Insider filing report for Changes in Beneficial Ownership
- Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
- Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 1)*
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
o Rule 13d-1(b)
o Rule 13d-1(c)
þ Rule 13d-1(d)
* The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. |
67461T 206 |
13G |
1 | NAMES OF REPORTING PERSONS TLC Vision Corporation |
||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) |
||||
(a) o | |||||
(b) o | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
Province of New Brunswick | |||||
5 | SOLE VOTING POWER | ||||
NUMBER OF | 39,278 | ||||
SHARES | 6 | SHARED VOTING POWER | |||
BENEFICIALLY | |||||
OWNED BY | 711,536 | ||||
EACH | 7 | SOLE DISPOSITIVE POWER | |||
REPORTING | |||||
PERSON | 39,278 | ||||
WITH: | 8 | SHARED DISPOSITIVE POWER | |||
711,536 | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
750,814 | |||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||
o | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
7.6% | |||||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||
CO |
(1) | Based on 9,828,409 outstanding shares of Common Stock of the Issuer as of December 31, 2008. |
Page 2 of 5
CUSIP NO. 67461T 206
|
13G |
Item 1(a). | Name of Issuer |
OccuLogix, Inc. |
Item 1(b). | Address of Issuers Principal Executive Offices |
12707 High Bluff Drive, Second Floor, San Diego, California 92130 |
Item 2(a). | Name of Person Filing |
TLC Vision Corporation |
Item 2(b). | Address of Principal Business Office or, if none, Residence |
5280 Solar Drive, Suite 100, Mississauga, Ontario L4W 5M8 |
Item 2(c). | Citizenship |
Province of New Brunswick |
Item 2(d). | Title of Class of Securities |
Common Stock |
Item 2(e). | CUSIP Number |
67461T 206 |
Item 3. |
Not applicable |
Item 4. | Ownership |
(a) | Amount Beneficially Owned: | ||
750,814 | |||
(b) | Percent of Class: | ||
7.6% | |||
(c) | Number of shares as to which such person has: |
(i) | sole power to vote or to direct the vote: | ||
39,278 |
Page 3 of 5
CUSIP NO. 67461T 206
|
13G |
(ii) | shared power to vote or to direct the vote: | ||
711,536* | |||
(iii) | sole power to dispose or to direct the disposition of: | ||
39,278 | |||
(iv) | shared power to dispose or to direct the disposition of: | ||
711,536* |
Item 5. | Ownership of Five Percent or Less of a Class |
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following ??. |
Item 6. | Ownership of More than Five Percent on Behalf of Another Person |
Not applicable |
Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company |
Not applicable |
Item 8. | Identification and Classification of Members of the Group |
Not applicable |
Item 9. | Notice of Dissolution of Group |
Not applicable |
Item 10. | Certification |
Not applicable |
* | Owned by TLC Vision (USA) Corporation, a wholly owned subsidiary |
Page 4 of 5
TLC VISION CORPORATION |
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By: | /s/ Brian L. Andrew | |||
Name: | Brian L. Andrew | |||
Title: | General Counsel | |||
Page 5 of 5