Insider filing report for Changes in Beneficial Ownership
- Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
- Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
- Peter Lynch
What is insider trading>>
UNITED STATES
SECURITIES AND EXCHANGE
COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 3 Exit Amendment)
Centric Brands, Inc.
(Name of Issuer)
Common Stock
(Title of Class of Securities)
15644G104
(CUSIP Number)
October 9, 2020
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
o |
Rule 13d-1(b) |
x |
Rule 13d-1(c) |
o |
Rule 13d-1(d) |
*The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. 15644G104 |
Schedule 13G |
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SEC Use Only | ||||||
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Sole Voting Power | |||||
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Sole Dispositive Power | ||||||
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Aggregate Amount Beneficially Owned by Each Reporting Person | ||||||
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CUSIP No. 15644G104 |
Schedule 13G |
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CUSIP No. 15644G104 |
Schedule 13G |
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CUSIP No. 15644G104 |
Schedule 13G |
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Percent of Class Represented by Amount in Row 9 | ||||||
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CUSIP No. 15644G104 |
Schedule 13G |
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CUSIP No. 15644G104 |
Schedule 13G |
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SEC Use Only | ||||||
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Aggregate Amount Beneficially Owned by Each Reporting Person | ||||||
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Check if the Aggregate Amount in Row (9) Excludes Certain Shares o | ||||||
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Percent of Class Represented by Amount in Row 9 | ||||||
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CUSIP No. 15644G104 |
Schedule 13G |
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SEC Use Only | ||||||
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Sole Dispositive Power | ||||||
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Shared Dispositive Power | ||||||
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Aggregate Amount Beneficially Owned by Each Reporting Person | ||||||
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Check if the Aggregate Amount in Row (9) Excludes Certain Shares o | ||||||
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Percent of Class Represented by Amount in Row 9 | ||||||
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Type of Reporting Person | ||||||
CUSIP No. 15644G104 |
Schedule 13G |
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Names of Reporting Persons | ||||||
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Check the Appropriate Box if a Member of a Group | ||||||
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SEC Use Only | ||||||
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Citizen or Place of Organization | ||||||
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Number of |
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Sole Voting Power | |||||
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Shared Voting Power | ||||||
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Sole Dispositive Power | ||||||
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Shared Dispositive Power | ||||||
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Aggregate Amount Beneficially Owned by Each Reporting Person | ||||||
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Check if the Aggregate Amount in Row (9) Excludes Certain Shares o | ||||||
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11 |
Percent of Class Represented by Amount in Row 9 | ||||||
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Type of Reporting Person | ||||||
CUSIP No. 15644G104 |
Schedule 13G |
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1 |
Names of Reporting Persons | ||||||
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2 |
Check the Appropriate Box if a Member of a Group | ||||||
(a) |
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(b) |
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3 |
SEC Use Only | ||||||
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4 |
Citizen or Place of Organization | ||||||
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Number of |
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Sole Voting Power | |||||
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6 |
Shared Voting Power | ||||||
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7 |
Sole Dispositive Power | ||||||
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8 |
Shared Dispositive Power | ||||||
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9 |
Aggregate Amount Beneficially Owned by Each Reporting Person | ||||||
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10 |
Check if the Aggregate Amount in Row (9) Excludes Certain Shares o | ||||||
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11 |
Percent of Class Represented by Amount in Row 9 | ||||||
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12 |
Type of Reporting Person | ||||||
CUSIP No. 15644G104 |
Schedule 13G |
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1 |
Names of Reporting Persons | ||||||
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2 |
Check the Appropriate Box if a Member of a Group | ||||||
(a) |
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(b) |
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3 |
SEC Use Only | ||||||
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4 |
Citizen or Place of Organization | ||||||
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Number of |
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Sole Voting Power | |||||
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Shared Voting Power | ||||||
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Sole Dispositive Power | ||||||
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Shared Dispositive Power | ||||||
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9 |
Aggregate Amount Beneficially Owned by Each Reporting Person | ||||||
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10 |
Check if the Aggregate Amount in Row (9) Excludes Certain Shares o | ||||||
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Percent of Class Represented by Amount in Row 9 | ||||||
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Type of Reporting Person | ||||||
CUSIP No. 15644G104 |
Schedule 13G |
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Item 1. | ||||
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(a) |
Name of Issuer: | |||
(b) |
Address of Issuers Principal Executive Offices: 6th Floor, New York, NY 10118 | |||
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Item 2. |
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(a) |
Name of Person Filing:
Ares Capital Corporation (Ares Capital) Ares Capital Management LLC (Ares Capital Management) Ares Management LLC Ares Management Holdings L.P. (Ares Management Holdings) Ares Holdco LLC (Ares Holdco) Ares Holdings Inc. (Ares Holdings) Ares Management Corporation (Ares Management) Ares Voting LLC (Ares Voting) Ares Management GP LLC (Ares Management GP) Ares Partners Holdco LLC (Ares Partners) | |||
(b) |
Address or Principal Business Office: | |||
(c) |
Citizenship of each Reporting Person is: Each other Reporting Person is organized under the laws of the State of Delaware. | |||
(d) |
Title of Class of Securities: | |||
(e) |
CUSIP Number: | |||
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Item 3. |
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Not applicable. | ||
CUSIP No. 15644G104 |
Schedule 13G |
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Item 4. |
Ownership | ||
Ownership (a-b)
On May 18, 2020, the Issuer and certain of its subsidiaries (together with the Issuer, the Debtors) filed voluntary petitions for reorganization under Chapter 11 of the United States Bankruptcy Code in the U.S. Bankruptcy Court for the Southern District of New York (the Bankruptcy Court).
On September 21, 2020, the Bankruptcy Court entered an order approving and confirming the Fifth Amended Joint Chapter 11 Plan of Reorganization of Centric Brands Inc., et al. Pursuant to Chapter 11 of the Bankruptcy Code (the Confirmed Plan). The Confirmed Plan became effective on October 9, 2020, at which time all of the shares of Common Stock were cancelled. On the same date, the Issuer filed a Form 15-12G with the Securities and Exchange Commission requesting the deregistration of the Common Stock and suspension of its reporting obligations.
(c) The information contained on the cover pages to this Schedule 13G is incorporated herein by reference.
CUSIP No. 15644G104 |
Schedule 13G |
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Item 5. |
Ownership of Five Percent or Less of a Class | ||
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If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following x. | ||
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Item 6. |
Ownership of More than Five Percent on Behalf of Another Person | ||
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Not applicable. | ||
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Item 7. |
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company | ||
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Not applicable. | ||
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Item 8. |
Identification and Classification of Members of the Group | ||
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Not applicable. | ||
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Item 9. |
Notice of Dissolution of Group | ||
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Not applicable. | ||
CUSIP No. 15644G104 |
Schedule 13G |
Item 10. |
Certification |
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under § 240.14a-11.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Date: October 19, 2020
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Ares Capital Corporation | |
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Signed: |
/s/ Joshua M. Bloomstein |
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Name: |
Joshua M. Bloomstein |
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Title: |
Authorized Signatory |
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Ares Capital Management LLC | |
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Signed: |
/s/ Joshua M. Bloomstein |
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Name: |
Joshua M. Bloomstein |
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Title: |
Authorized Signatory |
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Ares Management LLC | |
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Signed: |
/s/ Naseem Sagati Aghili |
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Name: |
Naseem Sagati Aghili |
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Title: |
Authorized Signatory |
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Ares Management Holdings L.P. | |
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By: Ares Holdco LLC, its general partner | |
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Signed: |
/s/ Naseem Sagati Aghili |
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Name: |
Naseem Sagati Aghili |
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Title: |
Authorized Signatory |
CUSIP No. 15644G104 |
Schedule 13G |
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Ares Holdco LLC | |
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Signed: |
/s/ Naseem Sagati Aghili |
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Name: |
Naseem Sagati Aghili |
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Title: |
Authorized Signatory |
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Ares Holdings Inc. | |
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Signed: |
/s/ Naseem Sagati Aghili |
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Name: |
Naseem Sagati Aghili |
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Title: |
Authorized Signatory |
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Ares Management Corporation | |
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Signed: |
/s/ Naseem Sagati Aghili |
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Name: |
Naseem Sagati Aghili |
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Title: |
Authorized Signatory |
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Ares Voting LLC | |
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By: Ares Partners Holdco LLC, its sole member | |
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Signed: |
/s/ Naseem Sagati Aghili |
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Name: |
Naseem Sagati Aghili |
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Title: |
Authorized Signatory |
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Ares Management GP LLC | |
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Signed: |
/s/ Naseem Sagati Aghili |
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Name: |
Naseem Sagati Aghili |
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Title: |
Authorized Signatory |
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Ares Partners Holdco LLC | |
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Signed: |
/s/ Naseem Sagati Aghili |
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Name: |
Naseem Sagati Aghili |
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Title: |
Authorized Signatory |
CUSIP No. 15644G104 |
Schedule 13G |
LIST OF EXHIBITS
Exhibit No. |
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Description |
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99.1 |
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