Insider filing report for Changes in Beneficial Ownership
- Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
- Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13G
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(Amendment No. 1)*
DELTA APPAREL, INC.
(Name of Issuer)
Common Stock (par value $0.01 per share)
(Title of Class of Securities)
247368103
(CUSIP Number)
December 31, 2021
(Date of Event Which Requires Filing of This Statement)
Check the appropriate box to designate the rule pursuant to which this schedule is filed:
☐ Rule 13d-1(b)
☐ Rule 13d-1(c)
☒ Rule 13d-1(d)
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* |
The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. |
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
| CUSIP No. 247368103 | Page 2 of 5 |
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1. |
NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Robert W. Humphreys |
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2. |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☐ (b) ☒ |
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3. |
SEC USE ONLY
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4. |
CITIZENSHIP OR PLACE OF ORGANIZATION
USA |
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: |
5. |
SOLE VOTING POWER
428,577 (See Item 4) |
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6. |
SHARED VOTING POWER
-0- (See Item 4) |
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7. |
SOLE DISPOSITIVE POWER
428,577 (See Item 4) |
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8. |
SHARED DISPOSITIVE POWER
-0- (See Item 4) |
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9. |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
428,577 |
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10. |
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
☐ |
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11. |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
6.1% |
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12. |
TYPE OF REPORTING PERSON
IN (See Item 4) |
| CUSIP No. 247368103 | Page 3 of 5 |
Item 1.
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(a) |
Name of Issuer: |
Delta Apparel, Inc.
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(b) |
Address of Issuer’s Principal Executive Offices: |
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2750 Premiere Parkway, Suite 100 |
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Duluth, Georgia 30097 |
Item 2.
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(a) |
Names of Persons Filing: |
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Robert W. Humphreys |
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(b) |
Address of Principal Business Office or, if None, Residence: |
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2750 Premiere Parkway, Suite 100 |
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Duluth, Georgia 30097 |
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(c) |
Citizenship: |
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USA |
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(d) |
Title of Class of Securities: |
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Common Stock ($0.01 par value) |
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(e) |
CUSIP Number: |
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247368103 |
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Item 3. |
If this Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a: |
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Not Applicable. |
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Item 4. |
Ownership. |
The securities reported herein are beneficially owned by Robert W. Humphreys. The total securities reported is 428,577 shares of the Issuer’s Common Stock, which constitutes 6.1% of 7,035,843 shares outstanding on December 14, 2021, as reported by Delta Apparel, Inc. in its Proxy Statement filed on December 17, 2021.
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(a) |
Amount beneficially owned: |
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428,577 |
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(b) |
Percent of Class: |
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6.1% |
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(c) |
Number of Shares as to which such person has: |
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(i) |
Sole power to vote or to direct the vote |
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428,577 |
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(ii) |
Shared power to vote or to direct the vote |
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-0- |
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(iii) |
Sole power to dispose or to direct the disposition of |
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428,577 |
| CUSIP No. 247368103 | Page 4 of 5 |
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(iv) |
Shared power to dispose or to direct the disposition of |
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-0- |
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Item 5. |
Ownership of Five Percent or Less of a Class |
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following: [ ]
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Item 6. |
Ownership of More Than Five Percent on Behalf of Another Person |
Not Applicable
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Item 7. |
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person |
Not Applicable
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Item 8. |
Identification and Classification of Members of the Group |
Not Applicable
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Item 9. |
Notice of Dissolution of Group |
Not Applicable
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Item 10. |
Certifications |
Not Applicable
| CUSIP No. 247368103 | Page 5 of 5 |
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
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February 10, 2021 |
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| ROBERT W. HUMPHREYS | |||
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/s/ Robert W. Humphreys |
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Robert W. Humphreys |
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