Insider filing report for Changes in Beneficial Ownership
- Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
- Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
- Peter Lynch
What is insider trading>>
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SECURITIES AND EXCHANGE COMMISSION |
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Washington, DC 20549 |
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SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 1)*
Fluidigm Corporation
(Name of Issuer)
Common Stock
(Title of Class of Securities)
34385P108
(CUSIP Number)
December 31, 2012
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
o |
Rule 13d-1(b) |
o |
Rule 13d-1(c) |
x |
Rule 13d-1(d) |
*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
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1. |
Names of Reporting Persons | |||
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2. |
Check the Appropriate Box if a Member of a Group (See Instructions) | |||
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(a) |
o | ||
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(b) |
x (1) | ||
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3. |
SEC Use Only | |||
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4. |
Citizenship or Place of Organization | |||
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Number of |
5. |
Sole Voting Power | |||
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6. |
Shared Voting Power | ||||
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7. |
Sole Dispositive Power | ||||
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8. |
Shared Dispositive Power | ||||
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9. |
Aggregate Amount Beneficially Owned by Each Reporting Person | |||
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10. |
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) o | |||
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11. |
Percent of Class Represented by Amount in Row 9 | |||
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12. |
Type of Reporting Person (See Instructions) | |||
(1) This Schedule 13G is filed by Versant Venture Capital I, L.P. (VVC- I), Versant Side Fund I, L.P. (VSF-I), Versant Affiliates Fund I-A, L.P. (VAF-I-A), Versant Affiliates Fund I-B, L.P. (VAF-I-B), Versant Ventures I, LLC (VVI-LLC), Brian G. Atwood (BGA), Samuel D. Colella (SDC), Ross A. Jaffe (RAJ), William J. Link (WJL), Donald B. Milder (DBM) Barbara N. Lubash (BNL) and Rebecca B. Robertson (RBR) (collectively, the Versant Entities). The Versant Entities expressly disclaim status as a group for purposes of this Schedule 13G.
(2) VVI-LLC serves as the general partner of VVC- I and owns no securities of the Issuer directly. BGA, SDC, RAJ , WJL, DBM, BNL and RBR are directors and/or members of VVI-LLC and share voting and dispositive power over the shares held by VVC-I. The information with respect to the ownership of the Common Stock of the Issuer by the persons filing this statement on Schedule 13G is provided as of December 31, 2012.
(3) This percentage is calculated based upon 24,989,328 shares of the Issuers common stock outstanding as of October 31, 2012 as set forth in the Issuers most recent 10-Q filed with the Securities and Exchange Commission on November 9, 2012.
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1. |
Names of Reporting Persons | |||
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2. |
Check the Appropriate Box if a Member of a Group (See Instructions) | |||
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(a) |
o | ||
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(b) |
x (1) | ||
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3. |
SEC Use Only | |||
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4. |
Citizenship or Place of Organization | |||
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Number of |
5. |
Sole Voting Power
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6. |
Shared Voting Power | ||||
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7. |
Sole Dispositive Power | ||||
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8. |
Shared Dispositive Power | ||||
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9. |
Aggregate Amount Beneficially Owned by Each Reporting Person | |||
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10. |
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) o | |||
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11. |
Percent of Class Represented by Amount in Row 9 | |||
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12. |
Type of Reporting Person (See Instructions) | |||
(1) This Schedule 13G is filed by Versant Venture Capital I, L.P. (VVC- I), Versant Side Fund I, L.P. (VSF-I), Versant Affiliates Fund I-A, L.P. (VAF-I-A), Versant Affiliates Fund I-B, L.P. (VAF-I-B), Versant Ventures I, LLC (VVI-LLC), Brian G. Atwood (BGA), Samuel D. Colella (SDC), Ross A. Jaffe (RAJ), William J. Link (WJL), Donald B. Milder (DBM) Barbara N. Lubash (BNL) and Rebecca B. Robertson (RBR) (collectively, the Versant Entities). The Versant Entities expressly disclaim status as a group for purposes of this Schedule 13G.
(2) VVI-LLC serves as the general partner of VSF-I and owns no securities of the Issuer directly. BGA, SDC, RAJ , WJL, DBM, BNL and RBR are directors and/or members of VVI-LLC and share voting and dispositive power over the shares held by VSF-I. The information with respect to the ownership of the Common Stock of the Issuer by the persons filing this statement on Schedule 13G is provided as of December 31, 2012.
(3) This percentage is calculated based upon 24,989,328 shares of the Issuers common stock outstanding as of October 31, 2012 as set forth in the Issuers most recent 10-Q filed with the Securities and Exchange Commission on November 9, 2012.
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1. |
Names of Reporting Persons | |||
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2. |
Check the Appropriate Box if a Member of a Group (See Instructions) | |||
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(a) |
o | ||
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(b) |
x (1) | ||
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3. |
SEC Use Only | |||
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4. |
Citizenship or Place of Organization | |||
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Number of |
5. |
Sole Voting Power | |||
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6. |
Shared Voting Power | ||||
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7. |
Sole Dispositive Power | ||||
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8. |
Shared Dispositive Power | ||||
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9. |
Aggregate Amount Beneficially Owned by Each Reporting Person | |||
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10. |
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) o | |||
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11. |
Percent of Class Represented by Amount in Row 9 | |||
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12. |
Type of Reporting Person (See Instructions) | |||
(1) This Schedule 13G is filed by Versant Venture Capital I, L.P. (VVC- I), Versant Side Fund I, L.P. (VSF-I), Versant Affiliates Fund I-A, L.P. (VAF-I-A), Versant Affiliates Fund I-B, L.P. (VAF-I-B), Versant Ventures I, LLC (VVI-LLC), Brian G. Atwood (BGA), Samuel D. Colella (SDC), Ross A. Jaffe (RAJ), William J. Link (WJL), Donald B. Milder (DBM) Barbara N. Lubash (BNL) and Rebecca B. Robertson (RBR) (collectively, the Versant Entities). The Versant Entities expressly disclaim status as a group for purposes of this Schedule 13G.
(2) VVI-LLC serves as the general partner of VAF-I-A and owns no securities of the Issuer directly. BGA, SDC, RAJ , WJL, DBM, BNL and RBR are directors and/or members of VVI-LLC and share voting and dispositive power over the shares held by VAF-I-A. The information with respect to the ownership of the Common Stock of the Issuer by the persons filing this statement on Schedule 13G is provided as of December 31, 2012.
(3) This percentage is calculated based upon 24,989,328 shares of the Issuers common stock outstanding as of October 31, 2012 as set forth in the Issuers most recent 10-Q filed with the Securities and Exchange Commission on November 9, 2012.
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1. |
Names of Reporting Persons | |||
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2. |
Check the Appropriate Box if a Member of a Group (See Instructions) | |||
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(a) |
o | ||
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(b) |
x (1) | ||
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3. |
SEC Use Only | |||
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4. |
Citizenship or Place of Organization | |||
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Number of |
5. |
Sole Voting Power | |||
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6. |
Shared Voting Power | ||||
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7. |
Sole Dispositive Power | ||||
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8. |
Shared Dispositive Power | ||||
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9. |
Aggregate Amount Beneficially Owned by Each Reporting Person | |||
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10. |
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) o | |||
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11. |
Percent of Class Represented by Amount in Row 9 | |||
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12. |
Type of Reporting Person (See Instructions) | |||
(1) This Schedule 13G is filed by Versant Venture Capital I, L.P. (VVC- I), Versant Side Fund I, L.P. (VSF-I), Versant Affiliates Fund I-A, L.P. (VAF-I-A), Versant Affiliates Fund I-B, L.P. (VAF-I-B), Versant Ventures I, LLC (VVI-LLC), Brian G. Atwood (BGA), Samuel D. Colella (SDC), Ross A. Jaffe (RAJ), William J. Link (WJL), Donald B. Milder (DBM) Barbara N. Lubash (BNL) and Rebecca B. Robertson (RBR) (collectively, the Versant Entities). The Versant Entities expressly disclaim status as a group for purposes of this Schedule 13G.
(2) VVI-LLC serves as the general partner of VAF-I-B and owns no securities of the Issuer directly. BGA, SDC, RAJ , WJL, DBM, BNL and RBR are directors and/or members of VVI-LLC and share voting and dispositive power over the shares held by VAF-I-B. The information with respect to the ownership of the Common Stock of the Issuer by the persons filing this statement on Schedule 13G is provided as of December 31, 2012.
(3) This percentage is calculated based upon 24,989,328 shares of the Issuers common stock outstanding as of October 31, 2012 as set forth in the Issuers most recent 10-Q filed with the Securities and Exchange Commission on November 9, 2012.
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1. |
Names of Reporting Persons | |||
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2. |
Check the Appropriate Box if a Member of a Group (See Instructions) | |||
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(a) |
o | ||
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(b) |
x (1) | ||
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3. |
SEC Use Only | |||
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4. |
Citizenship or Place of Organization | |||
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Number of |
5. |
Sole Voting Power | |||
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6. |
Shared Voting Power | ||||
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7. |
Sole Dispositive Power | ||||
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8. |
Shared Dispositive Power | ||||
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9. |
Aggregate Amount Beneficially Owned by Each Reporting Person | |||
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10. |
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) o | |||
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11. |
Percent of Class Represented by Amount in Row 9 | |||
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12. |
Type of Reporting Person (See Instructions) | |||
(1) This Schedule 13G is filed by Versant Venture Capital I, L.P. (VVC- I), Versant Side Fund I, L.P. (VSF-I), Versant Affiliates Fund I-A, L.P. (VAF-I-A), Versant Affiliates Fund I-B, L.P. (VAF-I-B), Versant Ventures I, LLC (VVI-LLC), Brian G. Atwood (BGA), Samuel D. Colella (SDC), Ross A. Jaffe (RAJ), William J. Link (WJL), Donald B. Milder (DBM) Barbara N. Lubash (BNL) and Rebecca B. Robertson (RBR) (collectively, the Versant Entities). The Versant Entities expressly disclaim status as a group for purposes of this Schedule 13G.
(2) Includes: (i) 961,349 shares held by VVC-I; (ii) 20,017 shares held by VSF-1; (iii) 17,696 shares held by VAF-I-A; and (iv) 51,878 shares held by VAF-I-B. VVI-LLC serves as the general partner of VVC- I, VSF-I, VAF-I-A, and VAF-I-B and owns no securities of the Issuer directly. BGA, SDC, RAJ , WJL, DBM, BNL and RBR are directors and/or members of VVI-LLC and share voting and dispositive power over the shares held by VVC- I, VSF-I, VAF-I-A and VAF-I-B. The information with respect to the ownership of the Common Stock of the Issuer by the persons filing this statement on Schedule 13G is provided as of December 31, 2012.
(3) This percentage is calculated based upon 24,989,328 shares of the Issuers common stock outstanding as of October 31, 2012 as set forth in the Issuers most recent 10-Q filed with the Securities and Exchange Commission on November 9, 2012.
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1. |
Names of Reporting Persons | |||
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2. |
Check the Appropriate Box if a Member of a Group (See Instructions) | |||
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(a) |
o | ||
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(b) |
x (1) | ||
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3. |
SEC Use Only | |||
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4. |
Citizenship or Place of Organization | |||
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Number of |
5. |
Sole Voting Power | |||
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6. |
Shared Voting Power | ||||
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7. |
Sole Dispositive Power | ||||
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8. |
Shared Dispositive Power | ||||
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9. |
Aggregate Amount Beneficially Owned by Each Reporting Person | |||
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10. |
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) o | |||
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11. |
Percent of Class Represented by Amount in Row 9 | |||
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12. |
Type of Reporting Person (See Instructions) | |||
(1) This Schedule 13G is filed by Versant Venture Capital I, L.P. (VVC- I), Versant Side Fund I, L.P. (VSF-I), Versant Affiliates Fund I-A, L.P. (VAF-I-A), Versant Affiliates Fund I-B, L.P. (VAF-I-B), Versant Ventures I, LLC (VVI-LLC), Brian G. Atwood (BGA), Samuel D. Colella (SDC), Ross A. Jaffe (RAJ), William J. Link (WJL), Donald B. Milder (DBM) Barbara N. Lubash (BNL) and Rebecca B. Robertson (RBR) (collectively, the Versant Entities). The Versant Entities expressly disclaim status as a group for purposes of this Schedule 13G.
(2) Includes: (i) 961,349 shares held by VVC-I; (ii) 20,017 shares held by VSF-1; (iii) 17,696 shares held by VAF-I-A; and (iv) 51,878 shares held by VAF-I-B. VVI-LLC serves as the general partner of VVC- I, VSF-I, VAF-I-A, and VAF-I-B and owns no securities of the Issuer directly. BGA, SDC, RAJ , WJL, DBM, BNL and RBR are directors and/or members of VVI-LLC and share voting and dispositive power over the shares held by VVC- I, VSF-I, VAF-I-A and VAF-I-B. The information with respect to the ownership of the Common Stock of the Issuer by the persons filing this statement on Schedule 13G is provided as of December 31, 2012.
(3) This percentage is calculated based upon 24,989,328 shares of the Issuers common stock outstanding as of October 31, 2012 as set forth in the Issuers most recent 10-Q filed with the Securities and Exchange Commission on November 9, 2012.
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1. |
Names of Reporting Persons | |||
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2. |
Check the Appropriate Box if a Member of a Group (See Instructions) | |||
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(a) |
o | ||
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(b) |
x (1) | ||
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3. |
SEC Use Only | |||
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4. |
Citizenship or Place of Organization | |||
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Number of |
5. |
Sole Voting Power | |||
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6. |
Shared Voting Power | ||||
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7. |
Sole Dispositive Power | ||||
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8. |
Shared Dispositive Power | ||||
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9. |
Aggregate Amount Beneficially Owned by Each Reporting Person | |||
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10. |
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) o | |||
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11. |
Percent of Class Represented by Amount in Row 9 | |||
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12. |
Type of Reporting Person (See Instructions) | |||
(1) This Schedule 13G is filed by Versant Venture Capital I, L.P. (VVC- I), Versant Side Fund I, L.P. (VSF-I), Versant Affiliates Fund I-A, L.P. (VAF-I-A), Versant Affiliates Fund I-B, L.P. (VAF-I-B), Versant Ventures I, LLC (VVI-LLC), Brian G. Atwood (BGA), Samuel D. Colella (SDC), Ross A. Jaffe (RAJ), William J. Link (WJL), Donald B. Milder (DBM) Barbara N. Lubash (BNL) and Rebecca B. Robertson (RBR) (collectively, the Versant Entities). The Versant Entities expressly disclaim status as a group for purposes of this Schedule 13G.
(2) Includes (i) options to acquire 41,340 shares of Common Stock held directly by SDC for the benefit of VVI-LLC, and (ii) a warrant to purchase 8,246 shares of Common Stock held by Colella Family Trust u/d/t 9/21/92.
(3) (3) Includes: (i) 961,349 shares held by VVC-I; (ii) 20,017 shares held by VSF-1; (iii) 17,696 shares held by VAF-I-A; (iv) 51,878 shares held by VAF-I-B; (v) options to acquire 41,340 shares of Common Stock held directly by SDC for the benefit of VVI-LLC, and (vi) a warrant to purchase 8,246 shares of Common Stock held by Colella Family Trust u/d/t 9/21/92. VVI-LLC serves as the general partner of VVC- I, VSF-I, VAF-I-A, and VAF-I-B and owns no securities of the Issuer directly. BGA, SDC, RAJ , WJL, DBM, BNL and RBR are directors and/or members of VVI-LLC and share voting and dispositive power over the shares held by VVC- I, VSF-I, VAF-I-A and VAF-I-B. The information with respect to the ownership of the Common Stock of the Issuer by the persons filing this statement on Schedule 13G is provided as of December 31, 2012.
(4) This percentage is calculated based upon 24,989,328 shares of the Issuers common stock outstanding as of October 31, 2012 as set forth in the Issuers most recent 10-Q filed with the Securities and Exchange Commission on November 9, 2012.
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1. |
Names of Reporting Persons | |||
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2. |
Check the Appropriate Box if a Member of a Group (See Instructions) | |||
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(a) |
o | ||
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(b) |
x (1) | ||
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3. |
SEC Use Only | |||
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4. |
Citizenship or Place of Organization | |||
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Number of |
5. |
Sole Voting Power | |||
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6. |
Shared Voting Power | ||||
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7. |
Sole Dispositive Power | ||||
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8. |
Shared Dispositive Power | ||||
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9. |
Aggregate Amount Beneficially Owned by Each Reporting Person | |||
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10. |
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) o | |||
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11. |
Percent of Class Represented by Amount in Row 9 | |||
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12. |
Type of Reporting Person (See Instructions) | |||
(1) This Schedule 13G is filed by Versant Venture Capital I, L.P. (VVC- I), Versant Side Fund I, L.P. (VSF-I), Versant Affiliates Fund I-A, L.P. (VAF-I-A), Versant Affiliates Fund I-B, L.P. (VAF-I-B), Versant Ventures I, LLC (VVI-LLC), Brian G. Atwood (BGA), Samuel D. Colella (SDC), Ross A. Jaffe (RAJ), William J. Link (WJL), Donald B. Milder (DBM) Barbara N. Lubash (BNL) and Rebecca B. Robertson (RBR) (collectively, the Versant Entities). The Versant Entities expressly disclaim status as a group for purposes of this Schedule 13G.
(2) Includes: (i) 961,349 shares held by VVC-I; (ii) 20,017 shares held by VSF-1; (iii) 17,696 shares held by VAF-I-A; and (iv) 51,878 shares held by VAF-I-B. VVI-LLC serves as the general partner of VVC- I, VSF-I, VAF-I-A, and VAF-I-B and owns no securities of the Issuer directly. BGA, SDC, RAJ , WJL, DBM, BNL and RBR are directors and/or members of VVI-LLC and share voting and dispositive power over the shares held by VVC- I, VSF-I, VAF-I-A and VAF-I-B. A0; The information with respect to the ownership of the Common Stock of the Issuer by the persons filing this statement on Schedule 13G is provided as of December 31, 2012.
(3) This percentage is calculated based upon 24,989,328 shares of the Issuers common stock outstanding as of October 31, 2012 as set forth in the Issuers most recent 10-Q filed with the Securities and Exchange Commission on November 9, 2012.
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1. |
Names of Reporting Persons | |||
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2. |
Check the Appropriate Box if a Member of a Group (See Instructions) | |||
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(a) |
o | ||
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(b) |
x (1) | ||
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3. |
SEC Use Only | |||
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4. |
Citizenship or Place of Organization | |||
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Number of |
5. |
Sole Voting Power | |||
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6. |
Shared Voting Power | ||||
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7. |
Sole Dispositive Power | ||||
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8. |
Shared Dispositive Power | ||||
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9. |
Aggregate Amount Beneficially Owned by Each Reporting Person | |||
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10. |
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) o | |||
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11. |
Percent of Class Represented by Amount in Row 9 | |||
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12. |
Type of Reporting Person (See Instructions) | |||
(1) This Schedule 13G is filed by Versant Venture Capital I, L.P. (VVC- I), Versant Side Fund I, L.P. (VSF-I), Versant Affiliates Fund I-A, L.P. (VAF-I-A), Versant Affiliates Fund I-B, L.P. (VAF-I-B), Versant Ventures I, LLC (VVI- LLC), Brian G. Atwood (BGA), Samuel D. Colella (SDC), Ross A. Jaffe (RAJ), William J. Link (WJL), Donald B. Milder (DBM) Barbara N. Lubash (BNL) and Rebecca B. Robertson (RBR) (collectively, the Versant Entities). The Versant Entities expressly disclaim status as a group for purposes of this Schedule 13G.
(2) Includes: (i) 961,349 shares held by VVC-I; (ii) 20,017 shares held by VSF-1; (iii) 17,696 shares held by VAF-I-A; and (iv) 51,878 shares held by VAF-I-B. VVI-LLC serves as the general partner of VVC- I, VSF-I, VAF-I-A, and VAF-I-B and owns no securities of the Issuer directly. BGA, SDC, RAJ , WJL, DBM, BNL and RBR are directors and/or members of VVI-LLC and share voting and dispositive power over the shares held by VVC- I, VSF-I, VAF-I-A and VAF-I-B. The information with respect to the ownership of the Common Stock of the Issuer by the persons filing this statement on Schedule 13G is provided as of December 31, 2012.
(3) This percentage is calculated based upon 24,989,328 shares of the Issuers common stock outstanding as of October 31, 2012 as set forth in the Issuers most recent 10-Q filed with the Securities and Exchange Commission on November 9, 2012.
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1. |
Names of Reporting Persons | |||
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2. |
Check the Appropriate Box if a Member of a Group (See Instructions) | |||
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(a) |
o | ||
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(b) |
x (1) | ||
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3. |
SEC Use Only | |||
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4. |
Citizenship or Place of Organization | |||
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Number of |
5. |
Sole Voting Power | |||
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6. |
Shared Voting Power | ||||
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7. |
Sole Dispositive Power | ||||
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8. |
Shared Dispositive Power | ||||
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9. |
Aggregate Amount Beneficially Owned by Each Reporting Person | |||
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10. |
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) o | |||
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11. |
Percent of Class Represented by Amount in Row 9 | |||
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12. |
Type of Reporting Person (See Instructions) | |||
(1) This Schedule 13G is filed by Versant Venture Capital I, L.P. (VVC- I), Versant Side Fund I, L.P. (VSF-I), Versant Affiliates Fund I-A, L.P. (VAF-I-A), Versant Affiliates Fund I-B, L.P. (VAF-I-B), Versant Ventures I, LLC (VVI-LLC), Brian G. Atwood (BGA), Samuel D. Colella (SDC), Ross A. Jaffe (RAJ), William J. Link (WJL), Donald B. Milder (DBM) Barbara N. Lubash (BNL) and Rebecca B. Robertson (RBR) (collectively, the Versant Entities). The Versant Entities expressly disclaim status as a group for purposes of this Schedule 13G.
(2) Includes: (i) 961,349 shares held by VVC-I; (ii) 20,017 shares held by VSF-1; (iii) 17,696 shares held by VAF-I-A; and (iv) 51,878 shares held by VAF-I-B. VVI-LLC serves as the general partner of VVC- I, VSF-I, VAF-I-A, and VAF-I-B and owns no securities of the Issuer directly. BGA, SDC, RAJ , WJL, DBM, BNL and RBR are directors and/or members of VVI-LLC and share voting and dispositive power over the shares held by VVC- I, VSF-I, VAF-I-A and VAF-I-B. The information with respect to the ownership of the Common Stock of the Issuer by the persons filing this statement on Schedule 13G is provided as of December 31, 2012.
(3) This percentage is calculated based upon 24,989,328 shares of the Issuers common stock outstanding as of October 31, 2012 as set forth in the Issuers most recent 10-Q filed with the Securities and Exchange Commission on November 9, 2012.
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1. |
Names of Reporting Persons | |||
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2. |
Check the Appropriate Box if a Member of a Group (See Instructions) | |||
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(a) |
o | ||
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(b) |
x (1) | ||
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3. |
SEC Use Only | |||
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4. |
Citizenship or Place of Organization | |||
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Number of |
5. |
Sole Voting Power | |||
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6. |
Shared Voting Power | ||||
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7. |
Sole Dispositive Power | ||||
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8. |
Shared Dispositive Power | ||||
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9. |
Aggregate Amount Beneficially Owned by Each Reporting Person | |||
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10. |
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) o | |||
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11. |
Percent of Class Represented by Amount in Row 9 | |||
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12. |
Type of Reporting Person (See Instructions) | |||
(1) This Schedule 13G is filed by Versant Venture Capital I, L.P. (VVC- I), Versant Side Fund I, L.P. (VSF-I), Versant Affiliates Fund I-A, L.P. (VAF-I-A), Versant Affiliates Fund I-B, L.P. (VAF-I-B), Versant Ventures I, LLC (VVI-LLC), Brian G. Atwood (BGA), Samuel D. Colella (SDC), Ross A. Jaffe (RAJ), William J. Link (WJL), Donald B. Milder (DBM) Barbara N. Lubash (BNL) and Rebecca B. Robertson (RBR) (collectively, the Versant Entities). The Versant Entities expressly disclaim status as a group for purposes of this Schedule 13G.
(2) Includes: (i) 961,349 shares held by VVC-I; (ii) 20,017 shares held by VSF-1; (iii) 17,696 shares held by VAF-I-A; and (iv) 51,878 shares held by VAF-I-B. VVI-LLC serves as the general partner of VVC- I, VSF-I, VAF-I-A, and VAF-I-B and owns no securities of the Issuer directly. BGA, SDC, RAJ , WJL, DBM, BNL and RBR are directors and/or members of VVI-LLC and share voting and dispositive power over the shares held by VVC- I, VSF-I, VAF-I-A and VAF-I-B. The information with respect to the ownership of the Common Stock of the Issuer by the persons filing this statement on Schedule 13G is provided as of December 31, 2012.
(3) This percentage is calculated based upon 24,989,328 shares of the Issuers common stock outstanding as of October 31, 2012 as set forth in the Issuers most recent 10-Q filed with the Securities and Exchange Commission on November 9, 2012.
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1. |
Names of Reporting Persons | |||
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2. |
Check the Appropriate Box if a Member of a Group (See Instructions) | |||
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(a) |
o | ||
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(b) |
x (1) | ||
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3. |
SEC Use Only | |||
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4. |
Citizenship or Place of Organization | |||
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Number of |
5. |
Sole Voting Power | |||
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6. |
Shared Voting Power | ||||
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7. |
Sole Dispositive Power | ||||
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8. |
Shared Dispositive Power | ||||
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9. |
Aggregate Amount Beneficially Owned by Each Reporting Person | |||
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10. |
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) o | |||
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11. |
Percent of Class Represented by Amount in Row 9 | |||
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12. |
Type of Reporting Person (See Instructions) | |||
(1) This Schedule 13G is filed by Versant Venture Capital I, L.P. (VVC- I), Versant Side Fund I, L.P. (VSF-I), Versant Affiliates Fund I-A, L.P. (VAF-I-A), Versant Affiliates Fund I-B, L.P. (VAF-I-B), Versant Ventures I, LLC (VVI-LLC), Brian G. Atwood (BGA), Samuel D. Colella (SDC), Ross A. Jaffe (RAJ), William J. Link (WJL), Donald B. Milder (DBM) Barbara N. Lubash (BNL) and Rebecca B. Robertson (RBR) (collectively, the Versant Entities). The Versant Entities expressly disclaim status as a group for purposes of this Schedule 13G.
(2) Includes: (i) 961,349 shares held by VVC-I; (ii) 20,017 shares held by VSF-1; (iii) 17,696 shares held by VAF-I-A; and (iv) 51,878 shares held by VAF-I-B. VVI-LLC serves as the general partner of VVC- I, VSF-I, VAF-I-A, and VAF-I-B and owns no securities of the Issuer directly. BGA, SDC, RAJ , WJL, DBM, BNL and RBR are directors and/or members of VVI-LLC and share voting and dispositive power over the shares held by VVC- I, VSF-I, VAF-I-A and VAF-I-B. The information with respect to the ownership of the Common Stock of the Issuer by the persons filing this statement on Schedule 13G is provided as of December 31, 2012.
(3) This percentage is calculated based upon 24,989,328 shares of the Issuers common stock outstanding as of October 31, 2012 as set forth in the Issuers most recent 10-Q filed with the Securities and Exchange Commission on November 9, 2012.
Item 1(a). |
Name of Issuer: | ||||||||||
Item 1(b). |
Address of Issuers Principal Executive Offices South San Francisco, California 94080 | ||||||||||
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Item 2(a). |
Name of Person Filing: Versant Venture Capital I, L.P. (VVC-I) Versant Side Fund I, L.P. (VSF-I) Versant Affiliates Fund I-A, L.P. (VAF-I-A) Versant Affiliates Fund I-B, L.P. (VAF-I-B) Versant Ventures I, LLC (VVI-LLC) Brian G. Atwood (BGA) Samuel D. Colella (SDC) Ross A. Jaffe (RAJ) William J. Link (WJL) Donald B. Milder (DBM) Rebecca B. Robertson (RBR) Barbara N. Lubash (BNL) | ||||||||||
Item 2(b). |
Address of Principal Business Office or, if none, Residence: Versant Ventures 3000 Sand Hill Road, #4-210 Menlo Park, CA 94025 | ||||||||||
Item 2(c). |
Citizenship: | ||||||||||
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Entities: |
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VVC-I |
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- |
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Delaware, United States of America |
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VSF-1 |
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- |
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Delaware, United States of America |
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VAF-1-A |
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- |
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Delaware, United States of America |
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VAF-1-B |
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- |
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Delaware, United States of America |
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VVI-LLC |
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- |
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Delaware, United States of America |
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Individuals: |
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BGA |
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- |
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United States of America |
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SDC |
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- |
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United States of America |
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RAJ |
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- |
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United States of America |
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WJL |
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- |
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United States of America |
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DBM |
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- |
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United States of America |
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BNL |
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- |
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United States of America |
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RBR |
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- |
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United States of America |
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Item 2(d). |
Title of Class of Securities: | ||||||||||
Item 2(e). |
CUSIP Number: | ||||||||||
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Item 3. |
If this statement is filed pursuant to §§240.13d-1(b), or 240.13d-2(b) or (c), check whether the person filing is a: | ||||||||||
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Not Applicable | ||||||||||
Item 4. |
Ownership |
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. |
Versant |
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Shares Held |
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Sole Voting |
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Shared Voting |
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Sole Dispositive |
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Shared Dispositive |
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Beneficial |
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Percentage of Class |
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VVC-1 |
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961,349 |
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961,349 |
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0 |
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961,349 |
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0 |
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961,349 |
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3.85 |
% |
VSF-1 |
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20,017 |
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20,017 |
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0 |
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20,017 |
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0 |
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20,017 |
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0.08 |
% |
VAF-I-A |
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17,696 |
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17,696 |
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0 |
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17,696 |
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0 |
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17,696 |
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0.07 |
% |
VAF-I-B |
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51,878 |
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51,878 |
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0 |
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51,878 |
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0 |
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51,878 |
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0.21 |
% |
VVI-LLC |
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0 |
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0 |
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1,050,940 |
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0 |
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1,050,940 |
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1,050,940 |
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4.21 |
% |
BGA |
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0 |
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0 |
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1,050,940 |
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0 |
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1,050,940 |
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1,050,940 |
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4.21 |
% |
SDC |
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49,586 |
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49,586 |
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1,050,940 |
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49,586 |
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1,050,940 |
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1,100,526 |
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4.40 |
% |
RAJ |
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0 |
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0 |
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1,050,940 |
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0 |
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1,050,940 |
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1,050,940 |
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4.21 |
% |
WJL |
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0 |
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0 |
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1,050,940 |
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0 |
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1,050,940 |
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1,050,940 |
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4.21 |
% |
DBM |
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0 |
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0 |
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1,050,940 |
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0 |
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1,050,940 |
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1,050,940 |
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4.21 |
% |
BNL |
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0 |
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0 |
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1,050,940 |
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0 |
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1,050,940 |
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1,050,940 |
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4.21 |
% |
RBR |
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0 |
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0 |
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1,050,940 |
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0 |
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1,050,940 |
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1,050,940 |
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4.21 |
% |
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(1) VVI-LLC serves as the general partner of VVC-I, VSF-I, VAF-I-A, and VAF-I-B and owns no securities of t he Issuer directly. BGA, SDC, RAJ, WJL, DBM, BNL and RBR are directors and/or members of VVI-LLC. None of BGA, SDC, RAJ, WJL, DBM, BNL and RBR owns no securities of the Issuer directly except as otherwise set forth above. (2) This percentage is calculated based upon 24,989,328 shares of the Issuers common stock outstanding as of October 31, 2012 as set forth in the Issuers most recent 10-Q filed with the Securities and Exchange Commission on November 9, 2012. | |
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Item 5. |
Ownership of 5 Percent or Less of a Class |
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following x. | |
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Item 6. |
Ownership of More than 5 Percent on Behalf of Another Person |
N/A. | |
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Item 7. |
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person. |
Not applicable | |
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Item 8. |
Identification and Classification of Members of the Group |
Not applicable | |
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Item 9. |
Notice of Dissolution of a Group |
Not applicable |
Item 10. |
Certification |
Not applicable |
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated: February 7, 2013
Versant Affiliates Fund I-A, L.P. |
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By: |
Versant Ventures I, LLC |
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Its: |
General Partner |
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By: |
/s/ Robin L. Praeger |
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Authorized Representative |
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Versant Affiliates Fund I-B, L.P. |
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By: |
Versant Ventures I, LLC |
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Its: |
General Partner |
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By: |
/s/ Robin L. Praeger |
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Authorized Representative |
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Versant Side Fund I, L.P. |
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By: |
Versant Ventures I, LLC |
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Its: |
General Partner |
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By: |
/s/ Robin L. Praeger |
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Authorized Representative |
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Versant Venture Capital I, L.P. |
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By: |
Versant Ventures I, LLC |
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Its: |
General Partner |
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By: |
/s/ Robin L. Praeger |
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Authorized Representative |
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Versant Ventures I, LLC |
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By: |
/s/ Robin L. Praeger |
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Authorized Representative |
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/s/ Robin L. Praeger as attorney in fact |
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Brian G. Atwood |
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/s/ Robin L. Praeger as attorney in fact |
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Samuel D. Colella |
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/s/ Robin L. Praeger as attorney in fact |
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Ross A. Jaffe |
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/s/ Robin L. Praeger as attorney in fact |
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William J. Link |
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/s/ Robin L. Praeger as attorney in fact |
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Donald B. Milder |
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/s/ Robin L. Praeger as attorney in fact |
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Rebecca B. Robertson |
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/s/ Robin L. Praeger as attorney in fact |
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Barbara N. Lubash |
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EXHIBIT A
JOINT FILING STATEMENT
We, the undersigned, hereby express our agreement that the attached Schedule 13G (or any amendments thereto) related to the Common Stock of Fluidigm Corporation is filed on behalf of each of us.
Dated: February 7, 2013
Versant Affiliates Fund I-A, L.P. |
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By: |
Versant Ventures I, LLC |
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Its: |
General Partner |
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By: |
/s/ Robin L. Praeger |
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Authorized Representative |
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Versant Affiliates Fund I-B, L.P. |
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By: |
Versant Ventures I, LLC |
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Its: |
General Partner |
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By: |
/s/ Robin L. Praeger |
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Authorized Representative |
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Versant Side Fund I, L.P. |
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By: |
Versant Ventures I, LLC |
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Its: |
General Partner |
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By: |
/s/ Robin L. Praeger |
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Authorized Representative |
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Versant Venture Capital I, L.P. |
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By: |
Versant Ventures I, LLC |
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Its: |
General Partner |
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By: |
/s/ Robin L. Praeger |
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Authorized Representative |
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Versant Ventures I, LLC |
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By: |
/s/ Robin L. Praeger |
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Authorized Representative |
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/s/ Robin L. Praeger as attorney in fact |
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Brian G. Atwood |
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/s/ Robin L. Praeger as attorney in fact |
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Samuel D. Colella |
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/s/ Robin L. Praeger as attorney in fact |
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Ross A. Jaffe |
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/s/ Robin L. Praeger as attorney in fact |
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William J. Link |
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| |
/s/ Robin L. Praeger as attorney in fact |
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Donald B. Milder |
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| |
/s/ Robin L. Praeger as attorney in fact |
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Rebecca B. Robertson |
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| |
/s/ Robin L. Praeger as attorney in fact |
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Barbara N. Lubash |
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