Insider filing report for Changes in Beneficial Ownership
- Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
- Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
- Peter Lynch
What is insider trading>>
UNITED STATES Check the appropriate box to designate the rule
pursuant to which this Schedule is filed: o Rule 13d-1(b) þ Rule 13d-1(c) o Rule 13d-1(d) * The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the notes).
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.
20549
SCHEDULE 13G
Under the Securities Exchange Act of
1934
CUSIP
No. |
29415C101 |
SCHEDULE 13G |
Page |
2 |
of |
15 |
1 |
NAMES OF REPORTING PERSONS
Riverview Group LLC |
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) o
(b) þ |
3 |
SEC USE ONLY |
4 |
CITIZENSHIP OR PLACE OF
ORGANIZATION Delaware |
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH |
5 |
SOLE VOTING POWER -0- | |
6 |
SHARED VOTING POWER 1,725,000 | ||
7 |
SOLE DISPOSITIVE POWER -0- | ||
8 |
SHARED DISPOSITIVE
POWER 1,725,000 |
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON 1,725,000 |
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES o |
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW
(9) 3.3% |
12 | TYPE OF REPORTING PERSON OO |
CUSIP
No. |
29415C101 |
SCHEDULE 13G |
Page |
3 |
of |
15 |
1 |
NAMES OF REPORTING PERSONS
Integrated Assets II LLC |
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) o
(b) þ |
3 |
SEC USE ONLY |
4 |
CITIZENSHIP OR PLACE OF
ORGANIZATION Cayman Islands |
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH |
5 |
SOLE VOTING POWER -0- |
6 |
SHARED VOTING POWER 11,657 | |
7 |
SOLE DISPOSITIVE POWER -0- | |
8 |
SHARED DISPOSITIVE POWER 11,657 |
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON 11,657 |
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES o |
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW
(9) 0.0% |
12 | TYPE OF REPORTING PERSON OO |
CUSIP
No. |
29415C101 |
SCHEDULE 13G |
Page |
4 |
of |
15 |
1 |
NAMES OF REPORTING PERSONS
Integrated Assets, Ltd. |
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) o
(b) þ |
3 |
SEC USE ONLY |
4 |
CITIZENSHIP OR PLACE OF
ORGANIZATION Cayman Islands |
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH |
5 |
SOLE VOTING POWER -0- |
6 |
SHARED VOTING POWER 24,937 | |
7 |
SOLE DISPOSITIVE POWER -0- | |
8 |
SHARED DISPOSITIVE POWER 24,937 |
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON 24,937 |
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES o |
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW
(9) 0.1% |
12 | TYPE OF REPORTING PERSON CO |
CUSIP
No. |
29415C101 |
SCHEDULE 13G |
Page |
5 |
of |
15 |
1 |
NAMES OF REPORTING PERSONS
Millennium International Management LP |
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) o
(b) þ |
3 |
SEC USE ONLY |
4 |
CITIZENSHIP OR PLACE OF
ORGANIZATION Delaware |
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH |
5 |
SOLE VOTING POWER -0- |
6 |
SHARED VOTING POWER 36,594 | |
7 |
SOLE DISPOSITIVE POWER -0- | |
8 |
SHARED DISPOSITIVE POWER 36,594 |
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON 36,594 |
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES o |
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW
(9) 0.1% |
12 | TYPE OF REPORTING PERSON PN |
CUSIP
No. |
29415C101 |
SCHEDULE 13G |
Page |
6 |
of |
15 |
1 |
NAMES OF REPORTING PERSONS
Millennium Management LLC |
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) o
(b) þ |
3 |
SEC USE ONLY |
4 |
CITIZENSHIP OR PLACE OF
ORGANIZATION Delaware |
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH |
5 |
SOLE VOTING POWER -0- |
6 |
SHARED VOTING POWER 1,761,594 | |
7 |
SOLE DISPOSITIVE POWER -0- | |
8 |
SHARED DISPOSITIVE POWER 1,761,594 |
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON 1,761,594 |
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES o |
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW
(9) 3.4% |
12 | TYPE OF REPORTING PERSON OO |
CUSIP
No. |
29415C101 |
SCHEDULE 13G |
Page |
7 |
of |
15 |
1 |
NAMES OF REPORTING PERSONS
Millennium Group Management LLC |
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) o
(b) þ |
3 |
SEC USE ONLY |
4 |
CITIZENSHIP OR PLACE OF
ORGANIZATION Delaware |
NUMBER OF
SHARES
BENEFICIALLY
OW
NED BY
EACH
REPORTING
PERSON WITH |
5 |
SOLE VOTING POWER -0- |
6 |
SHARED VOTING POWER 1,761,594 | |
7 |
SOLE DISPOSITIVE POWER -0- | |
8 |
SHARED DISPOSITIVE POWER 1,761,594 |
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON 1,761,594 |
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES o |
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW
(9) 3.4% |
12 | TYPE OF REPORTING PERSON OO |
CUSIP
No. |
29415C101 |
SCHEDULE 13G |
Page |
8 |
of |
15 |
1 |
NAMES OF REPORTING PERSONS
Israel A. Englander |
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) o
(b) þ |
3 |
SEC USE ONLY |
4 |
CITIZENSHIP OR PLACE OF ORGANIZATION United States |
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH |
5 |
SOLE VOTING POWER -0- |
6 |
SHARED VOTING POWER 1,761,594 | |
7 |
SOLE DISPOSITIVE POWER -0- | |
8 |
SHARED DISPOSITIVE POWER 1,761,594 |
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON 1,761,594 |
10 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES
o |
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW
(9) 3.4% |
12 |
TYPE OF REPORTING
PERSON IN |
CUSIP
No. |
29415C101 |
SCHEDULE 13G |
Page |
9 |
of |
15 |
Item 1. | ||
|
(a) | Name of Issuer: |
|
||
|
Eos Energy Enterprises, Inc., a Delaware corporation (the "Issuer"). | |
|
||
|
(b) | Address of Issuers Principal Executive Offices: |
|
||
|
3920 Park Avenue | |
Item 2. |
(a) | Name of Person Filing: |
|
(b) | Address of Principal Business Office: |
|
(c) | Citizenship: |
|
Riverview Group LLC c/o Millennium Management LLC 666 Fifth Avenue New York, New York 10103 Citizenship: Delaware | |
|
||
|
Integrated Assets II LLC c/o Millennium International Management LP 666 Fifth Avenue New York, New York 10103 Citizenship: Cayman Islands | |
|
||
|
Integrated Assets, Ltd. c/o Millennium International Management LP 666 Fifth Avenue New York, New York 10103 Citizenship: Cayman Islands | |
|
||
|
Millennium International Management LP 666 Fifth Avenue New York, New York 10103 Citizenship: Delaware | |
|
||
|
Millennium Management LLC 666 Fifth Avenue New York, New York 10103 Citizenship: Delaware | |
|
||
|
Millennium Group Management LLC
666 Fifth Avenue New York, New York 10103 Citizenship: Delaware | |
|
||
|
Israel A. Englander c/o Millennium Management LLC 666 Fifth Avenue New York, New York 10103 Citizenship: United States | |
|
||
(d) | Title of Class of Securities: | |
common stock, par value $0.0001 per share ("Common Stock") | ||
|
||
(e) | CUSIP Number: | |
29415C101 |
CUSIP
No. |
29415C101 |
SCHEDULE 13G |
Page |
10 |
of |
15 |
Item 3. If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b), check whether the person filing is a:
|
(a) | o | Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o); | |||
|
(b) | o | Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c); | |||
|
(c) | o | Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c); | |||
|
(d) | o | Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8); | |||
|
(e) | o | An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E); |
|
(f) | o | An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F); |
CUSIP
No. |
29415C101 |
SCHEDULE 13G |
Page |
11 |
of |
15 |
|
(g) | o | A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G); | |||
|
(h) | o | A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); | |||
|
(i) | o | A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); | |||
|
(j) | o | Group, in accordance with §240.13d-1(b)(1)(ii)(J). |
Item 4. Ownership
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
(a) Amount Beneficially Owned:
As of the close of business on December 29, 2020, the reporting persons and affiliates of the reporting persons beneficially owned an aggregate of 2,953,350 shares of the Issuers Common Stock as a result of holding 1,407,002 shares of the Issuers Common Stock and warrants to purchase 1,546,348 shares of the Issuers Common Stock or 5.8% of the Issuers Common Stock outstanding. Thereafter as of the close of business on January 6, 2021: i) Riverview Group LLC, a Delaware limited liability company ("Riverview Group"), beneficially owned 1,725,000 shares of the Issuers Common Stock as a result of holding warrants to purchase 1,725,000 shares of the Issuers Common Stock;
ii) Integrated Assets II LLC, a Cayman Islands limited liability company ("Integrated Assets II"), beneficially owned 11,657 shares of the Issuers Common Stock; and
iii) Integrated Assets, Ltd., an exempted company organized under the laws of the Cayman Islands ("Integrated Assets"), beneficially owned 24,937 shares of the Issuers Common Stock, which together with the shares of the Issuers Common Stock beneficially owned by Riverview Group and Integrated Assets II represented 1,761,594 shares of the Issuers Common Stock or 3.4% of the Issuers Common Stock outstanding.
Millennium International Management LP, a Delaware limited partnership ("Millennium International Management"), is the investment manager to Integrated Assets II and Integrated Assets and may be deemed to have shared voting control and investment discretion over securities owned by Integrated Assets II and Integrated Assets.
Millennium Management LLC, a Delaware limited liability company ("Millennium Management"), is the general partner of the managing member of Riverview Group and may be deemed to have shared voting control and investment discretion over securities owned by Riverview Group. Millennium Management is also the general partner of the 100% owner of Integrated Assets II and Integrated Assets and may also be deemed to have shared voting control and investment discretion over securities owned by Integrated Assets II and Integrated Assets.
Millennium Group Management LLC, a Delaware limited liability company ("Millennium Group Management"), is the managing member of Millennium Management and may also be deemed to have shared voting control and investment discretion over securities owned by Riverview Group. Millennium Group Management is also the general partner of Millennium International Management and may also be deemed to have shared voting control and investment discretion over securities owned by Integrated Assets II and Integrated Assets.
The managing member of Millennium Group Management is a trust of which Israel A. Englander, a United States citizen ("Mr. Englander"), currently serves as the sole voting trustee. Therefore, Mr. Englander may also be deemed to have shared voting control and investment discretion over securities owned by Riverview Group, Integrated Assets II and Integrated Assets.
The foregoing should not be construed in and of itself as an admission by Millennium International Management, Millennium Management, Millennium Group Management or Mr. Englander as to beneficial ownership of the securities owned by Riverview Group, Integrated Assets II or Integrated Assets, as the case may be.
(b) Percent of Class: As of the close of business on January 6, 2021, Millennium Management, Millennium Group Management and Mr. Englander may be deemed to have beneficially owned 1,761,594 shares of the Issuers Common Stock or 3.4% of the Issuers Common Stock outstanding (see Item 4(a) above), which percentage was calculated based on 49,813,547 shares of the Issuers Common Stock outstanding as of November 16, 2020, as per the Issuers prospectus supplement dated December 10, 2020. SCHEDULE 13G (c) Number of shares as to which such person
has: -0- (ii) Shared power to vote or to direct the vote 1,761,594 (See Item 4(b)) (iii) Sole power to dispose or to direct the disposition of -0- (iv) Shared power to dispose or to direct the disposition of 1,761,594 (See Item 4(b)) Item 5. Ownership of Five Percent or Less of a Class If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following þ. Item 6. Ownership of More than Five Percent on Behalf of Another Person.
Not applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired
the Security Being Reported on By the Parent Holding Company. Not applicable. Item 8. Identification and Classification of Members of the Group See Exhibit I. Item 9. Notice of Dissolution of Group Not applicable. Item 10. Certification By signing below each of the undersigned certifies that, to the best of its knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in
connection with or as a participant in any transaction having that purpose
or effect.
SCHEDULE 13G Exhibits: Exhibit I: Joint Filing Agreement, dated as of January 6, 2021, by and among Riverview Group LLC, Integrated Assets II LLC, Integrated Assets, Ltd., Millennium International Management LP, Millennium Management LLC, Millennium Group Management LLC and Israel A. Englander.
SCHEDULE 13G SIGNATURE After reasonable inquiry and to the best of its knowledge and belief, each of the undersigned certifies that the information with respect to it set forth in this statement is true, complete, and correct. RIVERVIEW GROUP LLC Name: Gil Raviv INTEGRATED ASSETS II LLC Name: Gil Raviv INTEGRATED ASSETS, LTD. Name: Gil Raviv MILLENNIUM INTERNATIONAL MANAGEMENT LP Name: Gil Raviv MILLENNIUM MANAGEMENT LLC Name: Gil Raviv MILLENNIUM GROUP MANAGEMENT LLC
Name: Gil Raviv Israel
A. Englander SCHEDULE 13G This will confirm the agreement by and among the undersigned that the Schedule 13G filed with the Securities and Exchange Commission on or about the date hereof with respect to the beneficial ownership by the undersigned of the Common Stock, par value $0.0001 per share, of Eos Energy Enterprises, Inc., a Delaware corporation, will be filed on behalf of each of the persons and entities named below in accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended. This Agreement may be executed in two or more counterparts, each of which shall be deemed an original, but all of which together shall constitute one and the same instrument. RIVERVIEW GROUP LLC Name: Gil Raviv INTEGRATED ASSETS II LLC Name: Gil Raviv INTEGRATED ASSETS, LTD. Name: Gil Raviv MILLENNIUM INTERNATIONAL MANAGEMENT LP Name: Gil Raviv MILLENNIUM MANAGEMENT LLC Name: Gil Raviv MILLENNIUM GROUP MANAGEMENT LLC
Name: Gil Raviv Israel
A. Englander
Page
of
(i) Sole power to vote or to direct
the vote
Page
of
Page
of
Dated: January 6, 2021
By: Integrated Holding Group LP,
its Managing Member
By: Millennium Management LLC,
its General Partner
Title: Global General Counsel
By: Millennium International Management LP,
its Investment Manager
Title: Global General Counsel
By: Millennium International Management LP,
its Investment Manager
Title: Global General Counsel
Title: Global General Counsel
Title: Global General Counsel
Title: Global General Counsel
Page
of
EXHIBIT I
xA0;
JOINT
FILING AGREEMENT
Dated: January 6, 2021
By: Integrated Holding Group LP,
its Managing Member
By: Millennium Management LLC,
its General Partner
Title: Global General Counsel
By: Millennium International Management LP,
its Investment Manager
Title: Global General Counsel
By: Millennium International Management LP,
its Investment Manager
Title: Global General Counsel
Title: Global General Counsel
Title: Global General Counsel
Title: Global General Counsel