Insider filing report for Changes in Beneficial Ownership
- Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
- Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 6)*
Coca-Cola FEMSA, S.A.B. de C.V.
(Name of Issuer)
American Depositary Shares, each representing ten Units
(Title of Class of Securities)
191241108
(CUSIP Number)
May 3, 2021
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
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Rule 13d-1(b) |
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x |
Rule 13d-1(c) |
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o |
Rule 13d-1(d) |
*The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. 191241108 | |||||
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1. |
Names of Reporting Persons | |||
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2. |
Check the Appropriate Box if a Member of a Group (See Instructions) | |||
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(a) |
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(b) |
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3. |
SEC Use Only | |||
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4. |
Citizenship or Place of Organization | |||
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Number of |
5. |
Sole Voting Power | |||
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Shared Voting Power | ||||
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7. |
Sole Dispositive Power | ||||
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8. |
Shared Dispositive Power | ||||
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9. |
Aggregate Amount Beneficially Owned by Each Reporting Person 62,288,040 (1)(2) | |||
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10. |
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) o | |||
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11. |
Percent of Class Represented by Amount in Row (9) | |||
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12. |
Type of Reporting Person (See Instructions) | |||
(1) Represents the total number of American Depositary Shares (ADS) and Units (Units) of Coca-Cola FEMSA, S.A.B. de C.V. (the Issuer) held by the Reporting Person, as converted to Units (Unit Equivalents). Each ADS represents ten Units. Each Unit consists of three Series B shares and five Series L shares, each without par value.
(2) For purposes of Rule 13d-3 under the Securities Exchange Act of 1934, as amended (the Exchange Act), all of the Issuers Unit Equivalents beneficially owned by the Bill & Melinda Gates Foundation Trust (the Trust) may be deemed to be beneficially owned by William H. Gates III and Melinda French Gates as Co-Trustees of the Trust.
(3) Based on 525,208,065 Unit Equivalents outstanding on December 31, 2020, as reported in the Issuers Form 20-F filed on April 8, 2021. The percent of Unit Equivalents in Row (11) represents 11.9% of the Series B shares and 11.9% of the Series L shares.
CUSIP No. 191241108 | |||||
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1. |
Names of Reporting Persons | |||
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2. |
Check the Appropriate Box if a Member of a Group (See Instructions) | |||
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(a) |
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(b) |
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3. |
SEC Use Only | |||
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4. |
Citizenship or Place of Organization | |||
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Number of |
5. |
Sole Voting Power | |||
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Shared Voting Power | ||||
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7. |
Sole Dispositive Power | ||||
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8. |
Shared Dispositive Power | ||||
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9. |
Aggregate Amount Beneficially Owned by Each Reporting Person 88,081,700 (1)(2) | |||
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10. |
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) o | |||
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11. |
Percent of Class Represented by Amount in Row (9) | |||
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12. |
Type of Reporting Person (See Instructions) | |||
(1) Represents the total number of ADS and Units of the Issuer held by the Reporting Person, as converted to Unit Equivalents. Each ADS represents ten Units. Each Unit consists of three Series B shares and five Series L shares, each without par value.
(2) The Trust beneficially owns 62,288,040 Unit Equivalents. For purposes of Rule 13d-3 under the Exchange Act, all of the Issuers Unit Equivalents beneficially owned by the Trust may be deemed to be beneficially owned by William H. Gates III and Melinda French Gates as Co-Trustees of the Trust.
(3) Based on 525,208,065 Unit Equivalents outstanding on December 31, 2020, as reported in the Issuers Form 20-F filed on April 8, 2021. The percent of Unit Equivalents in Row (11) represents 16.8% of the Series B shares and 16.8% of the Series L shares.
CUSIP No. 191241108 | |||||
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1. |
Names of Reporting Persons | |||
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2. |
Check the Appropriate Box if a Member of a Group (See Instructions) | |||
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(a) |
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(b) |
x | ||
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3. |
SEC Use Only | |||
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4. |
Citizenship or Place of Organization | |||
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Number of |
5. |
Sole Voting Power | |||
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6. |
Shared Voting Power | ||||
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7. |
Sole Dispositive Power | ||||
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8. |
Shared Dispositive Power | ||||
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9. |
Aggregate Amount Beneficially Owned by Each Reporting Person 62,288,040 (1)(2) | |||
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10. |
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) o | |||
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11. |
Percent of Class Represented by Amount in Row (9) | |||
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12. |
Type of Reporting Person (See Instructions) | |||
(1) Represents the total number of ADS and Units of the Issuer held by the Reporting Person, as converted to Unit Equivalents. Each ADS represents ten Units. Each Unit consists of three Series B shares and five Series L shares, each without par value.
(2) The Trust beneficially owns 62,288,040 Unit Equivalents. For purposes of Rule 13d-3 under the Exchange Act, all of the Issuers Unit Equivalents beneficially owned by the Trust may be deemed to be beneficially owned by William H. Gates III and Melinda French Gates as Co-Trustees of the Trust.
(3) Based on 525,208,065 Unit Equivalents outstanding on December 31, 2020, as reported in the Issuers Form 20-F filed on April 8, 2021. The percent of Unit Equivalents in Row (11) represents 11.9% of the Series B shares and 11.9% of the Series L shares.
EXPLANATORY STATEMENT
Bill & Melinda Gates Foundation Trust (the Trust), Melinda French Gates (MFG), and William H. Gates III (WHG and together with the Trust and MFG, the Reporting Persons) initially reported their beneficial ownership of the American Depositary Shares, each representing ten Units, of Coca-Cola FEMSA, S.A.B. de C.V. (the Issuer) on a Schedule 13G, filed on July 28, 2005, SEC File No. 005-52421, as amended February 15, 2006, July 25, 2006; February 13, 2007; February 14, 2008; and May 6, 2008. The Reporting Persons and Cascade Investment, L.L.C. (Cascade), which had become a joint filer on February 14, 2008, subsequently reported their beneficial ownership on a Schedule 13D filed on August 1, 2008, as amended on January 15, 2010; January 29, 2010; February 10, 2010; March 10, 2010; May 7, 2010; May 21, 2010; March 8, 2011; March 14, 2011; March 21, 2011; April 1, 2011; October 11, 2011; December 14, 2011; May 30, 2012; and April 15, 2014 (collectively, the Schedule 13D). Pursuant to Rule 13d-1(h), the Reporting Persons are eligible to again report their beneficial ownership on a Schedule 13G and are filing this Amendment No. 6 to Schedule 13G to amend and replace the Schedule 13D.
Item 1. | |||||
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(a) |
Name of Issuer | |||
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(b) |
Address of Issuers Principal Executive Offices Santa Fe Cuajimalpa, Cuajimalpa de Morelos, 05348, Ciudad de México, Mexico | |||
Item 2. | |||||
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(a) |
Name of Person Filing | |||
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(b) |
Address of Principal Business Office or, if none, Residence MFG 500 Fifth Avenue North, Seattle, Washington 98109 WHG 500 Fifth Avenue North, Seattle, Washington 98109 | |||
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(c) |
Citizenship MFG is a citizen of the United States of America. WHG is a citizen of the United States of America. | |||
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(d) |
Title of Class of Securities | |||
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(e) |
CUSIP Number 191241108 | |||
Item 3. |
If this statement is filed pursuant to Rules 13d-1(b) or 13d-2(b) or (c), check whether the person filing is a: | ||||
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Not Applicable. | ||||
Item 4. |
Ownership | ||||
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. | |||||
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(a) |
Amount beneficially owned: See the responses to Item 9 on the attached cover pages. | |||
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(b) |
Percent of class: See the responses to Item 11 on the attached cover pages. | |||
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(c) |
Number of shares as to which the person has: | |||
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(i) |
Sole power to vote or to direct the vote See the responses to Item 5 on the attached cover pages. | ||
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(ii) |
Shared power to vote or to direct the vote See the responses to Item 6 on the attached cover pages. | ||
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(iii) |
Sole power to dispose or to direct the disposition of See the responses to Item 7 on the attached cover pages. | ||
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(iv) |
Shared power to dispose or to direct the disposition of See the responses to Item 8 on the attached cover pages. | ||
(1) Neither the present filing nor anything contained herein shall be construed as an admission that the Reporting Persons constitute a group for any purpose and each Reporting Person expressly disclaims membership in a group.
Item 5. |
Ownership of 5 Percent or Less of a Class |
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following ¨. | |
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Item 6. |
Ownership of More than 5 Percent on Behalf of Another Person |
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Not Applicable. |
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Item 7. |
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person |
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Not Applicable. |
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Item 8. |
Identification and Classification of Members of the Group |
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Not Applicable. |
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Item 9. |
Notice of Dissolution of Group |
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Not Applicable. |
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Item 10. |
Certification |
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By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. |
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Date: May 4, 2021 |
BILL & MELINDA GATES FOUNDATION TRUST (1) | |||
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By: |
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Name: |
Alan Heuberger (2) | |
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Title: |
Attorney-in-fact for each of the Co-Trustees, William H. Gates III and Melinda French Gates | |
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MELINDA FRENCH GATES (1) | |||
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By: |
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Name: |
Alan Heuberger (2) | |
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Title: |
Attorney-in-fact | |
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WILLIAM H. GATES III (1) | |||
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By: |
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Name: |
Alan Heuberger (2)(3) | |
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Title: |
Attorney-in-fact | |
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*By: |
/s/ Alan Heuberger |
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Alan Heuberger |
(1) This amendment is being filed jointly by the Reporting Persons pursuant to the Joint Filing Agreement, dated July 28, 2005, and included with the signature page to the Trusts Schedule 13G with respect to the Issuer on July 28, 2005, SEC File No. 005-52421, and incorporated by reference herein.
(2) Duly authorized under Special Limited Power of Attorney appointing Alan Heuberger attorney-in-fact, dated August 12, 2008, by and on behalf of William H. Gates III and Melinda French Gates as Co-Trustees, filed as Exhibit 99.5 to Cascade Investment L.L.C.s Schedule 13D with respect to Grupo Televisa, S.A.B. on May 7, 2009, SEC File No. 005-60431 and incorporated by reference herein.
(3) Duly authorized under Special Limited Power of Attorney appointing Alan Heuberger attorney-in-fact, dated August 12, 2008, by and on behalf of William H. Gates III, filed as Exhibit 99.2 to Amendment No. 1 to Cascade Investment L.L.C.s Schedule 13D with respect to Otter Tail Corporation on April 15, 2009, SEC File No. 005-06638 and incorporated by reference herein.