Insider filing report for Changes in Beneficial Ownership
- Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
- Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
- Peter Lynch
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SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 1)
Dicerna Pharmaceuticals Inc.
(Name of Issuer)
Common Stock
(Title of Class of Securities)
253031108
(CUSIP Number)
December 31, 2021
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
☐ | Rule 13d-1(b) |
☒ | Rule 13d-1(c) |
☐ | Rule 13d-1(d) |
The information required on the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. 253031108 | Page 2 of 28 Pages |
1 |
NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (Entities Only)
Atlas Diversified Master Fund, Ltd. | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) ☐ (b) ☐
| |||||
3 | SEC USE ONLY
| |||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5 | SOLE VOTING POWER
None (See Item 4) | ||||
6 | SHARED VOTING POWER
None (see Item 4) | |||||
7 | SOLE DISPOSITIVE POWER
None (See Item 4) | |||||
8 | SHARED DISPOSITIVE POWER
None |
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
None (See Item 4) | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* ☐
Not Applicable | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0% | |||||
12 | TYPE OF REPORTING PERSON*
CO |
*SEE INSTRUCTIONS BEFORE FILLING OUT.
CUSIP No. 253031108 | Page 3 of 28 Pages |
1 |
NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (Entities Only)
Atlas Diversified Fund, Ltd. | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) ☐ (b) ☐
| |||||
3 | SEC USE ONLY
| |||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5 | SOLE VOTING POWER
None (See Item 4) | ||||
6 | SHARED VOTING POWER
None (see Item 4) | |||||
7 | SOLE DISPOSITIVE POWER
None (See Item 4) | |||||
8 | SHARED DISPOSITIVE POWER
None |
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
None (See Item 4) | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* ☐
Not Applicable | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0% | |||||
12 | TYPE OF REPORTING PERSON*
CO |
*SEE INSTRUCTIONS BEFORE FILLING OUT.
CUSIP No. 253031108 | Page 4 of 28 Pages |
1 |
NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (Entities Only)
Atlas Diversified Fund, L.P. | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) ☐ (b) ☐
| |||||
3 | SEC USE ONLY
| |||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5 | SOLE VOTING POWER
None (See Item 4) | ||||
6 | SHARED VOTING POWER
None (see Item 4) | |||||
7 | SOLE DISPOSITIVE POWER
None (See Item 4) | |||||
8 | SHARED DISPOSITIVE POWER
None |
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
None (See Item 4) | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* ☐
Not Applicable | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0% | |||||
12 | TYPE OF REPORTING PERSON*
PN |
*SEE INSTRUCTIONS BEFORE FILLING OUT.
CUSIP No. 253031108 | Page 5 of 28 Pages |
1 |
NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (Entities Only)
Atlas Enhanced Master Fund, Ltd. | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) ☐ (b) ☐
| |||||
3 | SEC USE ONLY
| |||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman |
NUMBER OF SHARES BEN EFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5 | SOLE VOTING POWER
None | ||||
6 | SHARED VOTING POWER
None (See Item 4) | |||||
7 | SOLE DISPOSITIVE POWER
None | |||||
8 | SHARED DISPOSITIVE POWER
None (See Item 4) |
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
None (See Item 4) | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* ☐
Not Applicable | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0% | |||||
12 | TYPE OF REPORTING PERSON*
CO |
*SEE INSTRUCTIONS BEFORE FILLING OUT.
CUSIP No. 253031108 | Page 6 of 28 Pages |
1 |
NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (Entities Only)
Atlas Enhanced Fund, Ltd. | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) ☐ (b) ☐
| |||||
3 | SEC USE ONLY
| |||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5 | SOLE VOTING POWER
None | ||||
6 | SHARED VOTING POWER
None (See Item 4) | |||||
7 | SOLE DISPOSITIVE POWER
None | |||||
8 | SHARED DISPOSITIVE POWER
None (See I tem 4) |
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
None (See Item 4) | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* ☐
Not Applicable | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0% | |||||
12 | TYPE OF REPORTING PERSON*
CO |
*SEE INSTRUCTIONS BEFORE FILLING OUT.
CUSIP No. 253031108 | Page 7 of 28 Pages |
1 |
NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (Entities Only)
Atlas Enhanced Fund, LP | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) ☐ (b) ☐
| |||||
3 | SEC USE ONLY
| |||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5 | SOLE VOTING POWER
None | ||||
6 | SHARED VOTING POWER
None (See Item 4) | |||||
7 | SOLE DISPOSITIVE POWER
None | |||||
8 | SHARED DISPOSITIVE POWER
None (See Item 4) |
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
None (See Item 4) | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* ☐
Not Applicable | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0% | |||||
12 | TYPE OF REPORTING PERSON*
PN |
*SEE INSTRUCTIONS BEFORE FILLING OUT.
CUSIP No. 253031108 | Page 8 of 28 Pages |
1 |
NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (Entities Only)
Atlas Portable Alpha, LP | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) ☐ (b) ☐
| |||||
3 | SEC USE ONLY
| |||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5 | SOLE VOTING POWER
None | ||||
6 | SHARED VOTING POWER
None (See Item 4) | |||||
7 | SOLE DISPOSITIVE POWER
None | |||||
8 | SHARED DISPOSITIVE POWER
None (See Item 4) |
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
None (See Item 4) | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* ☐
Not Applicable | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0% | |||||
12 | TYPE OF REPORTING PERSON*
PN |
*SEE INSTRUCTIONS BEFORE FILLING OUT.
CUSIP No. 253031108 | Page 9 of 28 Pages |
1 |
NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (Entities Only)
Atlas Institutional Equity Fund, LP | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) ☐ (b) ☐
| |||||
3 | SEC USE ONLY
| |||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5 | SOLE VOTING POWER
None | ||||
6 | SHARED VOTING POWER
None (See Item 4) | |||||
7 | SOLE DISPOSITIVE POWER
None | |||||
8 | SHARED DISPOSITIVE POWER
None (See Item 4) |
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
None (See Item 4) | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* ☐
Not Applicable | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0% | |||||
12 | TYPE OF REPORTING PERSON*
PN |
*SEE INSTRUCTIONS BEFORE FILLING OUT.
CUSIP No. 253031108 | Page 10 of 28 Pages |
1 |
NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (Entities Only)
Atlas Master Fund, Ltd. | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) ☐ (b) ☐
| |||||
3 | SEC USE ONLY
| |||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5 | SOLE VOTING POWER
None | ||||
6 | SHARED VOTING POWER
None (See Item 4) | |||||
7 | SOLE DISPOSITIVE POWER
None | |||||
8 | SHARED DISPOSITIVE POWER
None (See Item 4) |
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
None (See Item 4) | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* ☐
Not Applicable | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0% | |||||
12 | TYPE OF REPORTING PERSON*
CO |
*SEE INSTRUCTIONS BEFORE FILLING OUT.
CUSIP No. 253031108 | Page 11 of 28 Pages |
1 |
NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (Entities Only)
Atlas Global Investments, Ltd. | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) ☐ (b) ☐
| |||||
3 | SEC USE ONLY
| |||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5 | SOLE VOTING POWER
None | ||||
6 | SHARED VOTING POWER
None (See Item 4) | |||||
7 | SOLE DISPOSITIVE POWER
None | |||||
8 | SHARED DISPOSITIVE POWER
None (See Item 4) |
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
None (See Item 4) | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* ☐
Not Applicable | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0% | |||||
12 | TYPE OF REPORTING PERSON*
CO |
*SEE INSTRUCTIONS BEFORE FILLING OUT.
CUSIP No. 253031108 | Page 12 of 28 Pages |
1 |
NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (Entities Only)
Atlas Global, LLC | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) ☐ (b) ☐
| |||||
3 | SEC USE ONLY
| |||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5 | SOLE VOTING POWER
None | ||||
6 | SHARED VOTING POWER
None (See Item 4) | |||||
7 | SOLE DISPOSITIVE POWER
None | |||||
8 | SHARED DISPOSITIVE POWER
None (See Item 4) |
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
None (See Item 4) | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* ☐
Not Applicable | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0% | |||||
12 | TYPE OF REPORTING PERSON*
PN |
*SEE INSTRUCTIONS BEFORE FILLING OUT.
CUSIP No. 253031108 | Page 13 of 28 Pages |
1 |
NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (Entities Only)
Balyasny Asset Management L.P. | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) ☐ (b) ☐
| |||||
3 | SEC USE ONLY
| |||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5 | SOLE VOTING POWER
None (See Item 4) | ||||
6 | SHARED VOTING POWER
None | |||||
7 | SOLE DISPOSITIVE POWER
None (See Item 4) | |||||
8 | SHARED DISPOSITIVE POWER
None |
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
None (See Item 4) | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* ☐
Not Applicable | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0% | |||||
12 | TYPE OF REPORTING PERSON*
IA |
*SEE INSTRUCTIONS BEFORE FILLING OUT.
CUSIP No. 253031108 | Page 14 of 28 Pages |
1 |
NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (Entities Only)
Dmitry Balyasny | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) ☐ (b) ☐
| |||||
3 | SEC USE ONLY
| |||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION
United States |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5 | SOLE VOTING POWER
None (See Item 4) | ||||
6 | SHARED VOTING POWER
None | |||||
7 | SOLE DISPOSITIVE POWER
None (See Item 4) | |||||
8 | SHARED DISPOSITIVE POWER
None |
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
None (See Item 4) | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* ☐
Not Applicable | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0% | |||||
12 | TYPE OF REPORTING PERSON*
IN |
*SEE INSTRUCTIONS BEFORE FILLING OUT.
Item 1 | (a) Name of Issuer: | |
Dicerna Pharmaceuticals, Inc. (the Company) | ||
(b) Address of Issuers Principal Executive Offices: | ||
87 Cambridgepark Drive | ||
Cambridge, MA 02140 | ||
United States | ||
Item 2 | (a) (c) This statement is filed on behalf of the following: | |
(1) Atlas Diversified Master Fund, Ltd. is a Cayman corporation (ADMF), with its principal business office at c/o Maples Corporate Services Limited, P.O. Box 309, Ugland House, George Town, Grand Cayman KY1-1104, Cayman Islands, British West Indies. | ||
(2) Atlas Diversified Fund, Ltd. is a Cayman corporation (ADF LTD), with its principal business office at c/o Maples Corporate Services Limited, P.O. Box 309, Ugland House, George Town, Grand Cayman KY1-1104, Cayman Islands, British West Indies. ADF LTD owns 96.88% of the equity interests in ADMF. | ||
(3) Atlas Diversified Fund, L.P. is a Delaware limited partnership (ADF LP), with its principal business office at 444 West Lake Street, 50th Floor, Chicago, IL 60606. ADF LP owns 3.12% of the equity interests in ADMF. | ||
(4) Atlas Master Fund, Ltd. is a Cayman corporation (AMF), with its principal business office at c/o Maples Corporate Services Limited, P.O. Box 309, Ugland House, George Town, Grand Cayman KY1-1104, Cayman Islands, British West Indies. | ||
(5) Atlas Global, LLC is a Delaware limited liability company (AG), with its principal business office at 444 West Lake Street, 50th Floor, Chicago, IL 60606. AG owns 3.87% of the equity interests in AMF. | ||
(6) Atlas Global Investments, Ltd. is a Cayman corporation (AGI), with its principal business office at c/o Maples Corporate Services Limited, P.O. Box 309, Ugland House, George Town, Grand Cayman KY1-1104, Cayman Islands, British West Indies. AGI owns 96.07% of the equity interests in AMF. | ||
(7) Atlas Enhanced Master Fund, Ltd. is a Cayman corporation (AEMF), with its principal business office at c/o Maples Corporate Services Limited, P.O. Box 309, Ugland House, George Town, Grand Cayman KY1-1104, Cayman Islands, British West Indies. |
Page 15 of 28 Pages
(8) Atlas Enhanced Fund, L.P. is a Delaware limited partnership (AEF LP), with its principal business office at 444 West Lake Street, 50th Floor, Chicago, IL 60606. AEF LP owns 31.61% of the equity interests in AEMF. | ||
(9) Atlas Enhanced Fund, Ltd. is a Cayman corporation (AEF LTD), with its principal business office at c/o Maples Corporate Services Limited, P.O. Box 309, Ugland House, George Town, Grand Cayman KY1-1104, Cayman Islands, British West Indies. AEF LTD owns 56.06% of the equity interests in AEMF. | ||
(10) Atlas Portable Alpha, LP is a Delaware limited partnership (APA LP), with its principal business office at 444 West Lake Street, 50th Floor, Chicago, IL 60606. APA LP owns 4.26% of the equity interests in AEMF. | ||
(11) Atlas Terra Fund, Ltd. is a Cayman corporation (ATF LTD), with its principal business office at c/o Maples Corporate Services Limited, P.O. Box 309, Ugland House, George Town, Grand Cayman KY1-1104, Cayman Islands, British West Indies. ATF LTD owns 2.11% of the equity interests in AEMF. | ||
(12) Atlas Institutional Equity Fund, L.P. is a Delaware limited partnership (AIEF LP), with its principal business office at 444 West Lake Street, 50th Floor, Chicago, IL 60606. AIEF LP owns 5.95% of the equity interests in AEMF. | ||
(13) Balyasny Asset Management L.P. is a Delaware limited partnership (BAM), with its principal business office at 444 West Lake Street, 50th Floor, Chicago, IL 60606. BAM is the investment manager to each of ADMF, ADF LTD, ADF LP, AMF, AG, AGI, AEMF, AEF LP, AEF LTD, APA LP, ATF LTD and AIEF LP. | ||
(14) Dmitry Balyasny, a United States citizen whose business address is 444 West Lake Street, 50th Floor, Chicago, IL 60606. Dmitry Balyasny indirectly controls 100% of the general partner of BAM. | ||
(d) Title of Class of Securities: | ||
Common Stock | ||
(e) CUSIP Number: 253031108 | ||
Item 3 | If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a: | |
Not Applicable |
Page 16 of 28 Pages
Item 4 | Ownership: | |
ADMF | ||
(a) Amount Beneficially Owned: | ||
None | ||
(b) Percent of Class: | ||
0% | ||
(c) Number of Shares as to which person has: | ||
(i) Sole power to vote or to direct vote: | ||
None | ||
(ii) Shared power to vote or to direct vote: | ||
None | ||
(iii) Sole power to dispose or direct disposition of: | ||
None | ||
(iv) Shared power to dispose or to direct disposition of: | ||
None | ||
ADF LTD | ||
(a) Amount Beneficially Owned: | ||
None | ||
(b) Percent of Class: | ||
0% | ||
(c) Number of Shares as to which person has: | ||
(i) Sole power to vote or to direct vote: | ||
None |
Page 17 of 28 Pages
(ii) Shared power to vote or to direct vote: | ||
None | ||
(iii) Sole power to dispose or direct disposition of: | ||
None | ||
(iv) Shared power to dispose or to direct disposition of: | ||
None | ||
ADF LP | ||
(a) Amount Beneficially Owned: | ||
None | ||
(b) Percent of Class: | ||
0% | ||
(c) Number of Shares as to which person has: | ||
(i) Sole power to vote or to direct vote: | ||
None | ||
(ii) Shared power to vote or to direct vote: | ||
None | ||
(iii) Sole power to dispose or direct disposition of: | ||
None |
Page 18 of 28 Pages
(iv) Shared power to dispose or to direct disposition of: | ||
None | ||
AMF | ||
(a) Amount Beneficially Owned: | ||
None | ||
(b) Percent of Class: | ||
0% | ||
(c) Number of Shares as to which person has: | ||
(ii) Sole power to vote or to direct vote: | ||
None | ||
(ii) Shared power to vote or to direct vote: | ||
None | ||
(iii) Sole power to dispose or direct disposition of: | ||
None | ||
(iv) Shared power to dispose or to direct disposition of: | ||
None | ||
AG | ||
(a) Amount Beneficially Owned: | ||
None | ||
(b) Percent of Class: | ||
0% |
Page 19 of 28 Pages
(c) Number of Shares as to which person has: | ||
(i) Sole power to vote or to direct vote: | ||
None | ||
(ii) Shared power to vote or to direct vote: | ||
None | ||
(iii) Sole power to dispose or direct disposition of: | ||
None | ||
(iv) Shared power to dispose or to direct disposition of: | ||
None | ||
AGI | ||
(a) Amount Beneficially Owned: | ||
None | ||
(b) Percent of Class: | ||
0% | ||
(c) Number of Shares as to which person has: | ||
(i) Sole power to vote or to direct vote: | ||
None | ||
(ii) Shared power to vote or to direct vote: | ||
None | ||
(ii) Sole power to dispose or direct disposition of: | ||
None | ||
(iv) Shared power to dispose or to direct disposition of: | ||
None |
Page 20 of 28 Pages
AEMF | ||
(a) Amount Beneficially Owned: | ||
None | ||
(b) Percent of Class: | ||
0% | ||
(c) Number of Shares as to which person has: | ||
(i) Sole power to vote or to direct vote: | ||
None | ||
(ii) Shared power to vote or to direct vote: | ||
None | ||
(iii) Sole power to dispose or direct disposition of: | ||
None | ||
(iv) Shared power to dispose or to direct disposition of: | ||
None | ||
AEF LP | ||
(a) Amount Beneficially Owned: | ||
None | ||
(b) Percent of Class: | ||
0% | ||
(c) Number of Shares as to which person has: | ||
(i) Sole power to vote or to direct vote: | ||
None |
Page 21 of 28 Pages
(ii) Shared power to vote or to direct vote: | ||
None | ||
(iii) Sole power to dispose or direct disposition of: | ||
None | ||
(iv) Shared power to dispose or to direct disposition of: | ||
None | ||
AEF LTD | ||
(a) Amount Beneficially Owned: | ||
None | ||
(b) Percent of Class: | ||
0% | ||
(c) Number of Shares as to which person has: | ||
(i) Sole power to vote or to direct vote: | ||
None | ||
(ii) Shared power to vote or to direct vote: | ||
None | ||
(iii) Sole power to dispose or direct disposition of: | ||
None | ||
(iv) Shared power to dispose or to direct disposition of: | ||
None |
Page 22 of 28 Pages
APA LP | ||
(a) Amount Beneficially Owned: | ||
None | ||
(b) Percent of Class: | ||
0% | ||
(c) Number of Shares as to which person has: | ||
(i) Sole power to vote or to direct vote: | ||
None | ||
(ii) Shared power to vote or to direct vote: | ||
None | ||
(iii) Sole power to dispose or direct disposition of: | ||
None | ||
(iv) Shared power to dispose or to direct disposition of: | ||
None | ||
ATF LTD | ||
(a) Amount Beneficially Owned: | ||
None | ||
(b) Percent of Class: | ||
0% | ||
(c) Number of Shares as to which person has: | ||
(i) Sole power to vote or to direct vote: | ||
None |
Page 23 of 28 Pages
(ii) Shared power to vote or to direct vote: | ||
None | ||
(iii) Sole power to dispose or direct disposition of: | ||
None | ||
(iv) Shared power to dispose or to direct disposition of: | ||
None | ||
AIEF LP | ||
(a) Amount Beneficially Owned: | ||
None | ||
(b) Percent of Class: | ||
0% | ||
(c) Number of Shares as to which person has: | ||
(i) Sole power to vote or to direct vote: | ||
None | ||
(ii) Shared power to vote or to direct vote: | ||
None | ||
(iii) Sole power to dispose or direct disposition of: | ||
None | ||
(iv) Shared power to dispose or to direct disposition of: | ||
None | ||
BAM | ||
(a) Amount Beneficially Owned: | ||
None |
Page 24 of 28 Pages
(b) Percent of Class: | ||
0% | ||
(c) Number of Shares as to which person has: | ||
(i) Sole power to vote or to direct vote: | ||
None | ||
(ii) Shared power to vote or to direct vote: | ||
None | ||
(iii) Sole power to dispose or direct disposition of: | ||
None | ||
(iv) Shared power to dispose or to direct disposition of: | ||
None | ||
Dmitry Balyasny | ||
(a) Amount Beneficially Owned: | ||
None | ||
(b) Percent of Class: | ||
0% | ||
(c) Number of Shares as to which person has: | ||
(i) Sole power to vote or to direct vote: | ||
None | ||
(ii) Shared power to vote or to direct vote: | ||
None | ||
(iii) Sole power to dispose or direct disposition of: | ||
None |
Page 25 of 28 Pages
(iv) Shared power to dispose or to direct disposition of: | ||
None | ||
Item 5 | Ownership of Five Percent or Less of a Class: | |
Applicable | ||
Item 6 | Ownership of More than Five Percent on Behalf of Another Person: | |
Not Applicable | ||
Item 7 | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company: | |
Not Applicable | ||
Item 8 | Identification and Classification of Members of the Group: | |
Not Applicable | ||
Item 9 | Notice of Dissolution of Group: | |
Not Applicable | ||
Item 10 | Certification: | |
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. |
Page 26 of 28 Pages
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Date: February 14, 2022
ATLAS DIVERSIFIED MASTER FUND, LTD. | ATLAS MASTER FUND, LTD. | |||||||
By: | /s/ Scott Schroeder | |||||||
By: | /s/ Scott Schroeder |
Scott Schroeder | ||||||
Scott Schroeder | Authorized Signatory | |||||||
Authorized Signatory | ||||||||
ATLAS DIVERSIFIED FUND, LTD. | ATLAS DIVERSIFIED FUND, L.P. | |||||||
By: | /s/ Scott Schroeder |
By: | /s/ Scott Schroeder | |||||
Scott Schroeder | Scott Schroeder | |||||||
Authorized Signatory | Authorized Signatory | |||||||
ATLAS GLOBAL, LLC | ATLAS GLOBAL INVESTMENTS, LTD. | |||||||
By: | /s/ Scott Schroeder |
By: | /s/ Scott Schroeder | |||||
Scott Schroeder | Scott Schroeder | |||||||
Authorized Signatory | Authorized Signatory | |||||||
ATLAS ENHANCED MASTER FUND, LTD. | ATLAS ENHANCED FUND, L.P. | |||||||
By: | /s/ Scott Schroeder |
By: | /s/ Scott Schroeder | |||||
Scott Schroeder | Scott Schroeder | |||||||
Authorized Signatory | Authorized Representative | |||||||
ATLAS PORTABLE ALPHA, LP | ATLAS TERRA FUND, LTD. | |||||||
By: | /s/ Scott Schroeder |
By: | /s/ Scott Schroeder | |||||
Scott Schroeder | Scott Schroeder | |||||||
Authorized Signatory | Authorized Signatory |
Page 27 of 28 Pages
ATLAS INSTITUTIONAL EQUITY FUND, L.P. | BALYASNY ASSET MANAGEMENT L.P. | |||||||
By: | /s/ Scott Schroeder | |||||||
By: | /s/ Scott Schroeder |
Scott Schroeder | ||||||
Scott Schroeder | Authorized Signatory | |||||||
Authorized Signatory | ||||||||
DMITRY BALYASNY | ||||||||
By: | /s/ Scott Schroeder |
|||||||
Scott Schroeder | ||||||||
Authorized Representative |
Page 28 of 28 Pages