Insider filing report for Changes in Beneficial Ownership
- Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
- Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
- Peter Lynch
What is insider trading>>
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. ___________)*
Brookdale Senior Living Inc.
- -------------------------------------------------------------------------------
(Name of Issuer)
Common Stock, par value $0.01 per share
- -------------------------------------------------------------------------------
(Title of Class of Securities)
112463 10 4
- -------------------------------------------------------------------------------
(CUSIP Number)
December 31, 2005
- -------------------------------------------------------------------------------
(Date of Event which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule
is filed:
|_| Rule 13d-1(b)
|_| Rule 13d-1(c)
|X| Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities,
and for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be
deemed to be "filed" for the purpose of Section 18 of the Securities Exchange
Act of 1934 ("Act") or otherwise subject to the liabilities of that section of
the Act but shall be subject to all other provisions of the Act (however, see
the Notes).
- -------------------------------------------------------------------------------
CUSIP No. 112463 10 4 Page 2 of 15 Pages
- -------------------------------------------------------------------------------
1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons
(entities only)
Fortress Brookdale Acquisition LLC
- -------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [ ]
(b) |X|
- -------------------------------------------------------------------------------
3. SEC USE ONLY
- -------------------------------------------------------------------------------
4. Citizenship or Place of Organization
Delaware
- -------------------------------------------------------------------------------
Number of 5. Sole Voting Power
Shares -0-
Beneficially
Owned by -----------------------------------
Each 6. Shared Voting Power
Reporting -9,929,000-
Person With:
-----------------------------------
7. Sole Dispositive Power
-0-
-----------------------------------
8. Shared Dispositive Power
-9,929,000-
- -------------------------------------------------------------------------------
9. Aggregate Amount Beneficially Owned by Each Reporting Person
-9,929,000-
- -------------------------------------------------------------------------------
10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See
Instructions) [ ]
- -------------------------------------------------------------------------------
11. Percent of Class Represented by Amount in Row (9)
14.9% (based on 66,560,800 shares of common stock outstanding as of
November 28, 2005)
- -------------------------------------------------------------------------------
12. Type of Reporting Person (See Instructions)
OO
- -------------------------------------------------------------------------------
- -------------------------------------------------------------------------------
CUSIP No. 112463 10 4 Page 3 of 15 Pages
- -------------------------------------------------------------------------------
1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons
(entities only)
Fortress Registered Investment Trust
- -------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [ ]
(b) |X|
- -------------------------------------------------------------------------------
3. SEC USE ONLY
- -------------------------------------------------------------------------------
4. Citizenship or Place of Organization
Delaware
- -------------------------------------------------------------------------------
Number of 5. Sole Voting Power
Shares -0-
Beneficially
Owned by ----------------------------------
Each 6. Shared Voting Power
Reporting -9,929,000-*
Person With:
----------------------------------
7. Sole Dispositive Power
-0-
----------------------------------
8. Shared Dispositive Power
-9,929,000-*
- -------------------------------------------------------------------------------
9. Aggregate Amount Beneficially Owned by Each Reporting Person
-9,929,000-
- -------------------------------------------------------------------------------
10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See
Instructions)
[ ]
- -------------------------------------------------------------------------------
11. Percent of Class Represented by Amount in Row (9)
14.9% (based on 66,560,800 shares of common stock outstanding as of
November 28, 2005)
- -------------------------------------------------------------------------------
12. Type of Reporting Person (See Instructions)
OO
- -------------------------------------------------------------------------------
* Solely in its capacity as the holder of a majority of all issued and
outstanding shares of beneficial interest of Fortress Brookdale Acquisition
LLC.
- -------------------------------------------------------------------------------
CUSIP No. 112463 10 4 Page 4 of 15 Pages
- -------------------------------------------------------------------------------
1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons
(entities only)
Fortress Investment Fund LLC
- -------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [ ]
(b) |X|
- -------------------------------------------------------------------------------
3. SEC USE ONLY
- -------------------------------------------------------------------------------
4. Citizenship or Place of Organization
Delaware
- -------------------------------------------------------------------------------
Number of 5. Sole Voting Power
Shares -0-
Beneficially
Owned by ----------------------------------
Each 6. Shared Voting Power
Reporting -9,929,000-*
Person With:
----------------------------------
7. Sole Dispositive Power
-0-
----------------------------------
8. Shared Dispositive Power
-9,929,000-*
- -------------------------------------------------------------------------------
9. Aggregate Amount Beneficially Owned by Each Reporting Person
-9,929,000-
- -------------------------------------------------------------------------------
10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See
Instructions)
[ ]
- -------------------------------------------------------------------------------
11. Percent of Class Represented by Amount in Row (9)
14.9% (based on 66,560,800 shares of common stock outstanding as of
November 28, 2005)
- -------------------------------------------------------------------------------
12. Type of Reporting Person (See Instructions)
OO
- -------------------------------------------------------------------------------
* Solely in its capacity as the holder of all issued and outstanding shares of
beneficial interest of Fortress Registered Investment Trust.
- -------------------------------------------------------------------------------
CUSIP No. 112463 10 4 Page 5 of 15 Pages
- -------------------------------------------------------------------------------
1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons
(entities only)
Fortress Fund MM LLC
- -------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [ ]
(b) |X|
- -------------------------------------------------------------------------------
3. SEC USE ONLY
- -------------------------------------------------------------------------------
4. Citizenship or Place of Organization
Delaware
- -------------------------------------------------------------------------------
Number of 5. Sole Voting Power
Shares -0-
Beneficially
Owned by ----------------------------------
Each 6. Shared Voting Power
Reporting -9,929,000-*
Person With:
----------------------------------
7. Sole Dispositive Power
-0-
----------------------------------
8. Shared Dispositive Power
-9,929,000-*
- -------------------------------------------------------------------------------
9. Aggregate Amount Beneficially Owned by Each Reporting Person
-9,929,000-
- -------------------------------------------------------------------------------
10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See
Instructions)
[ ]
- -------------------------------------------------------------------------------
11. Percent of Class Represented by Amount in Row (9)
14.9% (based on 66,560,800 shares of common stock outstanding as of
November 28, 2005)
- -------------------------------------------------------------------------------
12. Type of Reporting Person (See Instructions)
OO
- -------------------------------------------------------------------------------
* Solely in its capacity as the managing member of Fortress Investment Fund
LLC.
- -------------------------------------------------------------------------------
CUSIP No. 112463 10 4 Page 6 of 15 Pages
- -------------------------------------------------------------------------------
1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons
(entities only)
FIT-ALT Investor LLC
- -------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [ ]
(b) |X|
- -------------------------------------------------------------------------------
3. SEC USE ONLY
- -------------------------------------------------------------------------------
4. Citizenship or Place of Organization
Delaware
- -------------------------------------------------------------------------------
Number of 5. Sole Voting Power
Shares -0-
Beneficially
Owned by ----------------------------------
Each 6. Shared Voting Power
Reporting -13,228,000-
Person With:
----------------------------------
7. Sole Dispositive Power
-0-
----------------------------------
8. Shared Dispositive Power
-13,228,000-
- -------------------------------------------------------------------------------
9. Aggregate Amount Beneficially Owned by Each Reporting Person
-13,228,000-
- -------------------------------------------------------------------------------
10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See
Instructions)
[ ]
- -------------------------------------------------------------------------------
11. Percent of Class Represented by Amount in Row (9)
19.9% (based on 66,560,800 shares of common stock outstanding as of
November 28, 2005)
- -------------------------------------------------------------------------------
12. Type of Reporting Person (See Instructions)
OO
- -------------------------------------------------------------------------------
- -------------------------------------------------------------------------------
CUSIP No. 112463 10 4 Page 7 of 15 Pages
- -------------------------------------------------------------------------------
1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons
(entities only)
Fortress Investment Trust II
- -------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [ ]
(b) |X|
- -------------------------------------------------------------------------------
3. SEC USE ONLY
- -------------------------------------------------------------------------------
4. Citizenship or Place of Organization
Delaware
- -------------------------------------------------------------------------------
Number of 5. Sole Voting Power
Shares -0-
Beneficially
Owned by ----------------------------------
Each 6. Shared Voting Power
Reporting -33,228,000-*
Person With:
----------------------------------
7. Sole Dispositive Power
-0-
----------------------------------
8. Shared Dispositive Power
-33,228,000-*
- -------------------------------------------------------------------------------
9. Aggregate Amount Beneficially Owned by Each Reporting Person
-33,228,000-
- -------------------------------------------------------------------------------
10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See
Instructions)
[ ]
- -------------------------------------------------------------------------------
11. Percent of Class Represented by Amount in Row (9)
49.9% (based on 66,560,800 shares of common stock outstanding as of
November 28, 2005)
- -------------------------------------------------------------------------------
12. Type of Reporting Person (See Instructions)
OO
- -------------------------------------------------------------------------------
* 13,228,000 shares solely in its capacity as the holder of all issued and
outstanding shares of beneficial interest of FIT-ALT Investor LLC.
- -------------------------------------------------------------------------------
CUSIP No. 112463 10 4 Page 8 of 15 Pages
- -------------------------------------------------------------------------------
1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons
(entities only)
Fortress Investment Fund II LLC
- -------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [ ]
(b) |X|
- -------------------------------------------------------------------------------
3. SEC USE ONLY
- -------------------------------------------------------------------------------
4. Citizenship or Place of Organization
Delaware
- -------------------------------------------------------------------------------
Number of 5. Sole Voting Power
Shares -0-
Beneficially
Owned by ----------------------------------
Each 6. Shared Voting Power
Reporting -33,228,000-*
Person With:
----------------------------------
7. Sole Dispositive Power
-0-
----------------------------------
8. Shared Dispositive Power
-33,228,000-*
- -------------------------------------------------------------------------------
9. Aggregate Amount Beneficially Owned by Each Reporting Person
-33,228,000-
- -------------------------------------------------------------------------------
10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See
Instructions)
[ ]
- -------------------------------------------------------------------------------
11. Percent of Class Represented by Amount in Row (9)
49.9% (based on 66,560,800 shares of common stock outstanding as of
November 28, 2005)
- -------------------------------------------------------------------------------
12. Type of Reporting Person (See Instructions)
OO
- -------------------------------------------------------------------------------
* Solely in its capacity as the holder of a majority of the issued and
outstanding shares of beneficial interest of Fortress Investment Trust II.
- -------------------------------------------------------------------------------
CUSIP No. 112463 10 4 Page 9 of 15 Pages
- -------------------------------------------------------------------------------
1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons
(entities only)
Fortress Fund MM II LLC
- -------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [ ]
(b) |X|
- -------------------------------------------------------------------------------
3. SEC USE ONLY
- -------------------------------------------------------------------------------
4. Citizenship or Place of Organization
Delaware
- -------------------------------------------------------------------------------
Number of 5. Sole Voting Power
Shares -0-
Beneficially
Owned by ----------------------------------
Each 6. Shared Voting Power
Reporting -33,228,000-*
Person With:
----------------------------------
7. Sole Dispositive Power
-0-
----------------------------------
8. Shared Dispositive Power
-33,228,000-*
- -------------------------------------------------------------------------------
9. Aggregate Amount Beneficially Owned by Each Reporting Person
-33,228,000-
- -------------------------------------------------------------------------------
10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See
Instructions)
[ ]
- -------------------------------------------------------------------------------
11. Percent of Class Represented by Amount in Row (9)
49.9% (based on 66,560,800 shares of common stock outstanding as of
November 28, 2005)
- -------------------------------------------------------------------------------
12. Type of Reporting Person (See Instructions)
OO
- -------------------------------------------------------------------------------
* Solely in its capacity as the managing member of Fortress Investment Fund II
LLC.
- -------------------------------------------------------------------------------
CUSIP No. 112463 10 4 Page 10 of 15 Pages
- -------------------------------------------------------------------------------
1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons
(entities only)
Fortress Investment Group LLC
- -------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [ ]
(b) |X|
- -------------------------------------------------------------------------------
3. SEC USE ONLY
- -------------------------------------------------------------------------------
4. Citizenship or Place of Organization
Delaware
- -------------------------------------------------------------------------------
Number of 5. Sole Voting Power
Shares -0-
Beneficially
Owned by ----------------------------------
Each 6. Shared Voting Power
Reporting -43,407,000-*
Person With:
----------------------------------
7. Sole Dispositive Power
-0-
----------------------------------
8. Shared Dispositive Power
-43,407,000-*
- -------------------------------------------------------------------------------
9. Aggregate Amount Beneficially Owned by Each Reporting Person
-43,407,000-
- -------------------------------------------------------------------------------
10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See
Instructions) [ ]
- -------------------------------------------------------------------------------
11. Percent of Class Represented by Amount in Row (9)
65.2% (based on 66,560,800 shares of common stock outstanding as of
November 28, 2005)
- -------------------------------------------------------------------------------
12. Type of Reporting Person (See Instructions)
OO
- -------------------------------------------------------------------------------
* 9,929,000 shares solely in its capacity as the managing member of Fortress
Fund MM LLC, 33,228,000 shares solely in its capacity as the managing member of
Fortress Fund MM II LLC, 125,000 shares solely in its capacity as the managing
member of Drawbridge Special Opportunities Advisors LLC, and 125,000 shares
solely in its capacity as the managing member of Drawbridge Global Macro
Advisors LLC.
- -------------------------------------------------------------------------------
CUSIP No. 112463 10 4 Page 11 of 15 Pages
- -------------------------------------------------------------------------------
1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons
(entities only)
Fortress Investment Holdings LLC
- -------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [ ]
(b) |X|
- -------------------------------------------------------------------------------
3. SEC USE ONLY
- -------------------------------------------------------------------------------
4. Citizenship or Place of Organization
Delaware
- -------------------------------------------------------------------------------
Number of 5. Sole Voting Power
Shares -0-
Beneficially
Owned by ----------------------------------
Each 6. Shared Voting Power
Reporting -43,407,000-*
Person With:
----------------------------------
7. Sole Dispositive Power
-0-
----------------------------------
8. Shared Dispositive Power
-43,407,000-*
- -------------------------------------------------------------------------------
9. Aggregate Amount Beneficially Owned by Each Reporting Person
-43,407,000-
- -------------------------------------------------------------------------------
10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See
Instructions)
[ ]
- -------------------------------------------------------------------------------
11. Percent of Class Represented by Amount in Row (9)
65.2% (based on 66,560,800 shares of common stock outstanding as of
November 28, 2005)
- -------------------------------------------------------------------------------
12. Type of Reporting Person (See Instructions)
OO
- -------------------------------------------------------------------------------
* Solely in its capacity as the sole member of Fortress Investment Group LLC.
Item 1.
(a) Name of Issuer:
Brookdale Senior Living Inc. (the "Issuer")
(b) Address of Issuer's Principal Executive Offices:
330 North Wabash
Suite 1400
Chicago, Illinois 60611
Item 2.
(a) Name of Person Filing:
This schedule is being jointly filed by Fortress Brookdale
Acquisition LLC ("FBA"), Fortress Registered Investment Trust ("FRIT"),
Fortress Investment Fund LLC ("FIF"), Fortress Fund MM LLC ("Fund MM"),
FIT-ALT Investor LLC ("FIT-ALT"), Fortress Investment Trust II ("FIT II"),
Fortress Investment Fund II LLC ("FIF II"), Fortress Fund MM II LLC ("Fund
MM II"), Fortress Investment Group LLC ("FIG") and Fortress Investment
Holdings LLC ("FIH"), pursuant to a joint filing agreement attached hereto
as Exhibit 1. FBA, FRIT, FIF, Fund MM, FIT-ALT, FIT II, FIF II, Fund MM
II, FIGA, FIG and FIH are collectively referred to herein as the
"Reporting Persons."
(b) Address of Principal Business Office, or if none, Residence:
The address of the business office of each of the Reporting Persons
is 1345 Avenue of the Americas, 46th Floor, New York, New York 10105.
(c) Citizenship:
Each of FBA, FIF, Fund MM, FIT-ALT, FIF II, Fund MM II, FIG and FIH
are Delaware limited liability companies. Each of FRIT and FIT II are
Delaware business trusts.
(d) Title of Class of Securities:
Common Stock, par value $0.01 per share (the "Common Stock")
(e) CUSIP Number:
112463 10 4
Item 3. If this statement is filed pursuant to ss.ss.240.13d-1(b) or
240.13d-2(b) or (c), check whether the person filing is a:
(a) [ ] Broker or dealer registered under section 15 of the Act (15
U.S.C. 78o).
(b) [ ] Bank as defined in section 3(a)(6) of the Act (15 U.S.C.
78c).
(c) [ ] Insurance company as defined in section 3(a)(19) of the Act
(15 U.S.C. 78c).
(d) [ ] Investment company registered under section 8 of the
Investment Company Act of 1940 (15 U.S.C. 80a-8).
(e) [ ] An investment adviser in accordance with
ss.240.13d-1(b)(1)(ii)(E).
(f) [ ] An employee benefit plan or endowment fund in accordance
with ss.240.13d-1(b)(1)(ii)(F).
(g) [ ] A parent holding company or control person in accordance
w
ith ss.240.13d-1(b)(1)(ii)(G).
(h) [ ] A savings association as defined in Section 3(b) of the
Federal Deposit Insurance Act (12 U.S.C. 1813).
(i) [ ] A church plan that is excluded from the definition of an
investment company under section 3(c)(14) of the Investment
Company Act of 1940 (15 U.S.C. 80a-3).
(j) [ ] Group, in accordance with ss.240.13d-1(b)(1)(ii)(J).
Item 4. Ownership.
The percentages used in this Item 4 are calculated based upon
66,560,800 shares of Common Stock issued and outstanding as of November
28, 2005 as reported in the Issuer's final prospectus, filed pursuant to
Rule 424(b)(1), dated November 21, 2005, and including the 1,660,800
shares of Common Stock issued pursuant to the option granted by the Issuer
to the underwriters to purchase additional shares to cover
over-allotments.
A. Fortress Brookdale Acquisition LLC
(a) Amount beneficially owned: -9,929,000-
(b) Percent of class: 14.9%
(c) (i) Sole power to vote or direct the vote: -0-
(ii) Shared power to vote or direct the vote: -9,929,000-
(iii) Sole power to dispose or direct the disposition: -0-
(iv) Shared power to dispose or direct the disposition:
-9,929,000-
B. Fortress Registered Investment Trust
(a) Amount beneficially owned: -9,929,000-
(b) Percent of class: 14.9%
(c) (i) Sole power to vote or direct the vote: -0-
(ii) Shared power to vote or direct the vote: -9,929,000-
(iii) Sole power to dispose or direct the disposition: -0-
(iv) Shared power to dispose or direct the disposition:
-9,929,000-
C. Fortress Investment Fund LLC
(a) Amount beneficially owned: -9,929,000-
(b) Percent of class: 14.9%
(c) (i) Sole power to vote or direct the vote: -0-
(ii) Shared power to vote or direct the vote: -9,929,000-
(iii) Sole power to dispose or direct the disposition: -0-
(iv) Shared power to dispose or direct the disposition:
-9,929,000-
D. Fortress Fund MM LLC
(a) Amount beneficially owned: -9,929,000-
(b) Percent of class: 14.9%
(c) (i) Sole power to vote or direct the vote: -0-
(ii) Shared power to vote or direct the vote: -9,929,000-
(iii) Sole power to dispose or direct the disposition: -0-
(iv) Shared power to dispose or direct the disposition:
-9,929,000-
E. FIT-ALT Investor LLC
(a) Amount beneficially owned: -13,228,000-
(b) Percent of class: 19.9%
(c) (i) Sole power to vote or direct the vote: -0-
(ii) Shared power to vote or direct the vote: -13,228,000-
(iii) Sole power to dispose or direct the disposition: -0-
(iv) Shared power to dispose or direct the disposition:
-13,228,000-
F. Fortress Investment Trust II
(a) Amount beneficially owned: -33,228,000-
(b) Percent of class: 49.9%
(c) (i) Sole power to vote or direct the vote: -0-
(ii) Shared power to vote or direct the vote: -33,228,000-
(iii) Sole power to dispose or direct the disposition: -0-
(iv) Shared power to dispose or direct the disposition:
-33,228,000-
G. Fortress Investment Fund II LLC
(a) Amount beneficially owned: -33,228,000-
(b) Percent of class: 49.9%
(c) (i) Sole power to vote or direct the vote: -33,228,000-
(ii) Shared power to vote or direct the vote: -0-
(iii) Sole power to dispose or direct the disposition:
-33,228,000-
(iv) Shared power to dispose or direct the disposition: -0-
H. Fortress Fund MM II LLC
(a) Amount beneficially owned: -33,228,000-
(b) Percent of class: 49.9%
(c) (i) Sole power to vote or direct the vote: -0-
(ii) Shared power to vote or direct the vote: -33,228,000-
(iii) Sole power to dispose or direct the disposition: -0-
(iv) Shared power to dispose or direct the disposition:
-33,228,000-
I. Fortress Investment Group LLC
(a) Amount beneficially owned: -43,407,000-
(b) Percent of class: 65.2%
(c) (i) Sole power to vote or direct the vote: -0-
(ii) Shared power to vote or direct the vote: -43,407,000-
(iii) Sole power to dispose or direct the disposition: -0-
(iv) Shared power to dispose or direct the disposition:
-43,407,000-
J. Fortress Investment Holdings LLC
(a) Amount beneficially owned: -43,407,000-
(b) Percent of class: 65.2%
(c) (i) Sole power to vote or direct the vote: -0-
(ii) Shared power to vote or direct the vote: -43,407,000-
(iii) Sole power to dispose or direct the disposition: -0-
(iv) Shared power to dispose or direct the disposition:
-43,407,000-
Item 5. Ownership of Five Percent or Less of a Class.
Not applicable.
Item 6. Ownership of More than Five Percent on Behalf of Another Person.
Not applicable.
Item 7. Identification and Classification of the Subsidiary Which Acquired the
Security Being Reported on By the Parent Holding Company.
Not applicable.
Item 8. Identification and Classification of Members of the Group.
In connection with the closing of the initial public offering of the
Issuer, FBA, FIT II and FIT-ALT entered into a Stockholders Agreement with
Health Partners, dated as of November 28, 2005 (the "Stockholders Agreement").
Pursuant to the Stockholders Agreement, each of FBA, FIT II, FIT-ALT and their
respective affiliates and permitted transferees (collectively, the "Fortress
Stockholders") and Health Partners and its affiliates and permitted transferees
(collectively, the "HP Stockholders") has agreed to vote or cause to be voted
all of the Common Stock beneficially owned by each and to take all other
reasonably necessary action so as to elect to the Issuer's board of directors
the following:
o so long as the Fortress Stockholders beneficially own (i) more than
50% of the voting power of the Issuer, four directors designated by
FIG Advisors LLC ("FIGA"), or such other party designated by
Fortress; (ii) between 25% and 50% of the voting power of the Issuer,
three directors designated by FIGA; (iii) between 10% and 25% of the
voting power of the Issuer, two directors designated by FIGA; and
(iv) between 5% and 10% of the voting power of the Issuer, one
director designated by FIGA; and
o so long as the HP Stockholders beneficially own more than 5% of the
voting power of the Company, one director designated by Health
Partners.
The Reporting Persons disclaim membership of a "group" with Health
Partners and disclaim beneficial ownership of the shares of Common Stock
beneficially owned by Health Partners. As of November 28, 2005, Health Partners
beneficially owned 7,844,625 shares of Common Stock.
Item 9. Notice of Dissolution of Group.
Not applicable.
Item 10. Certification.
Not applicable.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Dated: February 8, 2006
FORTRESS BROOKDALE ACQUISITION LLC
By: Fortress Registered Investment Trust,
a Delaware business trust, as
Managing Member
By: /s/ Randal A. Nardone
-------------------------------------
Randal A. Nardone
its Chief Operating Officer and
Secretary
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Dated: February 8, 2006
FORTRESS REGISTERED INVESTMENT TRUST
By: /s/ Randal A. Nardone
------------------------------------
Randal A. Nardone
as Chief Operating Officer and
Secretary
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Dated: February 8, 2006
FORTRESS INVESTMENT FUND LLC
By: Fortress Fund MM LLC, a Delaware
limited liability company, as
Managing Member
By: /s/ Randal A. Nardone
-------------------------------------
Randal A. Nardone
its Chief Operating Officer and
Secretary
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Dated: February 8, 2006
FORTRESS FUND MM LLC
By: /s/ Randal A. Nardone
-------------------------------------
Randal A. Nardone
as Chief Operating Officer and
Secretary
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Dated: February 8, 2006
FIT-ALT INVESTOR LLC
By: /s/ Randal A. Nardone
-----------------------------------
Randal A. Nardone
as Chief Operating Officer and
Secretary
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Dated: February 8, 2006
FORTRESS INVESTMENT TRUST II
By: /s/ Randal A. Nardone
-----------------------------------
Randal A. Nardone
as Chief Operating Officer and
Secretary
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Dated: February 8, 2006
FORTRESS INVESTMENT FUND II LLC
By: Fortress Fund MM II LLC, as
Managing Member
By: /s/ Randal A. Nardone
------------------------------------
Randal A. Nardone
its Chief Operating Officer and
Secretary
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Dated: February 8, 2006
FORTRESS FUND MM II LLC
By: /s/ Randal A. Nardone
------------------------------------
Randal A. Nardone
as Chief Operating Officer and
Secretary
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Dated: February 8, 2006
FORTRESS INVESTMENT GROUP LLC
By: /s/ Randal A. Nardone
-----------------------------------
Randal A. Nardone
as Chief Operating Officer
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Dated: February 8, 2006
FORTRESS INVESTMENT HOLDINGS LLC
By: /s/ Randal A. Nardone
------------------------------------
Randal A. Nardone
as Manager
EXHIBIT INDEX
Exhibit Number Exhibit
- -------------- -------------------------------------------------------
1 Joint Filing Agreement dated February 8, 2006, by
and between Fortress Brookdale Acquisition LLC,
Fortress Registered Investment Trust, Fortress
Investment Fund LLC, Fortress Fund MM LLC, FIT-ALT
Investor LLC, Fortress Investment Trust II, Fortress
Investment Fund II LLC, Fortress Fund MM II LLC,
Fortress Investment Group LLC and Fortress
Investment Holdings LLC