Sec Form 13D Filing - Apollo Management Holdings GP LLC filing for GENCO SHIPPING & TRADING LTD (GNK) - 2021-03-11

Insider filing report for Changes in Beneficial Ownership

  • Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
  • Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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SECURITIES AND EXCHANGE COMMISSION

Washington, D.C.  20549

 


 

SCHEDULE 13D/A

 

Under the Securities Exchange Act of 1934

 

(Amendment No. 9)*

 

Genco Shipping & Trading Limited

(Name of Issuer)

 

Common Stock, par value $0.01

(Title of Class of Securities)

 

Y2685T115

(CUSIP Number)

 

John F. Hartigan, Esq.
Morgan, Lewis & Bockius LLP
300 S. Grand Avenue, 22nd Floor

Los Angeles, CA 90071

(213) 612-2500

(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)

 

March 10, 2021

(Date of Event Which Requires Filing of This Statement)

 

If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box.  o

 

Note:  Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits.  See Rule 13d-7 for other parties to whom copies are to be sent.

 

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

 

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 


 

CUSIP No. Y2685T115

13D/A

 

 

1

NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION OF ABOVE PERSON

Apollo Centre Street Partnership, L.P.

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a) o          

(b) x         

3

SEC USE ONLY

 

4

SOURCE OF FUNDS

OO

5

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) o

6

CITIZENSHIP OR PLACE OF ORGANIZATION

Delaware

NUMBER OF SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING PERSON
WITH

7

SOLE VOTING POWER

 

8

SHARED VOTING POWER

399,651 shares of Common Stock

9

SOLE DISPOSITIVE POWER

 

10

SHARED DISPOSITIVE POWER

399,651 shares of Common Stock

11

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

399,651 shares of Common Stock

12

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* x

13

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

1.0%

14

TYPE OF REPORTING PERSON

PN

 

2


 

CUSIP No. Y2685T115

13D/A

 

 

1

NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION OF ABOVE PERSON

Apollo Centre Street Management, LLC

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a) o          

(b) x         

3

SEC USE ONLY

 

4

SOURCE OF FUNDS

OO

5

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) o

6

CITIZENSHIP OR PLACE OF ORGANIZATION

Delaware

NUMBER OF SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING PERSON
WITH

7

SOLE VOTING POWER

 

8

SHARED VOTING POWER

399,651 shares of Common Stock

9

SOLE DISPOSITIVE POWER

 

10

SHARED DISPOSITIVE POWER

399,651 shares of Common Stock

11

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

399,651 shares of Common Stock

12

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* x

13

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

1.0%

14

TYPE OF REPORTING PERSON

OO

 

3


 

CUSIP No. Y2685T115

13D/A

 

 

1

NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION OF ABOVE PERSON

Apollo Credit Opportunity Trading Fund III

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a) o          

(b) x         

3

SEC USE ONLY

 

4

SOURCE OF FUNDS

OO

5

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) o

6

CITIZENSHIP OR PLACE OF ORGANIZATION

Delaware

NUMBER OF SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING PERSON
WITH

7

SOLE VOTING POWER

 

8

SHARED VOTING POWER

0 shares of Common Stock

9

SOLE DISPOSITIVE POWER

 

10

SHARED DISPOSITIVE POWER

0 shares of Common Stock

11

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

0 shares of Common Stock

12

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* x

13

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

0.0%

14

TYPE OF REPORTING PERSON

PN

 

4


 

CUSIP No. Y2685T115

13D/A

 

 

1

NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION OF ABOVE PERSON

Apollo Credit Opportunity Fund III LP

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a) o          

(b) x         

3

SEC USE ONLY

 

4

SOURCE OF FUNDS

OO

5

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) o

6

CITIZENSHIP OR PLACE OF ORGANIZATION

Delaware

NUMBER OF SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING PERSON
WITH

7

SOLE VOTING POWER

 

8

SHARED VOTING POWER

0 shares of Common Stock

9

SOLE DISPOSITIVE POWER

 

10

SHARED DISPOSITIVE POWER

0 shares of Common Stock

11

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

0 shares of Common Stock

12

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* x

13

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

0.0%

14

TYPE OF REPORTING PERSON

PN

 

5


 

CUSIP No. Y2685T115

13D/A

 

 

1

NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION OF ABOVE PERSON

Apollo Credit Opportunity Fund (Offshore) III LP

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a) o          

(b) x         

3

SEC USE ONLY

 

4

SOURCE OF FUNDS

OO

5

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) o

6

CITIZENSHIP OR PLACE OF ORGANIZATION

Delaware

NUMBER OF SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING PERSON
WITH

7

SOLE VOTING POWER

 

8

SHARED VOTING POWER

0 shares of Common Stock

9

SOLE DISPOSITIVE POWER

 

10

SHARED DISPOSITIVE POWER

0 shares of Common Stock

11

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

0 shares of Common Stock

12

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* x

13

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

0.0%

14

TYPE OF REPORTING PERSON

PN

 

6


 

CUSIP No. Y2685T115

13D/A

 

 

1

NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION OF ABOVE PERSON

Apollo Credit Opportunity Management III LLC

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a) o          

(b) x         

3

SEC USE ONLY

 

4

SOURCE OF FUNDS

OO

5

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) o

6

CITIZENSHIP OR PLACE OF ORGANIZATION

Delaware

NUMBER OF SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING PERSON
WITH

7

SOLE VOTING POWER

 

8

SHARED VOTING POWER

0 shares of Common Stock

9

SOLE DISPOSITIVE POWER

 

10

SHARED DISPOSITIVE POWER

0 shares of Common Stock

11

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

0 shares of Common Stock

12

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* x

13

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

0.0%

14

TYPE OF REPORTING PERSON

OO

 

7


 

CUSIP No. Y2685T115

13D/A

 

 

1

NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION OF ABOVE PERSON

Apollo Special Opportunities Managed Account, L.P.

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a) o          

(b) x         

3

SEC USE ONLY

 

4

SOURCE OF FUNDS

OO

5

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) o

6

CITIZENSHIP OR PLACE OF ORGANIZATION

Delaware

NUMBER OF SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING PERSON
WITH

7

SOLE VOTING POWER

 

8

SHARED VOTING POWER

0 shares of Common Stock

9

SOLE DISPOSITIVE POWER

 

10

SHARED DISPOSITIVE POWER

0 shares of Common Stock

11

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

0 shares of Common Stock

12

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* x

13

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

0.0%

14

TYPE OF REPORTING PERSON

PN

 

8


 

CUSIP No. Y2685T115

13D/A

 

 

1

NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION OF ABOVE PERSON

Apollo SOMA Advisors, L.P.

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a) o          

(b) x         

3

SEC USE ONLY

 

4

SOURCE OF FUNDS

OO

5

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) o

6

CITIZENSHIP OR PLACE OF ORGANIZATION

Delaware

NUMBER OF SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING PERSON
WITH

7

SOLE VOTING POWER

 

8

SHARED VOTING POWER

0 shares of Common Stock

9

SOLE DISPOSITIVE POWER

 

10

SHARED DISPOSITIVE POWER

0 shares of Common Stock

11

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

0 shares of Common Stock

12

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* x

13

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

0.0%

14

TYPE OF REPORTING PERSON

PN

 

9


 

CUSIP No. Y2685T115

13D/A

 

 

1

NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION OF ABOVE PERSON

Apollo SOMA Capital Management, LLC

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a) o          

(b) x         

3

SEC USE ONLY

 

4

SOURCE OF FUNDS

OO

5

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) o

6

CITIZENSHIP OR PLACE OF ORGANIZATION

Delaware

NUMBER OF SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING PERSON
WITH

7

SOLE VOTING POWER

 

8

SHARED VOTING POWER

0 shares of Common Stock

9

SOLE DISPOSITIVE POWER

 

10

SHARED DISPOSITIVE POWER

0 shares of Common Stock

11

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

0 shares of Common Stock

12

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* x

13

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

0.0%

14

TYPE OF REPORTING PERSON

OO

 

10


 

CUSIP No. Y2685T115

13D/A

 

 

1

NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION OF ABOVE PERSON

APH Holdings (DC), L.P.

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a) o          

(b) x         

3

SEC USE ONLY

 

4

SOURCE OF FUNDS

OO

5

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) o

6

CITIZENSHIP OR PLACE OF ORGANIZATION

Delaware

NUMBER OF SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING PERSON
WITH

7

SOLE VOTING POWER

 

8

SHARED VOTING POWER

0 shares of Common Stock

9

SOLE DISPOSITIVE POWER

 

10

SHARED DISPOSITIVE POWER

0 shares of Common Stock

11

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

0 shares of Common Stock

12

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* x

13

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

0.0%

14

TYPE OF REPORTING PERSON

PN

 

11


 

CUSIP No. Y2685T115

13D/A

 

 

1

NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION OF ABOVE PERSON

Apollo Principal Holdings IV GP, Ltd.

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a) o          

(b) x         

3

SEC USE ONLY

 

4

SOURCE OF FUNDS

OO

5

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) o

6

CITIZENSHIP OR PLACE OF ORGANIZATION

Delaware

NUMBER OF SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING PERSON
WITH

7

SOLE VOTING POWER

 

8

SHARED VOTING POWER

0 shares of Common Stock

9

SOLE DISPOSITIVE POWER

 

10

SHARED DISPOSITIVE POWER

0 shares of Common Stock

11

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

0 shares of Common Stock

12

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* x

13

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

0.0%

14

TYPE OF REPORTING PERSON

OO

 

12


 

CUSIP No. Y2685T115

13D/A

 

 

1

NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION OF ABOVE PERSON

Apollo SVF Management, L.P.

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a) o          

(b) x         

3

SEC USE ONLY

 

4

SOURCE OF FUNDS

OO

5

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) o

6

CITIZENSHIP OR PLACE OF ORGANIZATION

Delaware

NUMBER OF SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING PERSON
WITH

7

SOLE VOTING POWER

 

8

SHARED VOTING POWER

0 shares of Common Stock

9

SOLE DISPOSITIVE POWER

 

10

SHARED DISPOSITIVE POWER

0 shares of Common Stock

11

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

0 shares of Common Stock

12

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* x

13

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

0.0%

14

TYPE OF REPORTING PERSON

PN

 

13


 

CUSIP No. Y2685T115

13D/A

 

 

1

NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION OF ABOVE PERSON

Apollo SVF Management GP, LLC

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a) o          

(b) x         

3

SEC USE ONLY

 

4

SOURCE OF FUNDS

OO

5

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) o

6

CITIZENSHIP OR PLACE OF ORGANIZATION

Delaware

NUMBER OF SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING PERSON
WITH

7

SOLE VOTING POWER

 

8

SHARED VOTING POWER

0 shares of Common Stock

9

SOLE DISPOSITIVE POWER

 

10

SHARED DISPOSITIVE POWER

0 shares of Common Stock

11

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

0 shares of Common Stock

12

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* x

13

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

0.0%

14

TYPE OF REPORTING PERSON

OO

 

14


 

CUSIP No. Y2685T115

13D/A

 

 

1

NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION OF ABOVE PERSON

Apollo Zeus Strategic Investments, L.P.

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a) o          

(b) x         

3

SEC USE ONLY

 

4

SOURCE OF FUNDS

OO

5

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) o

6

CITIZENSHIP OR PLACE OF ORGANIZATION

Cayman Islands

NUMBER OF S HARES
BENEFICIALLY
OWNED BY EACH
REPORTING PERSON
WITH

7

SOLE VOTING POWER

 

8

SHARED VOTING POWER

0 shares of Common Stock

9

SOLE DISPOSITIVE POWER

 

10

SHARED DISPOSITIVE POWER

0 shares of Common Stock

11

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

0 shares of Common Stock

12

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* x

13

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

0.0%

14

TYPE OF REPORTING PERSON

PN

 

15


 

CUSIP No. Y2685T115

13D/A

 

 

1

NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION OF ABOVE PERSON

Apollo Zeus Strategic Management, LLC

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a) o          

(b) x         

3

SEC USE ONLY

 

4

SOURCE OF FUNDS

OO

5

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) o

6

CITIZENSHIP OR PLACE OF ORGANIZATION

Delaware

NUMBER OF SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING PERSON
WITH

7

SOLE VOTING POWER

 

8

SHARED VOTING POWER

0 shares of Common Stock

9

SOLE DISPOSITIVE POWER

 

10

SHARED DISPOSITIVE POWER

0 shares of Common Stock

11

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

0 shares of Common Stock

12

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* x

13

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

0.0%

14

TYPE OF REPORTING PERSON

OO

 

16


 

CUSIP No. Y2685T115

13D/A

 

 

1

NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION OF ABOVE PERSON

Apollo Capital Management, L.P.

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a) o          

(b) x         

3

SEC USE ONLY

 

4

SOURCE OF FUNDS

OO

5

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) o

6

CITIZENSHIP OR PLACE OF ORGANIZATION

Delaware

NUMBER OF SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING PERSON
WITH

7

SOLE VOTING POWER

 

8

SHARED VOTING POWER

399,651 shares of Common Stock

9

SOLE DISPOSITIVE POWER

 

10

SHARED DISPOSITIVE POWER

399,651 shares of Common Stock

11

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

399,651 shares of Common Stock

12

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* o

13

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

1.0%

14

TYPE OF REPORTING PERSON

PN

 

17


 

CUSIP No. Y2685T115

13D/A

 

 

1

NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION OF ABOVE PERSON

Apollo Capital Management GP, LLC

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a) o          

(b) x         

3

SEC USE ONLY

 

4

SOURCE OF FUNDS

OO

5

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) o

6

CITIZENSHIP OR PLACE OF ORGANIZATION

Delaware

NUMBER OF SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING PERSON
WITH

7

SOLE VOTING POWER

 

8

SHARED VOTING POWER

399,651 shares of Common Stock

9

SOLE DISPOSITIVE POWER

 

10

SHARED DISPOSITIVE POWER

399,651 shares of Common Stock

11

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

399,651 shares of Common Stock

12

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* o

13

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

1.0%

14

TYPE OF REPORTING PERSON

OO

 

18


 

CUSIP No. Y2685T115

13D/A

 

 

1

NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION OF ABOVE PERSON

Apollo Management Holdings, L.P.

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a) o          

(b) x         

3

SEC USE ONLY

 

4

SOURCE OF FUNDS

OO

5

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) o

6

CITIZENSHIP OR PLACE OF ORGANIZATION

Delaware

NUMBER OF SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING PERSON
WITH

7

SOLE VOTING POWER

 

8

SHARED VOTING POWER

399,651 shares of Common Stock

9

SOLE DISPOSITIVE POWER

 

10

SHARED DISPOSITIVE POWER

399,651 shares of Common Stock

11

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

399,651 shares of Common Stock

12

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* o

13

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

1.0%

14

TYPE OF REPORTING PERSON

PN

 

19


 

CUSIP No. Y2685T115

13D/A

 

 

1

NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION OF ABOVE PERSON

Apollo Management Holdings GP, LLC

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a) o          

(b) x         

3

SEC USE ONLY

 

4

SOURCE OF FUNDS

OO

5

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) o

6

CITIZENSHIP OR PLACE OF ORGANIZATION

Delaware

NUMBER OF SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING PERSON
WITH

7

SOLE VOTING POWER

 

8

SHARED VOTING POWER

399,651 shares of Common Stock

9

SOLE DISPOSITIVE POWER

 

10

SHARED DISPOSITIVE POWER

399,651 shares of Common Stock

11

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

399,651 shares of Common Stock

12

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* o

13

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

1.0%

14

TYPE OF REPORTING PERSON

OO

 

20


 

This Amendment No. 9 to Schedule 13D is filed by:  (i) Apollo Centre Street Partnership, L.P., (ii) Apollo Credit Opportunity Trading Fund III, (iii) Apollo Special Opportunities Managed Account, L.P., (iv) Apollo Zeus Strategic Investments, L.P., (v) Apollo Centre Street Management, LLC, (vi) Apollo Credit Opportunity Fund III LP, (vii) Apollo Credit Opportunity Fund (Offshore) III LP, (viii) Apollo Credit Opportunity Management III LLC, (ix) Apollo SOMA Advisors, L.P., (x) Apollo SOMA Capital Management, LLC, (xi) APH Holdings (DC), L.P., (xii) Apollo Principal Holdings IV GP, Ltd., (xiii) Apollo SVF Management, L.P., (xiv) Apollo SVF Management GP, LLC, (xv) Apollo Zeus Strategic Management, LLC, (xvi) Apollo Capital Management, L.P., (xvii) Apollo Capital Management GP, LLC, (xviii) Apollo Management Holdings, L.P., and (xix) Apollo Management Holdings GP, LLC, and supplements and amends the Statement on Schedule 13D filed on February 26, 2016, Amendment No. 1 thereto filed June 10, 2016, Amendment No. 2 thereto filed June 30, 2016, Amendment No. 3 thereto filed October 11, 2016, Amendment No. 4 thereto filed October 14, 2016, Amendment No. 5 thereto filed October 28, 2016, Amendment No. 6 thereto filed December 20, 2016, Amendment No. 7 thereto filed January 6, 2017, and Amendment No. 8 thereto filed December 15, 2020  (together, the “Initial Schedule 13Ds”).

 

Unless otherwise indicated, capitalized terms used but not otherwise defined herein shall have the meaning assigned to such terms in the Initial Schedule 13Ds.

 

Responses to each item of this Statement on Schedule 13D/A are incorporated by reference into the response to each other item, as applicable.

 

Item 1.  Security and Issuer

 

Item 2.  Identity and Background

 

Item 3.  Source and Amount of Funds or Other Consideration

 

Item 4.  Purpose of Transaction

 

Item 4 is hereby amended and supplemented with the following:

 

On March 9, 2021, certain of the Reporting Persons sold an aggregate of 232,913 shares of Common Stock at a price of $11.1451 per share. On March 10, 2021, certain of the Reporting Persons sold an aggregate of 3,748,364 shares of Common Stock at a price of $10.5563 per share.

 

21


 

Item 5. Interest in Securities of the Issuer

 

Item 5 is hereby amended and supplemented with the following:

 

(a) — (b) The information requested by this paragraph is incorporated by reference herein to the information provided on the cover pages of this Amendment No. 9.

 

(c) On March 9, 2021, Apollo Credit Opportunity Trading Fund III, Apollo SOMA Advisors, L.P., Apollo Zeus Strategic Investments, L.P. each sold 134,399, 73,886 and 24,628 shares of Common Stock, respectively, in open market transactions at a price of $11.1451 per share.

 

On March 10, 2021, Apollo Credit Opportunity Trading Fund III, Apollo SOMA Advisors, L.P., Apollo Zeus Strategic Investments, L.P. each sold 2,162,946, 1,189,070 and 396,348 shares of Common Stock, respectively, in open market transactions at a price of $10.5563 per share.

 

(e) On March 10, 2021, the reporting persons ceased to be the beneficial owner of more than five percent of the Issuer’s Common Stock.

 

Item 6.        Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer

 

Item 7.  Material to Be Filed as Exhibits

 

22


 

SIGNATURES

 

After reasonable inquiry and to the best knowledge and belief of each of the undersigned, each of the undersigned certifies that the information set forth in this statement with respect to such person is true, complete and correct.

 

Dated:  March 11, 2021

 

 

APOLLO CENTRE STREET PARTNERSHIP, L.P.

 

 

 

 

 

By:

Apollo Centre Street Advisors (APO DC), L.P.,

 

 

its general partner

 

 

 

 

 

 

 

By:

Apollo Centre Street Advisors (APO DC-GP), LLC,

 

 

 

its general partner

 

 

 

 

 

 

 

 

By:

/s/ Joseph D. Glatt

 

 

 

 

Joseph D. Glatt

 

 

 

 

Vice President

 

 

 

 

 

 

APOLLO CENTRE STREET MANAGEMENT, LLC

 

 

 

 

 

 

By:

/s/ Joseph D. Glatt

 

 

Joseph D. Glatt

 

 

Vice President

 

23


 

 

APOLLO CREDIT OPPORTUNITY TRADING FUND III

 

 

 

 

 

 

 

 

By:

Apollo Credit Opportunity Fund III LP,

 

 

its general partner

 

 

 

 

 

 

 

 

 

By:

Apollo Credit Opportunity Advisors III (APO FC) LP,

 

 

 

its general partner

 

 

 

 

 

 

 

 

 

 

By:

Apollo Credit Opportunity Advisors III

 

 

 

 

(APO FC) GP LLC,

 

 

 

 

its general partner

 

 

 

 

 

 

 

 

 

 

 

By:

/s/ Joseph D. Glatt

 

 

 

 

 

 

Joseph D. Glatt

 

 

 

 

 

 

Vice President

 

 

 

 

 

 

 

 

 

By:

Apollo Credit Opportunity Fund (Offshore) III LP,

 

 

its general partner

 

 

 

 

 

 

 

 

 

By:

Apollo Credit Opportunity Advisors III (APO FC) LP,

 

 

 

its general partner

 

 

 

 

 

 

 

 

 

 

By:

Apollo Credit Opportunity Advisors III

 

 

 

 

(APO FC) GP LLC,

 

 

 

 

its general partner

 

 

 

 

 

 

 

 

 

 

 

By:

/s/ Joseph D. Glatt

 

 

 

 

 

Joseph D. Glatt

 

 

 

 

 

 

Vice President

 

 

 

 

 

 

 

 

 

APOLLO CREDIT OPPORTUNITY FUND III LP

 

 

 

 

 

 

 

 

By:

Apollo Credit Opportunity Advisors III (APO FC) LP,

 

 

its general partner

 

 

 

 

 

 

 

 

 

By:

Apollo Credit Opportunity Advisors III (APO FC) GP LLC,

 

 

 

its general partner

 

 

 

 

 

 

 

 

 

 

By:

/s/ Joseph D. Glatt

 

 

 

 

Joseph D. Glatt

 

 

 

 

Vice President

 

24


 

 

APOLLO CREDIT OPPORTUNITY FUND (OFFSHORE) III LP

 

 

 

 

 

 

By:

Apollo Credit Opportunity Advisors III (APO FC) LP,

 

 

its general partner

 

 

 

 

 

 

 

By:

Apollo Credit Opportunity Advisors III (APO FC) GP LLC,

 

 

 

its general partner

 

 

 

 

 

 

 

 

By:

/s/ Joseph D. Glatt

 

 

 

 

Joseph D. Glatt

 

 

 

 

Vice President

 

 

 

 

 

 

APOLLO CREDIT OPPORTUNITY MANAGEMENT III LLC

 

 

 

 

 

 

By:

/s/ Joseph D. Glatt

 

 

Joseph D. Glatt

 

 

Vice President

 

 

 

 

 

 

APOLLO SPECIAL OPPORT UNITIES MANAGED ACCOUNT, L.P.

 

 

 

 

 

 

By:

Apollo SOMA Advisors, L.P.,

 

 

its general partner

 

 

 

 

 

 

 

By:

Apollo SOMA Capital Management, LLC,

 

 

 

its general partner

 

 

 

 

 

 

 

 

By:

/s/ Joseph D. Glatt

 

 

 

 

Joseph D. Glatt

 

 

 

 

Vice President

 

 

 

 

 

 

APOLLO SOMA ADVISORS, L.P.

 

 

 

 

 

 

By:

Apollo SOMA Capital Management, LLC,

 

 

its general partner

 

 

 

 

 

 

 

By:

/s/ Joseph D. Glatt

 

 

 

Joseph D. Glatt

 

 

 

Vice President

 

 

 

 

 

 

APOLLO SOMA CAPITAL MANAGEMENT, LLC

 

 

 

 

 

 

By:

/s/ Joseph D. Glatt

 

 

Joseph D. Glatt

 

 

Vice President

 

25


 

 

APH HOLDINGS (DC), L.P.

 

 

 

 

 

 

By:

Apollo Principal Holdings IV GP, Ltd.,

 

 

its general partner

 

 

 

 

 

 

 

By:

/s/ Joseph D. Glatt

 

 

 

Joseph D. Glatt

 

 

 

Vice President

 

 

 

 

 

 

APOLLO PRINCIPAL HOLDINGS IV GP, LTD.

 

 

 

 

 

 

By:

/s/ Joseph D. Glatt

 

 

Joseph D. Glatt

 

 

Vice President

< font size="2" face="Times New Roman" style="font-size:10.0pt;"> 

 

 

 

 

 

APOLLO SVF MANAGEMENT, L.P.

 

 

 

 

 

 

By:

Apollo SVF Management GP, LLC,

 

 

its general partner

 

 

 

 

 

 

 

By:

/s/ Joseph D. Glatt

 

 

 

Joseph D. Glatt

 

 

 

Vice President

 

 

 

 

 

 

APOLLO SVF MANAGEMENT GP, LLC

 

 

 

 

 

 

By:

/s/ Joseph D. Glatt

 

 

Joseph D. Glatt

 

 

Vice President

 

 

 

 

 

 

APOLLO ZEUS STRATEGIC INVESTMENTS, L.P.

 

 

 

 

 

 

By:

Apollo Zeus Strategic Advisors, L.P.,

 

 

its general partner

 

 

 

 

 

 

 

By:

Apollo Zeus Strategic Advisors, LLC,

 

 

 

its general partner

 

 

 

 

 

 

 

 

By:

/s/ Joseph D. Glatt

 

 

 

 

Joseph D. Glatt

 

 

 

 

Vice President

 

26


 

 

APOLLO ZEUS STRATEGIC MANAGEMENT, LLC

 

 

 

 

 

 

By:

/s/ Joseph D. Glatt

 

 

Joseph D. Glatt

 

 

Vice President

 

 

 

 

 

 

APOLLO CAPITAL MANAGEMENT, L.P.

 

 

 

 

 

 

By:

Apollo Capital Management GP, LLC,

 

 

its general partner

 

 

 

 

 

 

 

By:

/s/ Joseph D. Glatt

 

 

 

Joseph D. Glatt

 

 

 

Vice President

 

 

 

 

 

 

APOLLO CAPITAL MANAGEMENT GP, LLC

 

 

 

 

 

 

By:

/s/ Joseph D. Glatt

 

 

Joseph D. Glatt

 

 

Vice President

 

 

 

 

 

 

APOLLO MANAGEMENT HOLDINGS, L.P.

 

 

 

 

 

 

By:

Apollo Management Holdings GP, LLC,

 

 

its general partner

 

 

 

 

 

 

 

By:

/s/ Joseph D. Glatt

 

 

 

Joseph D. Glatt

 

 

 

Vice President

 

 

 

 

 

 

APOLLO MANAGEMENT HOLDINGS GP, LLC

 

 

 

 

 

 

By:

/s/ Joseph D. Glatt

 

 

Joseph D. Glatt

 

 

Vice President

 

27