Insider filing report for Changes in Beneficial Ownership
- Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
- Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
- Peter Lynch
What is insider trading>>
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 2)*
SEMILEDS CORPORATION
(Name of Issuer)
Common Stock, par value $0.0000056 per share
(Title of Class of Securities)
816645 105
(CUSIP Number)
December 31, 2013
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
|
o |
Rule 13d-1(b) |
|
o |
Rule 13d-1(c) |
|
x |
Rule 13d-1(d) |
* The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. 816645 105
|
1.
|
NAMES OF REPORTING PERSONS
Anh Chuong Tran
| ||||
|
2.
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
(a)
(b) |
o
o | ||
|
3.
|
SEC USE ONLY
| ||||
|
4.
|
CITIZENSHIP OR PLACE OF ORGANIZATION
United States | ||||
|
|
|
|
| ||
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH |
5. |
SOLE VOTING POWER
0 | |||
|
6. |
SHARED VOTING POWER
0 | ||||
|
7. |
SOLE DISPOSITIVE POWER
0 | ||||
|
8. |
SHARED DISPOSITIVE POWER
0 | ||||
|
9.
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0
| ||||
|
10.
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES |
|
o | ||
|
11.
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0%
| ||||
|
12. |
TYPE OF REPORTING PERSON
IN
| ||||
CUSIP No. 816645 105
|
1.
|
NAMES OF REPORTING PERSONS
Hien Van Nguyen
| ||||
|
2.
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
(a)
(b) |
o
o | ||
|
3.
|
SEC USE ONLY
| ||||
|
4.
|
CITIZENSHIP OR PLACE OF ORGANIZATION
United States | ||||
|
|
|
|
| ||
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH |
5. |
SOLE VOTING POWER
0 | |||
|
6. |
SHARED VOTING POWER
0 | ||||
|
7. |
SOLE DISPOSITIVE POWER
0 | ||||
|
8. |
SHARED DISPOSITIVE POWER
0 | ||||
|
9.
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0
| ||||
|
10.
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES |
|
o | ||
|
11.
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0%
| ||||
|
12. |
TYPE OF REPORTING PERSON
IN
| ||||
CUSIP No. 816645 105
|
1.
|
NAMES OF REPORTING PERSONS
The Anh Chuong Tran 2010 GRAT
| ||||
|
2.
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
(a)
(b) |
o
o | ||
|
3.
|
SEC USE ONLY
| ||||
|
4.
|
CITIZENSHIP OR PLACE OF ORGANIZATION
The trust is governed by the laws of the State of New York | ||||
|
|
|
|
| ||
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH |
5. |
SOLE VOTING POWER
0 | |||
|
6. |
SHARED VOTING POWER
0 | ||||
|
7. |
SOLE DISPOSITIVE POWER
0 | ||||
|
8. |
SHARED DISPOSITIVE POWER
0 | ||||
|
9.
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0
| ||||
|
10.
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES |
|
o | ||
|
11.
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0%
| ||||
|
12. |
TYPE OF REPORTING PERSON
OO
| ||||
|
Item 1(a). |
Name of Issuer: |
|
Item 1(b). |
Address of Issuer’s Principal Executive Offices: Hsinchu Science Park, Chu-Nan 350 Miao-Li County, Taiwan, R.O.C. |
|
| |
|
Item 2(a). |
Name of Person Filing: Hien Van Nguyen The Anh Chuong Tran 2010 GRAT |
|
Item 2(b). |
Address of Principal Business Office or, if none, Residence:: Baoshan Township 308 Taiwan R.O.C |
|
Item 2(c). |
Citizenship: |
|
Item 2(d). |
Title of Class of Securities: |
|
Item 2(e). |
CUSIP Number: |
|
| |
|
Item 3. |
If this statement is filed pursuant to §§240.13d-1(b) or §§240.13d-2(b) or (c), check whether the person filing is a: |
|
|
Not Applicable |
|
Item 4. |
Ownership. | ||||
|
|
(a) |
Amount beneficially owned: | |||
|
|
|
Anh Chuong Tran Hien Van Nguen The Anh Chuong Tran 2010 GRAT |
0 0 0 | ||
|
|
(b) |
Percent of class: | |||
|
|
|
Anh Chuong Tran Hien Van Nguen The Anh Chuong Tran 2010 GRAT |
0% 0% 0% | ||
|
|
(c) |
Number of shares as to which such person has:
| |||
|
|
|
(i) |
Sole power to vote or to direct the vote: | ||
|
|
|
|
Anh Chuong Tran Hien Van Nguen The Anh Chuong Tran 2010 GRAT |
0 0 0 | |
|
|
|
(ii) |
Shared power to vote or to direct the vote: | ||
|
|
|
|
Anh Chuong Tran Hien Van Nguen The Anh Chuong Tran 2010 GRAT |
0 0 0 | |
|
|
|
(iii) |
Sole power to dispose or to direct the disposition of: | ||
|
|
|
|
Anh Chuong Tran Hien Van Nguen The Anh Chuong Tran 2010 GRAT |
0 0 0 | |
|
|
|
(iv) |
Shared power to dispose or to direct the disposition of: | ||
|
|
|
|
Anh Chuong Tran Hien Van Nguen The Anh Chuong Tran 2010 GRAT |
0 0 0 | |
|
| |||||
|
Item 5. |
Ownership of Five Percent or Less of a Class. | ||||
|
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following x. | |||||
|
|
| ||||
|
Item 6. |
Ownership of More than Five Percent on Behalf of Another Person. | ||||
|
|
Not Applicable. | ||||
|
| |||||
|
Item 7. |
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company. | ||||
|
|
Not Applicable. | ||||
|
| |||||
|
Item 8. |
Identification and Classification of Members of the Group. | ||||
|
|
Not Applicable. | ||||
|
| |||||
|
Item 9. |
Notice of Dissolution of Group. | ||||
|
|
Not Applicable. | ||||
|
| |||||
|
Item 10. |
Certification. | ||||
|
|
Not Applicable. | ||||
Signature
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
|
|
February 10, 2014 | |
|
|
(Date) | |
|
|
| |
|
|
| |
|
|
Anh Chuong Tran | |
|
|
| |
|
|
/s/ Anh Chuong Tran | |
|
|
Anh Chuong Tran | |
|
|
| |
|
|
| |
|
|
Hien Van Nguyen | |
|
|
| |
|
|
/s/ Hien Van Nguyen | |
|
|
Hien Van Nguyen | |
|
|
| |
|
|
| |
|
|
The Anh Chuong Tran 2010 GRAT | |
|
|
| |
|
|
| |
|
|
By: |
/s/ Anh Chuong Tran |
|
|
|
Anh Chuong Tran, Trustee |
|
|
| |
|
|
| |
|
|
By: |
/s/ Hien Van Nguyen |
|
|
|
Hien Van Nguyen, Trustee |