Sec Form 13G Filing - LANDMAN WILLIAM filing for Zeta Global Holdings Corp. (ZETA) - 2022-02-14

Insider filing report for Changes in Beneficial Ownership

  • Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
  • Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
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Securities and Exchange Commission

Washington, D.C. 20549

 

 

Schedule 13G

(Rule 13d-102)

Information to be Included in Statements Filed Pursuant

to § 240.13d-1(b), (c) and (d) and Amendments Thereto Filed

Pursuant to § 240.13d-2

UNDER THE SECURITIES EXCHANGE ACT OF 1934

(Amendment No.    )*

 

 

Zeta Global Holdings Corp.

(Name of Issuer)

Class A Common Stock

(Title of Class of Securities)

98956A105

(CUSIP Number)

December 31, 2021

(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

☐ Rule 13d-1(b)

☐ Rule 13d-1(c)

☒ Rule 13d-1(d)

 

*

The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 


CUSIP No. 98956A105    Schedule 13G    Page 1 of 7

 

  1    

  Names of Reporting Persons

 

  William Landman    

  2  

  Check the Appropriate Box if a Member of a Group

  (a)  ☐        (b)  ☐

 

  3  

  SEC Use Only

 

  4  

  Citizenship or Place of Organization

 

  United States    

Number of

Shares

 Beneficially 

Owned by

Each

Reporting

Person

With

   5    

  Sole Voting Power

 

  0    

   6  

  Shared Voting Power

 

  11,075,400    

   7  

  Sole Dispositive Power

 

  0    

   8  

  Shared Dispositive Power

 

  11,075,400    

  9    

  Aggregate Amount Beneficially Owned by Each Reporting Person

 

  11,075,400    

10  

  Check if the Aggregate Amount in Row (9) Excludes Certain Shares

 

  Not Applicable    

11  

  Percent of Class Represented by Amount in Row 9

 

  6.9%    

12  

  Type of Reporting Person

 

  IN    


CUSIP No. 98956A105    Schedule 13G    Page 2 of 7

 

  1    

  Names of Reporting Persons

 

  CMS Platinum Fund, L.P.

  2  

  Check the Appropriate Box if a Member of a Group

  (a)  ☐        (b)  ☐

 

  3  

  SEC Use Only

 

  4  

  Citizenship or Place of Organization

 

  Delaware

Number of

Shares

 Beneficially 

Owned by

Each

Reporting

Person

With

   5    

  Sole Voting Power

 

  0    

   6  

  Shared Voting Power

 

  10,015,184

   7  

  Sole Dispositive Power

 

  0    

   8  

  Shared Dispositive Power

 

  10,015,184

  9    

  Aggregate Amount Beneficially Owned by Each Reporting Person

 

  10,015,184

10  

  Check if the Aggregate Amount in Row (9) Excludes Certain Shares

 

  Not Applicable    

11  

  Percent of Class Represented by Amount in Row 9

 

  6.3%    

12  

  Type of Reporting Person

 

  PN    


CUSIP No. 98956A105    Schedule 13G    Page 3 of 7

 

ITEM 1. (a)

Name of Issuer:

Zeta Global Holdings Corp. (the “Issuer”).

 

  (b)

Address of Issuer’s Principal Executive Offices:

3 Park Ave, 33rd Floor, New York, NY 10016

 

ITEM 2. (a)

Name of Person Filing:

Each of the following is hereinafter individually referred to as a “Reporting Person” and collectively as the “Reporting Persons.” This statement is filed on behalf of:

William Landman

CMS Platinum Fund, L.P.

 

  (b)

Address or Principal Business Office:

The principal business address of each of the Reporting Persons is 308 E. Lancaster Avenue, Suite 300, Wynnewood, PA 19096.

 

  (c)

Citizenship of each Reporting Person is:

Mr. Landman is a citizen of the United States. CMS Platinum Fund, L.P. is organized under the laws of the State of Delaware.

 

  (d)

Title of Class of Securities:

Class A common stock, par value $0.001 per share (“Class A Common Stock”).

 

  (e)

CUSIP Number:

98956A105

 

ITEM 3.

Not applicable.


CUSIP No. 98956A105    Schedule 13G    Page 4 of 7

 

ITEM 4.

Ownership.

(a-c)

The ownership information presented below represents beneficial ownership of Class A Common Stock of the Issuer as of December 31, 2021, based upon 159,603,268 shares of Class A Common Stock outstanding as of October 29, 2021, based on the Issuer’s Quarterly Report on Form 10-Q filed with the Securities and Exchange Commission on November 10, 2021.

 

Reporting Person   

Amount

beneficially

owned

    

Percent

of class:

    Sole power
to vote or
to direct
the vote:
     Shared power
to vote or to
direct the vote:
    

Sole power
to dispose
or to
direct the
disposition

of:

    

Shared

power to

dispose or

to direct

the

disposition

of:

 

William Landman

     11,075,400        6.9     0        11,075,400        0        11,075,400  

CMS Platinum Fund, L.P.

     10,015,184        6.3     0        10,015,184        0        10,015,184  

Mr. Landman may be deemed the beneficial owner of 11,075,400 shares of Class A Common Stock, which includes: (i) 47,895 shares of Class A Common Stock held of record by Mainline Special Opportunities Fund, L.P.; of which Mr. Landman is the managing member; (ii) 405,156 shares of Class A Common Stock held of record by CMS/CAIVIS Partners, of which Mr. Landman is the general partner; (iii) 607,165 shares of Class A Common Stock held by the Reporting Person’s spouse; and (iv) 10,015,184 shares of Class A Common Stock held of record by CMS Platinum Fund, L.P. Mr. Landman is the managing director of MSPS Platinum, Inc., which is the general partner of CMS Platinum Fund, L.P.

 

ITEM 5.

Ownership of Five Percent or Less of a Class.

Not applicable.

 

ITEM 6.

Ownership of More than Five Percent on Behalf of Another Person.

Not applicable.

 

ITEM 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company.

Not applicable.

 

ITEM 8.

Identification a nd Classification of Members of the Group.

Not applicable.


CUSIP No. 98956A105    Schedule 13G    Page 5 of 7

 

ITEM 9.

Notice of Dissolution of Group.

Not applicable.

 

ITEM 10.

Certification.

Not applicable.


CUSIP No. 98956A105    Schedule 13G    Page 6 of 7

 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Date:    February 14, 2022

 

CMS Platinum Fund, L.P.
By: MSPS Platinum, Inc., its general partner
By:  

/s/ William Landman

Name:   William Landman
Title:   Managing Director
William Landman

/s/ William Landman


CUSIP No. 98956A105    Schedule 13G    Page 7 of 7

 

LIST OF EXHIBITS

 

Exhibit No.

  

Description

99    Joint Filing Agreement.