Insider filing report for Changes in Beneficial Ownership
- Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
- Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
- Peter Lynch
What is insider trading>>
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
DUN & BRADSTREET HOLDINGS, INC.
(Name of Issuer)
Common Stock, par value $0.0001 per share
(Title of Class of Securities)
26484T106
(CUSIP Number)
December 31, 2020
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
☐
|
Rule 13d-1(b)
|
☐
|
Rule 13d-1(c)
|
☒
|
Rule 13d-1(d)
|
*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information
which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of
that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. 26484T106
|
13G
|
1
|
NAMES OF REPORTING PERSONS
|
|
|
||
THL Holdco, LLC
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
||||
(a)☐
|
|||||
(b)☒
|
|
|
|||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
DELAWARE
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
|
|
|
|
0
|
|
|
|||
|
|
||||
6
|
SHARED VOTING POWER
|
|
|
||
103,819,610 (1)
|
|
|
|||
|
|
||||
7
|
SOLE DISPOSITIVE POWER
|
|
|
||
0
|
|
|
|||
|
|
||||
8
|
SHARED DISPOSITIVE POWER
|
|
|
||
103,819,610 (1)
|
|
|
|||
|
|
||||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
103,819,610 (1)
|
|
|
|||
|
|
||||
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
|
||
☐
|
|
|
|||
|
|
||||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
|
|
||
24.54% (1)
|
|
|
|||
|
|
||||
12
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
||
OO
|
|
|
|||
|
|
(1) Includes all shares owned by Thomas H. Lee Equity Fund VIII, L.P., Thomas H. Lee Parallel Fund VIII, L.P., THL Fund VIII Coinvestment Partners, L.P., THL Executive Fund VIII, L.P., and THL Equity Fund VIII
Investors (D&B), L.P.
2
CUSIP No. 26484T106
|
13G
|
1
|
NAMES OF REPORTING PERSONS
|
|
|
||
Thomas H. Lee Advisors, LLC
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
||||
(a)☐
|
|||||
(b)☒
|
|
|
|||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
DELAWARE
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
|
|
|
|
0
|
|
|
|||
|
|
||||
6
|
SHARED VOTING POWER
|
|
|
||
103,819,610 (1)
|
|
|
|||
|
|
||||
7
|
SOLE DISPOSITIVE POWER
|
|
|
||
0
|
|
|
|||
|
|
||||
8
|
SHARED DISPOSITIVE POWER
|
|
|
||
103,819,610 (1)
|
|
|
|||
|
|
||||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
103,819,610 (1)
|
|
|
|||
|
|
||||
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
|
||
☐
|
|
|
|||
|
|
||||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
|
|
||
24.54% (1)
|
|
|
|||
|
|
||||
12
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
||
OO
|
|
|
|||
|
|
(1) Includes all shares owned by Thomas H. Lee Equity Fund VIII, L.P., Thomas H. Lee Parallel Fund VIII, L.P., THL Fund VIII Coinvestment Partners, L.P., THL Executive Fund VIII, L.P., and THL Equity Fund VIII
Investors (D&B), L.P.
3
CUSIP No. 26484T106
|
13G
|
1
|
NAMES OF REPORTING PERSONS
|
|
|
||
Thomas H. Lee Partners, L.P.
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
||||
(a)☐
|
|||||
(b)☒
|
|
|
|||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
DELAWARE
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
|
|
|
|
0
|
|
|
|||
|
|
||||
6
|
SHARED VOTING POWER
|
|
|
||
103,819,610 (1)
|
|
|
|||
|
|
||||
7
|
SOLE DISPOSITIVE POWER
|
|
|
||
0
|
|
|
|||
|
|
||||
8
|
SHARED DISPOSITIVE POWER
|
|
|
||
103,819,610 (1)
|
|
|
|||
|
|
||||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
103,819,610 (1)
|
|
|
|||
|
|
||||
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
|
||
☐
|
|
|
|||
|
|
||||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
|
|
||
24.54% (1)
|
|
|
|||
|
|
||||
12
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
||
PN
|
|
|
|||
|
|
(1) Includes all shares owned by Thomas H. Lee Equity Fund VIII, L.P., Thomas H. Lee Parallel Fund VIII, L.P., THL Fund VIII Coinvestment Partners, L.P., THL Executive Fund VIII, L.P., and THL Equity Fund VIII
Investors (D&B), L.P.
4
CUSIP No. 26484T106
|
13G
|
1
|
NAMES OF REPORTING PERSONS
|
|
|
||
THL Equity Advisors VIII, LLC
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
||||
(a)☐
|
|||||
(b)☒
|
|
|
|||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
DELAWARE
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
|
|
|
|
0
|
|
|
|||
|
|
||||
6
|
SHARED VOTING POWER
|
|
|
||
102,499,984 (1)
|
|
|
|||
|
|
||||
7
|
SOLE DISPOSITIVE POWER
|
|
|
||
0
|
|
|
|||
|
|
||||
8
|
SHARED DISPOSITIVE POWER
|
|
|
||
102,499,984 (1)
|
|
|
|||
|
|
||||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
102,499,984 (1)
|
|
|
|||
|
|
||||
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
|
||
☐
|
|
|
|||
|
|
||||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
|
|
||
24.23% (1)
|
|
|
|||
|
|
||||
12
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
||
OO
|
|
|
|||
|
|
(1) Includes all shares owned by Thomas H. Lee Equity Fund VIII, L.P., Thomas H. Lee Parallel Fund VIII, L.P., THL Executive Fund VIII, L.P., and THL Equity Fund VIII Investors (D&B), L.P.
5
CUSIP No. 26484T106
|
13G
|
1
|
NAMES OF REPORTING PERSONS
|
|
|
||
THL Equity Fund VIII Investors (D&B), L.P.
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
||||
(a)☐
|
|||||
(b)☒
|
|
|
|||
3
|
SEC USE ONLY
|
|
|
||
|
|
||||
|
|
||||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
DELAWARE
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
|
|
|
|
0
|
|
|
|||
|
|
||||
6
|
SHARED VOTING POWER
|
|
|
||
70,329,414
|
|
|
|||
|
|
||||
7
|
SOLE DISPOSITIVE POWER
|
|
|
||
0
|
|
|
|||
|
|
||||
8
|
SHARED DISPOSITIVE POWER
|
|
|
||
70,329,414
|
|
|
|||
|
|
||||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
70,329,414
|
|
|
|||
|
|
||||
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
|
||
☐
|
|
|
|||
|
|
||||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
|
|
||
16.62%
|
|
|
|||
|
|
||||
12
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
||
PN
|
|
|
|||
|
|
6
CUSIP No. 26484T106
|
13G
|
1
|
NAMES OF REPORTING PERSONS
|
|
|
||
Thomas H. Lee Parallel Fund VIII, L.P.
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
||||
(a)☐
|
|||||
(b)☒
|
|
|
|||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
DELAWARE
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
|
|
|
|
0
|
|
|
|||
|
|
||||
6
|
SHARED VOTING POWER
|
|
|
||
20,218,862
|
|
|
|||
|
|
||||
7
|
SOLE DISPOSITIVE POWER
|
|
|
||
0
|
|
|
|||
|
|
||||
8
|
SHARED DISPOSITIVE POWER
|
|
|
||
20,218,862
|
|
|
|||
|
|
||||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
20,218,862
|
|
|
|||
|
|
||||
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
|
||
☐
|
|
|
|||
|
|
||||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
|
|
||
4.78%
|
|
|
|||
|
|
||||
12
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
||
PN
|
|
|
|||
|
|
7
CUSIP No. 26484T106
|
13G
|
1
|
NAMES OF REPORTING PERSONS
|
|
|
||
Thomas H. Lee Equity Fund VIII, L.P.
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
||||
(a)☐
|
|||||
(b)☒
|
|
|
|||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
DELAWARE
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
|
|
|
|
0
|
|
|
|||
|
|
||||
6
|
SHARED VOTING POWER
|
|
|
||
11,103,957
|
|
|
|||
|
|
||||
7
|
SOLE DISPOSITIVE POWER
|
|
|
||
0
|
|
|
|||
|
|
||||
8
|
SHARED DISPOSITIVE POWER
|
|
|
||
11,103,957
|
|
|
|||
|
|
||||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
11,103,957
|
|
|
|||
|
|
||||
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
|
||
☐
|
|
|
|||
|
|
||||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
|
|
||
2.62%
|
|
|
|||
|
|
||||
12
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
||
PN
|
|
|
|||
|
|
8
CUSIP No. 26484T106
|
13G
|
1
|
NAMES OF REPORTING PERSONS
|
|
|
||
THL Fund VIII Coinvestment Partners, L.P.
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
||||
(a)☐
|
|||||
(b)☒
|
|
|
|||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
DELAWARE
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
|
|
|
|
0 |
|
|
|||
|
|
||||
6
|
SHARED VOTING POWER
|
|
|
||
1,319,626
|
|
|
|||
|
|
||||
7
|
SOLE DISPOSITIVE POWER
|
|
|
||
0 |
|
|
|||
|
|
||||
8
|
SHARED DISPOSITIVE POWER
|
|
|
||
1,319,626
|
|
|
|||
|
|
||||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
1,319,626
|
|
|
|||
|
|
||||
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
|
||
☐
|
|
|
|||
|
|
||||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
|
|
||
0.31%
|
|
|
|||
|
|
||||
12
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
||
PN
|
|
|
|||
|
|
9
CUSIP No. 26484T106
|
13G
|
1
|
NAMES OF REPORTING PERSONS
|
|
|
||
THL Executive Fund VIII, L.P.
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
||||
(a)☐
|
|||||
(b)☒
|
|
|
|||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
DELAWARE
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
|
|
|
|
0 |
|
|
|||
|
|
||||
6
|
SHARED VOTING POWER
|
|
|
||
847,751
|
|
|
|||
|
|
||||
7
|
SOLE DISPOSITIVE POWER
|
|
|
||
0 |
|
|
|||
|
<
td style="BORDER-RIGHT: #000000 1pt solid; VERTICAL-ALIGN: top; BORDER-BOTTOM: #000000 1pt solid; WIDTH: 1.74%">
|||||
8
|
SHARED DISPOSITIVE POWER
|
|
|
||
847,751
|
|
|
|||
|
|
||||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
847,751
|
|
|
|||
|
|
||||
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
|
||
☐
|
|
|
|||
|
|
||||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
|
|
||
0.20%
|
|
|
|||
|
|
||||
12
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
||
PN
|
|
|
|||
|
|
10
CUSIP No. 26484T106
|
13G
|
1
|
NAMES OF REPORTING PERSONS
|
|
|
||
THL Managers VIII, LLC
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
||||
(a)☐
|
|||||
(b)☒
|
|
|
|||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
DELAWARE
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
|
|
|
|
0 |
|
|
|||
|
|
||||
6
|
SHARED VOTING POWER
|
|
|
||
0 |
|
|
|||
|
|
||||
7
|
SOLE DISPOSITIVE POWER
|
|
|
||
0 |
|
|
|||
|
|
||||
8
|
SHARED DISPOSITIVE POWER
|
|
|
||
0 |
|
|
|||
|
|
||||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
0 |
|
|
|||
|
|
||||
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
|
||
☐
|
|
|
|||
|
|
||||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
|
|
||
0%
|
|
|
|||
|
|
||||
12
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
||
OO
|
|
|
|||
|
|
11
Item 1 (a). |
Name of Issuer:
|
Dun & Bradstreet Holdings, Inc. (“Issuer”)
Item 1 (b). |
Address of Issuer’s Principal Executive Offices:
|
101 JFK Parkway
Short Hills, New Jersey 07078
Item 2 (a). |
Name of Person Filing:
|
This statement is being filed on behalf of the following (collectively, the “Reporting Persons): (1) THL Holdco, LLC (“THL Holdco”); (2) Thomas H. Lee Advisors, LLC (“THL Advisors”); (3) Thomas H.
Lee Partners, L.P. (“THL Partners”); (4) THL Managers VIII, LLC (“THL Managers VIII”); (5) THL Equity Advisors VIII, LLC (“Equity Advisors”); (6) THL Equity Fund VIII Investors (D&B), L.P. (“Equity Fund VIII (D&B)”); (7) Thomas H. Lee
Parallel Fund VIII, L.P. (“Parallel Fund VIII”); (8) Thomas H. Lee Equity Fund VIII, L.P. (“THL Equity VIII”); (9) THL Fund VIII Coinvestment Partners, L.P. (“Coinvestment VIII”); and (10) THL Executive Fund VIII, L.P. (“Executive Fund VIII” and
together with Equity Fund VII (D&B), Parallel Fund VIII, THL Equity VII and Coinvestment VIII, the “THL Parties”).
THL Holdco is the managing member of THL Advisors, which is in turn the general partner of THL Partners, which in turn is the general partner of Coinvestment VIII, the managing member of THL
Managers VIII and the sole member of Equity Advisors, which in turn is the general partner of THL Equity VIII, Parallel Fund VIII, Executive Fund VIII and Equity Fund VIII (D&B).
The Reporting Persons have entered into a Joint Filing Agreement, dated February 12, 2021, a copy of which is filed with this Schedule 13G as Exhibit A and pursuant to which the Reporting Persons
have agreed to file this statement jointly in accordance with the provisions of rule 13d-1(k) under the Securities Exchange Act of 1934, as amended (the “Exchange Act”).
Item 2 (b). |
Address of Principal Business Office or, if none, Residence:
|
For each of the Reporting Persons:
c/o Thomas H. Lee Partners, L.P.
100 Federal Street, 35th Floor
Boston, MA 02110
12
Item 2 (c). |
Citizenship:
|
THL Holdco, LLC – Delaware
Thomas H. Lee Advisors, LLC – Delaware
Thomas H. Lee Partners, L.P. – Delaware
THL Managers VIII, LLC – Delaware
THL Equity Advisors VIII, LLC – Delaware
THL Equity Fund VIII Investors (D&B), L.P. – Delaware
Thomas H. Lee Parallel Fund VIII, L.P. – Delaware
Thomas H. Lee Equity Fund VIII, L.P. – Delaware
THL Fund VIII Coinvestment Partners, L.P. – Delaware
THL Executive Fund VIII, L.P. – Delaware
Item 2 (d). |
Title of Class of Securities:
|
Common Stock par value $0.0001 per share (“Common Stock”)
Item 2 (e). |
CUSIP Number:
|
26484T106
Item 3. |
Not Applicable
|
Item 4 |
Ownership
|
Item 4(a) |
Amount Beneficially Owned
|
The Reporting Persons beneficially own in the aggregate 103,819,610 shares of Common Stock, representing 24.54% of the Issuer’s outstanding Common Stock. The calculation of the foregoing
percentage is based on based on 423,039,089 shares of Common Stock outstanding as of October 31, 2020 (the “Outstanding Shares”), as reported in the Issuer’s Form 10-Q filed with the Securities and Exchange Commission on November 5, 2020.
The following shares were owned by the Reporting Persons on December 31, 2020:
THL Holdco owned 103,819,610 shares of Common Stock representing 24.54% of the Outstanding Shares.
THL Advisors owned 103,819,610 shares of Common Stock representing 24.54% of the Outstanding Shares.
THL Partners owned 103,819,610 shares of Common Stock representing 24.54% of the Outstanding Shares.
Equity Advisors owned 102,499,984 shares of Common Stock representing 24.23% of the Outstanding Shares.
Equity Fund VIII (D&B) owned 70,329,414 shares of Common Stock representing 16.62% of the Outstanding Shares.
Parallel Fund VIII owned 20,218,862 shares of Common Stock representing 4.78% of the Outstanding Shares.
THL Equity VIII owned 11,103,957 shares of Common Stock representing 2.62% of the Outstanding Shares.
Coinvestment VIII owned 1,319,626 shares of Common Stock representing 0.31% of the Outstanding Shares.
Executive Fund VIII owned 847,751 shares of Common Stock representing 0.20% of the Outstanding Shares.
THL Managers VIII owned 0 shares of Common Stock representing 0% shares of the Outstanding Shares.
13
This Schedule 13G does not include an aggregate of 9,664 shares of restricted Common Stock held by individuals associated with certain of the Reporting Persons for such individuals’ service on the
board of directors of the Issuer. THL Partners and its affiliates have a pecuniary interest in such shares.
Each of the Reporting Persons disclaims beneficial ownership of the shares listed in this report, and this report shall not be deemed an admission the Reporting Persons is the beneficial owner of
the securities for the purpose of Section 16 or for any other purpose, except to the extent of its pecuniary interest therein. By virtue of the relationship among the Reporting Persons described herein, the Reporting Persons may be deemed to share
beneficial ownership with respect to the shares reported herein. Each of the Reporting Persons expressly disclaims the existence of such beneficial ownership and this report shall not be deemed an admission that any of the Reporting Persons is the
beneficial owner of the securities for the purpose of Section 16 or any other purposes, except to the extent of its pecuniary interest therein.
Due to that certain letter agreement, dated as of June 30, 2020, by and among the THL Parties, DNB Holdco, LLC, CC Star Holdings, LP, Bilcar, LLC and Black Knight Infoserv, LLC (collectively, the
“Letter Agreement Parties”), the Letter Agreement Parties may be deemed to constitute a “group”, within the meaning of Section 13(d)(3) of the Exchange Act that beneficially owns, in the aggregate, 268,283,803 shares representing 62.80 % of
outstanding Common Stock based on the information concerning beneficial ownership provided to the THL Parties by each of the other Letter Agreement Parties. It is the understanding of the THL Parties that each of the other Letter Agreement Parties
will be filing a separate Schedule 13G pursuant to Ru
le 13d-1(k)(2). The Reporting Persons expressly disclaim beneficial ownership over any shares of Common Stock that they may be deemed to beneficially own solely by reason of the Letter Agreement.
Except as disclosed herein, this Schedule 13G does not reflect any shares of Common Stock beneficially owned by the other Letter Agreement Parties.
Item 4(b) |
Percent of Class
|
The responses of the Reporting Persons to Item 4(a) are incorporated herein by reference.
14
Item 4(c) |
Number of Shares as to which Such Person has:
|
(i) |
Sole power to vote or to direct the vote:
|
See Row 5 of each cover page, incorporated herein by reference.
(ii) |
Shared power to vote or to direct the vote:
|
See Row 6 of each cover page, incorporated herein by reference.
(iii) |
Sole power to dispose or to direct the disposition of:
|
See Row 7 of each cover page, incorporated herein by reference.
(iv) |
Shared power to dispose or to direct the disposition of:
|
See Row 8 of each cover page, incorporated herein by reference.
Item 5. |
Ownership of Five Percent or Less of a Class
|
Not applicable.
Item 6.
|
Ownership of More Than Five Percent on Behalf of Another Person
|
The responses of the Reporting Persons to Items 2(a) and 4(a) are incorporated herein by reference.
Under certain circumstances, partners or members of a Reporting Person, as the case may be, could have the right to receive or the power to direct the receipt of dividends from, or the proceeds
from the sale of, shares of Common Stock owned by such Reporting Person.
Item 7. |
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company
|
Not Applicable.
Item 8. |
Identification and Classification of Members of the Group
|
See Item 4(a) above.
Item 9. |
Notice of Dissolution of Group
|
Not Applicable.
Item 10. |
Certification
|
Not Applicable.
15
Signature
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Date: February 12, 2021
|
THOMAS H. LEE ADVISORS, LLC
By: THL Holdco, LLC,
its Managing Member
|
||
By:
|
/s/ Mark A. Garcia | ||
Name: Mark A. Garcia
|
|||
Title: Chief Financial Officer, Funds
|
THL HOLDCO, LLC
|
|||
By:
|
/s/ Mark A. Garcia | ||
Name: Mark A. Garcia
|
|||
Title: Chief Financial Officer, Funds
|
THOMAS H. LEE PARTNERS, L.P.
|
|||
By:Thomas H. Lee Advisors, LLC,
|
|||
its General Partner
|
|||
By:THL Holdco, LLC,
|
|||
its Managing Member
|
|||
By:
|
/s/ Mark A. Garcia | ||
Name: Mark A. Garcia
|
|||
Title: Chief Financial Officer, Funds
|
THL EQUITY ADVISORS VIII, LLC
|
|||
By:Thomas H. Lee Partners, L.P.
|
|||
its Sole Member
|
|||
By:Thomas H. Lee Advisors, LLC,
|
|||
its General Partner
|
|||
By:THL Holdco, LLC,
|
|||
its Managing Member
|
|||
By:
|
/s/ Mark A. Garcia | ||
Name: Mark A. Garcia | |||
Title: Chief Financial Officer, Funds |
16
THOMAS H. LEE EQUITY FUND VIII, L.P.
|
|||
By: THL Equity Advisors VIII, LLC,
|
|||
its General Partner
|
|||
By: Thomas H. Lee Partners, L.P.,
|
|||
its Sole Member
|
|||
By: Thomas H. Lee Advisors, LLC,
|
|||
its General Partner
|
|||
By: THL Holdco, LLC,
|
|||
its Managing Member
|
|||
By:
|
/s/ Mark A. Garcia | ||
Name: Mark A. Garcia
|
|||
Title: Chief Financial Officer, Funds
|
THOMAS H. LEE PARALLEL FUND VIII, L.P.
|
|||
By: THL Equity Advisors VIII, LLC,
|
|||
its General Partner
|
|||
By: Thomas H. Lee Partners, L.P.,
|
|||
its Sole Member
|
|||
By: Thomas H. Lee Advisors, LLC,
|
|||
its General Partner
|
|||
By: THL Holdco, LLC,
|
|||
its Managing Member
|
|||
By:
|
/s/ Mark A. Garcia | ||
Name: Mark A. Garcia
|
|||
Title: Chief Financial Officer, Funds
|
THL FUND VIII COINVESTMENT PARTNERS, L.P.
|
|||
By: Thomas H. Lee Partners, L.P.,
|
|||
its Sole Member
|
|||
By: Thomas H. Lee Advisors, LLC,
|
|||
its General Partner
|
|||
By: THL Holdco, LLC,
|
|||
its Managing Member
|
|||
By:
|
/s/ Mark A. Garcia | ||
Name: Mark A. Garcia
|
|||
Title: Chief Financial Officer, Funds
|
17
THL EXECUTIVE FUND VIII, L.P.
|
|||
By: THL Equity Advisors VI, LLC,
|
|||
its General Partner
|
|||
By: Thomas H. Lee Partners, L.P.,
|
|||
its Sole Member
|
|||
By: Thomas H. Lee Advisors, LLC,
|
|||
its General Partner
|
|||
By: THL Holdco, LLC,
|
|||
its Managing Member
|
|||
By:
|
/s/ Mark A. Garcia | ||
|
Name: Mark A. Garcia | ||
|
Title: Chief Financial Officer, Funds |
THL EQUITY FUND VIII INVESTORS (D&B), L.P.
|
|||
By: THL Equity Advisors VIII, LLC,
|
|||
its General Partner
|
|||
By: Thomas H. Lee Partners, L.P.,
|
|||
its Sole Member
|
|||
By: Thomas H. Lee Advisors, LLC,
|
|||
its General Partner
|
|||
By: THL Holdco, LLC,
|
|||
its Managing Member
|
|||
By:
|
/s/ Mark A. Garcia | ||
Name: Mark A. Garcia
|
|||
Title: Chief Financial Officer, Funds
|
THL MANAGERS VIII, LLC
|
|||
By: Thomas H. Lee Partners, L.P.,
|
|||
its Sole Member
|
|||
By: Thomas H. Lee Advisors, LLC,
|
|||
its General Partner
|
|||
By: THL Holdco, LLC,
|
|||
its Managing Member
|
|||
By:
|
/s/ Mark A. Garcia | ||
Name: Mark A. Garcia | |||
Title: Chief Financial Officer, Funds |
18
Exhibit A
Joint Filing Agreement
The undersigned hereby agree as follows:
(i) Each of them is individually eligible to use the Schedule 13G to which this Exhibit is attached, and such Schedule 13G is filed on behalf of each of them; and
(ii) Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of
them is responsible for the completeness or accuracy of the information concerning the other persons making the filing, unless such person knows or has reason to believe that such information is inaccurate.
Date: February 12, 2021
|
THOMAS H. LEE ADVISORS, LLC
|
||
By: THL Holdco, LLC,
|
|||
its Managing Member
|
|||
By:
|
/s/ Mark A. Garcia | ||
Name: Mark A. Garcia
|
|||
Title: Chief Financial Officer, Funds
|
THL HOLDCO, LLC
|
|||
By:
|
/s/ Mark A. Garcia | ||
Name: Mark A. Garcia
|
|||
Title: Chief Financial Officer, Funds
|
THOMAS H. LEE PARTNERS, L.P.
|
|||
By: Thomas H. Lee Advisors, LLC,
|
|||
its General Partner
|
|||
By: THL Holdco, LLC,
|
|||
its Managing Member
|
|||
By:
|
/s/ Mark A. Garcia | ||
Name: Mark A. Garcia
|
|||
Title: Chief Financial Officer, Funds
|
THL EQUITY ADVISORS VIII, LLC
|
|||
By: Thomas H. Lee Partners, L.P.
|
|||
its Sole Member
|
|||
By: Thomas H. Lee Advisors, LLC,
|
|||
its General Partner
|
|||
By: THL Holdco, LLC,
|
|||
its Managing Member
|
|||
By:
|
/s/ Mark A. Garcia | ||
Name: Mark A. Garcia | |||
Title: Chief Financial Officer, Funds |
19
THOMAS H. LEE EQUITY FUND VIII, L.P.
|
|||
By: THL Equity Advisors VIII, LLC,
|
|||
its General Partner
|
|||
By: Thomas H. Lee Partners, L.P.,
|
|||
its Sole Member
|
|||
By: Thomas H. Lee Advisors, LLC,
|
|||
its General Partner
|
|||
By: THL Holdco, LLC,
|
|||
its Managing Member
|
|||
By:
|
/s/ Mark A. Garcia | ||
Name: Mark A. Garcia | |||
Title: Chief Financial Officer, Funds |
THOMAS H. LEE PARALLEL FUND VIII, L.P.
|
|||
By: THL Equity Advisors VIII, LLC,
|
|||
its General Partner
|
|||
By: Thomas H. Lee Partners, L.P.,
|
|||
its Sole Member
|
|||
By: Thomas H. Lee Advisors, LLC,
|
|||
its General Partner
|
|||
By: THL Holdco, LLC,
|
|||
its
Managing Member
|
|||
By:
|
/s/ Mark A. Garcia | ||
Name: Mark A. Garcia | |||
Title: Chief Financial Officer, Funds |
THL FUND VIII COINVESTMENT PARTNERS, L.P.
|
|||
By: Thomas H. Lee Partners, L.P.,
|
|||
its Sole Member
|
|||
By: Thomas H. Lee Advisors, LLC,
|
|||
its General Partner
|
|||
By: THL Holdco, LLC,
|
|||
its Managing Member
|
|||
By:
|
/s/ Mark A. Garcia | ||
Name: Mark A. Garcia
|
|||
Title: Chief Financial Officer, Funds
|
20
THL EXECUTIVE FUND VIII, L.P.
|
|||
By: THL Equity Advisors VI, LLC,
|
|||
its General Partner
|
|||
By: Thomas H. Lee Partners, L.P.,
|
|||
its Sole Member
|
|||
By: Thomas H. Lee Advisors, LLC,
|
|||
its General Partner
|
|||
By: THL Holdco, LLC,
|
|||
its Managing Member
|
|||
By:
|
/s/ Mark A. Garcia | ||
Name: Mark A. Garcia
|
|||
Title: Chief Financial Officer, Funds |
THL EQUITY FUND VIII INVESTORS (D&B), L.P.
|
|||
By: THL Equity Advisors VIII, LLC,
|
|||
its General Partner
|
|||
By: Thomas H. Lee Partners, L.P.,
|
|||
its Sole Member
|
|||
By: Thomas H. Lee Advisors, LLC,
|
|||
its General Partner
|
|||
By: THL Holdco, LLC,
|
|||
its Managing Member
|
|||
By:
|
/s/ Mark A. Garcia | ||
Name: Mark A. Garcia | |||
Title: Chief Financial Officer, Funds |
THL MANAGERS VIII, LLC
|
|||
By: Thomas H. Lee Partners, L.P.,
|
|||
its Sole Member
|
|||
By: Thomas H. Lee Advisors, LLC,
|
|||
its General Partner
|
|||
By: THL Holdco, LLC,
|
|||
its Managing Member
|
|||
By:
|
/s/ Mark A. Garcia | ||
Name: Mark A. Garcia | |||
Title: Chief Financial Officer, Funds |
21