Sec Form 13G Filing - SIMS JAMES K filing for AIRGAIN INC (AIRG) - 2024-02-14

United States

Securities and Exchange Commission

Washington, D.C. 20549

Schedule 13G

(Rule 13d-102)

 

Information to be Included in Statements Filed Pursuant

to § 240.13d-1(b), (c) and (d) and Amendments Thereto Filed

Pursuant to § 240.13d-2

UNDER THE SECURITIES EXCHANGE ACT OF 1934

(Amendment No. 7)*

Airgain, Inc.

(Name of Issuer)

Common Stock

(Title of Class of Securities)

00938A104

(CUSIP Number)

December 31, 2023

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

[ X ] Rule 13d-1(b)

[ X ] Rule 13d-1(c)

[ X ] Rule 13d-1(d)

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

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1	Names of Reporting Persons James K. Sims
2	Check the Appropriate Box if a Member of a Group (a) [ ]                                                                                                                                     (b) [ ]
3	SEC Use Only
4	Citizenship or Place of Organization United States
Number of Shares Beneficially Owned by Each Reporting Person With		5	Sole Voting Power    707,933
		6	Shared Voting Power    0
		7	Sole Dispositive Power    707,933
		8	Shared Dispositive Power    0
9	Aggregate Amount Beneficially Owned by Each Reporting Person  707,933
10	Check if the Aggregate Amount in Row (9) Excludes Certain Shares  Not Applicable
11	Percent of Class Represented by Amount in Row 9  6.5%
12	Type of Reporting Person  IN

 

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Airgain, Inc. (the “Issuer”)

 

3611 Valley Centre Drive,

Suite 150

San Diego, CA 92130

This statement is filed on behalf of James K. Sims (the “Reporting Person”).

The address of the Reporting Person is c/o Airgain, Inc., 3611 Valley Centre Drive, Suite 150, San Diego, CA 92130.

 

Mr. Sims is a citizen of the United States.

 

Common Stock, par value $0.0001 per share (“Common Stock”).

 

00938A104

Not applicable.

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(a-c)

 

The ownership information presented below represents beneficial ownership of Common Stock of the Issuer as of December 31, 2022, based upon 10,468,815 shares of Common Stock outstanding as of December 31, 2023, as as provided by the Issuer.

 

Reporting Person	Amount beneficially owned	Percent of class:	Sole power to vote or to direct the vote:	Shared power to vote or to direct the vote:	Sole power to dispose or to direct the disposition of:	Shared power to dispose or to direct the disposition of:
James K. Sims	707,933	6.5%	707,933	0	707,933	0

 

The Reporting Person is the sole beneficial owner of 707,933 shares of Common Stock, which includes (i) 359,420 shares of Common Stock, (ii) 11,651 shares of Common Stock underlying restricted stock units that will vest within 60 days of December 31, 2023 and (iii) 336,862 shares of Common Stock underlying stock options that are exercisable or will be exercisable within 60 days of December 31, 2023.

Not applicable.

Not applicable.

Not applicable.

 

Not applicable.

Not applicable.

Not applicable.

 

 

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SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Date: February 13, 2024

 

 

James K. Sims

 

/s/ James K. Sims

 

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