Sec Form 13G Filing - AIRGAIN INC (AIRG) filing for AIRGAIN INC (AIRG) - 2023-02-14

Insider filing report for Changes in Beneficial Ownership

  • Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
  • Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>

 

United States

Securities and Exchange Commission

Washington, D.C. 20549

Schedule 13G

(Rule 13d-102)
 

Information to be Included in Statements Filed Pursuant

to § 240.13d-1(b), (c) and (d) and Amendments Thereto Filed

Pursuant to § 240.13d-2

 

UNDER THE SECURITIES EXCHANGE ACT OF 1934

 

(Amendment No. 6)*

 

Airgain Inc.

(Name of Issuer)

 

Common Stock

(Title of Class of Securities)

 

00938A104

(CUSIP Number)

December 31, 2022

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

[ ] Rule 13d-1(b)

[ ] Rule 13d-1(c)

[ X ] Rule 13d-1(d)

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 

CUSIP No. 00938A104

Schedule 13G

Page 1 of 4

 

 

 1

Names of Reporting Persons

James K. Sims

 

 2

Check the Appropriate Box if a Member of a Group (a) [ ]
                             (b) [ ]
 

 3

SEC Use Only

 

 4

Citizenship or Place of Organization

United States

 

Number of Shares Beneficially Owned by Each Reporting Person With

5

Sole Voting Power
 

 654,905
 

6

Shared Voting Power
 

 0
 

7

Sole Dispositive Power
 

 654,905
 

8

Shared Dispositive Power

 

 0
 

 9

Aggregate Amount Beneficially Owned by Each Reporting Person


 654,905
 

 10

Check if the Aggregate Amount in Row (9) Excludes Certain Shares

 Not Applicable
 

 11

Percent of Class Represented by Amount in Row 9

 6.2%
 

 12

Type of Reporting Person

 IN
 

 

 

 

CUSIP No. 00938A104

Schedule 13G

Page 2 of 4

 

ITEM 1.
(a) Name of Issuer:

Airgain, Inc. (the “Issuer”)

(a)
Address of Issuer’s Principal Executive Offices:

 

3611 Valley Centre Drive,

Suite 150

San Diego, CA 92130

ITEM 2.
(a) Name of Person Filing:

This statement is filed on behalf of James K. Sims (the “Reporting Person”).

(a)
Address or Principal Business Office:

The address of the Reporting Person is c/o Airgain, Inc., 3611 Valley Centre Drive, Suite 150, San Diego, CA 92130.

(b)
Citizenship of each Reporting Person is:

 

Mr. Sims is a citizen of the United States.

 

(c)
Title of Class of Securities:

 

Common Stock, par value $0.0001 per share (“Common Stock”).

(d)
CUSIP Number:

 

00938A104

ITEM 3.

Not applicable.

 

 

CUSIP No. 00938A104

Schedule 13G

Page 3 of 4

 

ITEM 4.
Ownership.

 

(a-c)

 

The ownership information presented below represents beneficial ownership of Common Stock of the Issuer as of December 31, 2022, based upon 10,223,536 shares of Common Stock outstanding as of November 4, 2022, as disclosed in the Issuer’s quarterly report on Form 10-Q filed with the Securities and Exchange Commission on November 14, 2022.

 

Reporting Person

Amount

beneficially

owned

Percent

of class:

Sole power to vote or to direct the vote:

Shared power to vote or to direct the vote:

Sole power to dispose or to direct the disposition

of:

Shared

power to

dispose or

to direct

the

disposition

of:

James K. Sims

654,905

6.2%

654,905

0

654,905

0

 

The Reporting Person is the sole beneficial owner of 654,905 shares of Common Stock, which includes 342,975 shares of Common Stock that Mr. Sims has the right to acquire within 60 days of December 31, 2022.

ITEM 5.
Ownership of Five Percent or Less of a Class.

Not applicable.

ITEM 6.
Ownership of More than Five Percent on Behalf of Another Person.

Not applicable.

ITEM 7.
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company.

Not applicable.

ITEM 8.
Identification and Classification of Members of the Group.

 

Not applicable.

ITEM 9.
Notice of Dissolution of Group.

Not applicable.

ITEM 10.
Certification.

Not applicable.

 

 

 

 

CUSIP No. 00938A104

Schedule 13G

Page 4 of 4

 

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Date: Febr uary 14, 2023

 

 

James K. Sims

 

/s/ James K. Sims