Sec Form 13G Filing - SWETMAN CHEVIS filing for PEOPLES FINANCIAL CORP (PFBX) - 2021-02-02

Insider filing report for Changes in Beneficial Ownership

  • Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
  • Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
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SECURITIES AND EXCHANGE COMMISSION

 

 

 

 

Washington, D.C. 20549

 

 

 

 

SCHEDULE 13G

 

 

 

 

Under the Securities Exchange Act of 1934

 

(Amendment No. 22)

 

 

 

 

Peoples Financial Corporation

 

(Name of Issuer)

 

 

 

 

Common Stock

 

(Title of Class of Securities)

 

 

 

 

71103B102

 

(CUSIP Number)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

[ ] Rule 13d-1(b)
[x] Rule 13d-1(c)
[ ] Rule 13d-1(d)

 

*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 

1 NAME OF REPORTING PERSON/I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

 Thomas Edward Quave

 

 

2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(See instructions)                                                                                   (a) /   /

                                                                                                                  (b) /   /

 

3 SEC USE ONLY

 

4 CITIZENSHIP OR PLACE OF ORGANIZATION

United States of America

 

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY EACH

REPORTING PERSON

 

5 SOLE VOTING POWER

 318,369

 

6 SHARED VOTING POWER

  73,696

 

 

7 SOLE DISPOSITIVE POWER

 318,369

 

 

8 SHARED DISPOSITIVE POWER

  73,696

 

9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 392,065

 

10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [    ] (See instructions)

 

11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 8.04%

 

12 TYPE OF REPORTING PERSON (See instructions)

     IN

 

 

 

1 NAME OF REPORTING PERSON/I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

Andrew Tanner Swetman

 

 

2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(See instructions)                                                                                   (a) /   /

                                                                                                                  (b) /   /

 

3 SEC USE ONLY

 

4 CITIZENSHIP OR PLACE OF ORGANIZATION

United States of America

 

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY EACH

REPORTING PERSON

 

5 SOLE VOTING POWER

 850,141

 

6 SHARED VOTING POWER

  15,437

 

 

7 SOLE DISPOSITIVE POWER

 850,141

 

 

8 SHARED DISPOSITIVE POWER

  15,437

 

9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 865,578

 

10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [    ] (See instructions)

 

11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 17.74%

 

12 TYPE OF REPORTING PERSON (See instructions)

     IN

 

 

 

1 NAME OF REPORTING PERSON/I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

  Chevis C. Swetman

 

 

2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(See instructions)                                                                                   (a) /   /

                                                                                                                  (b) /   /

 

3 SEC USE ONLY

 

4 CITIZENSHIP OR PLACE OF ORGANIZATION

United States of America

 

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY EACH

REPORTING PERSON

 

5 SOLE VOTING POWER

  159,844

 

6 SHARED VOTING POWER

 266,258

 

 

7 SOLE DISPOSITIVE POWER

 159,844

 

 

8 SHARED DISPOSITIVE POWER

 266,258

 

9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

  426,102

 

10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [    ] (See instructions)

 

11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

   8.73%

 

12 TYPE OF REPORTING PERSON (See instructions)

        IN

 

 

 

SECURITIES AND EXCHANGE COMMISSION

 

Washington, D.C. 10549

 

SCHEDULE 13G UNDER THE SECURITIES

EXCHANGE ACT OF 1934

 

 

Item 1(a). Name of Issuer

 

                  Peoples Financial Corporation

 

Item 1(b). Name of Issuer’s Principal Executive Offices:

 

                 Howard and Lameuse Streets

                  Biloxi, MS 39530          

 

Item 2(a). Name of Person Filing:

 

                 Chevis C. Swetman

 

Item 2(b). Address or Principal Business Office or, if None, Residence:

 

    Howard and Lameuse Streets

     Biloxi, MS 39530

 

Item 2(c). Citizenship:

 

                  United States of America

 

Item 2(d). Title of Class of Securities:

 

                  Common Stock

 

Item 2(e). CUSIP Number:

 

    71103B102          

 

Item 3. This statement is filed pursuant to Rule 13d-1(c) for Mr. Thomas Quave, Mr. Andrew Swetman and Mr. Chevis Swetman as individuals.

 

 

 

Item 4. Ownership

 

 

(a)

Amount Beneficially Owned: 426,102

 

 

(b)

Percent of Class: 8.73%

 

 

(c)

Number of Shares as to which such person has:

 

 

(i)

sole power to vote or to direct the vote: 159,844

 

 

(ii)

shared power to vote or to direct the vote: 266,258

 

 

(iii)

sole power to dispose or to direct the disposition of: 159,844

 

 

(iv)

shared power to dispose or to direct the disposition of: 266,258

 

Item 5. Ownership of Five Percent or Less of a Class.

 

                  Not applicable.

 

Item 6. Ownership of More than Five Percent on Behalf of another Person.

 

                  Not applicable.

 

Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported

 

                  Not applicable.

 

Item 8. Identification and Classification of Members of a Group.

 

                  Not applicable.

 

Item 9. Dissolution of Group.

 

                  Not applicable.

 

 

 

Item 10. Certification.

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

 

/s/ Thomas Edward Quave

 

 

February 2 2021

 

Thomas Edward Quave

 

 

Date

 

 

 

 

/s/ Andrew Tanner Swetman

 

 

February 2, 2021

 

Andrew Tanner Swetman

 

 

Date

 

 

 

 

/s/ Chevis C. Swetman

 

 

February 2, 2021

 

Chevis C. Swetman

 

 

Date

 

 

 

The undersigned persons, on February 2, 2021 agree and consent to the joint filing on their behalf of this Schedule 13G in connection with their beneficial ownership of the common stock of Peoples Financial Corporation at December 31, 2020.

 

 

 

/s/ Thomas Edward Quave

 

 

February 2, 2021

 

Thomas Edward Quave

 

 

Date

 

 

 

 

/s/ Andrew Tanner Swetman

 

 

February 2, 2021

 

Andrew Tanner Swetman

 

 

Date

 

 

 

 

/s/ Chevis C. Swetman

 

 

February 2, 2021

 

Chevis C. Swetman

 

 

Date