Insider filing report for Changes in Beneficial Ownership
- Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
- Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
- Peter Lynch
What is insider trading>>
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D/A
(Rule 13d-101)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO
RULE 13d-2(a)
Under the Securities Exchange Act of 1934
(Amendment No. 9)*
LEAF GROUP LTD.
(Name of Issuer)
Common Stock, par value $0.0001
(Title of Class of Securities)
52177G102
(CUSIP Number)
Oak Investment Partners XI, Limited Partnership
901 Main Avenue, Suite 600
Norwalk, CT 06851
Attention: Fred Harman
Telephone: (203) 226-8346
(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)
August 31, 2020
(Date of Event Which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box [X].
Note. Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7(b) for other parties to whom copies are to be sent.
|
* |
The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. |
The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes.)
CUSIP No. 52177G102
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1 |
NAMES OF REPORTING PERSONS |
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Oak Investment Partners XI, Limited Partnership |
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||||
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2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
(a) |
☐ |
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(b) |
☒ |
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||||
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3 |
SEC USE ONLY |
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4 |
SOURCE OF FUNDS (SEE INSTRUCTIONS) |
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WC |
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||||
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5 |
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E) |
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☐ |
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6 |
CITIZENSHIP OR PLACE OF ORGANIZATION |
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Delaware |
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||||
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NUMBER OF |
7 |
SOLE VOTING POWER |
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0 |
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|||
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||||
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8 |
SHARED VOTING POWER |
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2,948,287 |
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9 |
SOLE DISPOSITIVE POWER |
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0 |
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10 |
SHARED DISPOSITIVE POWER |
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2,948,287 |
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||||
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11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
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2,948,287 |
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12 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) |
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☒ |
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13 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
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11.0% |
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14 |
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) |
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PN |
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CUSIP No. 52177G102
|
1 |
NAMES OF REPORTING PERSONS |
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Oak Investment Partners XII, Limited Partnership |
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2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
(a) |
☐ |
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(b) |
☒ |
|||
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||||
|
3 |
SEC USE ONLY |
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4 |
SOURCE OF FUNDS (SEE INSTRUCTIONS) |
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WC |
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||||
|
5 |
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E) |
|
☐ |
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|||
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||||
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6 |
CITIZENSHIP OR PLACE OF ORGANIZATION |
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Delaware |
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|||
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||||
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NUMBER OF |
7 |
SOLE VOTING POWER |
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0 |
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|||
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|
||||
|
8 |
SHARED VOTING POWER |
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||
|
769,387 |
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|||
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||||
|
9 |
SOLE DISPOSITIVE POWER |
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||
|
0 |
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|||
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||||
|
10 |
SHARED DISPOSITIVE POWER |
|
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||
|
769,387 |
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|||
|
|
|
||||
|
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
||
|
769,387 |
|
|
|||
|
|
|
||||
|
12 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) |
|
☒ |
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|||
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||||
|
13 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
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2.9% |
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||||
|
14 |
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) |
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PN |
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CUSIP No. 52177G102
|
1 |
NAMES OF REPORTING PERSONS |
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Oak Associates XI, LLC |
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||||
|
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
(a) |
☐ |
||
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(b) |
☒ |
|||
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||||
|
3 |
SEC USE ONLY |
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|||
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||||
|
4 |
SOURCE OF FUNDS (SEE INSTRUCTIONS) |
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|
AF |
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|||
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||||
|
5 |
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E) |
|
☐ |
||
|
|
|
|
|||
|
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||||
|
6 |
CITIZENSHIP OR PLACE OF ORGANIZATION |
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|
Delaware |
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|
|||
|
|
|
||||
|
NUMBER OF |
7 |
SOLE VOTING POWER |
|
|
|
|
0 |
|
|
|||
|
|
|
||||
|
8 |
SHARED VOTING POWER |
|
|
||
|
2,948,287 |
|
|
|||
|
|
|
||||
|
9 |
SOLE DISPOSITIVE POWER |
|
|
||
|
0 |
|
|
|||
|
|
|
||||
|
10 |
SHARED DISPOSITIVE POWER |
|
|
||
|
2,948,287 |
|
|
|||
|
|
|
||||
|
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
||
|
2,948,287 |
|
|
|||
|
|
|
||||
|
12 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) |
|
☒ |
||
|
|
|
|
|||
|
|
|
||||
|
13 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
|
|
||
|
11.0% |
|
|
|||
|
|
|
||||
|
14 |
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) |
|
|
||
|
OO |
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|||
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||||
CUSIP No. 52177G102
|
1 |
NAMES OF REPORTING PERSONS |
|
|
||
|
Oak Associates XII, LLC |
|
|
|||
|
|
|
||||
|
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
(a) |
☐ |
||
|
|
(b) |
☒ |
|||
|
|
|
||||
|
3 |
SEC USE ONLY |
|
|
||
|
|
|
|
|||
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|
|
||||
|
4 |
SOURCE OF FUNDS (SEE INSTRUCTIONS) |
|
|
||
|
AF |
|
|
|||
|
|
|
||||
|
5 |
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E) |
|
☐ |
||
|
|
|
|
|||
|
|
|
||||
|
6 |
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
|
||
|
Delaware |
|
|
|||
|
|
|
||||
|
NUMBER OF |
7 |
SOLE VOTING POWER |
|
|
|
|
0 |
|
|
|||
|
|
|
||||
|
8 |
SHARED VOTING POWER |
|
|
||
|
769,387 |
|
|
|||
|
|
|
||||
|
9 |
SOLE DISPOSITIVE POWER |
|
|
||
|
0 |
|
|
|||
|
|
|
||||
|
10 |
SHARED DISPOSITIVE POWER |
|
|
||
|
769,387 |
|
|
|||
|
|
|
||||
|
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
||
|
769,387 |
|
|
|||
|
|
|
||||
|
12 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) |
|
☒ |
||
|
|
|
|
|||
|
|
|
||||
|
13 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
|
|
||
|
2.9% |
|
|
|||
|
|
|
||||
|
14 |
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) |
|
|
||
|
OO |
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|||
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||||
CUSIP No. 52177G102
|
1 |
NAMES OF REPORTING PERSONS |
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|
||
|
Oak Management Corporation |
|
|
|||
|
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|
||||
|
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
(a) |
☐ |
||
|
|
(b) |
☒ |
|||
|
|
|
||||
|
3 |
SEC USE ONLY |
|
|
||
|
|
|
|
|||
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|
|
||||
|
4 |
SOURCE OF FUNDS (SEE INSTRUCTIONS) |
|
|
||
|
AF |
|
|
|||
|
|
|
||||
|
5 |
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E) |
|
☐ |
||
|
|
|
|
|||
|
|
|
||||
|
6 |
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
|
||
|
Delaware |
|
|
|||
|
|
|
||||
|
NUMBER OF |
7 |
SOLE VOTING POWER |
|
|
|
|
0 |
|
|
|||
|
|
|
||||
|
8 |
SHARED VOTING POWER |
|
|
||
|
3,717,674 |
|
|
|||
|
|
|
||||
|
9 |
SOLE DISPOSITIVE POWER |
|
|
||
|
0 |
|
|
|||
|
|
|
||||
|
10 |
SHARED DISPOSITIVE POWER |
|
|
||
|
3,717,674 |
|
|
|||
|
|
|
||||
|
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
||
|
3,717,674 |
|
|
|||
|
|
|
||||
|
12 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) |
|
☒ |
||
|
|
|
|
|||
|
|
|
||||
|
13 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
|
|
||
|
13.8% |
|
|
|||
|
|
|
||||
|
14 |
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) |
|
|
||
|
CO, IA |
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|||
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||||
CUSIP No. 52177G102
|
1 |
NAMES OF REPORTING PERSONS |
|
|
||
|
Bandel L. Carano |
|
|
|||
|
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|
||||
|
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
(a) |
☐ |
||
|
|
(b) |
☒ |
|||
|
|
|
||||
|
3 |
SEC USE ONLY |
|
|
||
|
|
|
|
|||
|
|
|
||||
|
4 |
SOURCE OF FUNDS (SEE INSTRUCTIONS) |
|
|
||
|
AF |
|
|
|||
|
|
|
||||
|
5 |
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E) |
|
☐ |
||
|
|
|
|
|||
|
|
|
||||
|
6 |
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
|
||
|
United States |
|
|
|||
|
|
|
||||
|
NUMBER OF |
7 |
SOLE VOTING POWER |
|
|
|
|
0 |
|
|
|||
|
|
|
||||
|
8 |
SHARED VOTING POWER |
|
|
||
|
3,717,674 |
|
|
|||
|
|
|
||||
|
9 |
SOLE DISPOSITIVE POWER |
|
|
||
|
0 |
|
|
|||
|
|
|
||||
|
10 |
SHARED DISPOSITIVE POWER |
|
|
||
|
3,717,674 |
|
|
|||
|
|
|
||||
|
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
||
|
3,717,674 |
|
|
|||
|
|
|
||||
|
12 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) |
|
☒ |
||
|
|
|
|
|||
|
|
|
||||
|
13 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
|
|
||
|
13.8% |
|
|
|||
|
|
|
||||
|
14 |
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) |
|
|
||
|
IN |
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|
|||
|
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|
||||
CUSIP No. 52177G102
|
1 |
NAMES OF REPORTING PERSONS |
|
|
||
|
Edward F. Glassmeyer |
|
|
|||
|
|
|
||||
|
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
(a) |
☐ |
||
|
|
(b) |
☒ |
|||
|
|
|
||||
|
3 |
SEC USE ONLY |
|
|
||
|
|
|
|
|||
|
|
|
||||
|
4 |
SOURCE OF FUNDS (SEE INSTRUCTIONS) |
|
|
||
|
AF |
|
|
|||
|
|
|
||||
|
5 |
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E) |
|
☐ |
||
|
|
|
|
|||
|
|
|
||||
|
6 |
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
|
||
|
United States |
|
|
|||
|
|
|
||||
|
NUMBER OF |
7 |
SOLE VOTING POWER |
|
|
|
|
0 |
|
|
|||
|
|
|
||||
|
8 |
SHARED VOTING POWER |
|
|
||
|
3,717,674 |
|
|
|||
|
|
|
||||
|
9 |
SOLE DISPOSITIVE POWER |
|
|
||
|
0 |
|
|
|||
|
|
|
||||
|
10 |
SHARED DISPOSITIVE POWER |
|
|
||
|
3,717,674 |
|
|
|||
|
|
|
||||
|
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
||
|
3,717,674 |
|
|
|||
|
|
|
||||
|
12 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) |
|
☒ |
||
|
|
|
|
|||
|
|
|
||||
|
13 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
|
|
||
|
13.8% |
|
|
|||
|
|
|
||||
|
14 |
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) |
|
|
||
|
IN |
|
|
|||
|
|
|
||||
CUSIP No. 52177G102
|
1 |
NAMES OF REPORTING PERSONS |
|
|
||
|
Fredric W. Harman |
|
|
|||
|
|
|
||||
|
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
(a) |
☐ |
||
|
|
(b) |
☒ |
|||
|
|
|
||||
|
3 |
SEC USE ONLY |
|
|
||
|
|
|
|
|||
|
|
|
||||
|
4 |
SOURCE OF FUNDS (SEE INSTRUCTIONS) |
|
|
||
|
AF |
|
|
|||
|
|
|
||||
|
5 |
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E) |
|
☐ |
||
|
|
|
|
|||
|
|
|
||||
|
6 |
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
|
||
|
United States |
|
|
|||
|
|
|
||||
|
NUMBER OF |
7 |
SOLE VOTING POWER |
|
|
|
|
0 |
|
|
|||
|
|
|
||||
|
8 |
SHARED VOTING POWER |
|
|
||
|
3,717,674 |
|
|
|||
|
|
|
||||
|
9 |
SOLE DISPOSITIVE POWER |
|
|
||
|
0 |
|
|
|||
|
|
|
||||
|
10 |
SHARED DISPOSITIVE POWER |
|
|
||
|
3,717,674 |
|
|
|||
|
|
|
||||
|
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
||
|
3,717,674 |
|
|
|||
|
|
|
||||
|
12 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) |
|
☒ |
||
|
|
|
|
|||
|
|
|
||||
|
13 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
|
|
||
|
13.8% |
|
|
|||
|
|
|
||||
|
14 |
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) |
|
|
||
|
IN |
|
|
|||
|
|
|
||||
CUSIP No. 52177G102
|
1 |
NAMES OF REPORTING PERSONS |
|
|
||
|
Ann H. Lamont |
|
|
|||
|
|
|
||||
|
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
(a) |
☐ |
||
|
|
(b) |
☒ |
|||
|
|
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||||
|
3 |
SEC USE ONLY |
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|||
|
|
|
|
|||
|
|
|
||||
|
4 |
SOURCE OF FUNDS (SEE INSTRUCTIONS) |
|
|
||
|
AF |
|
|
|||
|
|
|
||||
|
5 |
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E) |
|
☐ |
||
|
|
|
|
|||
|
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||||
|
6 |
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
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||
|
United States |
|
|
|||
|
|
|
||||
|
NUMBER OF |
7 |
SOLE VOTING POWER |
|
|
|
|
0 |
|
|
|||
|
|
|
||||
|
8 |
SHARED VOTING POWER |
|
|
||
|
3,717,674 |
|
|
|||
|
|
|
||||
|
9 |
SOLE DISPOSITIVE POWER |
|
|
||
|
0 |
|
|
|||
|
|
|
||||
|
10 |
SHARED DISPOSITIVE POWER |
|
|
||
|
3,717,674 |
|
|
|||
|
|
|
||||
|
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
||
|
3,717,674 |
|
|
|||
|
|
|
||||
|
12 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) |
|
☒ |
||
|
|
|
|
|||
|
|
|
||||
|
13 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
|
|
||
|
13.8% |
|
|
|||
|
|
|
||||
|
14 |
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) |
||||
|
IN |
|
|
|||
|
|
|
||||
CUSIP No. 52177G102
|
1 |
NAMES OF REPORTING PERSONS |
|
|
||
|
Grace A. Ames |
|
|
|||
|
|
|
||||
|
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
(a) |
☐ |
||
|
|
(b) |
☒ |
|||
|
|
|
||||
|
3 |
SEC USE ONLY |
|
|
||
|
|
|
|
|||
|
|
|
||||
|
4 |
SOURCE OF FUNDS (SEE INSTRUCTIONS) |
|
|
||
|
AF |
|
|
|||
|
|
|
||||
|
5 |
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E) |
|
☐ |
||
|
|
|
|
|||
|
|
|
||||
|
6 |
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
|
||
|
United States |
|
|
|||
|
|
|
||||
|
NUMBER OF |
7 |
SOLE VOTING POWER |
|
|
|
|
0 |
|
|
|||
|
|
|
||||
|
8 |
SHARED VOTING POWER |
|
|
||
|
769,387 |
|
|
|||
|
|
|
||||
|
9 |
SOLE DISPOSITIVE POWER |
|
|
||
|
0 |
|
|
|||
|
|
|
||||
|
10 |
SHARED DISPOSITIVE POWER |
|
|
||
|
769,387 |
|
|
|||
|
|
|
||||
|
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
||
|
769,387 |
|
|
|||
|
|
|
||||
|
12 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) |
|
☒ |
||
|
|
|
|
|||
|
|
|
||||
|
13 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
|
|
||
|
2.9% |
|
|
|||
|
|
|
||||
|
14 |
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) |
|
|
||
|
IN |
|
|
|||
|
|
|
||||
EXPLANATORY NOTE
This Amendment No. 9 (this "Amendment") amends and supplements the Schedule 13D filed with the Securities and Exchange Commission on June 22, 2020, as amended on June 29, 2020, July 13, 2020 (twice), July 16, 2020, July 27, 2020, July 29, 2020, August 13, 2020 and August 17, 2020, by the Reporting Persons (as amended from time to time, the "Schedule 13D") relating to their beneficial ownership in Leaf Group Ltd. (the "Issuer"). Except to the extent set forth in this Amendment, all material information disclosed in the Schedule 13D remains unchanged. Capitalized terms used but not defined in this Amendment have the respective meanings set forth in the Schedule 13D.
ITEM 4. Purpose of Transaction
Item 4 of the Schedule 13D is hereby amended and supplemented to add the following:
On August 31, 2020, the Investors issued a press release commenting on recent media reports. A copy of the press release is attached hereto as Exhibit 10.
ITEM 5. Interest in Securities of the Issuer
The second and third paragraphs of Item 5(a) of the Schedule 13D are hereby amended and restated as follows:
The percentages set forth in this response are based on the 26,861,643 shares of common stock outstanding as of July 27, 2020, as reported by the Issuer in its Quarterly Report on Form 10-Q for the quarter ended June 30, 2020 as filed with the SEC on July 31, 2020.
Based upon information provided to the Reporting Persons by the other Investors, the Investors collectively beneficially own an aggregate of 10,547,342 shares of common stock representing approximately 39.3% of the outstanding shares of common stock of the Issuer.
ITEM 7. Material to be Filed as Exhibits.
Item 7 of the Schedule 13D is hereby amended and supplemented to add the following:
|
Exhibit 10 |
Press Release, dated August 31, 2020. |
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct.
Dated: August 31, 2020
Entities:
Oak Investment Partners XI, Limited Partnership
Oak Associates XI, LLC
Oak Investment Partners XII, Limited Partnership
Oak Associates XII, LLC
Oak Management Corporation
By: /s/ Edward F. Glassmeyer
Name: Edward F. Glassmeyer
Title: General Partner or Managing Member or attorney-in-fact for the above-listed entities
Individuals:
Bandel L. Carano
Edward F. Glassmeyer
Fredric W. Harman
Ann H. Lamont
Grace A. Ames
/s/ Edward F. Glassmeyer
Edward F. Glassmeyer, individually and as attorney-in-fact for the above-listed individuals
EXHIBIT INDEX
|
Exhibit 1 |
Joint Filing Agreement |
|
Exhibit 2 |
Press Release and Letter to Board of Directors, dated June 29, 2020. |
|
Exhibit 3 |
Press Release and Letter to Board of Directors, dated July 10, 2020. |
|
Exhibit 4 |
Press Release and Letter to Board of Directors, dated July 13, 2020. |
|
Exhibit 5 |
Press Release, dated July 16, 2020. |
|
Exhibit 6 |
Press Release and Letter to Board of Directors, dated July 27, 2020. |
|
Exhibit 7 |
Press Release, dated July 29, 2020. |
|
Exhibit 8 |
Press Release and Letter to Board of Directors, dated August 12, 2020. |
|
Exhibit 9 |
Press Release, dated August 17, 2020. |