Sec Form 13G Filing - RR INVESTORS LLC filing for RED ROBIN GOURMET BURGERS INC (RRGB) - 2004-10-28

Insider filing report for Changes in Beneficial Ownership

  • Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
  • Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13G

 

 

Under the Securities Exchange Act of 1934

(Amendment No. 3)*

 

 

 

Red Robin Gourmet Burgers, Inc.


(Name of Issuer)

 

Common Stock, $.001 par value


(Title of Class of Securities)

 

 

75689M 10 1


                                (CUSIP Number)                                

 

August 18, 2004


(Date of Event which Requires Filing of this Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

¨ Rule 13d-1(b)

 

¨ Rule 13d-1(c)

 

x Rule 13d-1(d)

 

*   The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).


  1.  

Names of Reporting Persons.

I.R.S. ID Nos. of Above Persons (Entities Only)

 

            RR Investors, LLC

            54-1976051

   
  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)

x  a

¨  b

   
  3.  

SEC Use Only

 

   
  4.  

Citizenship or Place of Organization

 

            Virginia

   

Number of Shares

Beneficially

Owned By

Each

Reporting

Person

With

 

  5.    Sole Voting Power

 

                -0-


  6.    Shared Voting Power

 

                -0-


  7.    Sole Dispositive Power

 

                -0-


  8.    Shared Dispositive Power

 

                -0-

  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

            -0-

   
10.  

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

 

¨

   
11.  

Percent of Class Represented by Amount in Row (9)

 

            0%

   
12.  

Type of Reporting Person

 

            CO

   

 

Page 2 of 14


  1.  

Names of Reporting Persons.

I.R.S. ID Nos. of Above Persons (Entities Only)

 

            Quad-C Partners V, L.P.

            54-1893642

   
  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)

x  a

¨  b

   
  3.  

SEC Use Only

 

   
  4.  

Citizenship or Place of Organization

 

            Delaware

   

Number of Shares

Beneficially

Owned By

Each

Reporting

Person

With

 

  5.    Sole Voting Power

 

                -0-


  6.    Shared Voting Power

 

                -0-


  7.    Sole Dispositive Power

 

                -0-


  8.    Shared Dispositive Power

 

                -0-

  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

            -0-

   
10.  

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

 

¨

   
11.  

Percent of Class Represented by Amount in Row (9)

 

            0%

   
12.  

Type of Reporting Person

 

            PN

   

 

Page 3 of 14


  1.  

Names of Reporting Persons.

I.R.S. ID Nos. of Above Persons (Entities Only)

 

            Quad-C Advisors V, L.L.C.

            54-1893641

   
  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)

x  a

¨  b

   
  3.  

SEC Use Only

 

   
  4.  

Citizenship or Place of Organization

 

            Delaware

   

Number of Shares

Beneficially

Owned By

Each

Reporting

Person

With

 

  5.    Sole Voting Power

 

                -0-


  6.    Shared Voting Power

 

                -0-


  7.    Sole Dispositive Power

 

                -0-


  8.    Shared Dispositive Power

 

                -0-

  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

            -0-

   
10.  

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

 

¨

   
11.  

Percent of Class Represented by Amount in Row (9)

 

            0%

   
12.  

Type of Reporting Person

 

            CO

   

 

Page 4 of 14


  1.  

Names of Reporting Persons.

I.R.S. ID Nos. of Above Persons (Entities Only)

 

            Terrence D. Daniels

   
  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)

x  a

¨  b

   
  3.  

SEC Use Only

 

   
  4.  

Citizenship or Place of Organization

 

            United States of America

   

Number of

Shares

Beneficially

Owned By

Each

Reporting

Person

With

 

  5.    Sole Voting Power

 

                2,000


  6.    Shared Voting Power

 

                -0-


  7.    Sole Dispositive Power

 

                2,000


  8.    Shared Dispositive Power

 

                -0-

  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

            2,000

   
10.  

Check Box if the Aggregate A mount in Row (9) Excludes Certain Shares (See Instructions)

 

¨

   
11.  

Percent of Class Represented by Amount in Row (9)

 

            Less than 0.1%

   
12.  

Type of Reporting Person

 

            IN

   

 

Page 5 of 14


  1.  

Names of Reporting Persons.

I.R.S. ID Nos. of Above Persons (Entities Only)

 

            Stephen M. Burns

   
  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)

x  a

¨  b

   
  3.  

SEC Use Only

 

   
  4.  

Citizenship or Place of Organization

 

            United States of America

   

Number of

Shares

Beneficially

Owned By

Each

Reporting

Person

With

 

  5.    Sole Voting Power

 

                -0-


  6.    Shared Voting Power

 

                -0-


  7.    Sole Dispositive Power

 

                -0-


  8.    Shared Dispositive Power

 

                -0-

  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

            -0-

   
10.  

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

 

¨

   
11.  

Percent of Class Represented by Amount in Row (9)

 

            0%

   
12.  

Type of Reporting Person

 

            IN

   

 

Page 6 of 14


Item 1.

 

(a)

   Name of Issuer          
         Red Robin Gourmet Burgers, Inc.          
   

(b)

   Address of Issuer’s Principal Executive Offices          
         6312 S. Fiddler’s Green Circle          
         Greenwood Village, Colorado 80111          

Item 2.

 

(a)

   Name of Person Filing          
         This Schedule 13G is filed by those persons named in Item 1 of pages 2-6 above, to which reference is hereby made.          
   

(b)

   Address of Principal Business Office or, if none, Residence          
         230 East High Street          
         Charlottesville, Virginia 22902          
   

(c)

   Citizenship          
         See Item 4 of pages 2-6 above, to which reference is hereby made.          
   

(d)

   Title of Class of Securities          
         Common Stock, $.001 par value per share          
   

(e)

   CUSIP Number          
         75689M 10 1          
Item 3. If this Statement is filed pursuant to Section 240.13d-1(b) or Section 240.13d-2(b) or (c), check whether the person filing is a:
    (a)    ¨    Broker or dealer registered under Section 15 of the Act.
    (b)    ¨    Bank as defined in Section 3(a)(6) of the Act.
    (c)    ¨    Insurance company as defined in Section 3(a)(19) of the Act.
    (d)    ¨    Investment company registered under Section 8 of the Investment Company Act of 1940.
    (e)    ¨    An investment advisor in accordance with section 240.13(d)-1(b)(1)(ii)(E);
    (f)    ¨    An employee benefit plan or endowment fund in accordance with section 240.13d-1(b)(1)(ii)(F);
    (g)    ¨    A parent holding company or control person in accordance with section 240.13d-1(b)(ii)(G);
    (h)    ¨    A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
    (i)    ¨    A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940;
    (j)    ¨    Group, in accordance with section 240.13d-1(b)(1)(ii)(J).

 

Page 7 of 14


Item 4.

  

Ownership

         
     Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
     (a)    Amount beneficially owned:          
          Due to sales of their remaining shares of common stock of the Issuer on August 18, 2004, RR Investors, LLC, Quad-C Partners V, L.P., Quad-C Advisors V, L.L.C. and Stephen M. Burns no longer beneficially own any shares of the Issuer. After such sales, Terrence D. Daniels only has beneficial ownership of 2,000 shares of common stock of the Issuer which he has the right to acquire through currently exercisable stock options.
     (b)    Percent of class:          
          See Item 11 of pages 2-6 of this Schedule 13G.          
     (c)    Number of shares as to which the person has:          
          (i)    sole power to vote or to direct the vote          
               See Item 5 of pages 2-6 of this Schedule 13G.          
          (ii)    shared power to vote or to direct the vote          
               See Item 6 of pages 2-6 of this Schedule 13G.          
          (iii)    sole power to dispose or to direct the disposition of          
               See Item 7 of pages 2-6 of this Schedule 13G.          
          (iv)    shared power to dispose or to direct the disposition of          
               See Item 8 of pages 2-6 of this Schedule 13G.          

 

Page 8 of 14


Item 5.

  

Ownership of Five Percent or Less of a Class

    
     If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following x.

Item 6.

  

Ownership of More than Five Percent on Behalf of Another Person

         
    

Not Applicable.

         

Item 7.

   Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company
    

Not Applicable

Item 8.

  

Identification and Classification of Member of the Group

         
    

Not Applicable

         

Item 9.

  

Notice of Dissolution of Group

         
    

Not Applicable

         

Item 10.

  

Certification

         
    

Not Applicable

         

 

Page 9 of 14


SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

   

RR INVESTORS, LLC

Date: October 5, 2004

 

By:

 

/s/ Stephen M. Burns


   

Name:

 

Stephen M. Burns

   

Title:

 

President

 

Page 10 of 14


SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

   

QUAD-C PARTNERS V, L.P.

   

By:

 

QUAD-C ADVISORS V, L.L.C., its general partner

Date: October 5, 2004

 

By:

 

/s/ Stephen M. Burns


   

Name:

 

Stephen M. Burns

   

Title:

 

Vice President

 

Page 11 of 14


SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

   

QUAD-C ADVISORS V, L.L.C.

Date: October 5, 2004

 

By:

 

/s/ Stephen M. Burns


   

Name:

 

Stephen M. Burns

   

Title:

 

Vice President

 

Page 12 of 14


SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Date: October 5, 2004

  By:  

/s/ Terrence D. Daniels


       

Terrence D. Daniels

 

Page 13 of 14


SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Date: October 5, 2004

  By:  

/s/ Stephen M. Burns


       

Stephen M. Burns

 

Page 14 of 14