Insider filing report for Changes in Beneficial Ownership
- Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
- Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 13)
W.W. GRAINGER, INC.
(Name of Issuer)
Common Stock (par value $.50 per share)
(Title of Class of Securities)
384802–10–4
(CUSIP Number)
December 31, 2019
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
| ¨ | Rule 13d-1(b) | |
| ¨ | Rule 13d-1(c) | |
| x | Rule 13d-1(d) |
| CUSIP No. | 384802–10–4 | |||
| 1. | Names
of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only) James D. Slavik | |||
| 2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ¨ (b) x | |||
| 3. | SEC Use Only
| |||
| 4. | Citizenship
or Place of Organization USA | |||
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With |
5. | Sole
Voting Power 2,795,593 | ||
| 6. | Shared
Voting Power 873,492 | |||
| 7. | Sole
Dispositive Power 1,159,833 | |||
| 8. | Shared
Dispositive Power 2,509,252 | |||
| 9. | Aggregate
Amount Beneficially Owned by Each Reporting Person 3,669,085 | |||
| 10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) x
Row (9) excludes 1,038,890 shares held in trusts for the benefit of Mr. Slavik’s adult children who do not share his home and who serve as sole trustees of such trusts. | |||
| 11. | Percent
of Class Represented by Amount in Row (9) 6.8% (Calculation is based on the number of shares shown to be outstanding as of September 30, 2019 on the Issuer’s report on Form 10-Q filed on October 23, 2019.) | |||
| 12. | Type
of Reporting Person (See Instructions) IN | |||
Item 1.
| (a) |
Name of Issuer
W.W. GRAINGER, INC. |
|
| (b) |
Address of Issuer's Principal Executive Offices
Lake Forest, Illinois 60045 |
Item 2.
| (a) |
Name of Person Filing
| |
| (b) |
Address of Principal Business Office or, if none, Residence
Newport Beach, California 92660 | |
| (c) |
Citizenship
| |
| (d) |
Title of Class of Securities
| |
| (e) |
CUSIP Number
384802–10–4 |
| Item 3. | If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: |
| (a) | o | Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o). | |
| (b) | o | Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). | |
| (c) | o | Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). | |
| (d) | o | Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8). | |
| (e) | o | An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E); | |
| (f) | o | An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F); | |
| (g) | o | A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G); | |
| (h) | o | A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); | |
| (i) | o | A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); | |
| (j) | o | Group, in accordance with §240.13d-1(b)(1)(ii)(J). |
| Item 4. | Ownership |
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
&# xA0;
| (a) |
Amount beneficially owned:
3,669,085 | ||
| (b) |
Percent of class:
6.8% (Calculation is based on the number of shares shown to be outstanding as of September 30, 2019 on the Issuer’s report on Form 10-Q filed on October 23, 2019.) | ||
| (c) |
Number of shares as to which the person has:
| ||
| (i) |
Sole power to vote or to direct the vote
2,795,593 | ||
| (ii) |
Shared power to vote or to direct the vote
873,492 | ||
| (iii) |
Sole power to dispose or to direct the disposition of
1,159,833 | ||
| (iv) |
Shared power to dispose or to direct the disposition of
2,509,252 | ||
| Item 5. | Ownership of Five Percent or Less of a Class |
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following ¨.
| Item 6. | Ownership of More than Five Percent on Behalf of Another Person |
Not applicable.
| Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person |
Not applicable.
| Item 8. | Identification and Classification of Members of the Group |
Not applicable.
| Item 9. | Notice of Dissolution of Group |
Not applicable.
| Item 10. | Certification |
Not applicable.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
| 2-10-2020 | |
| Date | |
| /s/ James D. Slavik | |
| Signature | |
| James D. Slavik | |
| Name |