Sec Form 13G Filing - Bronfeld Zeev filing for Entera Bio Ltd. (ENTX) - 2020-02-18

Insider filing report for Changes in Beneficial Ownership

  • Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
  • Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
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UNITED STATES  
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
SCHEDULE 13G
(Rule 13d-102) 
 
Under the Securities Exchange Act of 1934
 (Amendment No. 1)*
 
ENTERA BIO LTD.
(Name of Issuer)
 
Ordinary Shares, par value of NIS 0.0000769 per share
(Title of Class of Securities)
 
M40527109
(CUSIP Number)
 
December 31, 2019
(Date of Event Which Requires Filing of this Statement)
 
Check the appropriate box to designate the rule pursuant to which this schedule is filed:
 
Rule 13d-1(b) 
 
Rule 13d-1(c) 
 
Rule 13d-1(d) 
 
*
The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
 
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 

CUSIP No. M40527109
 
13G
 
Page 2 of 7 Pages
 
1
 
NAME OF REPORTING PERSON
 
D.N.A Biomedical Solutions Ltd.
2
 
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a)
(b)
3
 
SEC USE ONLY
 
 
4
 
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Israel
NUMBER OF 
SHARES
BENEFICIALLY 
OWNED BY
EACH 
REPORTING
PERSON 
WITH
5
SOLE VOTING POWER
 
---
6
SHARED VOTING POWER
 
3,256,630 (*)
7
SOLE DISPOSITIVE POWER
 
---
8
SHARED DISPOSITIVE POWER
 
3,256,630 (*)
9
 
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
3,256,630 (*)
10
 
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES


11
 
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
18.23% (*) (**)
12
 
TYPE OF REPORTING PERSON
 
CO 
 
(*) The beneficial ownership of the securities reported herein is described in Item 4(a).

(**) Based on 17,864,684 ordinary shares outstanding as of December 31, 2019, as provided by the issuer.


 
CUSIP No. M40527109
 
 
13G
 
 
Page 3 of 7 Pages

1
 
NAME OF REPORTING PERSON
 
Zeev Bronfeld
2
 
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a)
(b)
3
 
SEC USE ONLY
 
 
4
 
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Israel
NUMBER OF 
SHARES
BENEFICIALLY 
OWNED BY
EACH 
REPORTING
PERSON 
WITH
 
5
SOLE VOTING POWER

---
 
6
SHARED VOTING POWER
 
3,290,268 (*)
 
7
SOLE DISPOSITIVE POWER
 
---
 
8
SHARED DISPOSITIVE POWER
 
3,290,268 (*)
9
 
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
3,290,268 (*)
10
 
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES 
 
 
11
 
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
18.42% (*) (**)
12
 
TYPE OF REPORTING PERSON
 
IN 

 (*) The beneficial ownership of the securities reported herein is described in Item 4(a).

(**) Based on 17,864,684 ordinary shares outstanding as of December 31, 2019, as provided by the issuer.


 
Item 1(a). Name of Issuer
 
Entera Bio Ltd.
 
Item 1(b).
Address of Issuer’s Principal Executive Offices 
 
Kiryat Hadassah, Minrav Building - Fifth Floor, Jerusalem 9112002 Israel
 
Item 2(a).
Name of Person Filing

D.N.A Biomedical Solutions Ltd.

Zeev Bronfeld
 
Item 2(b).
Address of Principal Business Office or, if none, Residence 
 
D.N.A Biomedical Solutions Ltd. – 43 Hatarsi St., Tel Aviv 6249245 Israel

Zeev Bronfeld – 6 Ori St., Tel Aviv 6495406 Israel
 
Item 2(c).
Citizenship 
 
D.N.A Biomedical Solutions Ltd. – Israel.

Zeev Bronfeld – Israel.
 
Item 2(d).
Title of Class of Securities 
 
Ordinary Shares, par value of NIS 0.0000769 per share
 
Item 2(e).
CUSIP Number 
 
M40527109

Item 3.
Not applicable 
 
Item 4.
Ownership 
 
        (a).
Amount beneficially owned 
 
See rows 5-9 of cover page of each reporting person

The shares beneficially owned by Zeev Bronfeld include 33,638 options to purchase shares of the Issuer, with vesting dates ranging from September 27, 2018 to September 27, 2021.

In addition, Zeev Bronfeld is the controlling shareholder of D.N.A Biomedical Solutions Ltd. By reason of such control, Zeev Bronfeld may be deemed to be beneficial owner of, and to share the power to vote and dispose of, the shares of the Issuer beneficially owned by D.N.A Biomedical Solutions Ltd.  Mr. Bronfeld disclaims beneficial ownership of the shares of the Issuer held by D.N.A Biomedical Solutions Ltd.
 
        (b).
Percent of Class 
 
See row 11 of cover page of each reporting person.



        (c).
Number of shares as to which such person has:
 
 
(i)
sole power to vote or to direct the vote: see row 5 of cover page of each reporting person
 
(ii)
shared power to vote or to direct the vote: see row 6 of cover page of each reporting person
 
(iii)
sole power to dispose or to direct the disposition of: see row 7 of cover page of each reporting person
 
(iv)
shared power to dispose or to direct the disposition of: see row 8 of cover page of each reporting person
 
Item 5.
Ownership of Five Percent or Less of a Class 
 
Not applicable.
 
Item 6.
Ownership of More than Five Percent on Behalf of Another Person 
 
Not applicable.
 
Item 7.
Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company or Control Person:
 
Not applicable.
 
Item 8.
Identification and Classification of Members of the Group 
 
Not applicable.
 
Item 9.
Notice of Dissolution of Group 
 
Not applicable.
 
Item 10.
Certification 
 
Not applicable.
 

SIGNATURES
 
After reasonable inquiry and to the best of my knowledge and belief, the undersigned certifies that the information set forth in this Statement is true, complete and correct.
 
Dated: February 17, 2020

 Zeev Bronfeld

D.N.A Biomedical Solutions Ltd.

 
 
 By: /s/ Zeev Bronfeld 
By: /s/ Tony Klein
Name: Tony Klein
 
 
 
 
Title: CFO
 
 
 
 

EXHIBIT NO.            DESCRIPTION