Insider filing report for Changes in Beneficial Ownership
- Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
- Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
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- Peter Lynch
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SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 4)*
Crescent Capital BDC, Inc.
(Name of Issuer)
Common Stock, par value $0.001 per share
(Title of Class of Securities)
N/A
(CUSIP Number)
December 31, 2018
(Date of event which requires filing of this statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
⌧
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Rule 13d-1(b)
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□
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Rule 13d-1(c)
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□
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Rule 13d-1(d)
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* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent
amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934
(the “Act”) or otherwise subject to the liabilities of that section of the Act, but shall be subject to all other provisions of the Act (however, see the Notes).
1
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NAMES OF REPORTING PERSONS
Allied World Assurance Company Holdings, Ltd
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) □
(b) □
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
Bermuda
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
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5
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SOLE VOTING POWER
3,489,837.548
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6
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SHARED VOTING POWER
0
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7
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SOLE DISPOSITIVE POWER
3,489,837.548
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8
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SHARED DISPOSITIVE POWER
0
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,489,837.548
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10
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CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES □
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
16.7%
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12
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TYPE OF REPORTING PERSON
HC
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Item 1.
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(a)
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Name of Issuer:
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Crescent Capital BDC, Inc.
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(b)
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Address of Issuer’s Principal Executive Offices:
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11100 Santa Monica Blvd., Suite 2000
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Los Angeles, CA 90025
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Item 2.
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(a)
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Name of Person Filing:
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Allied World Assurance Company Holdings, Ltd1
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(b)
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Address of Principal Business Office or, if None, Residence:
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27 Richmond Road
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Pembroke HM 08
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Bermuda
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(c)
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Citizenship:
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Bermuda
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(d)
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Title of Class of Securities:
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Common Stock, par value $0.001 per share
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(e)
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CUSIP Number:
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N/A
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1 Successor by merger to Allied World Assurance Company Holdings, GmbH
Item 3.
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If this statement is filed pursuant to rules 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a:
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(a)
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□
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Broker or dealer registered under Section 15 of the Act (15 U.S.C. 78o);
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(b)
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□
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Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
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(c)
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□
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Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
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(d)
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□
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Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
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(e)
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□
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An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
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(f)
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□
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An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
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(g)
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⌧
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A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
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(h)
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□
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A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
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(i)
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□
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A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act (15 U.S.C. 80a-3);
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(j)
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□
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A non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J);
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(k)
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□
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Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
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If filing as a non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J), please specify the type of institution:
Item 4.
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Ownership.
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Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
(a)
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Amount beneficially owned:
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3,489,837.548
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(b)
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Percent of class:
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16.7%
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(c)
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Number of shares as to which such person has:
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(i) Sole power to vote or to direct the vote
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3,489,837.548
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(ii) Shared power to vote or to direct the vote
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0
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(iii) Sole power to dispose or to direct the disposition of
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3,489,837.548
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(iv) Shared power to dispose or to direct the disposition of
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0
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Item 5.
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Ownership of Five Percent or Less of Class.
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If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the
following □.
Item 6.
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Ownership of More than Five Percent on Behalf of Another Person.
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Not Applicable.
Item 7.
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Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person.
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Allied World Assurance Company, Ltd is an insurance company and is an indirect, wholly-owned subsidiary of the filer.
Item 8.
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Identification and Classification of Members of the Group.
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Not Applicable.
Item 9.
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Notice of Dissolution of Group.
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Not Applicable.
Item 10.
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Certifications.
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By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not
acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose
or effect, other than activities solely in connection with a nomination under § 240.14a-11.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
ALLIED WORLD ASSURANCE COMPANY HOLDINGS, LTD | |
Dated: November 27, 2019
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By: /s/ Theodore Neos
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Name: Theodore Neos
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Title: SVP, Deputy General Counsel & Corporate Secretary
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