | ||||||
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Aggregate Amount Beneficially Owned by Each Reporting Person | |||||
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Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares* o | |||||
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Percent of Class Represented by Amount in Row 9 | |||||
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Type of Reporting Person* | |||||
(1) This Schedule 13G is filed by Pacven Walden Ventures V, L.P. (Pacven V), Pacven Walden Ventures Parallel V-A C.V. (Pacven Parallel V-A), Pacven Walden Ventures Parallel V-B C.V. (Pacven Parallel V-B), Pacven Walden Ventures V Associates Fund, L.P. (Pacven Associates V), Pacven Walden Ventures V-QP Associates Fund, L.P. (Pacven Associates V-QP), Pacven Walden Ventures VI, L.P. (Pacven VI), Pacven Walden Ventures Parallel VI, L.P. (Pacven Parallel VI), Lip-Bu Tan (Tan), Andrew Kau (Kau), Hock Voon Loo (Loo), Brian Chiang (Chiang, and together with Pacven V, Pacven Parallel V-A, Pacven Parallel V-B, Pacven Associates V, Pacven Associates V-QP, Pacven VI, Pacven Parallel VI, Tan, Kau and Loo, collectively, the Reporting Persons). The Reporting Persons expressly disclaim status as a group for purposes of this Schedule 13G.
(2) Includes: (i) 2,021,291 shares held by Pacven V, 46,579 shares held by Pacven Parallel V-A, 46,579 shares held by Pacven Parallel V-B, 4,955 shares held by Pacven Associates V, 32,584 shares held by Pacven Associates V-QP, 714,816 shares held by Pacven VI, and 55,659 shares held by Pacven Parallel VI. The Reporting Person is a member of the Investment Committee of Pacven Walden Management V Co. Ltd. (Pacven Mgmnt V) and Pacven Walden Management VI Co. Ltd. (Pacven Mgmnt VI). Pacven Mgmnt V is the general partner of Pacven V, Pacven Parallel V-A, Pacven Parallel V-B, Pacven Associates V-QP and Pacven Associates V. Pacven Mgmnt VI is the general partner of Pacven VI and Pacven Parallel VI. The reporting person disclaims beneficial ownership of these partnerships shares except as to the reporting persons pecuniary interest in the partnerships.
(3) Percent of class is based on 30,146,448 shares of Common Stock outstanding as of November 1, 2013 as set forth in the Issuers most recent 10-Q filed with the Securities and Exchange Commission on November 7, 2013.
CUSIP No. 45772F107 |
13 G |
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Names of Reporting Persons | |||||
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2 |
Check the Appropriate Box if a Member of a Group* | |||||
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(a) |
o | ||||
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(b) |
x (1) | ||||
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3 |
SEC Use Only | |||||
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4 |
Citizenship or Place of Organization | |||||
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Number of |
5 |
Sole Voting Power | |||||
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6 |
Shared Voting Power | ||||||
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7 |
Sole Dispositive Power | ||||||
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8 |
Shared Dispositive Power | ||||||
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9 |
Aggregate Amount Beneficially Owned by Each Reporting Person | |||||
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10 |
Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares* o | |||||
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11 |
Percent of Class Represented by Amount in Row 9 | |||||
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12 |
Type of Reporting Person* | |||||
(1) This Schedule 13G is filed by Pacven Walden Ventures V, L.P. (Pacven V), Pacven Walden Ventures Parallel V-A C.V. (Pacven Parallel V-A), Pacven Walden Ventures Parallel V-B C.V. (Pacven Parallel V-B), Pacven Walden Ventures V Associates Fund, L.P. (Pacven Associates V), Pacven Walden Ventures V-QP Associates Fund, L.P. (Pacven Associates V-QP), Pacven Walden Ventures VI, L.P. (Pacven VI), Pacven Walden Ventures Parallel VI, L.P. (Pacven Parallel VI), Lip-Bu Tan (Tan), Andrew Kau (Kau), Hock Voon Loo (Loo), Brian Chiang (Chiang, and together with Pacven V, Pacven Parallel V-A, Pacven Parallel V-B, Pacven Associates V, Pacven Associates V-QP, Pacven VI, Pacven Parallel VI, Tan, Kau and Loo, collectively, the Reporting Persons). The Reporting Persons expressly disclaim status as a group for purposes of this Schedule 13G.
(2) Includes: (i) 2,021,291 shares held by Pacven V, 46,579 shares held by Pacven Parallel V-A, 46,579 shares held by Pacven Parallel V-B, 4,955 shares held by Pacven Associates V, 32,584 shares held by Pacven Associates V-QP, 714,816 shares held by Pacven VI, and 55,659 shares held by Pacven Parallel VI. The Reporting Person is a member of the Investment Committee of Pacven Walden Management V Co. Ltd. (Pacven Mgmnt V) and Pacven Walden Management VI Co. Ltd. (Pacven Mgmnt VI). Pacven Mgmnt V is the general partner of Pacven V, Pacven Parallel V-A, Pacven Parallel V-B, Pacven Associates V-QP and Pacven Associates V. Pacven Mgmnt VI is the general partner of Pacven VI and Pacven Parallel VI. The reporting person disclaims beneficial ownership of these partnerships shares except as to the reporting persons pecuniary interest in the partnerships.
(3) Percent of class is based on 30,146,448 shares of Common Stock outstanding as of November 1, 2013 as set forth in the Issuers most recent 10-Q filed with the Securities and Exchange Commission on November 7, 2013.
CUSIP No. 45772F107 |
13 G |
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1 |
Names of Reporting Persons | |||||
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2 |
Check the Appropriate Box if a Member of a Group* | |||||
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(a) |
o | ||||
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(b) |
x (1) | ||||
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3 |
SEC Use Only | |||||
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4 |
Citizenship or Place of Organization | |||||
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Number of |
5 |
Sole Voting Power | |||||
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6 |
Shared Voting Power | ||||||
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7 |
Sole Dispositive Power | ||||||
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8 |
Shared Dispositive Power | ||||||
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9 |
Aggregate Amount Beneficially Owned by Each Reporting Person | |||||
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10 |
Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares* o | |||||
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11 |
Percent of Class Represented by Amount in Row 9 | |||||
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12 |
Type of Reporting Person* | |||||
(1) This Schedule 13G is filed by Pacven Walden Ventures V, L.P. (Pacven V), Pacven Walden Ventures Parallel V-A C.V. (Pacven Parallel V-A), Pacven Walden Ventures Parallel V-B C.V. (Pacven Parallel V-B), Pacven Walden Ventures V Associates Fund, L.P. (Pacven Associates V), Pacven Walden Ventures V-QP Associates Fund, L.P. (Pacven Associates V-QP), Pacven Walden Ventures VI, L.P. (Pacven VI), Pacven Walden Ventures Parallel VI, L.P. (Pacven Parallel VI), Lip-Bu Tan (Tan), Andrew Kau (Kau), Hock Voon Loo (Loo), Brian Chiang (Chiang, and together with Pacven V, Pacven Parallel V-A, Pacven Parallel V-B, Pacven Associates V, Pacven Associates V-QP, Pacven VI, Pacven Parallel VI, Tan, Kau and Loo, collectively, the Reporting Persons). The Reporting Persons expressly disclaim status as a group for purposes of this Schedule 13G.
(2) Includes: (i) 2,021,291 shares held by Pacven V, 46,579 shares held by Pacven Parallel V-A, 46,579 shares held by Pacven Parallel V-B, 4,955 shares held by Pacven Associates V, 32,584 shares held by Pacven Associates V-QP, 714,816 shares held by Pacven VI, and 55,659 shares held by Pacven Parallel VI. The Reporting Person is a member of the Investment Committee of Pacven Walden Management V Co. Ltd. (Pacven Mgmnt V) and Pacven Walden Management VI Co. Ltd. (Pacven Mgmnt VI). Pacven Mgmnt V is the general partner of Pacven V, Pacven Parallel V-A, Pacven Parallel V-B, Pacven Associates V-QP and Pacven Associates V. Pacven Mgmnt VI is the general partner of Pacven VI and Pacven Parallel VI. The reporting person disclaims beneficial ownership of these partnerships shares except as to the reporting persons pecuniary interest in the partnerships.
(3) Percent of class is based on 30,146,448 shares of Common Stock outstanding as of November 1, 2013 as set forth in the Issuers most recent 10-Q filed with the Securities and Exchange Commission on November 7, 2013.
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Item 1 | |||||||
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(a) |
Name of Issuer: | |||||
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Address of Issuers Principal Executive Offices: Santa Clara, CA 95054 | |||||
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Item 2 | |||||||
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(a) |
Name of Person(s) Filing: Pacven Walden Ventures Parallel V-A C.V. (Pacven Parallel V-A) Pacven Walden Ventures Parallel V-B C.V. (Pacven Parallel V-B) Pacven Walden Ventures V Associates Fund, L.P. (Pacven Associates V) Pacven Walden Ventures V-QP Associates Fund, L.P. (Pacven Associates V-QP) Pacven Walden Ventures VI, L.P. (Pacven VI) Pacven Walden Ventures Parallel VI, L.P. (Pacven Parallel VI) Lip-Bu Tan (Tan) Andrew Kau (Kau) Hock Voon Loo (Loo) Brian Chiang (Chiang)
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(b) |
Address of Principal Business Office: San Francisco, CA 94111 | |||||
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(c) |
Citizenship: | |||||
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Entities: |
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Pacven V |
- |
Cayman Islands |
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Pacven Parallel V-A |
- |
Netherlands |
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Pacven Parallel V-B |
- |
Netherlands |
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Pacven Associates V |
- |
Cayman Islands |
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Pacven Associates V-QP |
- |
Cayman Islands |
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Pacven VI |
- |
Cayman Islands |
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Pacven Parallel VI |
- |
Cayman Islands |
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Individuals: |
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Tan |
- |
United States of America |
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Kau |
- |
United States of America |
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Loo |
- |
Singapore |
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Chiang |
- |
United States of America |
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(d) |
Title of Class of Securities: | |
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(e) |
CUSIP Number: | |
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Item 3 |
Not applicable. | ||
Item 4 |
Ownership. |
The following information with respect to the ownership of the Common Stock by the Reporting Persons filing this statement on Schedule 13G is provided as of December 31, 2013: |
Reporting Persons |
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Shares Held |
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Sole Voting |
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Shared |
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Sole |
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Shared |
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Beneficial |
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Percentage |
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Pacven V |
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2,021,291 |
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2,021,291 |
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0 |
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2,021,291 |
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0 |
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2,021,291 |
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6.7 |
% |
Pacven Parallel V-A |
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46,579 |
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46,579 |
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0 |
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46,579 |
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0 |
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46,579 |
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0.2 |
% |
Pacven Parallel V-B |
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46,579 |
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46,579 |
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0 |
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46,579 |
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0 |
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46,579 |
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0.2 |
% |
Pacven Associates V |
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4,955 |
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4,955 |
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0 |
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4,955 |
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0 |
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4,955 |
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0.0 |
% |
Pacven Associates V-QP |
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32,584 |
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32,584 |
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0 |
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32,584 |
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0 |
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32,584 |
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0.1 |
% |
Pacven VI |
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714,816 |
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714,816 |
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0 |
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714,816 |
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0 |
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714,816 |
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2.4 |
% |
Pacven Parallel VI |
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55,659 |
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55,659 |
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0 |
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55,659 |
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0 |
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55,659 |
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0.2 |
% |
Tan |
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3,982 |
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3,982 |
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2,922,463 |
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3,982 |
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2,922,463 |
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2,926,445 |
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9.7 |
% |
Kau |
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0 |
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0 |
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2,922,463 |
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0 |
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2,922,463 |
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2,922,463 |
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9.7 |
% |
Loo |
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0 |
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0 |
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2,922,463 |
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0 |
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2,922,463 |
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2,922,463 |
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9.7 |
% |
Chiang |
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0 |
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0 |
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2,922,463 |
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0 |
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2,922,463 |
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2,922,463 |
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9.7 |
% |
(1) Percent of class is based on 30,146,448 shares of Common Stock outstanding as of December 31, 2013.
Item 5 |
Ownership of Five Percent or Less of a Class. |
If this statement is being filed to report the fact that as of the date hereof, the reporting persons have ceased to be the beneficial owner of more than five percent of the class of securities, check the following: o | |
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Item 6 |
Ownership of More than Five Percent on Behalf of Another Person. |
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Not applicable. |
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Item 7 |
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company. |
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Not applicable. |
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Item 8 |
Identification and Classification of Members of the Group. |
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Not applicable. |
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Item 9 |
Notice of Dissolution of Group. |
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Not applicable. |
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Item 10 |
Certification. |
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Not applicable. |
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated: February 14, 2012
Pacven Walden Ventures V, L.P. |
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By: |
Pacven Walden Management V Co. Ltd |
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Its: |
General Partner |
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By: |
/s/ Lip-Bu Tan |
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Name: |
Lip-Bu Tan, Director |
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Pacven Walden Ventures Parallel V-A C.V. |
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By: |
Pacven Walden Management V Co. Ltd |
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Its: |
General Partner |
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By: |
/s/ Lip-Bu Tan |
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Name: |
Lip-Bu Tan, Director |
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Pacven Walden Ventures Parallel V-B C.V. |
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By: |
Pacven Walden Management V Co. Ltd |
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Its: |
General Partner |
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By: |
/s/ Lip-Bu Tan |
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Name: |
Lip-Bu Tan, Director |
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Pacven Walden Ventures V Associates Fund, L.P. |
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By: |
Pacven Walden Management V Co. Ltd |
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Its: |
General Partner |
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By: |
/s/ Lip-Bu Tan |
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Name: |
Lip-Bu Tan, Director |
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Pacven Walden Ventures V-QP Associates Fund, L.P. |
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By: |
Pacven Walden Management V Co. Ltd |
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Its: |
General Partner |
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By: |
/s/ Lip-Bu Tan |
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Name: |
Lip-Bu Tan, Director |
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Pacven Walden Ventures VI, L.P. |
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By: |
Pacven Walden Management V Co. Ltd |
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Its: |
General Partner |
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By: |
/s/ Lip-Bu Tan |
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Name: |
Lip-Bu Tan, Director |
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Pacven Walden Ventures Parallel VI, L.P. |
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By: |
Pacven Walden Management V Co. Ltd |
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Its: |
General Partner |
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By: |
/s/ Lip-Bu Tan |
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Name: |
Lip-Bu Tan, Director |
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/s/ Lip-Bu Tan |
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Lip-Bu Tan |
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/s/ Andrew Kau |
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Andrew Kau |
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/s/ Hock Voon Loo |
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Hock Voon Loo |
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/s/ Brian Chiang |
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Brian Chiang |
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EXHIBIT A
JOINT FILING STATEMENT
We, the undersigned, hereby express our agreement that the attached Schedule 13G (or any amendments thereto) relating to the Common Stock of Inphi Corporation is filed on behalf of each of us.
Dated: February 14, 2012 |
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Pacven Walden Ventures V, L.P. |
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By: |
Pacven Walden Management V Co. Ltd |
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Its: |
General Partner |
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By: |
/s/ Lip-Bu Tan |
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Name: |
Lip-Bu Tan, Director |
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< font size="2" face="Times New Roman" style="font-size:10.0pt;"> |
Pacven Walden Ventures Parallel V-A C.V. |
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By: |
Pacven Walden Management V Co. Ltd |
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Its: |
General Partner |
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By: |
/s/ Lip-Bu Tan |
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Name: |
Lip-Bu Tan, Director |
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Pacven Walden Ventures Parallel V-B C.V. |
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By: |
Pacven Walden Management V Co. Ltd |
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Its: |
General Partner |
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By: |
/s/ Lip-Bu Tan |
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Name: |
Lip-Bu Tan, Director |
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Pacven Walden Ventures V Associates Fund, L.P. |
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By: |
Pacven Walden Management V Co. Ltd |
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Its: |
General Partner |
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By: |
/s/ Lip-Bu Tan |
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Name: |
Lip-Bu Tan, Director |
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Pacven Walden Ventures V-QP Associates Fund, L.P. |
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By: |
Pacven Walden Management V Co. Ltd |
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Its: |
General Partner |
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By: |
/s/ Lip-Bu Tan |
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Name: |
Lip-Bu Tan, Director |
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Pacven Walden Ventures VI, L.P. |
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By: |
Pacven Walden Management V Co. Ltd |
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Its: |
General Partner |
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By: |
/s/ Lip-Bu Tan |
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Name: |
Lip-Bu Tan, Director |
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Pacven Walden Ventures Parallel VI, L.P. |
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By: |
Pacven Walden Management V Co. Ltd |
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Its: |
General Partner |
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By: |
/s/ Lip-Bu Tan |
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Name: |
Lip-Bu Tan, Director |
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/s/ Lip-Bu Tan |
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Lip-Bu Tan |
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/s/ Andrew Kau |
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Andrew Kau |
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Hock Voon Loo |
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/s/ Brian Chiang |
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Brian Chiang |
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