Sec Form 13G Filing - Superius Securities Group Inc Profit Sharing Plan filing for Rekor Systems Inc. (REKR) - 2019-11-26

Insider filing report for Changes in Beneficial Ownership

  • Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
  • Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

SCHEDULE 13G

 

Under the Securities Exchange Act of 1934

(Amendment No. ________)*

 

Rekor Systems Inc.

(Name of Issuer)

 

Common Stock, par value $0.001 per share

(Title of Class of Securities)

 

759419104

(CUSIP Number)

 

Robert Berman, 7172 Columbia Gateway Dr, Suite 400, Columbia MD 21046 410-762-0800

(Name, Address and Telephone Number of Person

Authorized to Receive Notices and Communications)

 

November 22, 2019

(Date of Event which Requires Filing of this Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

[X] Rule 13d-1(b)

[  ] Rule 13d-1(c)

[  ] Rule 13d-1(d)

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

 

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 

   
CUSIP No. 75941910413GPage 2 of 5 Pages

 

1.  

NAMES OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

Superius Securities Group Inc Profit Sharing Plan (the “Plan”)

 

2.  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(see instructions)

(a) [  ]

(b) [  ]

3.  

SEC USE ONLY

 

4.  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

United States

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON WITH

  5.  

SOLE VOTING POWER

 

1,055,330

  6.  

SHARED VOTING POWER

 

00,000

  7.  

SOLE DISPOSITIVE POWER

 

1,055,330

  8.  

SHARED DISPOSITIVE POWER

 

00,000

9.  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

1,055,330

10.  

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

(see instructions) [  ]

 

11.  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

5% (1) Based on 21,027,401 shares of the Issuer’s Common Stock outstanding

12.  

TYPE OF REPORTING PERSON (see instructions)

 

EP

 

   
CUSIP No. 75941910413GPage 3 of 5 Pages

 

Item 1.

 

  (a)

Name of Issuer

Rekor Systems Inc

     
  (b)

Address of Issuer’s Principal Executive Offices

7172 Columbia Gateway Driveway, Suite 400, Columbia MD 21046

 

Item 2.

 

  (a)

Name of Person Filing

Superius Securities Group Inc Profit Sharing Plan

     
  (b)

Address of the Principal Office or, if none, residence

    94 Grand Ave Englewood NJ 07631
     
  (c)

Citizenship

    A United States company organized in the State of New York
     
  (d)

Title of Class of Securities

    Common Stock, par value $0.001 per shares
     
  (e)

CUSIP Number

759419104

 

Item 3. If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

 

  (a) [  ] Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).
       
  (b) [  ] Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
       
  (c) [  ] Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
       
  (d) [  ] Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).
       
  (e) [  ] An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
       
  (f) [x] An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
       
  (g) [  ] A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G);
       
  (h) [  ] A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
       
  (i) [  ] A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
       
  (j) [  ] Group, in accordance with §240.13d-1(b)(1)(ii)(J).

 

Item 4. Ownership.

 

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

 

  (a)   Amount beneficially owned: 1,055,330
         
  (b)   Percent of class: .05
         
  (c)   Number of shares as to which the person has: 1,055,330
         
      (i) Sole power to vote or to direct the vote. 1,055,330
         
      (ii) Shared power to vote or to direct the vote. 0
         
      (iii) Sole power to dispose or to direct the disposition of. 0
         
      (iv) Shared power to dispose or to direct the disposition of. 0

 

Instruction. For computations regarding securities which represent a right to acquire an underlying security see §240.13d-3(d)(1).

 

   
CUSIP No. 75941910413GPage 4 of 5 Pages

  

Item 5. Ownership of Five Percent or Less of a Class.

 

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [  ] .

 

Instruction. Dissolution of a group requires a response to this item.

 

Item 6. Ownership of More than Five Percent on Behalf of Another Person.

 

Not Applicable.

 

Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company.

 

Not Applicable.

 

Item 8. Identification and Classification of Members of the Group.

 

Not Applicable.

 

Item 9. Notice of Dissolution of Group.

 

Not Applicable.

 

Item 10. Certification.

 

  (a) The following certification shall be included if the statement is filed pursuant to §240.13d-1(b):
     
    By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
     
  (b) The following certification shall be included if the statement is filed pursuant to §240.13d-1(c):
     
    By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 

   
CUSIP No. 75941910413GPage 5 of 5 Pages

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

 

11/26/2019

  Date
   
 

James Hudgins

  Signature
   
  James Hudgins, TTEE

  Name/Title