Insider filing report for Changes in Beneficial Ownership
- Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
- Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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- Peter Lynch
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 1)*
B of I HOLDING, INC.
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(Name of Issuer)
Common Stock, $0.01 par value
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(Title of Class of Securities)
05566U108
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(CUSIP Number)
Robert Eprile
10773 Cherry Hill Drive
San Diego, CA 92130
(858) 720-9952
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(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
October 14, 2009
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(Date of Event Which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to
report the acquisition which is the subject of this Schedule 13D, and is filing
this schedule because of ss.ss. 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g),
check the following box |_|.
Note: Schedules filed in paper format shall include a signed original and
five copies of the schedule, including all exhibits. See Rule 13d-7 for other
parties to whom copies are to be sent.
*The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which would
alter disclosures provided in a prior cover page.
The Information required on the remainder of this cover page shall not be
deemed to be "filed" for the purpose of Section 18 of the Securities Exchange
Act of 1934 ("Act") or otherwise subject to the liabilities of that section of
the Act but shall be subject to all other provisions of the Act (however, see
the Notes).
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CUSIP NO. 05566U108 PAGE 2 OF 6 PAGES
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1 NAMES OF REPORTING PERSONS
Robert Eprile
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON:
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)|_|
(b)|_|
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3 SEC USE ONLY
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4 SOURCE OF FUNDS
PF
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5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM
2(d) or 2(e) |_|
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6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
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7 SOLE VOTING POWER
92,713
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NUMBER OF 8 SHARED VOTING POWER
SHARES
BENEFICIALLY 0
OWNED BY --------------------------------------------------------
EACH 9 SOLE DISPOSITIVE POWER
REPORTING
PERSON 92,713
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10 SHARED DISPOSITIVE POWER
0
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11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
92,713
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12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|_|
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13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
1.1%
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14 TYPE OF REPORTING PERSON
IN
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- ---------------------------- -------------------------
CUSIP NO. 05566U108 PAGE 3 OF 6 PAGES
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This Amendment No. 1 amends and supplements the statement on Schedule 13D
(the "Schedule 13D") originally filed with the Securities and Exchange
Commission on January 20, 2006 by Robert Eprile (the "Reporting Person") with
respect to the shares of Common Stock, $0.01 par value per share (the "Common
Stock"), of B of I Holding, Inc., a Delaware corporation (the "Issuer"). Unless
otherwise indicated, each capitalized term used but not defined herein shall
have the meaning assigned to such term in the Schedule 13D. From and after the
date hereof, all references in the Schedule 13D to the Schedule 13D or terms of
similar import shall be deemed to refer to the Schedule 13D as amended and
supplemented hereby. This amendment is being filed solely to report the fact
that the Reporting Person is no longer the beneficial owner of five percent of
the Company's outstanding Common Stock. As a result of an open market sale
effected on November 6, 2007, the Reporting Person's beneficial ownership of
Common Stock was reduced from 5.11% as of October 9, 2007 to 4.7% as of November
6, 2007.
Item 2 and Item 5 are hereby amended and supplemented as follows:
Item 2. Identity and Background
(a) - (c)
The name of the Reporting Person is Robert Eprile. The address for the
Reporting Person is 10773 Cherry Hill Drive, San Diego, CA 92130. Mr Eprile is a
former director of B of I Holding, Inc.
(d) - (e)
During the last five years, the Reporting Person has not been (i)
convicted in a criminal proceeding (excluding traffic violations and similar
misdemeanors), or (ii) a party to a civil proceeding of a judicial or
administrative body of competent jurisdiction and as a result of such proceeding
was or is subject to a judgment, decree or final order enjoining future
violations of, or mandating activities subject to, federal or state securities
laws or finding any violation with respect to such laws.
Item 5. Interest in Securities of the Issuer.
(a) - (b)
Based upon the Issuer's Definitive Proxy Statement on Schedule 14A, filed
with the Securities and Exchange Commission on September 25, 2009, there were
8,082,768 shares of Common Stock outstanding as of September 10, 2009. The
Reporting Person is the beneficial owner of 92,713 shares of Common Stock of the
Issuer, representing 1.1% of the total number of shares outstanding as of
September 25, 2009. The Reporting Person (i) has the sole power to vote or to
direct the vote and to dispose or direct the disposition of 92,713 of such
shares and (ii) does not have shared power to vote or to direct the vote and to
dispose or direct the disposition of any of such shares.
(c) Schedule A annexed hereto lists all transactions by the Reporting Persons
since the 60th day prior to the date of this filing. All of such transactions
were effected in the open market.
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CUSIP NO. 05566U108 PAGE 4 OF 6 PAGES
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(d) N/A.
(e) As of November 6, 2007, the Reporting Person ceased to be the beneficial
owner of more than five percent of Common Stock.
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CUSIP NO. 05566U108 PAGE 5 OF 6 PAGES
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SIGNATURE
After reasonable inquiry and to the best of each of the undersigned's
knowledge and belief, each of the undersigned certifies that the information set
forth in this statement is true, complete and correct.
ROBERT EPRILE
By: /s/ Robert Eprile
---------------------------------
Name: Robert Eprile
Dated: October 14, 2009
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CUSIP NO. 05566U108 PAGE 6 OF 6 PAGES
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SCHEDULE A
TRANSACTIONS IN SHARES OF THE ISSUER DURING THE PAST 60 DAYS
All transactions were effected in the open market
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Class of Date of Amount of Purchase (P) Price per
Security Transaction Shares Sold or Sale (S) Share ($)
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Common Stock 9/30/09 1,000 S 8.50
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Common Stock 9/22/09 1,000 S 8.15
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Common Stock 9/11/09 800 S 8.55
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Common Stock 9/11/09 200 S 8.59
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Common Stock 9/08/09 1,000 S 8.55
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Common Stock 9/01/09 2,000 S 8.40
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Common Stock 9/01/09 1,700 S 8.34
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Common Stock 9/01/09 300 S 8.35
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Common Stock 8/25/09 2,000 S 6.85
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Common Stock 8/17/09 1,400 S 6.55
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Common Stock 8/17/09 1,600 S 6.90
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Common Stock 8/04/09 900 S 7.00
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Common Stock 8/04/09 100 S 7.01
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